MICHAEL J. REAGAN, Chief District Judge.
In Case Number 16-cr-30083-01-MJR ("the underlying case"), Michael J. Dressel pled guilty to attempting to possess with intent to distribute methamphetamine. The terms of the plea were delineated in a twelve-page plea agreement and a three-page stipulation of facts (Docs. 59, 61), both of which were signed by Dressel and his lawyer— retained counsel of Dressel's choosing, Patrick Kilgore of St. Louis, Missouri.
In the plea agreement, Dressel waived the right to directly appeal or collaterally attack his sentence: "
In the plea documents, the parties agreed the applicable statute provided a twenty-year maximum term of incarceration, and the advisory United States Sentencing Guidelines called for 151 to 188 months in prison. Ultimately, the undersigned imposed a below-guideline sentence of 120 months, followed by three years of supervised release. Judgment was entered September 6, 2017. No direct appeal was taken.
On August 6, 2018, Dressel filed a motion for appointment of counsel to assist him in "filing his 2255 for ineffective assistance of counsel" (Doc. 89). The undersigned entered an Order noting that there was no open case in which to appoint counsel but, because Dressel mentioned ineffective assistance, sent Dressel the form and instructions for a petition under 28 U.S.C. 2255, in case that was what he was endeavoring to file.
On August 27, 2018, Dressel filed a petition to vacate, set aside, or correct his sentence under 28 U.S.C. 2255, which opened the above-captioned civil case.
The petition ripened with the filing of Dressel's December 13, 2018 reply brief (Doc. 9). Three preliminary issues bear mention.
First, the Court finds that the petition was timely filed under 28 U.S.C. 2255(f).
Second, the Court finds that the petition, construed to present three claims for ineffective assistance of counsel, is not barred by the waiver contained in Dressel's plea agreement. Exempted from the scope of that waiver were collateral challenges presenting "claims of ineffective assistance of counsel" (Doc. 6-2, p. 9). The United States argues that, viewed as substantive claims (not ineffective assistance claims), Dressel's arguments are both blocked by the waiver provision and doomed by his failure to show cause and prejudice for not raising the issues on direct appeal. This would be true if the Court treated the claims substantively, but it does not.
Next, although the undersigned often sets hearings on ineffective assistance of counsel claims, having reviewed the briefs and exhibits here, the Court finds an evidentiary hearing not warranted under Rule 8(a) of the Rules Governing Section 2255 Proceedings. Not every petition warrants a hearing.
Analysis starts with the proposition that relief under § 2255 is limited. It is "available only in extraordinary situations," requiring an error of constitutional or jurisdictional magnitude or a fundamental defect that resulted in a complete miscarriage of justice.
Dressel maintains that his right to effective counsel was violated at the plea and sentencing phases of the proceedings in this Court. The Sixth Amendment to the United States Constitution provides that in all criminal prosecutions, "the accused shall enjoy the right . . . to have the Assistance of Counsel for his defence."
More specifically stated, the Sixth Amendment guarantees a defendant the effective assistance of counsel at the "critical stages of a criminal proceeding."
To prevail on an ineffective assistance of counsel claim, a petitioner must satisfy "the familiar two-part test" articulated in
As to the first (deficient performance) prong of
As to
At the
As to the second (prejudice) prong of
In the guilty plea situation, this generally means the defendant must show a reasonable probability that, but for his lawyer's errors, the defendant "would not have pleaded and would have insisted on going to trial."
Of course, counsel's alleged errors fall into different categories. Sometimes it is alleged that a lawyer's poor performance resulted in a judicial proceeding of disputed reliability; other times, that poor performance caused the defendant to forfeit a proceeding entirely. When a petitioner alleges that his lawyer's poor performance "led him to accept a guilty plea rather than go to trial, we do not ask whether, had he gone to trial, the result of that trial `would have been different' than the result of the plea bargain."
