Justice FITZGERALD SMITH delivered the judgment of the court, with opinion.
¶ 1 This is an appeal from the circuit court's order dismissing a petition to vacate judgment filed by the defendant, Paul Dodds, pursuant to section 2-1401 of the Illinois Code of Civil Procedure (Code) (735 ILCS 5/2-1401 (West 2000)). The defendant, who was charged with four counts of possession of child pornography (720 ILCS 5/11-20.1(a)(1) (West 2000)), pleaded guilty to one count in exchange for a sentence of 18 months' probation and the requirement that he register as a sex offender for a period of 10 years. Apparently, at the time of sentencing, defense counsel, the State and the trial judge all mistakenly believed that the defendant was required to register only for 10 years, rather than natural life, as required by the Illinois Sex Offender Registration Act
¶ 3 The record before us is sparse and incomplete, revealing only the following facts and procedural history.
¶ 4 On June 19, 2001, the defendant filed a motion to suppress evidence, arguing that the seizure of his business and residence computers was illegal because it was made under duress. The defendant alleged that on January 2, 2001, at approximately 4 p.m., he received a telephone call from the Westchester police department, informing him that there had been a break-in at his business — Vector Marketing, in Westmont. When the defendant arrived at the scene, he was met with five or six police officers who told him that there had been no break-in and that instead they were there to speak to him about an Internet AOL account registered
¶ 5 The record before us further reveals that on July 20, 2001, the defendant appeared in court with his counsel, withdrew his motion to suppress and instead entered a negotiated guilty plea. The transcript of the plea hearing, which is before this court as an exhibit to another pleading, reveals that the State and the defendant agreed that the defendant would plead guilty to one count of child pornography in violation of section 11-20.1(a)(1)(i) of the Criminal Code (720 ILCS 5/11-20.1(a)(1)(i) (West 2000))
¶ 6 The transcript further establishes that after the plea was entered, the court asked the prosecutor whether as a result of the crime he was pleading guilty to the defendant would be required to register as a sex offender. In response, the ASA stated that the defendant was obligated to register as a sex offender, and that he had to sign the Illinois Sex Offender Registration
¶ 7 The record further reveals that shortly after the plea hearing, the defendant was informed by his probation officer that he would have to register as a sex offender for life, instead of for 10 years. As a result, on August 20, 2001, the defendant, through his plea counsel, filed a motion for clarification of his sentence. In that motion, the defendant asserted that both pursuant to the SORA (730 ILCS 150/7 (West 2000)) and the SORA notification form, which he and the ASA had signed, the defendant was required to register as a sex offender only for a period of 10 years. In support of the motion, the defendant attached a copy of the statute and the notification form. The State did not oppose this motion, and on August 31, 2001, the parties appeared before the same trial judge that had presided over the defendant's plea. The following relevant colloquy then occurred:
¶ 8 Ten years after this hearing, in July 2011, the defendant was once again informed by the probation department that his registration obligations had not expired and that he would have to register as a sex offender for life. As a result, on January 12, 2012, with the aid of a new counsel, the defendant filed a petition to vacate his plea, conviction and sentence pursuant to section 2-1401 of the Code (735 ILCS 5/2-1401 (West 2000)). In that petition, the defendant acknowledged that pursuant to the SORA (730 ILCS 150/7 (West 2000)) he, in fact, had to register as a sex offender for life, because, as unbeknownst to him, his defense counsel, the prosecutor and the trial judge, at the time of his sentencing, a conviction for possession of child pornography qualified him as a "sexual predator" (730 ILCS 150/2(E)(1) (West 2000)), automatically triggering mandatory lifetime registration (730 ILCS 150/7 (West 2000)).
¶ 9 In his petition, the defendant, nevertheless, asserted that his conviction and sentence should be vacated because: (1) his sentence was void since the trial judge lacked the inherent power to make or enter a sentence that was not authorized by statute; and (2) his plea was involuntary because: (a) he was denied his constitutional right to effective representation when defense counsel misadvised him that if he pleaded guilty he would be required to register as a sex offender for only 10 years; and (b) he was denied the benefit of the plea bargain since his guilty plea was induced by false representations of defense counsel, the State's Attorney's office and the trial court.
