MILTON I. SHADUR, Senior District Judge.
Angel Gonzalez ("Gonzalez") was exonerated by DNA evidence in 2015 after spending 20 years in prison for aggravated sexual assault and aggravated kidnapping. Gonzalez now brings this action against (1) arresting officers John Moran ("Moran") and Edward Dennis ("Dennis"), (2) interrogating detectives Artis Yancey ("Yancey") and Luis Marquez ("Marquez") and (3) the City of Waukegan (the "City"), which employed all of those individual defendants. Gonzalez asserts federal claims under 42 U.S.C. § 1983 ("Section 1983") for violations of his constitutional rights (a) under the Fourteenth Amendment through unduly suggestive identification techniques, fabrication of evidence, withholding of material exculpatory and impeachment evidence and fabricated confessions, (b) under the Fourteenth and Fifth Amendments for coerced confession and (c) under the Fourteenth and Fourth Amendments for malicious prosecution. Gonzalez also advances state law claims for malicious prosecution, intentional infliction of emotional distress and civil conspiracy.
Now before this Court is defendants' motion to dismiss the First Amended Complaint ("AC") under Rule 12(b)(6) (the "Motion") for failure to state a cognizable claim on the grounds that those claims are (1) inadequately pleaded and (2) are barred by the applicable statutes of limitations. With the Motion now fully briefed, it is ripe for decision.
Under Rule 12(b)(6) a party may move for dismissal for the "failure to state a claim upon which relief can be granted." Familiar Rule 12(b)(6) principles require the district court to accept as true all of Gonzalez's well-pleaded factual allegations and to view those allegations in the light most reasonably favorable to him as the nonmovant (
In the past decade the Supreme Court made an important change in the evaluation of Rule 12(b)(6) motions via what this Court regularly refers to as the "
Because the focus of Rule 12(b)(6) motions is on the pleadings, they "can be based only on the complaint itself, documents attached to the complaint, documents that are critical to the complaint and referred to in it, and information that is subject to proper judicial notice" (
Gonzalez was convicted of aggravated sexual assault and aggravated kidnapping back in 1995 (AC ¶ 2). Gonzalez then spent 20 years in prison on those convictions until his innocence was conclusively demonstrated by DNA evidence in 2015 (AC ¶¶ 5, 6). Consequently Gonzalez filed for and received a Certificate of Innocence in June 2015 (AC ¶ 7).
On June 10, 1994 Jane Doe
Officer Moran and another officer arrived at the 7-11 a short time later to interview Jane Doe (AC ¶ 24). She gave the officers a description of her attackers that did not match Gonzalez in many respects (AC ¶ 25). Moran and the other officer then drove Jane Doe to her apartment, where Lieutenant Dennis and Jane Doe's boyfriend were waiting (AC ¶ 24). As the boyfriend was being notified of the crime by the officers, he noticed a black sedan pulling out of the parking lot and brought it to the attention of the officers, noting that he did not recognize it (AC ¶ 26).
Gonzalez, who was driving his girlfriend home after they had spent the evening with her sister (a resident in Jane Doe's apartment building), was the person driving the sedan (AC ¶¶ 26, 28). When the other officer at the scene noted Gonzalez's license plate, he relayed it to Dennis (AC ¶ 29), who left the apartment building to patrol for the black sedan (AC ¶ 30).
Gonzalez dropped his girlfriend off at her home and was driving to his own home when Dennis saw his car and stopped him, coincidentally outside the Lake County Jail (AC ¶ 30). Dennis radioed Moran, who was still with Jane Doe, and asked him to bring Jane Doe to the scene to identify Gonzalez as her attacker (AC ¶¶ 32, 33). Instead of performing a lineup procedure at the jail, Dennis performed a "showup identification" on the street (AC ¶ 33).