Dressel first asserts that he received ineffective assistance of counsel when his retained lawyer, Patrick Kilgore, failed to appear at the Marion County Jail for the presentence investigation interview conducted by "the P.S.I. writer" (a United States Probation Officer). In the petition, this argument was completely undeveloped. Dressel just complained of the interview: "At minimum this is a violation of contact with persons represented by counsel" (Doc. 1, p. 6). Undeveloped arguments are insufficient under
But Dressel fleshed out this argument in his reply brief (Doc. 9, p. 3, pp. 5-6): "criminal information was obtained by the Government through a breach of the attorney-client privilege, a privilege Dressel never waived." Dressel contends "the prosecution unilaterally violated both the American Bar Association" rules and the Illinois Rules of Professional Conduct by permitting contact with him outside the presence of his attorney, and that the government used information Dressel communicated in the interview (about drug quantity, Dressel's "travel arrangements," and his "electronic communications") to create the presentence investigation report (PSR) used at sentencing (id., pp. 2-5, p. 8).
Patrick Kilgore submitted an affidavit supplying the details of what occurred as to his not being present at the post-plea, pre-sentencing interview with a probation officer (Doc. 6-4). Kilgore was not able to attend the interview due to an "unavoidable scheduling conflict." But prior to the date of the interview — on at least two occasions — Kilgore discussed with Dressel the purpose of the interview, the process that would occur, and what to expect in the interview.
The undersigned (during the change of plea hearing, after accepting Dressel's guilty plea) had explained what would happen during the interview, too (see Transcript at Doc. 92 in underlying case, pp. 19-20):
At the time of the change of plea, Kilgore planned to attend the interview and said so (id., p. 20). When he learned he would not be able to attend the interview, he contacted the probation officer assigned to the case and set ground rules for the interview. Kilgore advised Dressel that the interviewer would
Dressel has not shown constitutionally deficient performance by his lawyer as to the interview. He charges the prosecution with violating legal and ethical canons. That is not sub-par performance by defense counsel. He expresses outrage that his lawyer was not with him during the interview, but Dressel knew this at the time of the interview, never tried to stop the interview, never conveyed any concerns to his counsel before or after the interview (to the contrary, he reported that the interview "went very well"), and never advised the Court of his unease regarding counsel's no-show for the interview.
Moreover, Dressel's arguments rest on the mistaken assumption that the Sixth Amendment right to counsel applies to a post-conviction presentence interview by a probation officer. He cites no authority to support this proposition, and a review of federal caselaw discloses cases reaching the conclusion opposite that urged by Dressel.
In
Kilgore at least twice advised Dressel about the interview process, what would be asked of him, what topics would be covered, and how the information would be used at sentencing. Kilgore took steps to safeguard the process by limiting what the probation officer could ask in his absence. Dressel never mentioned any problem with the interview to his lawyer, and he never told the Court that he had an issue with the PSR interview. Dressel has not shown any constitutionally deficient performance by defense counsel on this front.
Assuming, arguendo, that Dressel had shown deficient performance by Kilgore regarding the PSR interview, he has not demonstrated prejudice resulting therefrom. Dressel's suggestion that the 1.7-kilogram quantity was somehow improperly extracted from him during the PSR interview completely overlooks the fact that
Dressel's second claim is that he had ineffective assistance of counsel at sentencing, because his lawyer failed to object to facts related to relevant conduct which Dressel wanted to challenge. Specifically, Dressel maintains that during the sentencing hearing, he asked his lawyer to object to the amount of drugs Dressel was being sentenced on, an amount he insists was incorrect, and his lawyer refused. Here again, we begin by asking whether Dressel has satisfied the deficient performance prong of
Dressel must show that Kilgore's representation fell below an objective standard of reasonableness measured against prevailing professional norms.
In his sworn affidavit, Kilgore attests that he does not recall Dressel asking him to make an objection based on drug quantity. And Kilgore knows of no basis on which he could have done so.
