MELTON, Justice.
In this case, we granted an application for certiorari from the Court of Appeals' decision in In re: W.L.H., 314 Ga.App. 185, 723 S.E.2d 478 (2012) to determine whether a child in a deprivation action has standing to appeal when the child is represented by counsel and the child's guardian ad litem chooses not to appeal. Because the guardian ad litem is the legal protector of a child's best interests in deprivation proceedings, we find that a child lacks standing to appeal a deprivation ruling except through a guardian ad litem.
As set forth by the Court of Appeals, the underlying facts in this case show that
(Footnote omitted.) Id. at 185-186, 723 S.E.2d 478.
In the matter now before this Court, W.L.H. contends that, despite his status as a child, the decision to appeal the trial court's finding of deprivation is his alone, irrespective of his guardian ad litem's determination of his best interests. As a result, W.L.H. argues that he has standing to bring the present appeal through his attorney. We disagree.
Georgia's Legislature has recognized that children, because they are of "tender years," are not generally competent to represent themselves in legal actions or to decide their own best interests. That is why our laws explicitly provide for representation of children by adults in civil matters. For example, OCGA § 9-11-17(c) states, as a general proposition:
More specifically with regard to deprivation proceedings, OCGA § 15-11-9(b) provides:
Both of these provisions recognize that children, by their nature, are not the correct parties to determine what is in their own best interests in civil matters. For this determination, adult supervision is required.
That, of course, is exactly the result that the dissent would allow under its scheme. Under the dissent's analysis, a child, from the moment he or she learns to speak, could mandate an appeal of a trial court's deprivation finding. This is a radical departure from the idea that a trial court may give weight to the opinions of teenagers 14 or older in certain codified circumstances. See OCGA § 15-11-39(b). Even in these circumstances, however, the trial court and the proceedings are not controlled by the teenager. Entertaining an appeal brought directly by a baby, rather than a guardian entrusted with the baby's best interests, would be highly misguided. No law cited in the majority opinion supports such a circumstance.
Instead, the dissent's rubric
Accordingly, we affirm the Court of Appeals' ruling that W.L.H., acting through his attorney and against the wishes of his guardian ad litem, lacked standing to appeal the trial court's finding of deprivation.
Judgment affirmed.
THOMPSON, P.J., BENHAM, HINES, MELTON and NAHMIAS, JJ., concur.
HUNSTEIN, C.J., and Judge DORIS L. DOWNS dissent.
BLACKWELL, J., disqualified.
HUNSTEIN, Chief Justice, dissenting.
In an opinion that disregards the child's express wishes, offers insufficient legal analysis, and fails to provide needed guidance for our juvenile courts, the majority opinion holds that a community volunteer serving as the guardian ad litem is the only person who can appeal on behalf of a child in a deprivation action, regardless of the child's age, the judgment of the child's attorney, or any other circumstances. The practical effect of the opinion is to vest an appointed community volunteer with sole unreviewable authority to determine whether to appeal the finding of deprivation, which resulted in a juvenile's loss of liberty. This holding is contrary to
In August 2010, the Department of Human Resources through the Walton County Department of Family and Children Services filed a petition asserting that 12-year-old W.L.H. was a deprived child. A "deprived child" is defined, in part, as a child who is without proper parental care or control, subsistence, education, or other care necessary for the child's physical, mental, or emotional health. OCGA § 15-11-2(8). The factual basis for the petition was that his legal guardian of 10 years had "backhanded him in the mouth" in a store parking lot in violation of a safety plan that she signed 10 months earlier agreeing to refrain from using physical discipline. The department removed W.L.H. from his home under OCGA § 15-11-45(a)(4), which enables an officer of the court to take a child into custody when there are reasonable grounds to believe the child is in immediate danger and removal is necessary. He was originally placed in a group home in Gwinnett County, but was removed in November 2010 after threatening harm to himself and others; the department then moved him to a child care institution in DeKalb County as a temporary measure.
