RILEY, Judge.
Appellants-Respondents, Kent W. Abernathy, Commissioner of the Indiana Bureau of Motor Vehicles, and Bernard Carter, Prosecuting Attorney for Lake County (collectively, BMV), appeal from the consolidated trial court's denials of the BMV's motions to correct error, and in one case, the BMV's motion for relief from judgment, in which the trial court upheld its grant of the five Appellees-Petitioners', Eric C. Gulden (Gulden), Jeremy Crawford (Crawford), David J. Klahn (Klahn), John P. Martin (Martin), and James M. Panozzo (Panozzo) (collectively, Appellees), petitions for judicial review of the BMV's determinations that each of them qualified as an habitual traffic violator (HTV).
We reverse.
The BMV raises one issue on appeal, which we restate as: Whether Indiana Code section 9-30-10-4(e), which requires the BMV to use the dates of the offenses rather than the dates of the judgments in determining a person's status as an HTV, violates the ex post facto clauses of the Indiana and United States Constitutions, as applied to Appellees who committed their third HTV-qualifying offense prior to the effective date of subsection 4(e) but whose third judgment was entered after that provision became effective.
On October 4, 2003, Gulden committed the offense of reckless driving, for which judgment was entered on November 17, 2003. He committed the offense of operating while intoxicated on January 31, 2004, and judgment was entered against him on March 28, 2005. Thereafter, on July 29, 2007, he committed the offense of operating while intoxicated endangering a person, with judgment entered on April 21, 2014. On May 1, 2014, the BMV notified Gulden that he had accumulated three qualifying judgments within a ten-year period and as a result, Gulden was deemed an HTV and his driver's license was suspended for ten years. On July 16, 2014, Gulden filed a petition for judicial review of his HTV determination.
Crawford committed the offense of operating while intoxicated on October 27, 2003, November 30, 2003, and January 5, 2008. Judgment on these offenses was entered on December 22, 2003, September 12, 2005, and September 3, 2014, respectively. On September 9, 2014, five days after the last qualifying judgment, the BMV notified Crawford of his HTV status and his ten-year license suspension. On September 24, 2014, Crawford filed a petition for judicial review of his HTV determination.
On August 24, 2002, Klahn committed the offense of operating while intoxicated and judgment was entered on November 27, 2002. He committed the offense of operating while intoxicated endangering a person on December 30,
Martin committed the offense of driving while intoxicated on January 4, 2004, with judgement entered thereon on February 23, 2004. On February 19, 2008, he committed the offense of operating while intoxicated endangering a person, and the trial court entered judgment on April 14, 2014. On November 14, 2008, Martin committed the offense of prior operating while intoxicated within five years, and judgment was also entered on April 14, 2014. On May 14, 2014, the BMV notified Martin of his HTV status and his resulting ten-year license suspension. On June 26, 2014, Martin filed a petition for judicial review of his HTV determination.
On February 7, 2004, Panozzo committed the offense of reckless driving, and judgment was entered on March 15, 2004. He committed the offense of operating while intoxicated on April 21, 2007, and judgment was entered against him on October 19, 2007. On December 23, 2011, he committed the offense of operating while intoxicated endangering a person, with judgment entered on April 28, 2014. On May 14, 2014, the BMV notified him of his HTV status and his ten-year license suspension. On June 2, 2014, Panozzo requested administrative review of the HTV determination, after which the BMV upheld its decision on June 25, 2014. The following day, Panozzo filed a petition for judicial review with the trial court.
The trial court granted Appellees' separate petitions for judicial review based on its interpretation of Indiana Code section 9-30-10-4, which defines an HTV.
We review the denial of a request for a new trial presented by a Trial Rule 59 motion to correct error or—with respect to Crawford—a Trial Rule 60(B) motion for relief from judgment for abuse of discretion. Speedway SuperAmerica, LLC. v. Holmes, 885 N.E.2d 1265, 1270 (Ind.2008), reh'g denied. We will reverse only where the trial court's judgment is clearly against the logic and effect of the facts and circumstances before it, or where the trial court errs on a matter of law. Perkinson v. Perkinson, 989 N.E.2d 758, 761 (Ind.2013).
However, when reviewing a challenge to the constitutionality of a statute, we apply a de novo standard of review. Gul v. City of Bloomington, 22 N.E.3d 853, 857 (Ind.Ct.App.2014), trans. denied. As such, every statute stands before us clothed with the presumption of constitutionality until clearly overcome by a contrary showing. In re Adoption of K.G.B., 18 N.E.3d 292, 299 (Ind.Ct.App. 2014) (citing State Bd. of Tax Comm'rs v. Town of St. John, 702 N.E.2d 1034, 1037 (Ind.1998)). The party challenging the constitutionality of the statute bears the burden of proof and all doubts are resolved against that party. Id. If two reasonable interpretations of a statute are available, one of which is constitutional and the other not, we will choose that path which permits upholding the statute because we will not presume that the legislature violated the constitution unless the unambiguous language of the statute requires that conclusion. Id. In addition, where, as here, the issue focuses on the constitutionality of a statute as applied to Appellees, the reviewing court can only "declare the challenged statute or regulation unconstitutional on the facts of the particular case." Id. (citing Hazelwood v. State, 3 N.E.3d 39, 40 (Ind.Ct.App.2014), reh'g denied).
