Plaintiffs David Esparza, Alan Mark, Anthony Mora, and Irene Redd (Plaintiffs) were peace officers employed by the Los Angeles County Office of Public Safety (OPS). The Los Angeles County Board of Supervisors (Board of Supervisors) voted to dissolve OPS and merge its functions with that of the Los Angeles County Sheriff's Department (Sheriff's Department). Plaintiffs each had the opportunity to apply for deputy sheriff positions, but did not meet the Sheriff's Department's qualifications. As a result, Plaintiffs were offered lower paying positions with the Sheriff's Department. Plaintiffs brought suit, alleging they were improperly terminated or demoted. The trial court sustained the demurrer and we affirm.
OPS was formed in 1998 when the County of Los Angeles (County) consolidated the peace officer departments in the Department of Parks and Recreation, the Department of Health Services, and the Department of Internal Services. OPS officers were "limited" purpose peace officers who were tasked with "enforcement of the law in or about properties owned, operated or administered" by the County. (Pen. Code, § 830.31.) OPS officers
In 1998, a class of OPS officers sued the County for racial discrimination in Frank v. County of Los Angeles (2007) 149 Cal.App.4th 805 [57 Cal.Rptr.3d 430] (Frank). Though the Frank plaintiffs received a jury verdict in their favor, the Court of Appeal found there was insufficient evidence to establish a prima facie case of racial discrimination and overturned the verdict. (Frank, supra, at pp. 820-822.)
In 2009, the Board of Supervisors voted to merge the OPS with the Sheriff's Department after consideration of a 2007 feasibility study.
Plaintiffs brought suit against the County, the Sheriff's Department, the Board of Supervisors, and the Los Angeles County Civil Service Commission, alleging that the "vast majority" of OPS officers were terminated or given lower paying nonsworn jailer positions under a variety of pretexts after the merger. Plaintiffs alleged, "[b]ased on information and belief, Plaintiffs were retaliated against and discriminated against because of their participation in the Frank lawsuit, or because of their association with their coworkers who were employed by [OPS]." Plaintiffs alleged the following pretexts were used to demote each of them to the position of custody assistant within the Sheriff's Department, accompanied by a substantial reduction in pay:
A "hired gun" performed Esparza's psychological fitness for duty examination with the intention of failing him. Esparza immediately consulted with a "noted" police psychologist, who found him fit for duty, but "the County refused to hire Plaintiff Esparza as a deputy sheriff."
Mark's application to be a deputy sheriff was rejected because of his moderate color blindness. Mark alleged that he had a "moderate red/green deficiency" that had not impaired his ability to perform his duties as a security officer at the University of Southern California, a reserve police officer for the Los Angeles County Park Patrol, a reserve federal police officer for the Department of Defense at the Long Beach Naval Station, or an OPS peace officer. He received a letter from a county medical director, Dr. Robert Goldberg, stating that his vision test results were "consistent with at least moderate color vision impairment" and accordingly, Mark "[did] not meet the guidelines for the classification of Deputy Sheriff, which specify that `anything more than minor hue impairment is disqualifying.'" Dr. Goldberg acknowledged Mark's past service for OPS, but explained that, unlike the Sheriff's Department, OPS did "not have color vision as an essential requirement."
Mora did not qualify for a position as a deputy sheriff because he failed the background investigation for reasons of "Financial Irresponsibility and Judgment." Mora alleged that his financial irresponsibility resulted from his attempt to have his mortgage modified. The County had assured him his financial problems would not be grounds for disqualification.
Redd was also disqualified from a position as a deputy because she failed the background investigation. The stated reason was "Prior Law Enforcement Termination, Integrity and Judgment," which meant she was "being terminated for cause, based on disciplinary reasons." Nothing further was alleged
Plaintiffs alleged 12 causes of action. The first cause of action asserted a claim for retaliation in violation of the California Fair Employment and Housing Act (FEHA) for Plaintiffs' participation in opposing the County's racial discrimination and adverse employment practices. (Gov. Code, § 12900 et seq.)
In addition to the six FEHA-based causes of action, Plaintiffs alleged six causes of action against both the County and the Sheriff's Department for violations of the Public Safety Officers Procedural Bill of Rights Act (POBRA). (§ 3300 et seq.) Plaintiffs alleged the Board of Supervisor's vote to eliminate OPS and the Sheriff's Department's refusal to hire Plaintiffs as deputy sheriffs constituted "demotions" and "punitive actions" without the procedural protections POBRA guaranteed. Plaintiffs also alleged that the Sheriff's Department violated POBRA by requiring Plaintiffs to go through the standard application process for deputy sheriff positions, which included full background checks and polygraph examinations.
Lastly, Plaintiffs sought a writ of mandate against "all Respondents,"
The Defendants demurred on the ground that each of the causes of action were barred by the legislative immunity afforded to the County pursuant to section 818.2 and that POBRA did not apply to Plaintiffs' efforts to secure
Plaintiffs complain of two separate acts in this case: (1) the County's decision to dissolve OPS and (2) the Sheriff's Department decision to hire Plaintiffs as custody assistants rather than Sheriff's deputies. Despite Plaintiffs' attempt to conflate these decisions, they are separate events involving separate parties. As to the County's actions, they are immunized from liability under section 818.2 for their legislative enactment. As to the Sheriff's Department, collateral estoppel applies to bar Plaintiffs' POBRA claims against it. Collateral estoppel likewise applies to block Plaintiffs' petition for writ of mandate.
