The trial court issued an injunction pursuant to Code of Civil Procedure section 527.6 protecting Jill Duronslet and her immediate family from Joyce Kamps. On appeal, Kamps contends the injunction must be reversed because the only evidence that she made a "credible threat of violence" under section 527.6, former subdivision (a)
We affirm. We conclude Kamps forfeited her objections to certain hearsay evidence offered at the hearing on Duronslet's injunction. We also conclude the trial court may consider such hearsay evidence when deciding whether to issue an injunction pursuant to Code of Civil Procedure former section 527.6. Finally, we conclude Kamps has failed to satisfy her burden to demonstrate that statements she made to a nurse at Pacific Family Medical Center were covered by the physician-patient privilege set forth in Evidence Code section 990 et seq.
In December 2010, Duronslet and Kamps co-owned a two-unit building in San Francisco; Kamps lived upstairs and Duronslet lived downstairs with her husband and two children. In approximately 2004, Kamps and Duronslet began converting their building from a tenancy-in-common to condominiums. Kamps and Duronslet disagreed about whether to convert the building, prompting Duronslet to file a petition to compel arbitration. Kamps and Duronslet eventually arbitrated their dispute.
In 2006, Kamps and Duronslet had a "break-down in communication" and their relationship deteriorated. In December 2008, Kamps pushed Duronslet's
On December 20, 2010, San Francisco Police Officer Jimmy Lee came to the Duronslet and Kamps's building looking for Kamps. He did not tell Duronslet why he was looking for Kamps because Duronslet's children were present. Later, during a telephone call, Lee told Duronslet that Kamps had made threats about Duronslet to a nurse, who reported the threats to the police. Terrified for her family's safety, Duronslet and her husband stayed at a hotel for several days. On December 23, 2010, the San Francisco Police Department applied for and obtained an emergency protective order prohibiting Kamps from contacting Duronslet, her husband, and her children. Duronslet and her husband received a copy of the emergency protective order.
That same day, Duronslet requested an injunction prohibiting Kamps from harassing her and her immediate family under Code of Civil Procedure former section 527.6. In her request (form CH-100), Duronslet alleged Kamps told a nurse at Pacific Family Practice Medical Group that she planned to kill her neighbor and then kill herself. After hearing about the threat from Lee, Duronslet temporarily moved her family out of her residence because she and her husband were concerned about what "Kamps may do to us or our children. [Kamps] has repeated[ly] expressed hatred and anger toward us."
In a declaration in support of her injunction request, Duronslet averred "Kamps told the nurse that she had a will and funeral arrangements made and that she planned to kill her neighbor and then herself." Duronslet stated that Lee called her on December 22, 2010, and told her, "based on the advice of the psychiatric liaison[,] he would be issuing an emergency protective order that would last a few days."
Duronslet's attorney submitted a declaration in support of the injunction request attaching a redacted police report faxed to her by an officer from the San Francisco Police Department. According to the redacted police report, Lee went to the Pacific Family Practice Medical Group on December 20, 2010, after receiving a "[T]arasoff report."
In her answer, Kamps denied the allegations in Duronslet's injunction request and claimed Duronslet did not suffer emotional distress. She also noted she and Duronslet "are co-owners of property who must communicate in order to resolve issues concerning their property."
At the hearing, Kamps's attorney objected to the police report "based on hearsay and doctor/patient privilege." The court overruled the physician-patient objection, noting, "there is no doctor/patient privilege if there's a threat of violence . . . the medical office reported it to the police because it was a threat of violence. So once there is a threat of violence, there is no doctor/patient privilege." The court "noted" the hearsay objection. Kamps did not object to Duronslet's declaration or to the attached documents.
At the conclusion of the hearing, the court issued a three-year injunction pursuant to Code of Civil Procedure former section 527.6 prohibiting Kamps from contacting Duronslet, her husband, and her two children except through third parties (form CH-140). The injunction also required Kamps to stay away from the Duronslets.
As used in Code of Civil Procedure former section 527.6, a "`[c]redible threat of violence'" is a "knowing and willful statement or course of conduct that would place a reasonable person in fear for his or her safety, or the safety of his or her immediate family, and that serves no legitimate purpose." (Code Civ. Proc., § 527.6, former subd. (b)(2).) The statute requires "clear and convincing evidence that unlawful harassment exists." (Code Civ. Proc., § 527.6, former subd. (d).) We review the order granting the injunction under section 527.6 for substantial evidence. (Schild v. Rubin (1991) 232 Cal.App.3d 755, 762 [283 Cal.Rptr. 533] (Schild).)