The juvenile court appointed a court appointed special advocate (CASA) as the lay guardian ad litem and later appointed an attorney to represent W.L.H. as his legal counsel. During two days of hearing, W.L.H. was generally excluded from the courtroom, despite his request to be present. In December 2010, the court found that the allegations of abuse did not rise to the level of deprivation. Nevertheless, the court found by clear and convincing evidence that the child was deprived on the ground that his guardians' lack of financial resources made them incapable of securing the residential treatment he needed. In February 2011, W.L.H. was admitted to an intensive residential treatment facility in Fulton County, described in his case plan report as a hospital/group home/institution, where he attended school and was allowed supervised visitation with his guardians for one hour per week. He was still residing in the facility in April 2011, nine months after his initial removal from his home, when he earned the privilege of unsupervised overnight visits to his home.
Through his attorney, W.L.H. appealed, alleging among other things that the trial court erred in ruling that he was not a party and violated his due process rights under the Georgia and Federal Constitutions by denying him access to the proceedings and failing to appoint his counsel until the trial. Without addressing the merits, the Court of Appeals dismissed the appeal on the ground that the child lacked standing without the aid of a guardian or next friend.
1. W.L.H. is a party entitled to legal counsel. "Georgia law broadly defines a `party' to include one who is directly interested in the subject matter of the litigation [and] has the right to adduce testimony, to cross-examine witnesses, to control the proceedings, and to appeal from the judgment." Wilkins v. Georgia Dept. of Human Resources, 255 Ga. 230, 235(3), 337 S.E.2d 20 (1985). As the individual with the most direct interest in the proceeding, the juvenile in this case is a party. See McBurrough v. Dept. of Human Resources, 150 Ga.App. 130(2), 257 S.E.2d 35 (1979); see also OCGA § 15-11-9(b) (court shall appoint a guardian ad litem for a child who is a party to the proceeding).
Particularly here, where the juvenile court's finding of deprivation meant that W.L.H. was committed to an institution where his freedom was curtailed, there can be no serious contention that he was not a party. See In the Interest of L.W., 276 Ga.App. 197(3), 622 S.E.2d 860 (2005). As a party, he was entitled to introduce evidence, cross-examine adverse witnesses, and otherwise be heard on his own behalf. See OCGA § 15-11-7(a); see also Sanchez v. Walker County Dept. of Family and Children Servs., 237 Ga. 406, 407, 229 S.E.2d 66 (1976) (Juvenile Code's procedural requirements apply "when a child is taken into custody or temporarily detained, regardless of whether it is for alleged delinquency, unruliness, or deprivation").
Moreover, W.L.H. was entitled to representation by an attorney in this action, as the juvenile court recognized. See McBurrough, 150 Ga.App. at 131, 257 S.E.2d 35; OCGA § 15-11-6(b) (a "party is entitled to representation by legal counsel at all stages of any proceedings alleging ... deprivation"). Our Juvenile Code extends this right to legal representation to a child who (1) is not represented by a parent, guardian, or custodian during the proceedings or (2) has a conflict of interest with that adult or any other party. See OCGA § 15-11-6(b). This right extends to both parents and children at all stages of any deprivation proceeding. Council of Juvenile Court Judges of Georgia, Benchbook, ch. VI, § E notes. Interpreting similar language in the guardian-ad-litem statute related to juvenile proceedings, the Georgia Attorney General has concluded that there is an inherent conflict of interest in a deprivation proceeding between the child and the parent or caretaker when child abuse or neglect is alleged. See 1976 Op. Att'y Gen. 76-131(II) (interpreting provision on the appointment of guardian ad litem now codified at OCGA § 15-11-9(b)). Finding this reasoning persuasive, a federal district court concluded that OCGA § 15-11-6(b) requires the appointment of separate counsel for the child in a deprivation action based on the inherent conflict of interest between the child and the parent or caretaker accused of abusing or neglecting the child. See Kenny A. ex. rel. Winn v. Perdue, 356 F.Supp.2d 1353(II) (N.D.Ga.2005). In this case, W.L.H. was entitled to legal counsel because he had a conflict with his guardians based on the allegations of abuse.