¶ 10 On April 6, 2012, the State filed a motion to dismiss the defendant's section 2-1401 petition, arguing that: (1) the defendant failed to comply with the pleading requirements of section 2-1401 (735 ILCS 5/2-1401 (West 2000)) by not attaching a supporting affidavit to his petition; (2) the petition was untimely because the judgment was not void and the petition was filed beyond the two-year limitations period articulated in section 2-1401 (735 ILCS 5/2-1401 (West 2000)); (3) the defendant's claim that counsel was constitutionally ineffective and his plea was involuntary were not cognizable under section 2-1401 (735 ILCS 5/2-1401 (West 2000)); and (4) the petition was statutorily insufficient because the defendant failed to allege a meritorious defense.
¶ 11 On June 1, 2012, the defendant filed a response to the State's motion to dismiss, explaining that he had exercised due diligence in bringing forth his claims and that he had failed to file his section 2-1401 petition within the statutory two-year limitations period (735 ILCS 5/2-1401 (West 2000)) only because the grounds for relief were fraudulently concealed from him by the actions of both the ASA and the trial
¶ 12 In support of his reply, the defendant supplemented his original petition with two affidavits. The first was an affidavit from his newly retained counsel detailing how the defendant promptly retained his services in July 2011, immediately after he had learned that under the SORA (730 ILCS 150/7 (West 2000)) he would have to register for natural life. The second was the defendant's own affidavit recounting the wrong advice he had received from his plea counsel on the length of his SORA registration duty and his efforts to clarify the duration of that duty. In his affidavit, the defendant also specifically asserted that he would not have pleaded guilty had he known that he would be obligated to register as a sex offender for life. Rather, the defendant asserted, had counsel informed him of the SORA's lifetime registration requirement, he would have chosen to go to trial.
¶ 13 On July 20, 2012, the trial court heard arguments on the State's motion to dismiss the defendant's section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)). The same trial judge that had presided over the defendant's plea hearing and motion to clarify the sentence presided over the hearing on the State's motion to dismiss. After hearing arguments by both parties, the trial judge dismissed the defendant's section 2-1401 petition. In doing so, the court ruled only on two specific issues. The trial judge first found that the judgment entered against the defendant was not void because sex offender registration was only a collateral consequence of the conviction and not part of the defendant's sentence. The trial court then rejected the defendant's ineffective assistance of counsel claim, holding that the defendant had failed in his burden to establish that he was prejudiced by counsel's conduct. In addressing the merits of the ineffective assistance of counsel claim, the trial court implicitly found that the defendant had sufficiently explained why he filed his section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)) outside of the statutory two-year limitations period (i.e., that the grounds for relief were fraudulently concealed from him by the actions of the State and the trial court, both of which persisted in misrepresenting to him that under the negotiated plea agreement he was required to register as a sex offender for only 10 years). The defendant now appeals.
¶ 15 On appeal the defendant makes three contentions. He first argues that his conviction and sentence should be vacated as void, since the trial court lacked the authority to impose a sentence (i.e., the registration requirement) that was not permitted by statute (see 730 ILCS 150/7 (West 2000)). In this respect, the defendant
¶ 16 Second, on appeal the defendant asserts that his plea counsel's affirmative misadvice as to his sex offender registration duty amounted to ineffective assistance of counsel and rendered his guilty plea involuntary and unknowing. In addition, the defendant contends that he was denied the benefit of his plea agreement because his guilty plea was based upon misrepresentations of both the ASA and the trial court. According to the defendant both the State and the trial court persisted in improperly validating his counsel's misadvice, thereby depriving him of due process of law. We address each of the defendant's contentions in turn.