Moran told Jane Doe that they had found a person who matched her description of her attacker and his car (AC ¶ 34). Moran drove her to the street location where Dennis had apprehended Gonzalez, telling her that the police had located a vehicle and driver who matched her description (AC ¶ 34). Dennis placed Gonzalez in handcuffs and brought him to the front of Moran's car, where he was illuminated by the headlights (AC ¶ 35). Jane Doe, who was in the back of Moran's car and out of sight of Gonzalez, told the officers that Gonzalez was one of her attackers (AC ¶ 36).
Dennis then took Gonzalez to the Waukegan Police Department and booked him (AC ¶ 38). Gonzalez was kept in a holding cell with no bed, food or water. Gonzalez spoke almost no English at the time and did not understand the events unfolding or the reasons behind them (AC ¶¶ 27, 38, 39) — in particular, he did not understand why he had been arrested (AC ¶ 39). He was not allowed to make any phone calls at any time (
After a sleepless night for Gonzalez, Detective Yancey took him to an interview room at the police department and began a seven-hour interrogation (AC ¶¶ 39, 41). When the interrogation began, Yancey and Detective Marquez knew that Gonzalez did not match the initial description of the attacker and that the only evidence against Gonzalez was the showup identification (AC ¶ 43). Although Gonzalez did not understand or speak English, Yancey explained his Miranda rights in English (!) and had Gonzalez sign an English waiver (!) of those rights (AC ¶ 42). Yancey then proceeded to interrogate Gonzalez in English (!) (AC ¶¶ 41, 42). Gonzalez later asked for an attorney multiple times, but the detectives ignored his requests (AC ¶ 47). Marquez then took over the interrogation, speaking in Spanish (AC ¶ 44).
Gonzalez insisted that he had no knowledge of the crime and that he had been with his girlfriend and her sister when the crime occurred (AC ¶¶ 45, 50). Yancey and Marquez refused to accept that story, pressing Gonzalez to write out a confession (AC ¶ 51). They told Gonzalez that if his story was true, the judge would let him go in spite of a confession (AC ¶ 51).
During the interrogation Yancey and Marquez told Gonzalez details about the crime gleaned from police reports and continued to press him for a confession (AC ¶ 52). They told him the interrogation would continue until he confessed (AC ¶ 54). Hungry, thirsty and tired, Gonzalez eventually agreed to write a confession (AC ¶ 54). Not satisfied with the low level of detail in that confession, Yancey and Marquez tore it up and had Gonzalez write a more detailed statement (AC ¶¶ 55, 56). When that statement again proved to have no significant details matching Jane Doe's description of the crime (AC ¶ 57), Yancey and Marquez typed out a confession in English (!) for Gonzalez to sign (AC ¶ 58), even though he was unable to read it (AC ¶ 59). That statement written by Marquez and Yancey contained many details about the crime that the police had learned from Jane Doe and from investigations of the scene (AC ¶ 58). Yancey and Marquez then turned on the interview room's cameras for the first time, and they read the statement aloud rather than letting Gonzalez use his own words (AC ¶¶ 64, 65).
Yancey, Marquez, and Dennis all represented to the prosecution that the evidence they had obtained was free of coercion and undue suggestion (AC ¶ 68). As there was no physical evidence linking Gonzalez to the crime (AC ¶ 3), Jane Doe's identification of Gonzalez and Gonzalez's confession were the only pieces of evidence used in Gonzalez's trial (AC ¶ 74).
As stated at the outset, Yancey, Marquez, Dennis and Moran were employees of the City at all relevant times (AC ¶¶ 16, 18, 19, 20). It was the City's de facto policy, pattern and practice to countenance its police's fabrication of evidence, coercion of suspects' statements and suppression of exculpatory evidence (AC ¶ 85). All four individual defendants — Yancey, Marquez, Dennis and Moran — acted pursuant to those de facto policies, patterns and practices when they investigated Gonzalez (AC ¶ 84).
