WALTER HERBERT RICE, District Judge.
The Court has reviewed the Report and Recommendation of United States Magistrate
Accordingly, it is hereby
MICHAEL J. NEWMAN, United States Magistrate Judge.
This is a Social Security appeal brought pursuant to 42 U.S.C. § 405(g). At issue is whether the Administrative Law Judge ("ALJ") erred in finding Plaintiff not "disabled" within the meaning of the Social Security Act and therefore unentitled to Disability Insurance Benefits ("DIB").
This case is before the Court upon Plaintiffs Statement of Errors (doc. 11), the Commissioner's Memorandum in Opposition (doc. 15), Plaintiffs Reply (doc. 16), the administrative record (doc. 6),
Plaintiff filed an application for DIB on February 7, 2007, asserting that she has been under a "disability" since October 1, 2003. PageID 176-78. Plaintiff claims she is disabled due to a number of impairments including, inter alia, syncopal episodes
PageID 65-79 (brackets, ellipses and footnote added).
Thereafter, the Appeals Council denied Plaintiff's request for review, making the ALJ's non-disability finding the final administrative decision of the Commissioner. PageID 55-59. See Casey v. Sec'y of Health & Human Servs., 987 F.2d 1230,
At the September 29, 2009 administrative hearing, Plaintiff testified that she has had syncopal (i.e., "passing out") episodes for the past six years. See PageID 98, 193. Her driver's license was revoked in 2006 following a synocal episode at the grocery store. See PageID 94-95. She has attempted to get her driver's license back, but has been unable to obtain the required doctor's statement — that she will not have more episodes. Id.
Plaintiff estimated that she passes out once or twice per month. PageID 99. She usually passes out for one minute, but it can take up to an hour for her "to get [her] bearings," and for her speech to improve. Id. Further, if she stands for a long period of time, she becomes "lightheaded." Id. Plaintiff has lost two jobs — as a nurse's assistant and a janitor — as a result of her syncopal episodes. PageID 102-03, 111-12. Plaintiff has visited the emergency room on many occasions — more than twenty times — following these episodes. PageID 115. She testified, however, that she only visits the emergency room when the episodes occur in public places and bystanders call for assistance. Id.
Plaintiff underwent extensive testing to determine the cause of her syncopal episodes. PageID 112-13. Physicians at the Cleveland Clinic finally diagnosed her with orthostatic hypotension.
Additionally, Plaintiff testified that she suffers from migraines approximately two times per week. PageID 99-100. She takes medication for her migraines, but they do not alleviate the pain. Id.
Plaintiff further testified that she has suffered from depression since she was in a car accident in 2000. PageID 101. She cries "all the time," and she "can't stop once [she] start[s]." Id. Her depression is related to her pain. Id. Further, her husband believes that she has had problems with her memory and concentration since the car accident. PageID 101-02.
Moreover, Plaintiff testified that she suffers from stomach and back pain, whether she is sitting or standing, on a daily basis. PageID 103. Plaintiff estimated that she can stand for one hour, and sit for half an hour. PageID 104. With respect to walking, she has "bad days" and "good days"; on "good days," she can go to the grocery store, and on "bad days," she can only make it across her living room. PageID 103. She testified that she can lift no more than a gallon of milk. PageID 104.
Brian Womer, a vocational expert ("VE"), also testified at the hearing. PageID 118-20. He opined that Plaintiff cannot perform any of her past relevant work. PageID 119. However, the VE testified that a hypothetical individual — with Plaintiffs vocational profile and the RFC described in Finding No. 5 (a reduced range of light work) — could perform
On cross examination, the VE acknowledged that, if Plaintiff were absent one day each week, she would not be able to perform full-time work at any exertional level. PageID 119-20. The VE also acknowledged that if Plaintiff were off-task one-third of the work day due to her symptoms, she would likewise not be able to maintain full-time work. PageID 120.
The Court's inquiry on a Social Security appeal is to determine (1) whether the ALJ's non-disability finding is supported by substantial evidence, and (2) whether the ALJ employed the correct legal criteria. 42 U.S.C. § 405(g); Bowen v. Comm'r of Soc. Sec., 478 F.3d 742, 745-46 (6th Cir.2007). In performing this review, the Court must consider the record as a whole. Hephner v. Mathews, 574 F.2d 359, 362 (6th Cir.1978).