Kamps's first contention is the injunction must be reversed because it "relies solely on hearsay." Specifically, Kamps claims the court erred by admitting the following multiple hearsay: (1) Lee's emergency protective order application, which contained Kamp's statement telling "a nurse that she suffers from depression due to her neighbor" and that "she was going to kill her neighbor [and] commit suicide"; (2) a portion of Duronslet's declaration where Duronslet averred "Kamps had made threats about me to a nurse, who had then made a report to the police . . . Kamps told the nurse that she had a will and funeral arrangements made and that she planned to kill her neighbor and then herself"; and (3) information from the police report describing Lee's conversation with the office manager at Pacific Family Practice Medical Group who made the Tarasoff report and who described Kamps's murder-suicide threat to Lee.
Kamps has forfeited her hearsay objection to the emergency protective order application and her objection to the statements in Duronslet's declaration because she did not object to either document in the trial court. At the outset of the hearing on Duronslet's request for an injunction, Kamps objected to the police report "based on hearsay and doctor/patient privilege." The court overruled the privilege objection, explaining the physician-patient privilege did not apply when "there's a threat of violence." Duronslet then testified that "when the police came to our house and when they told me about the threat, I took it very seriously. It caused a lot of fear for me and for
At no point before or during the hearing did Kamps object to the emergency protective order application, or to Duronslet's declaration. Because she did not object, she has forfeited her claim that the court erred by admitting this evidence. To obtain reversal based on the erroneous admission of evidence, the record must show a timely objection making clear that specific ground. (§ 353; In re C.B. (2010) 190 Cal.App.4th 102, 132 [117 Cal.Rptr.3d 846] [hearsay objections "waived by the failure to object below"].) Lack of such objection deprives the proponent of the evidence an opportunity to establish a better record or some alternative basis for admission. (See People v. Waidla (2000) 22 Cal.4th 690, 717 [94 Cal.Rptr.2d 396, 996 P.2d 46].)
In her reply brief, Kamps claims she was not required to object to the emergency protective order application or to Duronslet's declaration because doing so would have been futile. According to Kamps, "the trial judge here was letting the police report in. She obviously would have let the same hearsay in whether it was repeated in the protective order or relayed . . . by Duronslet." Kamps relies on People v. Antick (1975) 15 Cal.3d 79, 95 [123 Cal.Rptr. 475, 539 P.2d 43] (Antick), and People v. Hill (1998) 17 Cal.4th 800, 821 [72 Cal.Rptr.2d 656, 952 P.2d 673] (Hill). Both cases are distinguishable.
Kamps's reliance on Hill is similarly unavailing. In Hill, the defendant alleged the prosecutor committed prosecutorial misconduct at trial. (Hill, supra, 17 Cal.4th at pp. 814-815, overruled on another ground in Price v. Superior Court (2001) 25 Cal.4th 1046, 1069, fn. 13 [108 Cal.Rptr.2d 409, 25 P.3d 618].) The California Supreme Court noted, "`[a]s a general rule a defendant may not complain on appeal of prosecutorial misconduct unless in a timely fashion—and on the same ground—the defendant made an assignment of misconduct and requested that the jury be admonished to disregard the impropriety'" but explained that "[a] defendant will be excused from the necessity of either a timely objection and/or a request for admonition if either would be futile." (Hill, at p. 820, quoting People v. Samayoa (1997) 15 Cal.4th 795, 841 [64 Cal.Rptr.2d 400, 938 P.2d 2].)
The Hill court concluded the defendant preserved his prosecutorial misconduct claim for review even though trial counsel did not object to all of the instances of misconduct. (Hill, supra, 17 Cal.4th at p. 821.) The court explained that defense counsel "was subjected to a constant barrage of [the prosecutor's] unethical conduct, including misstating the evidence, sarcastic and critical comments demeaning defense counsel, and propounding outright falsehoods. With a few exceptions, all of [the] misconduct occurred in front of the jury. Her continual misconduct, coupled with the trial court's failure to rein in her excesses, created a trial atmosphere so poisonous that [defense counsel] was thrust upon the horns of a dilemma. On the one hand, he could
Here and in contrast to Hill, the hearsay Kamps challenges on appeal— Duronslet's declaration—was offered and received without objection before the attorney declaration was offered, which did draw Kamps's objection. There was no prior ruling that would have suggested an objection to Duronslet's declaration and its attachment would be futile. Moreover, no such "unusual circumstances" are present here. This case does not concern prosecutorial misconduct, nor any conduct in front of a jury. The atmosphere at the hearing on Duronslet's injunction was not "so poisonous" that Kamps was forced to remain silent to avoid the "trial court's wrath." (Hill, supra, 17 Cal.4th at p. 821.) The court did not chastise Kamps for objecting on hearsay grounds; the court simply declined to rule on the objections.
