MICHAEL P. McCUSKEY, Chief District Judge.
This case is before the court for ruling on the Combined Motion to Dismiss and Motion for Summary Judgment (#79) filed by Defendants, Wright Medical Group, Inc., Wright Medical Technology, Inc. and Wright Medical Europe SA. This court has carefully reviewed the arguments of the parties and the documents filed by the parties. Following this careful and thorough review, Defendants' Combined Motion to Dismiss and Motion for Summary Judgment (#79) is GRANTED in part and DENIED as moot in part.
Plaintiff, Glenn D. Pankey, underwent hip replacement surgery on his right hip on February 7, 2007. Plaintiff's doctor, Dr. Milton Smit, placed a Profemur® prosthesis, model PHA0-1254, long neck, 8 Degree Var/Val Long, in Plaintiff's right hip. This prosthesis was a modular prosthesis which was manufactured by Defendants. The modular prosthesis consists of separate components and is promoted as providing the surgeon with greater flexibility. The neck of the modular prosthesis was made of titanium alloy. It is undisputed that prostheses with a monolithic design, consisting of only one part, were available as an alternative to Dr. Smit, who chose to use the Profemur® modular implant instead. On October 10, 2007, Dr. Smit again performed hip replacement surgery and replaced Plaintiff's left hip. Dr. Smit again used a Profemur® prosthesis, model PHA0-1254, long neck. Dr. Smit's surgical notes stated that the procedure used "allowed for what appeared to be correct geometry and equal leg lengths." It is undisputed that Plaintiff has weighed as much as 265 pounds and is around six feet tall.
The prosthesis package insert, which was available to Plaintiff's doctor, stated that "it must be recognized that [hip replacement prostheses] are manufactured from metal, ceramic, and plastic materials and that any hip replacement system, therefore, cannot be expected to withstand activity levels and loads as would normal healthy bone." The insert also stated that "the system will not be as strong, reliable, or durable as a natural human hip joint." The insert listed the patient's weight as a factor which could be critical to the eventual success of the procedure and explained that "[a]n overweight or obese patient can produce high loads on the prosthesis, which can lead to failure of the prosthesis." The insert stated that the procedure was absolutely contraindicated by "obesity where obesity is defined as three times normal body weight." The insert also stated that the "patient should be warned that the prosthesis does not replace normal healthy bone, that the prosthesis can break or become damaged as a result of certain activity or trauma, has a finite expected service life, and may need to be replaced at some time in the future."
Plaintiff signed a consent form before both surgeries. Both forms stated:
Both forms were also signed by Dr. Smit. By signing the forms, Dr. Smit stated that he had "discussed the above with patient and/or family/legal representative."
On April 16, 2009, the neck of the prosthesis in Plaintiff's left hip failed and it was removed in a revision surgery on April 21, 2009. On October 17, 2010, the neck of the prosthesis in Plaintiff's right hip failed and Plaintiff had it removed in a revision surgery on October 20, 2010. Plaintiff's deposition was taken on August 15, 2011. Plaintiff testified that he was told the implant would last "probably" ten years.
Plaintiff filed a Complaint (#1) against Defendants in this court on June 23, 2009. Plaintiff alleged that the prosthesis manufactured by Defendants and placed in Plaintiff's left hip was "unreasonably dangerous for its intended or reasonably foreseeable uses." On August 18, 2009, a Discovery Order (#13) was entered which set a deadline for the amendment of pleadings of April 1, 2010. The Discovery Order also set the case for a jury trial on February 28, 2011. However, various delays have prolonged this case well beyond the original trial date. The discovery order was amended many times and the jury trial has been rescheduled numerous times.
On March 31, 2011, Plaintiff filed an Amended Complaint (#58). Plaintiff added allegations that the prosthesis placed in his right hip failed on October 17, 2010, and "was unreasonably dangerous for its intended or reasonably foreseeable uses."
On June 10, 2011, Plaintiff was allowed to file his Second Amended Complaint (#72). Plaintiff alleged that Defendants designed, manufactured, distributed and sold the hip prosthesis system in question. Plaintiff alleged that both the left hip prosthesis and the right hip prosthesis were unreasonably dangerous for their intended or reasonably foreseeable uses. Plaintiff focused his allegations on problems with the neck portion of the prostheses and alleged that the prostheses were unreasonably dangerous under the risk-benefit test and under the consumer-expectation test. On August 15, 2011, the jury trial was rescheduled once again and is currently scheduled for June 11, 2012, at 9:00 a.m.