2. The child's right to counsel in this case includes the right to seek review through the child's attorney of the juvenile court's finding of deprivation. See In the Interest of G.K.J., 187 Ga.App. 443(1), 370 S.E.2d 490 (1988) (as party to action to terminate his parents' parental rights, child has standing to appeal through his appointed attorney and guardian ad litem); L.W., 276 Ga.App. at 201, 622 S.E.2d 860 (a party aggrieved by a judgment has the right to appeal). According to the Fulton County Office of the Child Attorney, which filed an amicus brief in this case, the Court of Appeals "routinely permits" that office's child clients to appeal adverse rulings in juvenile cases "without the aid of a guardian or next friend." See In the Interest of J.C.W., 311 Ga.App. 894, 717 S.E.2d 512 (2011) (child's attorney filed appeal in deprivation action on behalf of two-year-old twins); In the Interest of A.R., 309 Ga.App. 844, 711 S.E.2d 402 (2011) (child's attorney appealed order terminating temporary guardianship on behalf of two minor children in deprivation action). Neither the majority opinion nor the Court of Appeals' decision cites any cases to support the conclusion that the child's counsel in this case is excluded from bringing an appeal on the child's behalf.
3. Because W.L.H. is represented by legal counsel, the lay guardian ad litem in this case should not have the authority to limit the child's right to appeal the juvenile court's denial of his due process rights or finding of deprivation. Both the child's attorney and the guardian ad litem are charged with acting in the child's interests. See In the Interest of A.P., 291 Ga.App. 690, 691(1), 662 S.E.2d 739 (2008). The Georgia Rules of Professional Conduct provide that "the lawyer
The statute requiring the appointment of a guardian ad litem provides:
OCGA § 15-11-9(b); see also 42 U.S.C. 5106a (b)(2)(B) (xiii) (in cases of child abuse or neglect, guardian ad litem must be appointed and may be an attorney or a court appointed special advocate or both). Although there is no further statutory guidance on the role of the guardian ad litem in deprivation proceedings, the benchbook for juvenile court judges recommends that the guardian ad litem serve as "both an advocate for the child and an investigator for the court." Benchbook, ch. XXIX § (C)(3)(b) (June 2000). The guardian ad litem "may be treated as a court's expert witness," state an opinion on the best interests of the child, and be cross-examined by the parties. Id., ch. XXXIV, p. 3 (rev.Jan.2013).
Prior to appointing the attorney in this case, the juvenile court designated a court appointed special advocate or CASA as the guardian ad litem. The Juvenile Code defines a CASA as "a community volunteer who... [h]as been appointed as a lay guardian ad litem by the court in a juvenile court deprivation proceeding." OCGA § 15-11-9.1(a)(1)(D). "The role of a CASA in juvenile court deprivation proceedings shall be to advocate for the best interests of the child." OCGA § 15-11-9.1(c). In support of this role as the best-interest advocate, the CASA must conduct an independent assessment of the facts and circumstances surrounding the case, maintain regular contact with the child, submit written reports to the court regarding the child's best interests, and attend all court hearings to advocate for the child's best interests. OCGA § 15-11-9.1(d).
The CASA is not the proper party to decide W.L.H.'s right to appeal because she did not, and could not, represent his legal interests by, for example, examining witnesses, making objections, and preserving issues for appeal. Our statute specifically states that the CASA, as a lay guardian ad litem, shall not be required to engage in the practice of law or obtain legal counsel for the child. OCGA § 15-11-9.1(e).