Schraer v. Berkeley Property Owners' Assn. (1989) 207 Cal.App.3d 719, 733 [255 Cal.Rptr. 453] (Schraer) supports our conclusion. In Schraer, this court reversed the issuance of an injunction because the trial court refused to allow the defendant to present oral testimony in opposition to the injunction request. After describing the procedure to obtain an injunction under Code of Civil Procedure former section 527.6, we held, "[t]hus, if it is offered, relevant oral testimony must be taken from available witnesses, and the trial court cannot issue an injunction unless it finds, by clear and convincing evidence, that unlawful harassment already exists in fact." (Schraer, at p. 733.) In a footnote, we explained that at a hearing to obtain an injunction pursuant to section 527.6, "[b]oth sides may offer evidence by deposition, affidavit, or oral testimony, and the court shall receive such evidence, subject only to such reasonable limitations as are necessary to conserve the expeditious nature of the harassment procedure set forth by . . . section 527.6." (Schraer, at p. 733, fn. 6; see Kaiser Foundation Hospitals v. Wilson (2011) 201 Cal.App.4th 550, 556 [133 Cal.Rptr.3d 830] [trial court properly considered hearsay evidence when deciding whether to issue a restraining order pursuant to Code Civ. Proc., § 527.8, former subd. (f), which permited the court to "receive any testimony that is relevant" when issuing an injunction preventing workplace violence].)
We do not dispute Kamps's assertion that the police report is hearsay and that she objected to it as such, but we cannot conclude—as she urges—that the police report is the "sole evidence of Kamps's threat" against Duronslet. There was ample evidence Kamps made a "credible threat of violence" under Code of Civil Procedure former section 527.6, subdivision (b)(2). In her declaration, Duronslet averred "Kamps told the nurse that she had a will and funeral arrangements made and that she planned to kill her neighbor and then herself." Duronslet also testified Lee called her on December 22, 2010, and told her, "based on the advice of the psychiatric liaison[,] he would be issuing an emergency protective order that would last a few days." The emergency protective order application attached to Duronslet's declaration demonstrated that "during a doctor's visit, Kamps told a nurse that she suffers from depression due to her neighbor. Kamps told [the] nurse that she was going to kill her neighbor & commit suicide." As noted above, Kamps did not object to this evidence.
Finally, we reject Kamps's contention—unsupported by a citation to the record—that Duronslet was somehow trying to "sneak in" the evidence to
In the trial court, Kamps claimed her statements to the nurse—that she was going to kill Duronslet and then kill herself—were protected by the physician-patient privilege set forth in section 994. On appeal, Kamps contends the court erred by overruling her physician-patient privilege objection and by admitting evidence of her conversation with the nurse.
"We review the trial court's privilege determination under the substantial evidence standard." (Roman Catholic Archbishop Diocese of Los Angeles, supra, 131 Cal.App.4th at p. 442.) "`"When the facts, or reasonable inferences from the facts, shown in support of or in opposition to the claim of privilege are in conflict, the determination of whether the evidence supports one conclusion or the other is for the trial court, and a reviewing court may not disturb such finding if there is any substantial evidence to support it
Section 994—which codifies the physician-patient privilege—provides in relevant part, "the patient, whether or not a party, has a privilege to refuse to disclose, and to prevent another from disclosing, a confidential communication between patient and physician ... [¶] ... [¶] The relationship of a physician and patient shall exist between a medical or podiatry corporation... and the patient to whom it renders professional services, as well as between such patients and licensed physicians and surgeons employed by such corporation to render services to such patients."
Because Kamps claims the physician-patient privilege applies to her conversation with the nurse, she had the burden to establish the existence of a physician-patient relationship, i.e., that the person she consulted was a physician within the meaning of section 990. (Roman Catholic Archbishop of Los Angeles, supra, 131 Cal.App.4th at p. 442, fn. 12; see generally Simons, Cal. Evidence Manual (2012 ed.) § 5:45, pp. 415-417 (Simons).) As we discuss below, Kamps has failed to make a threshold showing that the nurse to whom she communicated the threats was a "physician" within the meaning of section 990.
Legislative history supports our conclusion. Until 1967, the physician-patient privilege was located in Code of Civil Procedure former section 1881, enacted in 1872. Code of Civil Procedure former section 1881 did not extend the physician-patient privilege to nurses. (See Kramer v. Policy Holders Life Ins. Assn. (1935) 5 Cal.App.2d 380, 384 [42 P.2d 665] [noting Code Civ.