Under the Sixth Amendment to the Constitution, made applicable to state court criminal defendants via the Fourteenth Amendment, every such defendant is guaranteed the right to a fair trial, and "that right is violated if unduly suggestive identification techniques are allowed to taint the trial" (
When credited, as they must be for Rule 12(b)(6) purposes, the allegations in this case establish an unduly suggestive showup, the results of which were used in court proceedings that deprived Gonzalez of his liberty for 20 years. Once again, Dennis pulled Gonzalez over based solely on the fact that the victim's boyfriend had mentioned that his car looked "unfamiliar" in their apartment complex (AC ¶ 26). Gonzalez did not match the physical description Jane Doe had given police in several respects (AC ¶ 25). Nevertheless Moran brought the victim to the location where Dennis had pulled Gonzalez over (AC ¶ 32). When Jane Doe arrived she saw Gonzalez in handcuffs in front of Moran's car (AC ¶ 35). Jane Doe did not get out of the car to look at Gonzalez — instead she identified him from the back seat (AC ¶ 36). Moran then told her (falsely) that Gonzalez and his car matched her description, and he then asked her to identify Gonzalez as her attacker (AC ¶ 34, 36). Any case that police officers might seek to make for the urgency of those procedures is called into serious question by the fact that the showup was conducted across from the Lake County Jail, a facility with lineup facilities (AC ¶ 33). This case presents a set of facts that — if proved — would show that the
Gonzalez unquestionably presents factual allegations sufficient to support his Section 1983 claim for unduly suggestive techniques. Accordingly defendants' motion to dismiss Count I on that basis is denied.
To prevail on a civil
To prove prejudice a plaintiff must show "that the failure to disclose caused a deprivation of the accused's liberty" (
As to the showup procedure, Gonzalez alleges facts satisfying all three of these requirements. Moran and Dennis concealed from Gonzalez and the prosecution the fact that they fed details about the suspect and the vehicle to Jane Doe before she made her identification (AC ¶ 37). They misrepresented the circumstances of Jane Doe's identification of Gonzalez in their written and oral reports to prosecutors and in their testimony at trial by falsely reporting that the identification was free of suggestion and that the details about Gonzalez and his car had originated from the victim, rather than from the defendant officers themselves (
Once again Gonzalez's factual allegations pass muster, this time sufficiently to state a
If Gonzalez's allegations are accurate, as they must be considered on the current Motion, the defendant police officers' report contained fabricated evidence. It can also be reasonably inferred that the police report detailing Jane Doe's identification, as a central part of the original case against Gonzalez (AC ¶ 74), was instrumental in Gonzalez's conviction and subsequent incarceration. Hence defendants' Motion to dismiss Count I on that basis is denied.
In the same vein, Gonzalez alleges that Yancey and Marquez fed him details about the crime, had him repeat those details and then used those details in a confession that Yancey and Marquez typed out (AC ¶ 58). As said earlier, Gonzalez has been definitively shown to be totally innocent of kidnapping and raping the victim (AC ¶¶ 80-83). Whatever other fanciful explanation might be dreamed up for the inclusion of details about the crime in Gonzalez's confession, the only plausible real world explanation for such inclusion must be either intentional additions by defendants or the regurgitation of facts they fed to Gonzalez. And once again it is more than merely plausible that the confession — as one of the two pieces of evidence used at Gonzalez's trial (AC ¶ 74) — could certainly have been a proximate cause of his conviction. So defendants' Motion to dismiss Count II on that basis is denied as well.
With that line of attack on Count II scotched, a possible alternative aspect of that count bears mention. Although Gonzalez does not explicitly allege a
In that respect defendants argue that the circumstances of Gonzalez's interrogation were always available to Gonzalez himself, negating the prospect of a
In the seminal decision in
Here Gonzalez has provided abundant details as to his interrogation, including allegations that he was denied an attorney (AC ¶ 47), deprived of food and water (AC ¶¶ 39, 48), required to sign a Miranda waiver in English that he could not understand (AC ¶ 41), interrogated at first in English (AC ¶ 41) and told that the interrogation would continue until he confessed (AC ¶ 49).