On appeal, this court conducts a de novo review of a dismissal resulting from a demurrer. (Kong v. City of Hawaiian Gardens Redevelopment Agency (2002) 108 Cal.App.4th 1028, 1038 [134 Cal.Rptr.2d 260].) Plaintiffs bear the burden of proving the trial court erred in sustaining the demurrer. (Ibid.) We also review de novo the trial court's interpretation of state law, including the relevant provisions of FEHA and POBRA. (Barner v. Leeds (2000) 24 Cal.4th 676, 683 [102 Cal.Rptr.2d 97, 13 P.3d 704].)
Plaintiffs complain that the County violated FEHA when the Board of Supervisors voted to dissolve OPS in order to merge its functions with that of
Plaintiffs contend that legislative immunity under section 818.2 does not apply in this case because (1) they seek injunctive relief, not only money damages; (2) this case involves the discharge of a mandatory duty; (3) the second through 13th causes of action are not based upon legislative action; and (4) the Board of Supervisor's vote was not an "enactment" within the meaning of section 818.2. These exceptions do not apply here.
The California Supreme Court's opinion in Caldwell v. Montoya (1995) 10 Cal.4th 972 [42 Cal.Rptr.2d 842, 897 P.2d 1320] (Caldwell) illustrates this point. In Caldwell, the court was faced with the question of whether members of a school board were immune from liability for voting to terminate the employment of the school district superintendent even when the complaint alleged race and age discrimination in violation of FEHA. (10 Cal.4th at p. 975.) The high court held that section 820.2 provided immunity to the school board members. Under section 820.2, a public employee exercising discretion vested in him was not liable for a resulting injury, "[e]xcept as otherwise provided by statute." (§ 820.2.) The court held that section 820.2's limiting phrase "`[e]xcept as otherwise provided by statute,'" did not permit a FEHA claim against the board members. (10 Cal.4th at p. 985.)
The court reasoned that the intent of the Tort Claims Act, of which sections 820.2 and 818.2 are a part, was "`"not to expand the rights of plaintiffs in suits against governmental entities [or employees], but to confine potential governmental liability to rigidly delineated circumstances: immunity is waived only if the various requirements of the [A]ct are satisfied."'" (Caldwell, supra, 10 Cal.4th at p. 985.) Thus, "specific immunities should prevail over general rules of actionable duty...." (Ibid., italics omitted.) Put another way, "immunity [under the Tort Claims Act] cannot be abrogated by a statute which simply imposes a general legal duty or liability on persons, including public employees. Such a statute may indeed render the employee liable for his violations unless a specific immunity applies, but it does not remove the immunity. This further effect can only be achieved by a clear indication of legislative intent that statutory immunity is withheld or withdrawn in the particular case." (Id. at p. 986, italics omitted.)
The court's reasoning in Caldwell applies with even more force here, since the immunity conferred under section 818.2 has no limiting language. It is an absolute immunity rather than a conditional one. (§ 818.2; Gibson v. County of Riverside, supra, 181 F.Supp.2d at p. 1086.) There is no reason to allow FEHA to abrogate the absolute immunity conferred by section 818.2 when it does not with respect to the limited immunity under section 820.2.
Third, Plaintiffs contend that the second through 13th causes of action are not based on the County's legislative act, but instead on the individual employment actions directed toward each of the individual Plaintiffs. Plaintiffs argue, "[a]s Appellants' employer during the transition process from OPS officers to Deputy Sheriffs, Defendants were required to conduct themselves under the statutory mandates created by FEHA, POBRA, and their own Civil Service Rules." According to Plaintiffs, the ordinance did not direct the County to deny them an administrative appeal from demotion or deny them access to adverse comments in their personnel files or improperly meddle in their personal financial records. These actions were not part of the County's legislative enactment.