Furthermore, Dressel's claim that he wanted to object at sentencing to an "incorrect" drug quantity he was being sentenced on is squarely contradicted by the plea agreement he signed and his statements to the Court during the change of plea hearing and sentencing hearing. In the plea agreement Dressel executed four months before sentencing (and attested to having reviewed carefully with counsel before signing), he admitted that his relevant conduct was 1709.2 grams of methamphetamine — the same amount referenced in the PSR and used to sentence him. The plea agreement (Doc. 6-2, p. 4; emphasis added) described this drug quantity as follows:
During the plea colloquy, under oath, Dressel acknowledged that he understood everything in the plea agreement and that he had gone over it in detail with counsel before the change of plea hearing. When confronted with the estimated sentencing range based on the circumstances of the case (151-188 months of incarceration, under the advisory guidelines), Dressel momentarily expressed surprise, so the undersigned adjourned the proceeding for a 15-minute break to be sure Dressel fully grasped the impact of what was being said and could discuss it with his lawyer and advise the Court if he completely understood what was happening and wanted to go forward with the guilty plea (see Plea Transcript, Doc. 92 in underlying case, pp. 8-11). Dressel did so. During the entire change of plea hearing, Dressel never expressed any disagreement with the relevant conduct he admitted to in the written plea documents.
At sentencing, before accepting the PSR and adopting the factual findings contained in it, the undersigned directly asked Dressel if he had reviewed the PSR in detail with his lawyer (Dressel said yes) and whether he found "everything in the report
Dressel never voiced disagreement with the drug quantity or relevant conduct assessment, despite being given opportunities to do so — see id., p. 5, where the undersigned asked: "Mr. Dressel, your turn to talk. Is there anything you want me to know before I pronounce sentence?" Dressel made a quite lengthy statement (id., pp. 5-9) but never asked a question about or challenged the drug quantity or relevant conduct referenced in the plea agreement and PSR.
Kilgore diligently discharged his duties of representation in connection with sentencing. He filed a sentencing memorandum with letters of support for Dressel — including his sister (Bridget), his high school vice principal (Barry), and his high school counselor (Sherry). Kilgore spoke eloquently at the sentencing hearing on Dressel's behalf. He made a recommendation for Dressel's BOP placement (close to family members) and a long-term substance abuse program ("RDAP") for him during custody.
Dressel has not shown constitutionally deficient performance by his counsel at sentencing. Nor has Dressel shown prejudice, i.e., a reasonable probability that "but for counsel's unprofessional errors, the result of the proceeding would have been different."
The Court is left to speculate on how the result of the September 2017 sentencing would have been different had Mr. Kilgore objected then to the 1709.2 grams of methamphetamine Dressel pled guilty to back in May 2017. Dressel has not demonstrated prejudice, and the record is devoid of facts indicating prejudice. He falls far short of satisfying prong two of the
Dressel fares no better on his final argument for § 2255 relief. He asserts that Kilgore gave ineffective assistance in the guilty plea phase by coercing Dressel into signing the plea agreement with two tactics: (a) Kilgore issued the ultimatum, "don't sign this and you're going to get 20 years" (Doc. 1, p. 5); and (b) Kilgore lied to Dressel and filled him with "false hope" by telling him that if he signed the plea agreement, he would "not do more than five years" (Doc. 1, p. 10). These assertions are flatly refuted by Kilgore's sworn affidavit. Kilgore broadly denies ever making any ultimatum about pleading guilty to Dressel (Doc. 6-4, p. 3).
The affidavit further attests that when Kilgore and Dressel reviewed the plea agreement together, Kilgore explained the concept of relevant conduct (the 1709.2 grams of narcotics involved), explained that the maximum penalty for the offense was twenty years (statutorily), explained that the "Government was offering to make a low-end Guidelines recommendation of 151 months" (of the 151-188 guideline range), and recommended that Dressel accept the plea deal, because "the facts were overwhelmingly against [Dressel], but . . . by pleading, he could potentially get a three-level reduction for Acceptance of Responsibility under the Guidelines, which he would lose if he went to trial" (Doc. 6-4, p. 3). This is an accurate and reasonable assessment (and sound advice).
