Filed: Apr. 01, 2016
Latest Update: Mar. 02, 2020
Summary: 15-2143 Rivera v. Anjost Corp., Joseph Zaro UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “S
Summary: 15-2143 Rivera v. Anjost Corp., Joseph Zaro UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SU..
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15-2143
Rivera v. Anjost Corp., Joseph Zaro
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED
ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A
DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST
SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals
2 for the Second Circuit, held at the Thurgood Marshall United
3 States Courthouse, 40 Foley Square, in the City of New York,
4 on the 1st day of April, two thousand sixteen.
5
6 PRESENT: DENNIS JACOBS,
7 PETER W. HALL,
8 GERARD E. LYNCH,
9 Circuit Judges.
10
11 - - - - - - - - - - - - - - - - - - - -X
12 LOUIS RIVERA,
13 Plaintiff-Appellant,
14
15 -v.- 15-2143
16
17 ANJOST CORPORATION, JOSEPH ZARO,
18 Defendants-Appellees.
19 - - - - - - - - - - - - - - - - - - - -X
20
21 FOR APPELLANT: Robert S. Powers, Law Office of
22 Robert S. Powers, North Babylon,
23 New York.
24
25 FOR APPELLEES: Michael J. Volpe, Adam G.
26 Possidente, Venable LLP, New
27 York, New York.
28
1
1 Appeal from a judgment of the United States District
2 Court for the Southern District of New York (Cedarbaum, J.).
3
4 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED
5 AND DECREED that the judgment of the district court be
6 AFFIRMED.
7
8 Louis Rivera appeals from the order of the United
9 States District Court for the Southern District of New York
10 (Cedarbaum, J.) granting summary judgment in favor of his
11 former employers, defendants Anjost Corporation and Joseph
12 Zaro. Rivera alleges that defendants failed to pay overtime
13 wages as required by the Fair Labor Standards Act (“FLSA”),
14 29 U.S.C. § 201 et seq., and New York Labor Law (“NYLL”)
15 Article 19, § 650 et seq. The district court determined
16 that there was no dispute of fact as to Rivera’s status as
17 an exempt executive employee under the FLSA and NYLL. We
18 assume the parties’ familiarity with the underlying facts,
19 the procedural history, and the issues presented for review.
20
21 To be classified as an executive employee exempt from
22 the FLSA’s overtime requirements, the “employee’s work must
23 satisfy both a duties requirement and a salary requirement.”
24 Anani v. CVS RX Servs., Inc.,
730 F.3d 146, 147 (2d Cir.
25 2013). As to the latter, the employee must be paid at least
26 $455 per week on a “salary basis.” 29 C.F.R.
27 §§ 541.100(a)(1), 541.600(a); see also 29 C.F.R.
28 § 541.602(a). Under the NYLL, Rivera must have been paid a
29 salary of at least $536.10 (before July 24, 2009) and
30 $543.75 (on and after July 24, 2009) per week. N.Y. Comp.
31 Codes R. & Regs. tit. 12, § 142-2.14(c)(4)(i)(e).
32
33 Rivera concedes that the duties requirement is
34 satisfied, but contends that he was not paid on a “salary
35 basis” because he received “differing amounts each week
36 based upon the number of days he worked.” Br. of Appellant
37 at 5. This argument lacks merit. The undisputed evidence
38 shows that Rivera always received regular weekly
39 compensation for five days (or less) of work per week.
40 Rivera introduced no evidence that he ever received less
41 than that standard weekly amount. Indeed, Rivera repeatedly
42 admitted that he was paid a salary, and admitted that he was
43 paid for sick, vacation, and personal days. Rivera was
44 provided additional compensation for weeks that he worked an
2
1 additional (sixth) day, in the amount of one-fifth his usual
2 weekly pay.1 However, additional compensation for
3 additional work does not impair exempt status. To the
4 contrary:
5
6 [a]n employer may provide an exempt employee with
7 additional compensation without losing the
8 exemption or violating the salary basis
9 requirement, if the employment arrangement also
10 includes a guarantee of at least the minimum
11 weekly-required amount paid on a salary
12 basis. . . . [T]he exemption is not lost if an
13 exempt employee who is guaranteed at least $455
14 each week paid on a salary basis also receives
15 additional compensation based on hours worked for
16 work beyond the normal workweek. Such additional
17 compensation may be paid on any basis (e.g., flat
18 sum, bonus payment, straight-time hourly amount,
19 time and one-half or any other basis), and may
20 include paid time off.
21
22 29 C.F.R. § 541.604(a). The same principle applies to the
23 NYLL. See Ramos v. Baldor Specialty Foods, Inc.,
687 F.3d
24 554, 556 n.1 (2d Cir. 2012) (discussing “only the FLSA”
25 because “[t]he NYLL ‘. . . applies the same exemptions as
26 the FLSA’” (quoting Reiseck v. Universal Commc’ns of Miami,
27 Inc.,
591 F.3d 101, 105 (2d Cir. 2010))). Rivera thus was
28 compensated on a salary basis, and was exempt from otherwise
29 applicable overtime provisions by virtue of his status as an
30 executive employee.
31
32 Rivera also invokes § 195(1) of the NYLL, which
33 establishes notice and record-keeping requirements. But
34 Rivera does not bring any claim against defendants for
35 failure to provide required wage notices; and the alleged
36 lack of a wage notice does not create a dispute of material
37 fact as to his salaried, exempt status.
38
1
For a week that Rivera worked seven days, he received
extra pay in the amount of two-fifths his weekly
compensation.
3
1 For the foregoing reasons, and finding no merit in
2 Rivera’s other arguments, we hereby AFFIRM the judgment of
3 the district court.
4
5 FOR THE COURT:
6 CATHERINE O’HAGAN WOLFE, CLERK
7
4