¶ 17 We begin by setting forth the well-established principles regarding section 2-1401 petitions. Section 2-1401 of the Code (735 ILCS 5/2-1401 (West 2008)) provides a comprehensive statutory procedure by which final orders, judgments, and decrees may be vacated after 30 days from their entry. In re Dar. C., 2011 IL 111083, ¶ 104, 354 Ill.Dec. 304, 957 N.E.2d 898; People v. Vincent, 226 Ill.2d 1, 7, 312 Ill.Dec. 617, 871 N.E.2d 17 (2007); People v. Haynes, 192 Ill.2d 437, 460, 249 Ill.Dec. 779, 737 N.E.2d 169 (2000); see also Mills v. McDuffa, 393 Ill.App.3d 940, 945, 332 Ill.Dec. 519, 913 N.E.2d 114 (2009). Although a section 2-1401 petition is usually characterized as a civil remedy, its remedial powers extend to criminal cases. Vincent, 226 Ill.2d at 8, 312 Ill.Dec. 617, 871 N.E.2d 17 (citing People v. Sanchez, 131 Ill.2d 417, 420, 137 Ill.Dec. 629, 546 N.E.2d 574 (1989)).
¶ 18 "In considering a section 2-1401 petition, the court must determine whether facts exist that were unknown to the court at the time of trial and would have prevented judgment against the defendant." People v. Welch, 392 Ill.App.3d 948, 952, 332 Ill.Dec. 269, 912 N.E.2d 756 (2009). To be entitled to relief under section 2-1401, a defendant must set forth specific factual allegations supporting each of the following elements: (1) the existence of a meritorious defense or claim; (2) due diligence in presenting this defense or claim to the circuit court in the original action; and (3) due diligence in filing the section 2-1401 petition for relief. People v. Pinkonsly, 207 Ill.2d 555, 566, 280 Ill.Dec. 311, 802 N.E.2d 236 (2003); see also Vincent, 226 Ill.2d at 7-8, 312 Ill.Dec. 617, 871 N.E.2d 17 ("Relief under section 2-1401 is predicated upon proof, by a preponderance of evidence, of a defense or claim that would have precluded entry of the judgment in the original action and diligence in both discovering the defense or claim and presenting the petition."). People v. Mahaffey, 194 Ill.2d 154, 181, 252 Ill.Dec. 1, 742 N.E.2d 251 (2000) ("A section 2-1401 petition for relief from a final judgment is the forum in a criminal case in which to correct all errors of fact occurring in the prosecution of a cause, unknown to petitioner and the court at the time judgment was entered, which, if then known, would have prevented its rendition."). The petition must be supported by affidavit or other appropriate showing as to matters not of record. Vincent, 226 Ill.2d at 6; 312 Ill.Dec. 617, 871 N.E.2d 17 735 ILCS 5/2-1401(b) (West 2008).
¶ 20 We begin by addressing the defendant's ineffective assistance of counsel claim. The defendant asserts that his plea was not knowing or voluntary because his counsel misadvised him that the offense to which he was pleading guilty would require him only to register as a sex offender for 10 years.
¶ 21 Although before the circuit court the State originally challenged the defendant's ability to raise his ineffective assistance of counsel claim outside of the two-year statutory limitations period articulated in section 2-1401 (735 ILCS 5/2-1401 (West 2000)), on appeal, it drops this argument, apparently conceding that the defendant sufficiently pleaded that he failed to raise the claim within the requisite time period because the State's Attorney's office and the trial court fraudulently concealed the claim from him by repeatedly advising him that he would only have to register as a sex offender for 10 years. On appeal, the State also does not argue, although it did before the circuit court, that the defendant may not raise a constitutional claim of ineffective assistance of counsel within the framework of a section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)) since such claims are not based on errors of fact but, rather, errors of law. For purposes of appeal, the State apparently concedes that under the particular circumstances of this case, the defendant may raise his claim by way of a section 2-1401 petition since he has already served his full probation and therefore has no other avenue for addressing his grievances. See People v. Lawton, 212 Ill.2d 285, 287, 288 Ill.Dec. 638, 818 N.E.2d 326 (2004) (recognizing that the statutory language of section 2-1401 does not expressly limit its application to errors of fact, and holding that a section 2-1401 petition is a viable mechanism for bringing ineffective assistance of counsel claims where relief under the Post-Conviction Hearing Act is unavailable).