4. Our case law does not grant guardians ad litem exclusive authority to appeal on behalf of a child. In determining that W.L.H. lacked standing to appeal "except through a guardian ad litem," the majority fails to distinguish between the cases in which the guardian ad litem is an attorney serving a dual role as attorney and best-interest advocate and the cases in which the guardian ad litem is a CASA. The single case cited by the majority in support of its view that "the minor ... has standing through the guardian ad litem to appeal" is a case from DeKalb County where the guardian ad litem served in a dual role as the child's attorney and best-interest advocate. See In the Interest of J.F., 310 Ga.App. 807, 808, n. 1, 714 S.E.2d 399 (2011) (appeal filed by the "child advocate" of seven-year-old). Thus, that case does not support the majority's proposition that the child in this case, who has an attorney independent of his best-interest advocate, lacks standing to appeal.
Moreover, the two cases that the Court of Appeals cited for that proposition in the J.F. case also do not support the majority opinion's blanket rule that a child has standing to appeal only through a guardian ad litem. When viewed in context, it is clear that both cases granted standing to the guardian ad litem to appeal in order to expand the right of the child to obtain judicial review, not prevent it, as the Court of Appeals did here. The first case involved the standing of the child's temporary guardian to appeal the court's termination of the biological mother's parental rights; the Court of Appeals stated in dicta that a guardian ad litem had the authority to bring an appeal on the child's behalf in a termination action, not that the guardian ad litem had the sole authority. See In the Interest of M.B.B., 241 Ga.App. 249(1)(a), 526 S.E.2d 76 (1999). The second case involved a child custody dispute between the child's parents and custodial grandmother where the superior court appointed a guardian ad litem to represent the child's interests. See Miller v. Rieser, 213 Ga.App. 683(2), 446 S.E.2d 233 (1994). In ruling that the minor had standing through the guardian ad litem to appeal, the court in Miller simply recognized the importance of representing the interests of the child, "who is the subject of the custody dispute and whose future is at stake." Id. at 690, 446 S.E.2d 233. For support, the Miller opinion cited In the Interest of G.K.J. where the juvenile court had appointed the same person to serve as the child's attorney and guardian ad litem under a state statute. The Court of Appeals in G.K.J. reasoned that under that statute "the child himself is, in effect, made a party to an action to terminate his parent's or parents' parental rights. Accordingly, [the child] has standing, through his duly appointed attorney and guardian ad litem, to bring this appeal." G.K.J., 187 Ga.App. at 443, 370 S.E.2d 490 (emphasis supplied) (relying on OCGA § 15-11-85(a), now codified at OCGA § 15-11-98(a)). Rather than designating the guardian ad litem as the only suitable representative of a child's best interests, these cases instead support W.L.H.'s position that he is an interested party with standing to appeal through his attorney.
5. Granting sole authority to appeal to the guardian ad litem is problematic. This remedy disregards the child's wishes, is contrary to recommended standards, fails to recognize that some courts use only lay guardians ad litem, and insulates a guardian ad litem's expert opinion and decisions from appellate review.
First, by overriding the express wishes of children who have a primary interest in deprivation proceedings, our courts disregard state statutes and rules recognizing that the opinions of children must be given weight in legal proceedings. See, e.g., OCGA § 15-11-39(b) (juvenile court shall direct summons to child "if he or she is 14 or more years of age or is alleged to be a delinquent or unruly child"); Ga. Rules of Professional Conduct 1.14 comment ("children as young as five or six years of age, and certainly those of ten or twelve, are regarded as having opinions that
Second, denying the child standing to appeal his exclusion from the courtroom fails to recognize that it is usually in the child's best interest to permit his or her involvement. The ABA Model Act Governing the Representation of Children in Abuse, Neglect, and Dependency Proceedings states: "Each child who is the subject of an abuse and neglect proceeding has the right to attend and fully participate in all hearings related to his or her case." ABA Model Act, § 9(a) (2011).