On October 3, 2011, Defendants filed their Combined Motion to Dismiss and Motion for Summary Judgment (#79), with an attached Memorandum in Support and Exhibits. Defendants filed additional supporting Exhibits (#80) under seal. On October 27, 2011, Plaintiff filed a Response to Defendants' Combined Motions (#81) with attached exhibits. Plaintiff also filed additional supporting Exhibits (#82) under seal. On November 14, 2011, Defendants filed their Reply (#83) and supporting Exhibits (#84) under seal. On December 9, 2011, Plaintiff filed an additional Response (#85) and asked to present oral argument in response to Defendants' Motion (#79). Defendants' Motion (#79) is fully briefed and ready for ruling and this court concludes that oral argument is not necessary.
The documents provided to this court include expert reports and peer-reviewed articles. Plaintiff also provided documents he received from Defendants which show 184 reported failures of the Profemur® neck of which 173 were failures of a long neck. Defendants have pointed out that the documentation shows that only 67 of these failures involved model PHA0-1254, including the failures of Plaintiff's prostheses.
Plaintiff's expert, James Pugh, a litigation consultant with a Ph.D. in Biomedical Engineering from Massachusetts Institute of Technology (MIT), issued an expert report on September 2, 2010. Pugh stated that "it is my opinion to a reasonable degree of scientific certainty that the [Profemur®] prosthesis was unreasonably dangerous for its intended or reasonably foreseeable use in an individual such as [Plaintiff] in that the design features whereby the oblong taper of the neck is joined to the stem of the prosthesis by way of an oblong slot in the neck which results in micromovements between the oblong taper and the oblong slot which results in fretting of the materials thereby resulting in stress concentration which causes fatigue failure of the oblong taper portion of the neck inside of the oblong slot." Pugh stated that "the failures were not the result of a manufacturing defect, but rather of the design of the prosthesis where a neck with a tapered oval distal end is joined to the femur stem of the prosthesis through an oblong slot in the proximal end of the stem." Pugh stated that, until 2009, the necks were manufactured from a titanium alloy. He stated that "cobalt chromium alloy assemblies in general showed higher strength when compared to the titanium alloy necks." Pugh expressed the opinion that these "observations raise the possibility that the failures in question may be reduced by changing to cobalt chromium necks, which are stronger and may have reduced fretting." Pugh stated that "the same basic problem of fretting and resulting stress leading to failure remains, but potentially may be at a substantially reduced incidence." Pugh stated:
Plaintiff's expert, Carl Alstetter, who also has a degree from MIT and is a professor emeritus in metallurgical engineering at the University of Illinois, issued a written report on September 1, 2010. In his report, Alstetter stated that he had conducted an investigation of the Wright Profemur® prosthesis that fractured in the distal end of the neck after implant into Plaintiff. Alstetter stated that "[b]ased on my investigation, it is my opinion to a reasonable degree of scientific certainty that the prosthesis was unreasonably dangerous for its intended or reasonably foreseeable use in an individual such as [Plaintiff]." Alstetter stated:
Plaintiff has also provided copies of articles written regarding the failure of modular prostheses, including a case study of Ronald Cappellano, the plaintiff in Case No. 08-CV-2265 filed in this court. The case study regarding Cappellano was written by Alstetter and the surgeon who performed Cappellano's revision surgery, Chris J. Dangles, M.D. This article was published in 2010 and stated that the modular design "is a relatively recent design promoted as giving the surgeon more options in controlling leg lengths, offset, and implant stability."
A paper written by faculty of Dalhousie University and published by the Canadian Arthritis Society concluded that the "findings of this study demonstrate that this design of a modular neck total hip arthroplasty component is at a relatively high risk of early catastrophic failure."