Section 4 of the Habitual Violator of Traffic Laws Chapter provides, in pertinent part,
I.C. § 9-30-10-4. Even though the HTV statute has been amended several times in recent years, only the 2012 amendment, which became effective on July 1, 2012 and which added subsection 4(e), is directly at issue here. See Pub.L. No. 125-2012, § 349, 2012 Ind. Acts 2169, 2342-44.
Pursuant to the language of the statute, the HTV determination is triggered by the accumulation of a third judgment for a qualifying violation within ten years. See I.C. § 9-30-10-4(b). Appellees do not appear to dispute that under the plain terms of the statute, they each qualify as an HTV by application of subsection 4(e). Gulden committed qualifying offenses on October 4, 2003, January 31,
Although the time between each Appellee's first and third HTV qualifying judgment exceeded ten years, at least one of each Appellee's three judgments was entered after July 1, 2012, when subsection 4(e) became effective. Accordingly, the BMV used the Appellee's offense dates to calculate each Appellee's HTV status. Classifying each Appellee as an HTV, the BMV was required to suspend their driving privileges for ten years. See I.C. § 9-30-10-5(b) ("the bureau shall suspend the person's driving privileges").
Nevertheless, the trial court concluded that subsection 4(e) rendered the statute unconstitutional ex post facto as applied to Appellees under both the United States and the Indiana Constitutions. The trial court reasoned that but for the amendment, which was enacted after each Appellee committed his third HTV qualifying offense, the Appellees would not have been deemed habitual traffic violators because each Appellee's third judgment occurred more than 10 years after his first. It is only when the commission date of the offense is used, each Appellee falls within the ten-year HTV time period. The BMV now disputes the trial court's application of the ex post facto clause
Both the U.S. Constitution and our state Constitution contain prohibitions against ex post facto laws. Article 1, Section 10 of the United States Constitution states that "[n]o State shall . . . pass any . . . ex post facto Law." The Indiana Constitution provides that "[n]o ex post facto law . . . shall ever be passed." IND. CONST. art. I, § 24. Among other things "[t]he ex post facto prohibition forbids Congress and the States to enact any law `which imposes a punishment for an act which was not punishable at the time it was committed; or imposes additional punishment to that then prescribed.'" Weaver v. Graham, 450 U.S. 24, 28, 101 S.Ct. 960, 67 L.Ed.2d 17 (1981) (quoting Cummings v. Missouri, 71 U.S. (4 Wall.) 277, 325-36, 18 L.Ed. 356 (1867)) (footnote omitted). The underlying purpose of the ex post facto clause is to give effect to the fundamental principle that persons have a right to a fair warning of that conduct which will give rise to criminal penalties. Armstrong v. State, 848 N.E.2d 1088, 1093 (Ind.2006) cert. denied 549 U.S. 996, 127 S.Ct. 513, 166 L.Ed.2d 370 (2006). Although both provisions are similarly worded, our supreme court acknowledged in Wallace that we "nonetheless apply an independent analysis when interpreting provisions in our own [C]onstitution." Wallace v. State, 905 N.E.2d 371, 377-78 (Ind.2009), reh'g denied. "The Indiana Constitution has unique vitality, even where its words parallel federal language." Id. at 378 (quoting State v. Gerschoffer, 763 N.E.2d 960,
Here, the State does not dispute that the application of subsection 4(e) creates an ex post facto effect as to these Appellees. Each Appellee committed his third HTV-qualifying offense prior to the enactment of the statutory amendment, and received a judgment on the offense after the amendment took effect. Calculating the ten-year term for the HTV determination based on the guideline enacted in subsection 4(e)—the date of the offense—the BMV suspended Appellees' driving privileges for a period of ten years. See I.C. § 9-30-10-4(b), (e); -5(b).
We have previously stated that the constitutional prohibitions against ex post facto criminal sanctions require that criminal proceedings be governed by the statutory provision in effect at the time of the offense. Settle v. State, 709 N.E.2d 34, 35 (Ind.Ct.App.1999). Applying this well-established legal adage, we should apply the version of I.C. § 9-30-10-4 in effect at the time of the commission of the third triggering HTV-offense. However, we have noted that the ex post facto clause "`does not give a criminal a right to be tried, in all respects, by the law in force when the crime charged was committed.'" Hayden v. State, 771 N.E.2d 100, 102 (Ind.Ct.App.2002) (quoting Dobbert v. Florida, 432 U.S. 282, 293, 97 S.Ct. 2290, 53 L.Ed.2d 344 (1977)), trans. denied. The clause is not designed "to limit legislative control of remedies and modes of procedure which do not affect matters of substance." Id. "Even though it may work to the disadvantage of a defendant, a procedural change is not ex post facto." Id.