¶ 23 It is well established that claims of ineffective assistance of counsel are resolved under the standard set forth in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). See People v. Lacy, 407 Ill.App.3d 442, 456, 347 Ill.Dec. 1013, 943 N.E.2d 303 (2011); see also People v. Colon, 225 Ill.2d 125, 135, 310 Ill.Dec. 396, 866 N.E.2d 207 (2007) (citing People v. Albanese, 104 Ill.2d 504, 85 Ill.Dec. 441, 473 N.E.2d 1246 (1984) (adopting Strickland)). Under the two-prong test set forth in Strickland, a defendant must establish both: (1) that his attorney's actions fell below an objective standard of reasonableness; and (2) that the defendant was prejudiced by counsel's conduct. See Lacy, 407 Ill.App.3d at 456, 347 Ill.Dec. 1013, 943 N.E.2d 303; see also People v. Ward, 371 Ill.App.3d 382, 434, 308 Ill.Dec. 899, 862 N.E.2d 1102 (2007) (citing Strickland, 466 U.S. at 687-94, 104 S.Ct. 2052).
¶ 24 Under the first prong of Strickland, the defendant must prove that his counsel's performance was deficient because it fell below an objective standard of reasonableness "`under prevailing professional norms.'" Lacy, 407 Ill.App.3d at 456-57, 347 Ill.Dec. 1013, 943 N.E.2d 303 (quoting Colon, 225 Ill.2d at 135, 310 Ill.Dec. 396, 866 N.E.2d 207); see also People v. Evans, 209 Ill.2d 194, 220, 283 Ill.Dec. 651, 808 N.E.2d 939 (2004). Under the second prong, the defendant must show that "but for" counsel's deficient performance, there is a reasonable probability that the result of the proceeding would have been different. Lacy, 407 Ill.App.3d at 457, 347 Ill.Dec. 1013, 943 N.E.2d 303; see also Colon, 225 Ill.2d at 135, 310 Ill.Dec. 396, 866 N.E.2d 207; Evans, 209 Ill.2d at 220, 283 Ill.Dec. 651, 808 N.E.2d 939. "[A] reasonable probability that the result would have been different is a probability sufficient to undermine confidence in the outcome — or put another way, that counsel's deficient performance rendered the result of [the proceedings] unreliable or fundamentally unfair." Evans, 209 Ill.2d at 220, 283 Ill.Dec. 651, 808 N.E.2d 939.
¶ 25 In the present case, the defendant argues, and the State concedes, that plea counsel's misrepresentation to the defendant that under the SORA (730 ILCS 150/7 (West 2000)) he would be obligated to register as a sex offender for only 10 years, constitutes deficient performance. We agree with both parties and hold that under People v. Presley, 2012 IL App (2d) 100617, 360 Ill.Dec. 907, 969 N.E.2d 952, and People v. Hughes, 2012 IL 112817, 368 Ill.Dec. 26, 983 N.E.2d 439, and because of the breadth of the SORA (730 ILCS 150/7 (West 2000)) and the onerous nature of sex offender registration, counsel's performance is deficient whenever he or she fails to advise a defendant of the appropriate SORA registration requirements in the context of a plea agreement.
¶ 26 In that respect, we begin by noting that in Presley, 2012 IL App (2d) 100617, 360 Ill.Dec. 907, 969 N.E.2d 952, the Second District was faced with the same issue we are asked to address here, and strongly suggested that plea counsel performs deficiently whenever he or she affirmatively misleads a client as to the lifetime SORA registration requirements. Presley, 2012 IL App (2d) 100617, ¶ 29, 360 Ill.Dec. 907, 969 N.E.2d 952. In that case, the defendant was charged with two counts of aggravated
¶ 27 On appeal, in Presley, the Second District held that where a defendant is affirmatively misled by his counsel with respect to the collateral consequences of his sentence, such as sex offender registration, counsel is deficient for purposes of a Strickland analysis. Presley, 2012 IL App (2d) 100617, ¶ 29, 360 Ill.Dec. 907, 969 N.E.2d 952. The court declined to determine, however, whether counsel's failure to inform the defendant of such collateral consequence also constituted deficient performance, but strongly suggested that under the United State's Supreme Court decision in Padilla, it would. Presley, 2012 IL App (2d) 100617, ¶¶ 31-34, 360 Ill.Dec. 907, 969 N.E.2d 952.
