Filed: Feb. 05, 2016
Latest Update: Mar. 02, 2020
Summary: 14-3042 Morris v. Zimmer UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@). A P
Summary: 14-3042 Morris v. Zimmer UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@). A PA..
More
14-3042
Morris v. Zimmer
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@). A PARTY CITING TO A SUMMARY
ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at
2 the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
3 York, on the 5th day of February, two thousand sixteen.
4
5 PRESENT:
6 GUIDO CALABRESI,
7 GERARD E. LYNCH,
8 RAYMOND J. LOHIER, JR.,
9 Circuit Judges.
10 _____________________________________
11
12 DANIEL PETER MORRIS and LUCILLE
13 AIOSA MORRIS,
14 Plaintiffs-Counter-Defendants-Appellants,
15
16 v. No. 14-3042
17
18 DAVID HOWARD ZIMMER,
19 Defendant-Cross-Claimant-
20 Counter-Claimant-Appellee,
21
22 CHARLES L. WILKINSON, III,
23 Defendant-Appellee,
24
25 SHERRY ZIMMER and DEBORA ZIMMER,
26 Defendants-Counter-Claimants-Cross-
27 Claimants-Cross-Defendants-Appellees,
28
29 DAVID M. ZIMMER,
30 Defendant-Counter-Claimant-
31 Cross-Defendant-Appellee.
1 _____________________________________
2
3 FOR APPELLANTS: Daniel Peter Morris and Lucille Aiosa
4 Morris, pro se, White Plains, NY.
5
6 FOR APPELLEES DAVID HOWARD David Howard Zimmer, Sherry Zimmer,
7 ZIMMER, SHERRY ZIMMER, DEBORA Debora Zimmer and David M. Zimmer,
8 ZIMMER, DAVID M. ZIMMER: pro se, Fort Lee, NJ.
9
10 FOR APPELLEE CHARLES L. Charles L. Wilkinson, III, pro se,
11 WILKINSON, III: Augusta, GA.
12
13
14 Appeal from a judgment of the United States District Court for the Southern District
15 of New York (Vincent L. Briccetti, J., Lisa Margaret Smith, M.J.).
16 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
17 AND DECREED that the judgment of the district court is AFFIRMED.
18 Plaintiffs-appellants Daniel Peter Morris and Lucille Aiosa Morris appeal the
19 district court’s entry of judgment against defendant David Howard Zimmer (“Zimmer”)
20 (following a grant of partial summary judgment in favor of plaintiffs on liability and a
21 bench trial on damages) and grant of summary judgment in favor of defendants Sherry
22 Zimmer, Debora Zimmer, David M. Zimmer (collectively, the “Zimmer Relatives”), and
23 Charles L. Wilkinson, III. All parties proceed pro se; Daniel Morris and Wilkinson are
24 lawyers, and Zimmer is a disbarred lawyer. We assume the parties’ familiarity with the
25 underlying facts, the procedural history of the case, and the issues on appeal.
26 We review de novo a district court’s grant of summary judgment, applying the rule
27 that “[s]ummary judgment is appropriate only when ‘the movant shows that there is no
2
1 genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
2 law.’” Ya-Chen Chen v. City Univ. of N.Y., 805 F.3d 59, 69 (2d Cir. 2015), quoting Fed.
3 Rawle Civ. P. 56(a). We are required to “resolv[e] all ambiguities and draw[] all permissible
4 factual inferences in favor of the [non-movant].”
Id. Following a bench trial, we review
5 a district court’s findings of fact for clear error, and its conclusions of law de novo. In re
6 September 11 Litig.,
802 F.3d 314, 328 (2d Cir. 2015).
7 Plaintiffs raise the following principal arguments: (1) the district court erred in
8 calculating the damages amount by improperly computing interest, not trebling the
9 damages, and not including the fee plaintiffs paid to Zimmer for his representation; (2) the
10 Zimmer Relatives should have been held jointly and severally liable to plaintiffs, because
11 they became trustees of a constructive trust for plaintiffs’ benefit when Zimmer deposited
12 stolen money into a bank account belonging to a family company, Complete Auctions LLC
13 (“Auctions”), of which Zimmer and the Zimmer Relatives were all members; and (3)
14 Wilkinson should also have been held jointly and severally liable to plaintiffs, because
15 plaintiffs were third-party beneficiaries of a contract between Zimmer and Wilkinson.
16 Finding no merit in plaintiffs’ arguments, we affirm the judgment in all respects.
17 (1) The district court correctly calculated the damages award and applied the
18 appropriate rates of pre-judgment and post-judgment interest. See N.Y. C.P.L.R. §§ 5001,
19 5002, 5004; 28 U.S.C. § 1961; Cappiello v. ICD Publ’ns, Inc.,
720 F.3d 109, 112 (2d Cir.
20 2013) (“[U]nder § 1961, federal district courts must apply the federal rate of post-judgment
3
1 interest to judgments rendered in diversity actions.”). It properly declined to award treble
2 damages under New York Judiciary Law § 487, because the complaint did not assert a
3 claim under that statute, see, e.g., Greenidge v. Allstate Ins. Co., 446 F.3d 356, 361 (2d Cir.
4 2006) (affirming the district court’s decision to disregard arguments raised for the first time
5 at summary judgment), and pleadings authored by pro se attorneys such as Daniel Morris
6 “typically cannot claim the special consideration which the courts customarily grant to pro
7 se parties.” Holtz v. Rockefeller & Co.,
258 F.3d 62, 82 n.4 (2d Cir. 2001) (internal
8 quotation marks omitted). Plaintiffs are not entitled to reimbursement of the fee they paid
9 Zimmer for his services under either § 487 or under Burton v. Kaplan,
585 N.Y.S.2d 359,
10 360 (1st Dep’t 1992), which requires the return of legal fees only when an attorney “has
11 been discharged for cause.”
12 (2) The district court correctly held that the Zimmer Relatives are not jointly and
13 severally liable to plaintiffs. Although the Zimmer Relatives, as managing members of
14 Auctions, owed fiduciary duties to Auctions and its members, Florida law recognizes no
15 such duty to third parties such as plaintiffs. See Fla. Stat. § 608.4225 (repealed 2015)
16 (current version at § 605.04091). Even assuming (without deciding) that a constructive
17 trust was created when Zimmer deposited the stolen money, plaintiffs presented
18 insufficient evidence to permit a reasonable factfinder to pierce the corporate veil of
19 Auctions, the owner of the bank account, to reach the Zimmer Relatives. See Gasparini v.
20 Pordomingo,
972 So. 2d 1053, 1055 (Fla. Dist. Ct. App. 2008).
4
1 (3) Finally, plaintiffs’ claim against Wilkinson fails because plaintiffs have not
2 adduced evidence of any contract between Zimmer and Wilkinson of which they were
3 third-party beneficiaries. See Madeira v. Affordable Hous. Found., Inc., 469 F.3d 219,
4 251 (2d Cir. 2006).
5 Plaintiffs’ motion to enter trial transcripts into the record and correct typographical
6 errors and omissions in their filings is GRANTED. Their request that this Court not
7 decide this appeal before March 7, 2016, which is styled as a motion “to submit one set of
8 jointly signed papers,” is DENIED.
9 We have considered all of plaintiffs’ other arguments and find them to be without
10 merit. Accordingly, we AFFIRM the judgment of the district court.
11 FOR THE COURT:
12 Catherine O’Hagan Wolfe, Clerk
5