Substantial evidence is "such relevant evidence as a reasonable mind might accept as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971). When substantial evidence supports the ALJ's denial of benefits, that finding must be affirmed, even if substantial evidence also exists in the record upon which the ALJ could have found plaintiff disabled. Buxton v. Halter, 246 F.3d 762, 772-73 (6th Cir.2001). Thus, the ALJ has a "`zone of choice' within which [he or she] can act, without the fear of court interference." Id. at 773.
The second judicial inquiry — reviewing the correctness of the ALJ's legal analysis — may result in reversal even if the ALJ's decision is supported by substantial evidence. Rabbers v. Comm'r of Soc. Sec., 582 F.3d 647, 651 (6th Cir.2009). "[A] decision of the Commissioner will not be upheld where the SSA fails to follow its own regulations and where that error prejudices a claimant on the merits or deprives the claimant of a substantial right." Bowen, 478 F.3d at 746.
To be eligible for DIB benefits, a claimant must be under a "disability" as defined by the Social Security Act. 42 U.S.C. § 423(d)(1)(A). Narrowed to its statutory meaning, a "disability" includes physical and/or mental impairments that are both "medically determinable" and severe enough to prevent a claimant from: (1) performing his or her past job; and (2) engaging in "substantial gainful activity" that is available in the regional or national economies. Id.
Administrative regulations require a five-step sequential evaluation for disability determinations. 20 C.F.R. § 404.1520(a) (4). Although a dispositive finding at any step ends the ALJ's review, see Colvin v. Barnhart, 475 F.3d 727, 730 (6th Cir.2007), the complete sequential review poses five questions:
20 C.F.R. § 404.1520(a)(4); Miller v. Comm'r of Soc. Sec., 181 F.Supp.2d 816, 818 (S.D.Ohio 2001). A claimant bears the ultimate burden of establishing that he or she is "disabled" under the Social Security Act's definition. Key v. Callahan, 109 F.3d 270, 274 (6th Cir.1997).
On appeal, Plaintiff challenges the ALJ's finding that she does not meet Listing § 11.03, and the weight the ALJ accorded to her treating doctor.
Plaintiff's first argument — that the ALJ erred at Step Three by determining that she did not meet or equal Listing § 11.03 — is unavailing. The Listing of Impairments "describes impairments the SSA considers to be severe enough to prevent an individual from doing any gainful activity, regardless of his or her age, education, or work experience." Rabbers v. Comm'r of Soc. Sec., 582 F.3d 647, 653 (6th Cir. 2009) (citing 20 C.F.R. § 404.1525(a)) (internal quotations omitted). Plaintiff has the burden of proving that she meets or equals all of the criteria of a listed impairment. Evans v. Sec'y of Health & Human
Servs., 820 F.2d 161, 164 (6th Cir.1987). Listing § 11.03 provides as follows:
20 C.F.R., Pt. 404, Subpt. P, App.1, § 11.03.
The ALJ's determination — that Plaintiff does not meet or equal Listing 11.03 — is supported by substantial evidence. PageID 67. Based on Plaintiff's own testimony at the administrative hearing — that she passes out "maybe once or twice" per month, PageID 98-99, 114-15 — she does not satisfy Listing § 11.03's seizure-frequency requirement — i.e., having seizures "more frequently than once weekly in spite of at least [three] months of prescribed treatment." Additionally, Plaintiff's testimony establishes that her syncopal episodes are not of sufficient severity to meet Listing § 11.03. See PageID 99, 104-07. Moreover, there is no medical opinion in the record that Plaintiff meets or equals the criteria of any listed impairment. Plaintiff, accordingly, has failed to meet her burden of establishing that she meets or equals Listing § 11.03. Accord Mughni v. Astrue, No. 1:11-cv-18, 2011 U.S. Dist. LEXIS 143235, at *36, 2011 WL 6307831, at *12 (S.D.Ohio Nov. 16, 2011)
On the other hand, Plaintiff's third assignment of error — that the ALJ improperly weighed her treaters' medical opinions — is well-taken. After finding that Plaintiff did not meet any Listed Impairment, the ALJ, at Step Four, determined that Plaintiff cannot perform any of her past relevant work. See PageID 77-78. The ALJ then proceeded to Step Five. As discussed above, at Step Five, the burden shifts from the claimant to the Commissioner — to show that there is other gainful employment available in the national economy that the claimant is capable of performing. Jones v. Comm'r of Soc. Sec., 336 F.3d 469, 474 (6th Cir.2003). The Commissioner's Step Five determination must be supported by substantial evidence. Howard v. Comm'r of Soc. Sec., 276 F.3d 235, 238 (6th Cir.2002). "This kind of substantial evidence may be produced through reliance on the testimony of a[VE] in response to a hypothetical question, but only if the question accurately portrays [the claimant's] individual physical and mental impairments." Id. (internal quotations and alternations omitted). Here, the ALJ's Step Five determination is unsupported by substantial evidence because the ALJ incorrectly weighed the treating physicians' medical opinions in formulating Plaintiff's RFC. The hypothetical questions posed to the VE, therefore, did not accurately portray Plaintiff's impairments.