Defendants have also provided expert reports in this case. Brad James, Ph.D., P.E., of Exponent Failure Analysis Associates, issued a report dated October 15, 2010. James stated that the findings in his report were "made to a reasonable degree of engineering certainty." James stated that no manufacturing defects were observed and that "[d]evice history records indicate the subject device conformed to Wright Medical's specified dimensional and surface finish requirements." James stated that "[f]retting is a very well-known issue in modular orthopedic implants, such as the subject device." James stated:
James stated that "studies have shown a clear trend of patient weight with time-to-implant fracture time or fracture rate." James concluded that Plaintiff's "weight contributed to the stresses placed upon his implant, and its eventual fatigue failure." James also concluded:
James noted that Pugh had commented that changing to chromium alloy necks may reduce device failures. James acknowledged that it was true that cobalt chromium alloys have better fatigue resistance and are less susceptible to fretting than titanium alloys. However, James stated that other important design factors must be considered before simply switching alloys. James stated that the most common cause of total hip replacement prosthesis failure is aseptic loosening. James stated that, in fact, aseptic loosening failure rates in hip implants dwarf the rate of fatigue fracture. James pointed out that one factor in implant loosening is implant stiffness and cobalt chromium alloys "have a significantly higher elastic modulus (stiffness)" than titanium alloys. James stated that "Pugh apparently only considered fretting and fatigue performance when he suggested switching alloys may reduce `failures;' such a statement is simplistic and does not consider the larger issues involved." James noted that, in addition, titanium alloys are typically considered to have superior biocompatibility compared to cobalt chromium alloys. He stated that "just switching alloys is not a simple process; gains in one design area are typically balanced by reduction(s) in another."
James also questioned Pugh's conclusion that a monolithic or one-piece design would eliminate the defect in question. James stated:
Defendants' expert, Jorge A. Ochoa, Ph.D. P.E., of Exponent Failure Analysis Associates, issued a report dated October 15, 2010. This report set out information about Ochoa's qualifications, including a Ph.D. in Mechanical Engineering from Purdue University, and included citations to the sources he relied upon. Ochoa stated that his report was "based on [his] education and experience as a biomechanical engineer and [his] experience designing, testing, and commercializing medical devices." In his lengthy report, Ochoa stated that the titanium alloy used in the Profemur® modular necks "has a long history of clinical success in orthopaedic surgery due to its superior biocompatibility, fatigue properties, and strength" and "has a modulus of elasticity closer to that of bone than other alloys commonly used in orthopaedic implants." Ochoa stated that designing modular necks with a tapered junction out of alternative materials such as cobalt chromium alloys "may increase the strength of the neck components themselves, but a simultaneous reduction in disassembly strength may be a resulting performance byproduct." Ochoa also stated:
Ochoa stated that the fact that Plaintiff "is a heavy individual would further exacerbate the incremental loading resulting from microseparation, even during activities of daily living." Ochoa summarized:
Ochoa concluded that "the subject PROFEMUR modular neck met its intended design and functional requirements, provided end user functionality and patient safety, and was not designed or manufactured in a defective manner."
Defendants have argued that, to the extent that Plaintiff sought to state a claim based on a failure to warn theory, the lack of factual allegations on this theory requires dismissal of the claim. In his response to Defendants' Motion, Plaintiff has conceded that no failure to warn claim has been asserted. Therefore, Defendants' request for dismissal of any failure to warn claim is GRANTED.
Defendants also argued that, to the extent that Plaintiff sought to state a claim for a manufacturing defect, he has failed to do so and dismissal is warranted. In addition, Defendants argued, in the alternative, that they are entitled to summary judgment on any manufacturing defect claim brought by Plaintiff. This court concludes that, at this stage of the proceedings, it is more appropriate to consider whether Defendants are entitled to summary judgment on this claim. Therefore, Defendants' request for dismissal of Plaintiff's manufacturing defect claim is DENIED as moot.
Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a);
The party opposing summary judgment may not rely on the allegations contained in the pleadings.
Plaintiff's claim is based upon strict product liability under Illinois law. "Under this doctrine, strict liability is imposed upon a seller of `any product in a defective condition unreasonably dangerous to the user or consumer or to his property.'"
"A manufacturing defect occurs when one unit in a product line is defective, whereas a design defect occurs when the specific unit conforms to the intended design but the intended design itself renders the product unreasonably dangerous."
Defendants have argued that they are entitled to summary judgment on any claim included in Plaintiff's Second Amended Complaint alleging a manufacturing defect because there is no evidence which supports such a claim. Defendants pointed out that Plaintiff's own expert, Pugh, conceded that Plaintiff's injuries were not caused by a manufacturing defect.