As for his treatment at the Waukegan Police Department, Gonzalez alleges facts almost identical to those held to be involuntary and inadmissible in Greenwald, 390 at 521 (numerous internal citations omitted):
Those appalling violations and more are mirrored in AC ¶¶ 41, 42, 46 and 48. Moreover, even though Gonzalez maintained his innocence, the officers told him he could not leave until he confessed (AC ¶ 51, 53). And all of those ingredients of involuntariness are aggravated by the fact that the officers did not record his interrogation on video (AC ¶ 63) although they had the capabilities to do so. And to heap Pelion upon Ossa, at the end of the interrogation the officers did turn on the video camera and Gonzalez was ultimately required to read a confession written by the officers (AC ¶ 64).
It is really an understatement to hold simply that Count III also withstands defendants' challenge in substantive terms.
That criticism does not necessarily extend to defendants' assertion of the affirmative defense that Gonzalez's coerced confession and coercive interrogation claims are arguably time barred on the premise that the limitations clock began to tick either at the time of his interrogation or at the time of trial. In that respect Section 1983 claims look to the relevant state limitations period for personal-injury torts (
But here too defense counsel fall short, for they have paid no heed to the teaching in
In an effort to get around
Unlike several other Courts of Appeals, our own has held that a plaintiff cannot bring a malicious prosecution claim under Section 1983 if a state malicious prosecution claim would provide an adequate remedy (it has continued to adhere to that proposition, first set out in
But at this moment the Supreme Court, having recently granted certiorari on that very issue in
At the outset it might be wondered why the just-completed discussion of Count IV has any relevance, given the AC's inclusion of a state law count presenting the same substantive claim. Although this Court does not fancy itself to be a mindreader, one obvious factor for such consideration is the existence of 42 U.S.C. § 1988, which rewards a successful Section 1983 claim with an award of attorney's fees, while no such remedy applies to a like state law claim under the so-called "American rule." This Court is also mindful of the consideration that if the Supreme Court were to reject the
To state a claim for malicious prosecution under Illinois law a plaintiff must allege (
Gonzalez's allegations indisputably comport with all of those elements except the fourth, so this opinion needs to deal only with that fourth requirement.
In that respect defendants urge that probable cause existed at the time of Gonzalez's arrest and that no other facts are alleged that would show malice on the part of defendants. As for their probable cause assertion, they seek to rest it on the showup identification procedure that was employed in Gonzalez's case. But on that score this opinion has earlier upheld the legal sufficiency of the AC's challenge to that procedure as unduly suggestive. With a viable claim of the absence of probable cause added to the mix, defendants' Motion to dismiss Count VI also must be and is denied.
Under Illinois law the tort of intentional infliction of emotional distress carries a one-year statute of limitations (745 ILCS 10/8-101). Defendants advance limitations as an affirmative defense to any such claim by Gonzalez, citing
But once more defendants have failed to appreciate the principles embodied in the
That being so, a successful claim of the type asserted in Count VII would necessarily call into question the validity of Gonzalez's conviction, and the
In the alternative defendants contend that none of the allegations would satisfy the "extreme and outrageous" element of the tort, which requires "conduct that goes beyond all possible bounds of decency, such that a reasonable person would hear the facts and be compelled to feelings of resentment and outrage" (
Finally, defendants argue (1) that the
Defendants' Motion is denied in all respects save as to AC Count IV, as to which decision is deferred. Defendants are ordered to file an answer to all counts except Count IV on or before December 23, 2016, and a status hearing is set for 9 a.m. December 30, 2016 unless any counsel will be unavailable at that time. In that event counsel should confer among themselves and advise this Court's courtroom deputy as to the earliest date of their joint availability, and this Court will reschedule the status hearing.
Even worse, defense counsel flout Rule 11(b)(2) by asserting that there is no federal claim for fabrication of evidence, even while citing several Seventh Circuit cases that have explicitly allowed for a fabrication of evidence claim (e.g.,