In 1965, the Legislature amended paragraph four of Code of Civil Procedure former section 1881 "to include professional assistants of the physician within the scope of those who cannot be examined without the consent of the patient." (Elder v. Bd. of Medical Examiners (1966) 241 Cal.App.2d 246, 252, fn. 9 [50 Cal.Rptr. 304].) Code of Civil Procedure former section 1881, paragraph (4), effective 1965, provided in relevant part, "[a] licensed physician or surgeon and his professional assistants including but not limited to his nurse, X-ray and laboratory technicians and pharmacists whose knowledge and information concerning the patient was acquired from or by order of the physician or surgeon cannot, without the consent of his patient, be examined in a civil action, as to any information acquired in attending the patient, which was necessary to enable him to prescribe or act for the patient ...." (Stats. 1965, ch. 923, § 1, pp. 2533-2533, italics added.) As the 1965 Summary Digest explained, former section 1881, paragraph (4) (as amended) "[e]xtends [the] privilege accorded [a] licensed physician or surgeon to include his professional assistants whose knowledge and information concerning patient was acquired from or by order of physician or surgeon." (Legis. Counsel's Dig., Sen. Bill No. 232 (1965 Reg. Sess.) Summary Dig., p. 27.)
At the direction of the Legislature, the California Law Revision Commission reviewed statutes "regulating the admission and exclusion of evidence before the California courts" and proposed the establishment of an Evidence Code. (Assemblyman Alfred H. Song, letter to Governor Edmund G. Brown (May 7, 1965) pp. 1-2; Governor's chaptered bill file on Assem. Bill No. 33 (1965 Reg. Sess.); see Assem. Conc. Res. No. 10, Stats. 1956 (1956 Reg. Sess.) res. ch. 42, pp. 263-265.) At its 1965 regular session, the Legislature adopted the recommendation of the Law Revision Commission, repealed Code of Civil Procedure former section 1881, and replaced it with Evidence Code section 990 et seq., operative January 1, 1967. (Stats. 1965, ch. 299, § 2, pp. 1297, 1329-1331.)
Our research has not disclosed any California authority holding a nurse constitutes a "physician" for purposes of the physician-patient privilege set forth in section 994. Kamps, however, contends "[s]tatements to nurses" are privileged under the physician-patient privilege pursuant to Carlton v. Superior Court (1968) 261 Cal.App.2d 282, 289 [67 Cal.Rptr. 568] (Carlton). In Carlton, the plaintiff was a passenger in the defendant's car when the car hit a dirt embankment, injuring the plaintiff. After the accident, the defendant went to the hospital "for the treatment of his own injuries." The plaintiff sued, claiming the defendant was "`under the influence of intoxicants'" and that his "`faculties were substantially impaired'" while he drove. (Id. at p. 284.)
The trial court granted the plaintiff's motion for an order permitting inspection of "records, reports and documents" at the hospital where the defendant was treated on the day of the accident. The order permitted the plaintiff to inspect "`doctor's notes, orders and comments, x-rays, and laboratory tests ... and including the portions of the aforesaid hospital records as made by persons other than medical doctors in connection with the original reception and any follow-up examinations regarding the intoxication of [the] defendant ... by any medical doctors on the same date of the original reception.'" The order further provided that "`the aforesaid inspection shall include any observations and/or tests made by medical doctors as well as any observations by any individual who are [sic] not medical doctors and shall include any type of laboratory tests which may indicate intoxication. Inspection of any hospital records other than relating to the intoxication or intoxicated condition of [the] defendant, ... as ordered above, shall not be allowed or permitted, nor shall inspection be permitted of any statements made by said defendant to doctors or nurses then under supervision of doctors.'" (Carlton, supra, 261 Cal.App.2d at p. 285.)
The hospital refused to comply with the order and the plaintiff filed a motion to enforce the order. In response, the hospital argued it was "impossible for anyone [sic] person present to delineate that which was within the meaning and intent of the order without invading the" physician-patient
After reciting the physician-patient privilege set forth in section 994 and the definitions of physician and patient in sections 990 and 991, the Carlton court concluded, "[t]here can be little doubt that in the case before us the relationship of patient and physician was established as between defendant and the physicians at the hospital who undertook to examine, diagnose and furnish curative treatment from the time of his arrival at the hospital until his discharge, within the meaning of these and other sections of the Evidence Code discussed below." (Carlton, supra, 261 Cal.App.2d at p. 288.)