¶ 28 In coming to this conclusion, the court in Presley first noted that prior to Padilla our courts consistently held that for a plea to be deemed voluntary and intelligent, the defendant had to be "fully aware of the direct consequences of entering the plea," but not also the collateral consequences. (Internal quotation marks omitted.) Presley, 2012 IL App (2d) 100617, ¶ 27, 360 Ill.Dec. 907, 969 N.E.2d 952. The court explained:
Accordingly, in Presley, the Second District explained that prior to Padilla, in measuring the reasonableness of an attorney's performance under Strickland, Illinois courts emphasized the distinction between advising defendants of the direct
¶ 29 However, in Presley the Second District noted that even prior to Padilla, our courts drew a distinction between an attorney's failure to advise regarding collateral consequences and an attorney's affirmative misadvice about such consequences. Presley, 2012 IL App (2d) 100617, ¶ 29, 360 Ill.Dec. 907, 969 N.E.2d 952 (citing People v. Correa, 108 Ill.2d 541, 553, 92 Ill.Dec. 496, 485 N.E.2d 307 (1985) (holding that an attorney's erroneous and misleading advice to the defendant on the collateral consequences of deportation invalidated the defendant's guilty plea), and People v. Young, 355 Ill.App.3d 317, 323, 291 Ill.Dec. 45, 822 N.E.2d 920 (2005) (noting the distinction between the passive conduct of counsel in failing to discuss with a defendant the collateral consequences of a guilty plea and unequivocal, erroneous, misleading representations that counsel makes in response to the defendant's specific inquiries)). The court in Presley, however, held that in that case, the defendant had failed to establish that counsel had explicitly misadvised him regarding his SORA obligations. Presley, 2012 IL App (2d) 100617, ¶ 30, 360 Ill.Dec. 907, 969 N.E.2d 952.
¶ 30 The Presley court next explained that Padilla recently changed the rules with respect to counsel's duty to advise of collateral consequences. As Presley explained:
¶ 31 Although the Second District in Presley declined to decide that Padilla applied to all collateral consequences, including sex offender registration, it held that if Padilla did apply to SORA requirements, counsel would have been deficient regardless of whether he affirmatively mislead the defendant or failed to inform him of his SORA obligations. Presley, 2012 IL App (2d) 100617, ¶¶ 31-34, 360 Ill.Dec. 907, 969 N.E.2d 952.
¶ 32 Subsequent to Presley, our supreme court decided Hughes, 2012 IL 112817, 368 Ill.Dec. 26, 983 N.E.2d 439, affirmatively adopting the rationale in Padilla and applying it to a counsel's duty to advise a defendant of the possibility of involuntary commitment pursuant to the Illinois Sexually Violent Persons Commitment Act (SVPCA) (725 ILCS 207/9 (West 2008)). In Hughes, a defendant who pleaded guilty to aggravated criminal sexual abuse filed a motion to vacate his plea after he was released from prison and the State filed a
¶ 33 Our supreme court disagreed and held that under Padilla, a counsel's failure to advise the defendant of the collateral consequence, i.e., the possibility that his plea would be used as a basis for the filing of a sexually violent person petition, rose to the level of ineffective performance of counsel. Hughes, 2012 IL 112817, ¶¶ 43-62, 368 Ill.Dec. 26, 983 N.E.2d 439.
¶ 34 In coming to this conclusion, our supreme court first noted that prior to Padilla, most federal and state courts, including Illinois, held that the failure to advise a client of potential collateral consequences fell outside the gambit of the sixth amendment. Hughes, 2012 IL 112817, ¶ 45, 368 Ill.Dec. 26, 983 N.E.2d 439.