In the seventh through 12th causes of action, Plaintiffs allege violations of POBRA, which sets forth a list of basic rights and protections afforded to all peace officers in the state of California. (§ 3300 et seq.) Plaintiffs allege that certain provisions of POBRA were violated when the County decided to dissolve OPS and use the Sheriff's Department instead. In particular, Plaintiffs allege:
These causes of action are alleged against both the Sheriff's Department and the County. Plaintiffs contend POBRA applies because the County is the employer for both OPS and the Sheriff's Department. As such, Plaintiffs' change from OPS employees to Sheriff's Department employees was merely a "lateral" transfer from one department of the County to another. Notwithstanding the fact that the County is immunized from these claims and that the County and the Sheriff's Department are separate entities, these arguments
Plaintiffs filed a complaint in federal district court on March 28, 2011, against Defendants and Los Angeles County Sheriff Leroy David Lee Baca
The district court dismissed Plaintiffs' 42 United States Code section 1983 claim with prejudice and declined to exercise supplemental jurisdiction over the remaining state claims, dismissing them without prejudice. Plaintiffs' section 1983 claim was based on the premise that they were deprived of a property interest in employment with the OPS without due process of law as guaranteed under the United States Constitution. According to Plaintiffs, the property interest in their OPS employment was secured under POBRA and the Civil Service Rules. The district court found that "neither source vests Plaintiffs with a property interest in continuing employment where the Los Angeles County Board of Supervisors, exercising its legislative authority, eliminates an entire department." The district court reasoned as follows:
The Ninth Circuit issued a memorandum opinion affirming the district court's decision on July 9, 2013. It held that "[n]othing in either [POBRA] or the Los Angeles County Civil Service Rules entitled Plaintiffs to continued employment or administrative appeal hearings when the Board eliminated OPS. [POBRA] and the Civil Service Rules require administrative hearings only when an officer is being punished, suspended, demoted, or discharged for cause." (Esparza v. County of Los Angeles, supra, 2013 U.S.App. Lexis 11817 at p. *3.)
In Lumpkin, a Baptist minister was appointed a commissioner of the San Francisco Human Rights Commission by the mayor. He was removed from the post after he gave a series of interviews which indicated that he believed homosexuality to be an "abomination" and that homosexuals should be put to death. The minister cited to the Bible for these beliefs. (Lumpkin, supra, 49 Cal.App.4th at p. 1227.) After his removal, the minister sued the mayor in state court. That case was removed to federal court. The minister amended his complaint in federal court to add the City of San Francisco as a party. The first cause of action stated a claim under FEHA, alleging he had been terminated "`solely because of his religious beliefs.'" (49 Cal.App.4th at
The district court granted summary judgment to the mayor and the city on the federal law claims and declined to exercise its supplemental jurisdiction over the state law claims. (Lumpkin, supra, 49 Cal.App.4th at p. 1228.) The court reasoned that the minister was appointed as a policymaker within the mayor's administration and his "`remarks regarding homosexuality could reasonably have been interpreted by the Mayor as undermining the very policies of the Commission to promote good will toward all people.'" (Ibid.) The court found that the minister was not removed for religious reasons, but for secular ones. He "`was not removed because he believed in the inerrancy of the Bible; rather, he was removed because his religious beliefs were at odds with the goals of the Commission and disrupted Mayor Jordan's administration.'" (Id. at p. 1229.)
The minister appealed the district court's order to the Ninth Circuit and also refiled his FEHA claims in state court. The state trial court sustained the demurrer on the ground that the federal order was final and operated as collateral estoppel on the issue of whether he was removed for his religious beliefs. The First Appellate District affirmed, holding that the district court found legitimate, nondiscriminatory reasons for removing the minister from the commission, which was a pivotal factual issue in the state FEHA proceedings. The court found that "[o]nce we give collateral estoppel effect to the prior judicial determination that secular as opposed to religious considerations provided the motivation for [the minister's] termination, the outcome of the state FEHA proceedings is preordained." (Lumpkin, supra, 49 Cal.App.4th at p. 1232.)
Likewise, the issues and the parties in this case are identical to those in the federal matter. Plaintiffs do not argue otherwise. It is telling that the arguments set forth in Plaintiffs' appeal mirror those addressed by the district court and the Ninth Circuit.
Instead, Plaintiffs argue that the district court did not "necessarily" decide the applicability of POBRA to Plaintiffs' state claims, it merely held that POBRA did not establish a property interest for federal due process purposes. It is true that the district court's POBRA analysis was made within the context of a 42 United States Code section 1983 claim, as was the Ninth Circuit's. However, the holdings in the federal proceedings regarding POBRA are pivotal to Plaintiffs' state claims. The district court held that POBRA does not immunize peace officers from job loss resulting from departmental eliminations, nor does it grant peace officers the right to a
Plaintiffs contest the finality of the district court's decision because at the time the parties submitted their briefing, the matter was on appeal. The Ninth Circuit has affirmed the district court's decision in the interim and there is no question as to its finality for purposes of collateral estoppel. (Younger v. Jensen (1980) 26 Cal.3d 397, 411 [161 Cal.Rptr. 905, 605 P.2d 813]; Lumpkin, supra, 49 Cal.App.4th at pp. 1230-1231.)
In the petition for writ of mandate, styled as the 13th cause of action, Plaintiffs alleged that "[p]ursuant to the Los Angeles County Civil Service Rules, as permanent employees of the County of Los Angeles, Petitioners are entitled to administrative appeal hearings before the Civil Service Commission to challenge their discharges and reductions." Plaintiffs contend they are entitled to the issuance of a writ to compel the Defendants to provide Plaintiffs with appeal hearings. Again, collateral estoppel prevents Plaintiffs from asserting this claim.
The district court held that "[t]he Civil Service Rules also did not guarantee Plaintiffs appeal hearings prior to or subsequent to the elimination of OPS, or guarantee them another sworn position with a separate law enforcement agency. See Los Angeles County Civil Service Rules, Rule 18
The judgment is affirmed. Respondents are awarded costs on appeal.
Rubin, J., and Grimes, J., concurred.