Next, the court examined the "scope of the privilege in relation to the order for inspection" and held that any "`doctor's notes, orders and comments,' as well as the records of `any follow-up examinations regarding the intoxication of [the] defendant, ... by any medical doctors,' and the records of `any observations and/or tests made by medical doctors,' are well within the scope of section 992 ... and are privileged, and that plaintiff is not entitled to inspect those records unless he has brought his case within the exception provided by section 996," which sets forth the patient-litigant exception to the physician-patient privilege. (Carlton, supra, 261 Cal.App.2d at pp. 288, 289.) The court noted, however, the inspection order did not permit inspection of "`statements made by said defendant to doctors or nurses then under supervision of doctors.'" (Id. at p. 289.) The court then determined the patient-litigant exception did not apply—that the defendant did not tender his medical condition simply by denying the plaintiff's allegations regarding his condition on the day of the accident. (See, e.g., Haning et al., Cal. Practice Guide: Personal Injury (The Rutter Group 2011) ¶ 6:74.1, p. 6-33 (rev. # 1, 2010).)
Kamps's reliance on Carlton is misplaced. That case does not stand for the proposition that statements made to nurses fall within the physician-patient privilege. To the contrary, the court did not address that issue, having noted that the inspection order was not so broad as to encompass "`statements made ... to doctors or nurses then under the supervision of doctors.'" (Carlton, supra, 261 Cal.App.2d at p. 289.)
In some states, the physician-patient privilege specifically includes nurses and other medical personnel. (See, e.g., State v. Raymond (1981) 139 Vt. 464,
Courts in other jurisdictions have reached conflicting results when considering whether the physician-patient privilege impliedly extends to nurses when the statute does not specifically mention nurses. (See generally 47 A.L.R.2d 742, § 1; 81 Am.Jur.2d (2011 supp.) Witnesses, § 429, p. 50.) Some courts have refused to extend the privilege to nurses where the statute does "not expressly include nurses within the testimonial privilege of physicians." (47 A.L.R.2d, supra, § 3, p. 745.) These courts seem to take the view that "[a] person is not ... a `physician' for purposes of the [physician-patient] privilege simply because he or she has some medical training." (The New Wigmore: Evidentiary Privileges (2010) § 6.9.1, p. 841 (The New Wigmore), citing State v. Tatro (1993) 161 Vt. 182, 185 [635 A.2d 1204] [chiropractors were not "physicians" for the purposes of the physician-patient privilege]; see 1 McCormick, Evidence (6th ed. 2009) § 101; People v. Van Le (1987) 194 Cal.App.3d 845, 849 [239 Cal.Rptr. 858] [pharmacist's illegal use of Medi-Cal cards did "not impinge on communications with a physician"].)
In other states, courts have adopted the view that a patient's statements to a nurse are privileged if the nurse is acting as an agent of the physician. (See The New Wigmore, supra, § 6.9.1, pp. 842-843, fn. 100, citing cases, including Plunkett v. Ginsburg (1995) 217 Ga.App. 20 [456 S.E.2d 595, 597] ["[t]he privilege does not extend, however, to any communications made to
Kamps has requested we take judicial notice of general information on "Nurse Practitioner Practice" apparently posted on the California Board of Registered Nursing Web site pursuant to section 452, subdivisions (b), (d), and (h) because it "defines what a nurse practitioner is and does" and "shows that such a person has some heightened psychological training, supporting the inference that any threat [she] made was not credible because, although having heightened training, the [nurse] [practitioner] did not notify the police of it." Duronslet opposes the request.
We deny the request for judicial notice. Information about nurse practitioners from the California Board of Registered Nursing Web site is not a regulation or legislative enactment "issued by or under the authority of the United States or any public entity in the United States" (§ 452, subd. (b)), nor is it a court record (§ 452, subd. (d)). In addition, we need not take judicial notice pursuant to section 452, subdivision (h) because Kamps has not provided the court with information sufficient to show the information about nurse practitioners is "not reasonably subject to dispute" and that it is "capable of immediate and accurate determination by resort to sources of reasonably indisputable accuracy." (§ 452, subd. (h); Leibert v. Transworld Systems, Inc. (1995) 32 Cal.App.4th 1693, 1700 [39 Cal.Rptr.2d 65] [declining to judicially notice an "unauthenticated, internal memorandum" "purportedly authored" by a deputy chief of the California Department of Industrial Relations]; see Simons, supra, § 7:15, pp. 551-552.)
The order granting the injunction pursuant to Code of Civil Procedure former section 527.6 is affirmed. Duronslet is entitled to costs on appeal.
Simons, J., and Bruiniers, J., concurred.