¶ 35 The court nevertheless recognized that courts across the country, as well as legal scholars, have recently emphasized: (1) the growing number of cases that are resolved by the plea process; (2) defense counsel's related and important duties in that process; and (3) the "potential problems inherent in a rigid categorical system of distinguishing between direct and collateral consequence" in the sixth amendment context. Hughes, 2012 IL 112817, ¶¶ 45-47, 368 Ill.Dec. 26, 983 N.E.2d 439 (explaining that in reality 94% of state convictions are resolved with a guilty plea so that "`plea bargains have become so central to the administration of the criminal justice system that defense counsel have responsibilities in the plea bargain process * * * that must be met to render the adequate assistance of counsel that the Sixth Amendment requires in the criminal process at critical stages'" (quoting Missouri v. Frye, 566 U.S. ___, ___, 132 S.Ct. 1399, 1407, 182 L.Ed.2d 379 (2012))).
¶ 36 Our supreme court next examined Padilla. Hughes, 2012 IL 112817, ¶ 49, 368 Ill.Dec. 26, 983 N.E.2d 439. The court held that because of the "unique nature of deportation," Padilla did not have to explicitly decide whether the distinction between collateral and direct consequences remains appropriate in the context of constitutionally effective representation under Strickland. Hughes, 2012 IL 112817, ¶ 49, 368 Ill.Dec. 26, 983 N.E.2d 439. Rather, according to our supreme court, Padilla held that "even though deportation is a civil consequence of a guilty plea, it should not be categorically eliminated from defense counsel's duties because it is a `particularly severe "penalty," "intimately related
¶ 37 The court further held that under the particular circumstances of that case, the potential for involuntary commitment under the SVPCA constituted such consequences thereby obligating defense counsel at a minimum "to advise a defendant who pleads guilty to a triggering offense subject to the provision of the [SVPCA] that he will be evaluated for and may risk involuntary commitment after completing his prison term." Hughes, 2012 IL 112817, ¶ 60, 368 Ill.Dec. 26, 983 N.E.2d 439. According to our supreme court, failure to advise of such consequences constitutes deficient performance. Hughes, 2012 IL 112817, ¶ 60, 368 Ill.Dec. 26, 983 N.E.2d 439.
¶ 38 Applying the principles articulated in Hughes and Presley to the cause at bar, we find that registration under the SORA (730 ILCS 150/7 (West 2000)) is a certain and mandatory consequence of any guilty plea to a sex offense so enmeshed in the criminal process that failure to advise about it constitutes deficient performance by counsel. Mandatory registration under the SORA is arguably as severe as involuntary commitment or deportation, since it has stigmatizing and far-reaching consequences into every aspect of the registrant's life. See, e.g., 730 ILCS 150/3 (West 2000) (requiring sex offenders to: (1) register with the Illinois State Police within a specified period of time, providing the police with a current photograph, address and place of employment; (2) report every change of address and employment; and (3) notify law enforcement if leaving the jurisdiction for three or more days and provide the itinerary for travel); see also 730 ILCS 152/115, 120 (West 2006) (requiring the State Police to maintain a publicly accessible database of sex offender information, including the sex offender's address and photograph); 720 ILCS 5/11-9.3(b), 11-9.4(b-5) (West 2006) (prohibiting sex offenders from loitering within 500 feet of a school, residing within 500 feet of a playground "or a facility providing programs or services exclusively directed toward persons under 18 years of age," or loitering within 500 feet of a park when children are present); 720 ILCS 5/11-9.3(a) (West 2006) (prohibiting sex offenders from being present at a school or "in any conveyance owned, leased, or contracted by a school to transport students to or from school * * * when persons under the age of 18 are present * * * in the conveyance"); see also 625 ILCS 5/6-106.1(a) (West 2006) (prohibiting sex offenders from qualifying for a school-bus driver permit); 720 ILCS 5/11-9.4(c) (West 2006) (making it unlawful for a child sex offender to be employed by any "facility providing programs or services exclusively directed towards persons under the age of 18."); Pub. Act 96-118 (eff. Aug. 4, 2009) (prohibiting child sex offenders from knowingly operating a vehicle designed for the retail sale of food or beverages, emergency vehicles, or rescue vehicles). What is more, because a violation of the SORA is a strict liability offense punishable by jail time, lifetime registration places a severe constraint on a defendant's liberty. See 730 ILCS 150/10(a) (West 2010) ("Any person