In his response, Plaintiff has provided the supplemental opinions of Alstetter and Pugh. In his supplemental opinion, dated August 31, 2011, Pugh stated that "the only rational conclusion is that there is either a design defect and/or a manufacturing defect," contradicting his original report, which stated that "the failures were not the result of a manufacturing defect." Pugh explained that "the extremely small design tolerances may result in manufacturing defects that is the distal end of the neck may be smaller than design tolerances and the oval slot of the stem may be larger than designed tolerances (emphasis added)." Alstetter's supplemental expert report, dated July 27, 2011, stated that he had reviewed additional information, including the list of failures provided by Defendants and photographs of Plaintiff's right hip that failed in October 2010. Alstetter stated, in pertinent part, that:
This court agrees with Defendants that Plaintiff has not come forward with any evidence that the hip prosthesis deviated in any way from Defendants' intended design. Plaintiff's experts' supplemental reports have provided only speculative opinions that there may be a manufacturing defect. In addition, these opinions contradict Pugh's original opinion regarding a manufacturing defect with little explanation. "An expert who supplies nothing but a bottom line supplies nothing of value in the judicial process" and does not save a party from summary judgment.
A plaintiff may demonstrate that a product has been defectively designed in one of two ways.
Defendants have argued that they are entitled to summary judgment on Plaintiff's design defect claim because the evidence does not support Plaintiff's claim. In his Response, Plaintiff argued that there are genuine disputes of material fact as to his design defect claim under the risk-utility test and under the consumer-expectation test.
To prevail under the consumer-expectation test, a plaintiff must demonstrate that "the product failed to perform as an ordinary consumer would expect when used in an intended or reasonably foreseeable manner."
Under the risk-utility test, the plaintiff must offer proof that the risk of danger inherent in the product design outweighs its benefits.
Plaintiff has asked this court to consider the factors set out by the Illinois Supreme Court in
The court in
Plaintiff has argued that, based upon
As far as the first suggested factor, Plaintiff argued that Defendants could have used an alternate, monolithic, design at the time of manufacture to prevent the failure of Plaintiff's prosthesis. Plaintiff argued that he had established through the testimony of both of his experts that the modular design of the Profemur® prosthesis was a major cause of the failures. Plaintiff stated that his experts "are not suggesting that a monolithic design would eliminate all failures" but were testifying that "a monolithic design would eliminate the particular design defect in this case." Plaintiff argued, citing
As to the second suggested factor, Plaintiff argued that he had shown that the alternative design is not overly costly to Defendants and would not impair the usefulness of the Profemur® prosthesis. Plaintiff stated that Defendants "admit as much in their Motion for Summary Judgment by stating that Wright Medical already had over 200 monolithic options available on the market at the time of the implantation of the Profemur® prostheses in the plaintiff."
In addition, Plaintiff argued that the third suggested factor, the potential seriousness of the injuries resulting from a failure, is important in this case. Plaintiff argued that, when the neck of the prosthesis fails, the entire prosthesis must be removed, including the femoral component which must be extricated from the femur. Plaintiff argued that this "is a difficult procedure that frequently results in fractures of the proximal end of the femur." Plaintiff contended that "in almost every case a full revision surgery is necessitated." Plaintiff noted that, in his case, he was still recovering from the first revision surgery when his second prosthesis failed. As support for his arguments, Plaintiff referred to the information provided by Defendants regarding the failures of the Profemur® prosthesis.
As far as the availability and feasibility of an alternate design factor, this court agrees with Plaintiff that a monolithic design was available at the time the Profemur® prosthesis was manufactured. However, based upon the expert reports and the published articles provided by Plaintiff, it is also clear that there are some advantages to the modular design over the monolithic design in the area of flexibility and providing more options in controlling leg lengths, offset, and implant stability. These reports and articles also show that there have been problems with failure of the modular necks, especially when a long neck is used and the prosthesis is implanted in an overweight individual. Plaintiff has provided evidence of 184 failures of the Profemur® prosthesis and that 173 of these failures involved the failure of a long neck.
The problem with the evidence provided by Plaintiff is the complete lack of information from which this court could compare the risks of the modular design of the Profemur® prosthesis with the risks of the proposed alternate monolithic design. Defendants have challenged Plaintiff's contention that he only needs to show that the alternative design resolves the one specific defect alleged by Plaintiff and need not come forward with any evidence that the alternative design is generally safer or better. Defendants' expert, James, stated in his report that the failure rate is approximately 0.0059% for long necks from 2002 through 2008. James stated that the fracture rate for all necks was reported to be 0.027% and the fracture rates for the Profemur® device compare favorably with the failure rate of other types of prostheses, including monolithic prostheses. Plaintiff has not countered this statement in James' report and has provided no information regarding failure rates of monolithic prostheses. James stated that "other factors, such as aseptic-loosening, result in far more hip implant revisions than do fractures" and that "[s]tiffer, one-piece implants can be more prone to aseptic loosening than modular devices." Therefore, while it may well be that a monolithic design would reduce or eliminate fretting and the resulting failure of the neck, there is evidence in this case that the use of the monolithic design could result in failure caused by aseptic loosening and other factors. Plaintiff has not directly disputed this and has provided no information from which this court can assess which design would result in the smallest percentage of failures.