Third, the majority fails to acknowledge that our state has more than one model for advocating the best interest of the child in a deprivation proceeding. "Some courts use only attorney guardians, others use a combination of attorneys and CASAs or other trained citizens and volunteers, and yet others use CASAs or trained citizens and volunteers exclusively." Benchbook, ch. XXIX, § (C)(f). For example, according to their amicus briefs, Fulton County appoints legal counsel for each child who is the subject of a deprivation petition and may not appoint a guardian ad litem, whereas DeKalb County appoints counsel to serve in a dual role as attorney and best-interest advocate. The majority's holding ignores these distinctions and fails to offer sufficient guidance to juvenile court judges about how to apply the new rule when the child is not represented by a guardian ad litem, as happens in Fulton County, or is represented only by a CASA or other trained volunteer who is not acting as the child's attorney, as occurs in other counties.
Finally, the majority opinion's approach insulates the guardian ad litem's recommendation from appellate review. In this case, consistent with the CASA's recommendation, the juvenile court not only ruled against returning W.L.H. to his guardians but also excluded him from the courtroom during most of the proceedings, despite the request of W.L.H. and his attorney that he be allowed in the courtroom. By holding that only the best-interest advocate has standing to challenge these rulings on appeal, both the Court of Appeals and majority opinion prevent appellate review of the CASA's recommendations, which may have affected the trial court's disposition of the case.
Our system of laws assures that an attorney will competently represent a client in a legal proceeding and provides methods by which to review the quality and adequacy of an attorney's legal representation, even when that client is a child. No such assurance and no such protections apply to a lay community volunteer who represents a child as guardian ad litem. Nonetheless, the majority opinion makes absolute and unreviewable the decision of a community volunteer with limited training to override the judgment of the child and his attorney. In effect, this Court grants to a volunteer advocate in a child's deprivation proceeding more absolute, unreviewable power over a child's liberty and life than the law invests in a juvenile court judge or a child's own parents. It is nothing short of a court-mandated abdication of a child's rights and best interests to one person and one person alone.
6. By this dissent, I am not questioning the motive, actions, or recommendations of the CASA in this or any other case, who are voluntarily providing their time and services to enable the juvenile judges to make the often difficult decision about what is in the best interest of a child. What I am challenging is the assignment of a role to the CASAs for which they have no training or expertise.
Nor is this dissent advocating that children of all ages may determine when to appeal a decision in a juvenile proceeding or that a baby or "a child, from the moment he or she
Our law already recognizes the right of children as young as 13 to bring direct appeals through their attorney. As one of our juvenile court judges has pointed out:
Teske & Carter, The Next Generation, 13 Ga. B.J. at 26. For children who are younger than 13, there are professional rules, guidelines, and standards to assist counsel and courts in determining when a child is capable of directing his or her legal representation. See, e.g., Ga. Rules of Professional Conduct 1.14; ABA Model Act § 7(c); ABA Standards of Practice, Part I, §§ B-3 & B-4. The Model Act on representing children in deprivation actions provides that when a "normal client-lawyer relationship is not reasonably possible to maintain, the child's lawyer shall make a substituted judgment determination." ABA Model Act § 7(d). Moreover, when the child's lawyer "reasonably believes that the client has diminished capacity," is at risk of substantial harm, and cannot adequately act in the client's own interest, the lawyer may take necessary protective action, including consulting with persons who can take action to protect the child and seeking the appointment of a best-interest advocate. Id. at § 7(e). Thus, an attorney is charged with zealous representation of his child client, but is offered guidance on how to represent a child who is not yet capable of directing the representation, such as infants.
The Court's holding today assures that children who misbehave will have far more rights and options in our courts than children who are victims of misbehavior.
7. In conclusion, the majority today sets forth a model that assumes everyone in the courtroom knows what is best for the child, except the person most affected by the proceedings. It unfairly denies an older child and his attorney any voice in deciding the child's fate and cloaks the least trained advocate with absolute authority to decide the child's interests. For these reasons, I dissent from the majority's holding that the decision of the best-interest advocate not to appeal should always prevail, even when contrary to the express wishes of the child who is represented by legal counsel. Instead, this Court should adopt a rule that acknowledges
I am authorized to state that Judge DOWNS joins in this dissent.