¶ 39 In the present case, as the State itself concedes, far from failing to advise the defendant of his lifetime registration duty, defense counsel repeatedly told the defendant that his registration requirement would expire after 10 years. Accordingly, we find that the defendant has sufficiently met his burden in establishing the first prong of Strickland. Presley, 2012 IL App (2d) 100617, ¶ 29, 360 Ill.Dec. 907, 969 N.E.2d 952 (discussing counsel's affirmative misadvice regarding registration under the SORA); People v. Young, 355 Ill.App.3d 317, 323, 291 Ill.Dec. 45, 822 N.E.2d 920 (2005) (discussing counsel's affirmative misadvice regarding collateral consequences); see also Hughes, 2012 IL 112817, ¶ 60, 368 Ill.Dec. 26, 983 N.E.2d 439 (holding that defense counsel has a duty to advise a defendant who pleads guilty regarding collateral consequences of involuntary commitment as a sexually violent person, and that failure to do so may constitute ineffective assistance of counsel); accord People v. Guzman, 2014 IL App (3d) 090464, ___ Ill.Dec. ___, ___ N.E.3d ___ (holding that trial counsel's failure to advise his client of the "collateral risk" of deportation associated with his guilty plea was sufficient to establish the first prong of Strickland).
¶ 40 The State nevertheless asserts that even if the defendant has met the first prong of Strickland, he has failed in his burden to establish the second, prejudice, prong. For the reasons that follow, we disagree.
¶ 41 It is undisputed that to establish the prejudice prong of an ineffective assistance of counsel claim in a plea hearing context, a defendant must show that there is a reasonable probability that, absent counsel's errors, he would have pleaded not guilty and insisted on going to trial. People v. Hall, 217 Ill.2d 324, 335, 299 Ill.Dec. 181, 841 N.E.2d 913 (2005) (citing People v. Rissley, 206 Ill.2d 403, 457, 276 Ill.Dec. 821, 795 N.E.2d 174 (2003)); Hill v. Lockhart, 474 U.S. 52, 59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985).
¶ 42 The parties, however, contest the manner and extent to which the defendant must show that but for counsel's erroneous advice, he would have insisted on going to trial. The State asserts, and we acknowledge that under our supreme court's decision in Hall (and subsequently Hughes), "[a] bare allegation that defendant would have pleaded not guilty and insisted on a trial if counsel had not been deficient is not enough to establish prejudice." Hall, 217 Ill.2d at 335, 299 Ill.Dec. 181,
¶ 43 The defendant acknowledges the holding in Hall, but nevertheless contends that in imposing the aforementioned requirement, the Illinois Supreme Court improperly relied on an overly broad reading of the United States Supreme Court's decision in Hill v. Lockhart, 474 U.S. 52, 59, 106 S.Ct. 366, 88 L.Ed.2d 203 (1985). See Hall, 217 Ill.2d at 335-36, 299 Ill.Dec. 181, 841 N.E.2d 913. According to the defendant, Hill, upon which Hall relied, merely held that in order to establish prejudice in the plea context, a defendant had to show that counsel's constitutionally ineffective performance "affected the outcome of the plea process," i.e., that there is "a reasonable probability that, but for counsel's errors, [the defendant] would not have pleaded guilty and would have insisted on going to trial." Hill, 474 U.S. at 59, 106 S.Ct. 366. The defendant contends that in Hill, the Court went on to note that, when trial counsel errs by failing to discover exculpatory evidence or by failing to inform the defendant of a possible affirmative defense, the determination of whether such errors prejudiced the defendant by inducing him to plead guilty "will depend in large part" on whether the presentation of the evidence or the assertion of the defense likely would have changed the outcome of a trial. Hill, 474 U.S. at 59, 106 S.Ct. 366. However, according to the defendant, Hill nowhere held that the same considerations should govern the analysis where the alleged error was counsel's failure to advise the defendant of the potential collateral consequence of his plea. Consequently, the defendant argues that Hall should not control this case and that, instead, we should find that, apart from the defendant's assertion in his affidavit that he would have proceeded to trial had he been informed that his SORA registration duty would extend to life, no separate showing of prejudice is necessary.