Plaintiff has asserted that he does not need to prove that the alternative, monolithic design "would eliminate any and all failures." That may be true. However, the court stated in
The same is true regarding Plaintiff's proposed alternative design regarding a different taper and a chromium cobalt neck. Plaintiff has not addressed the evidence that, while a chromium cobalt neck may be stronger that a titanium alloy neck, titanium alloy has other advantages. Plaintiff has provided no basis for determining whether the risk of the titanium alloy neck (less strength) outweighs the benefits of the titanium alloy neck (superior biocompatibility and elasticity closer to that of bone). Further, Pugh's report stated that "the same basic problem of fretting and resulting stress leading to failure remains, but
As far as Plaintiff's second suggested factor, Plaintiff has provided no comparison of the cost of the modular design as opposed to the monolithic design. Plaintiff's own expert, Pugh, stated that the "manufacturing of the one piece stem and neck assembly in different lengths and angles of the neck may be more costly than using different necks." James stated that "[o]ver 200 different one-piece implant variations would be required to replace the possible neck-stem combinations that exist because of the modularity of the PROFEMUR® Z-line." Therefore, this court concludes that Plaintiff has not shown that the alternative design is not overly costly to Defendants and would not impair the usefulness of the Profemur® prosthesis. In addition, Plaintiff has provided no evidence regarding the cost of using chromium cobalt alloy as compared to the cost of titanium alloy.
In his discussion of his third suggested factor, Plaintiff has argued that the risk of harm is greater with the modular design. Again, however, Plaintiff has provided no evidence from which this court can analyze the harm caused by a failure of a modular prosthesis in comparison to the harm caused by a failure of a monolithic prosthesis.
This court must also consider the consumer-expectation test as a factor in the risk-utility analysis. Plaintiff testified at his deposition that he was told by his doctor that his hip implant would last "probably" ten years. However, Defendants have provided evidence that the product insert provided to Plaintiff's doctor stated that the "patient should be warned that the prosthesis does not replace normal healthy bone, that the prosthesis can break or become damaged as a result of certain activity or trauma, has a finite expected service life, and may need to be replaced at some time in the future." Plaintiff and his doctor signed consent forms before the implantation of the Profemur® prostheses. Both forms stated:
Both forms were also signed by Dr. Smit. By signing the forms, Dr. Smit stated that he had "discussed the above with patient and/or family/legal representative." Plaintiff therefore was informed about the procedure and acknowledged there were risks involved. In addition, the evidence indicates that the potential for prosthesis failure was somewhat greater for Plaintiff because of his weight.
Defendants have also pointed out that Plaintiff's experts, Pugh and Alstetter, made no reference to the consumer-expectation test. Expert testimony is not required in all cases to demonstrate that a product was unreasonably dangerous under the consumer-expectation test; however, expert testimony regarding the product's unreasonable dangerousness is required if the product is complex and beyond a lay jury's understanding.
Plaintiff has argued that "the jury should assess the dangers of the [hip] prosthesis from the standpoint of an ordinary implantee," relying on
This court is not persuaded. In
Because the jury's verdict in
The court in
Because Plaintiff has not provided this court with evidence from which it can conduct a threshold risk-utility analysis, this court concludes that Plaintiff has not adequately shown that the risks of the modular design used in the Profemur® prosthesis outweigh the benefits of the design. This court therefore agrees with Defendants that they are entitled to summary judgment on Plaintiff's design defect claim.
IT IS THEREFORE ORDERED THAT:
(1) Defendants' Combined Motion to Dismiss and Motion for Summary Judgment (#79) is GRANTED in part and DENIED as moot in part. Judgment is entered in favor of Defendants and against Plaintiff on all of Plaintiff's claims.
(2) The final pretrial conference scheduled on June 1, 2012, at 2:30 p.m. and the jury trial scheduled on June 11, 2012, at 9:00 a.m. are hereby VACATED.
(3) This case is terminated.