Dressel's contention that he was forced, tricked, or pressured into a plea deal is also utterly belied by his own sworn testimony at the change of plea hearing, when he was directly asked: "Has anyone used any threats, coercion, force, duress, or made any promises, assurances, or guarantees of any kind to get you to plead guilty other than the promises in your plea agreement and the addendum to it?" and Dressel responded, "No" (Doc. 92 in underlying case, p. 6). He was asked a second time by the Court: "Has anyone used pressure, force, duress, or made promises, assurances or guarantees of any kind to get you to sign either of the documents?" Dressel responded, "No" (id., p. 7). Additionally, Dressel stated under oath that he was pleading guilty because he was, "in fact, guilty as alleged in the Indictment and the Government can prove everything in it. . . beyond a reasonable doubt" (id., p. 5, p. 17).
Dressel will be held to his sworn statements before this Court. As the United States Supreme Court reminded recently, a defendant "relinquishes any claim that would contradict the admissions necessarily made upon entry of a voluntary plea of guilty."
Dressel has not demonstrated deficient performance by his counsel during the guilty plea phase, and he has not demonstrated any prejudice resulting from waiving the right to proceed to trial. In this context, a defendant can show prejudice by demonstrating a reasonable probability that —but for his lawyer's sub-par performance — he would not have pleaded guilty and would have insisted on going to trial.
The Supreme Court has admonished: "Courts should not upset a plea solely because of post hoc assertions from a defendant about how he would have pleaded but for his attorney's deficiencies. Judges should instead look to contemporaneous evidence to substantiate a defendant's expressed preference."
The record before this Court contains abundant evidence that Dressel's guilty plea was knowing, voluntary, willingly entered, and not the product of duress or coercion. The record further reveals that Dressel pled guilty because he knew he was, in fact, guilty as charged, and he appreciated that the prosecution could shoulder its burden of proving that to a jury. The record also discloses that Dressel believed his attorney was doing a good job. The undersigned asked if Dressel was "fully satisfied with the counsel, representation and advice that Mr. Kilgore has given you?" Dressel, without hesitation, responded "Yes" (Doc. 92 in underlying action, p. 5). The Court further inquired of Dressel regarding the assistance of counsel he had received: "Is there anything he has refused to do or has been unwilling or unable to do with respect to defending you," and Dressel said "No" (id.). Dressel has failed to demonstrate ineffective assistance of counsel in the form of being pressured or coerced into a guilty plea.
Last year, the Supreme Court reiterated that the right to effective assistance of counsel "is a bedrock principle in our justice system," and ineffective assistance "is deficient performance by counsel resulting in prejudice, with performance being measured against an objective standard of reasonableness."
To prevail on the deficient performance prong, a defendant must overcome a strong presumption that counsel's conduct fell within the wide range of reasonable professional assistance.
In the case at bar, for the reasons explained above, Dressel has proven neither deficient performance nor prejudice. His ineffective assistance of counsel claims are meritless. Because Dressel's arguments that his lawyer's performance prejudiced him are purely speculative, and the record conclusively shows that Dressel is not entitled to relief, no evidentiary hearing is warranted.
The petition is hereby
Rule 11(a) of the Rules Governing Section 2255 Proceedings requires a district court entering a final order adverse to a petitioner to issue or deny a certificate of appealability. 28 U.S.C. 2253(c)(2) states that a certificate of appealability may issue "only if the applicant has made a substantial showing of the denial of a constitutional right." This standard requires the petitioner to demonstrate that reasonable jurists could debate whether the petition should have been resolved in a different manner or that the "issues presented were `adequate to deserve encouragement to proceed further.'"
For the reasons explained above, the Court finds Dressel has failed to demonstrate an error of constitutional magnitude or a fundamental defect that resulted in a complete miscarriage of justice. Reasonable jurists would not find these conclusions debatable. Because Dressel failed to make a substantial showing of the denial of a constitutional right, the Court
IT IS SO ORDERED.