¶ 44 Very recently, the Third District of this appellate court decided People v. Guzman, 2014 IL App (3d) 090464, ___ Ill.Dec. ___, ___ N.E.3d ___, agreeing with the defendant's interpretation of Hill as it applies to the Strickland prejudice prong. In that case, the defendant contended, inter alia, that his counsel was ineffective for failing to advise him that he risked deportation by pleading guilty. Guzman, 2014 IL App (3d) 090464, ¶ 32, ___ Ill.Dec. ___, ___ N.E.3d ___. In discussing the prejudice prong of Strickland, the plurality court in Guzman bypassed Hall and without citing to it, explained:
According to Justice Holdridge:
¶ 46 Although we are persuaded by Justice Holdridge's rationale, and believe that it would equally apply to a defendant faced with the prospect of lifetime registration as a sex offender pursuant to the SORA, we are bound by the dictates of our supreme court. See, e.g., People v. Martinez, 2011 IL App (2d) 100498, ¶ 45, 360 Ill.Dec. 795, 969 N.E.2d 840 ("we must
¶ 47 Nevertheless, for the reasons that follow, we hold even under the State's interpretation of the Strickland prejudice prong (see Hall, 217 Ill.2d at 335-36, 299 Ill.Dec. 181, 841 N.E.2d 913; Hughes, 2012 IL 112817, ¶ 64, 368 Ill.Dec. 26, 983 N.E.2d 439), the defendant has succeeded in establishing that but for counsel's errors he would have proceeded to trial. Contrary to the State's assertion, the defendant, here, did not make "a bare allegation" that had he been aware of the lifetime SORA registration duty he would have opted to go to trial. Instead, in his section 2-1401 petition (735 ILCS 5/2-1401 (West 2000)), the defendant asserted that at trial he would have raised the affirmative defense that at the time the crime was committed he did not know that the victim was under 18 years of age. Since child pornography is a specific intent crime (see 720 ILCS 5/11-20.1(a)(1) (West 2000)), the defendant asserted the State could not have proven him guilty beyond a reasonable doubt. After reviewing the limited record that is before us, we find nothing therein which would contradict the defendant's well-pleaded affirmative defense. What is more, the defendant's filing of the motion to clarify his sentence supports the veracity of his allegation that the 10-year registration period was integral to his decision to plead guilty and that had he known the registration would be for life he would have proceed to trial. Under these circumstances, we hold that the defendant has succeeded in establishing the second prong of Strickland. Hall, 217 Ill.2d at 336, 299 Ill.Dec. 181, 841 N.E.2d 913.
¶ 48 Since counsel was ineffective in advising the defendant of the registration consequences of his guilty plea, we find that the plea was involuntarily entered and must now be vacated. Guzman, 2014 IL App (3d) 090464, ¶ 30, ___ Ill.Dec. ___, ___ N.E.3d ___ (for a defendant's decision to accept or reject a guilty plea to be "knowing and voluntary, a criminal defense attorney is required to fully inform the defendant of the facts and law related to the State's offer and must candidly advise the defendant concerning all aspects of the case"); Presley, 2012 IL App (2d) 100617, ¶ 27, 360 Ill.Dec. 907, 969 N.E.2d 952; see also Correa, 108 Ill.2d at 549, 92 Ill.Dec. 496, 485 N.E.2d 307 ("It is * * * apparent that the resolution of the question of whether the defendant's pleas, made in reliance on counsel's advice, were voluntary and intelligent and knowingly made depends on whether the defendant had ineffective assistance of counsel. If the defendant's pleas were made in reasonable reliance upon the advice or representation of his attorney, which advice or representation demonstrated incompetence, then it can be said that the defendant's pleas were not voluntary * * *."). We therefore vacate the defendant's plea and sentence and remand the case to the trial court for further proceedings.
¶ 50 For all of the reasons stated above, we vacate the defendant's plea, conviction
¶ 51 Judgment vacated; reversed and remanded with instructions.
Justices LAVIN and EPSTEIN concurred in the judgment and opinion.