Social Security regulations require an ALJ give the opinion of a treating physician controlling weight if it is "well-supported by medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other substantial evidence in [the claimant's] case record." 20 C.F.R. § 404.1527(c)(2); see also Gayheart v. Comm'r of Soc. Sec., 710 F.3d 365, 375 (6th Cir.2013). "Even if [a] treating physician's opinion is not given controlling weight, there remains a presumption, albeit a rebuttable one, that the opinion... is entitled to great deference." Hensley v. Astrue, 573 F.3d 263, 266 (6th Cir. 2009) (internal quotations and citations omitted). In evaluating the weight given to a medical opinion, the ALJ must apply certain factors, including the length of the treatment relationship, frequency of examination, the treater's specialization, supportability of the opinion, and consistency of the opinion with the record as a whole. 20 C.F.R. §§ 404.1527(c)(1)-(6); Bowen, 478 F.3d at 747.
The ALJ is further required to provide "good reasons" for discounting the weight given to a treating source opinion. 20 C.F.R. § 404.1527(c)(2). These reasons must be "supported by the evidence in the case record, and must be sufficiently specific to make clear to any subsequent reviewers the weight the adjudicator gave to the treating source's medical opinion and the reasons for that weight." SSR 96-2p, 1996 SSR LEXIS 9, at *11-12, 1996 WL 374188, at *5 (July 2, 1996). This procedural requirement "ensures that the ALJ applies the treating physician rule and permits meaningful review of the ALJ's application of the rule." Wilson v. Comm'r of Soc. Sec., 378 F.3d 541, 544 (6th Cir.2004).
Brad Snider, M.D., Plaintiff's treating physician, opined that Plaintiff is limited to standing and walking no longer than one hour at a time, and for a total of four hours in an eight-hour work day.
The ALJ afforded Dr. Snider's opinion "little weight," claiming it is unsupported by his treatment notes and the medical record. PageID 76. The ALJ first erroneously dismissed Dr. Snider's opinion based on a notation in his treatment notes that Plaintiff had a normal neurological examination. Id. Plaintiff has undergone extensive testing to determine what causes her to pass out and, based on positive "tilt table tests,"
Moreover, the ALJ fails to identify the substantial evidence that purportedly conflicts with Dr. Snider's disability finding. The ALJ gave "some weight" to two conclusory opinions of state agency non-examining physicians — that Plaintiff has no standing/walking limitations.
The Court recognizes that a treating physician's opinion on an issue reserved to the Commissioner — such as whether or not the claimant is "disabled" — is not entitled to special deference. Bass v. McMahon, 499 F.3d 506, 511 (6th Cir.2007). To that end, the ALJ
For the foregoing reasons, the Court finds that, because the hypothetical questions posed to the VE and relied upon by the ALJ did not accurately describe Plaintiff's impairments, and because the ALJ misapplied Social Security regulations in weighing the medical opinions of record, the ALJ's decision is unsupported by substantial evidence and merits reversal. See Faucher v. Sec'y of Health & Human Servs., 17 F.3d 171, 175-76 (6th Cir.1994). The Court further finds that a judicial award of benefits is unwarranted in the case at this time because the record does not show that "the proof of disability is overwhelming or ... the proof of disability is strong and evidence to the contrary is lacking." Id. at 176. Accordingly, the Court recommends that this matter be remanded to the Commissioner of Social Security under the Fourth Sentence of 42 U.S.C. § 405(g) for proceedings consistent with this opinion.
Pursuant to Fed.R.Civ.P. 72(b), any party may serve and file specific, written objections to the proposed findings and recommendations within