Our first task then is to determine whether our General Assembly's amendment of I.C. § 9-30-10-4(e) is procedural or substantive for purposes of the ex post facto provisions of both the Indiana and United States Constitutions. We have previously noted that "`[p]rocedural, adjective or remedial law is that portion of the law which prescribes the method of enforcing a right or obtaining a redress for the invasion of that right. Substantive law, on the other hand, is that portion of the law which creates, defines and regulates rights.'" Id. (quoting State v. Fletcher, 149 Ariz. 187, 717 P.2d 866, 870 (1986)). "An amendment is `procedural in nature for purposes of the ex post facto doctrine, and may be applied to crimes committed before the effective date' if it `neither changes the elements of the crime nor enlarges its punishment.'" Weaver v. State, 845 N.E.2d 1066, 1070 (Ind.Ct.App. 2006) (quoting Ritchie v. State, 809 N.E.2d 258, 264 (Ind.2004), reh'g denied, cert. denied 546 U.S. 828, 126 S.Ct. 42, 163 L.Ed.2d 76 (2005)), trans. denied.
In Ramon v. State, 888 N.E.2d 244, 249 (Ind.Ct.App.2008), the State sought to amend its information, charging Ramon with Class A felonies instead of Class B felonies. Id. In light of the supreme court's ruling in Fajardo v. State, 859 N.E.2d 1201 (Ind.2007),
Similarly, in Hurst v. State, 890 N.E.2d 88, 95 (Ind.Ct.App.2008), trans. denied, this court took Ramon's analysis one step further and found that strong and compelling reasons existed favoring retroactive application of the revised version of I.C. § 35-34-1-5(b). In Hurst, we observed the following:
Id. (internal citations omitted). See also Gomez v. State, 907 N.E.2d 607 (Ind.Ct. App.2009), trans. denied.
Likewise, here, our legislature explained the "method of enforcing" the HTV determination through its addition of subsection 4(e). See Hayden, 771 N.E.2d at 102. Upon the 2012 addition of the subsection, the legislature clarified that I.C. § 9-30-10-4 is not triggered at the time of the commission of the offense, but at the time of the judgment for the third qualifying HTV offense. Prior to the amendment, the statute provided that a person who obtains three qualifying judgments within ten years is an HTV subject to a ten year administrative suspension of driving privileges. I.C. § 9-30-10-4(b)(2010). The added subsection 4(e) merely established that even though the
The HTV statute aims to regulate the dangerous conduct of the driver, and is a "protection of the remaining public using the highways." Hamilton v. State ex rel. Van Natta, 163 Ind.App. 342, 323 N.E.2d 659, 660 (1975), reh'g denied, appeal dismissed, 424 U.S. 901, 96 S.Ct. 1092, 47 L.Ed.2d 306 (1976) (quoting State ex rel. Van Natta v. Rising, 262 Ind. 33, 310 N.E.2d 873, 875 (1974)). Because the addition of subsection 4(e) to the HTV statute only sought to clarify the calculation method used in the HTV determination, it did not amend the offense nor alter the penalty and was procedural in nature. See Weaver, 845 N.E.2d at 1070. Even though, as here, where the statutory amendment "may work to the disadvantage of a defendant," this hardship does not propel a procedural change into the ex post facto realm. Hayden, 771 N.E.2d at 102. Accordingly, we reverse the trial court's judgment.
Based on the foregoing, we conclude that Indiana Code section 9-30-10-4(e), which requires the BMV to use the dates of the offenses rather than the dates of the judgments in determining a person's status as a HTV, is a procedural amendment which does not violate the ex post facto clauses of the Indiana and United States Constitutions.
Reversed.
ALTICE, J., concurs.
BROWN, J., dissents with separate opinion.
BROWN, Judge, dissenting.
I respectfully dissent from the majority's conclusion that the addition of subsection (e) to the habitual violators statute at Ind.Code § 9-30-10-4 was procedural in nature. The majority concludes that the amendment did not change the elements of the habitual violator offense, but rather sought only to clarify the calculation method used in the habitual violator determination. I disagree.
Prior to the enactment of subsection (e), Ind.Code § 9-30-10-4 provided only that a person who obtained three qualifying judgments within ten years was a habitual violator. Ind.Code § 9-30-10-4(b) (2010). Under that version of the
As the majority states, an amendment is procedural for ex post facto purposes, if it "neither changes the elements of the crime nor enlarges its punishment." Ritchie v. State, 809 N.E.2d 258, 264 (Ind. 2004), reh'g denied, cert. denied, 546 U.S. 828, 126 S.Ct. 42, 163 L.Ed.2d 76 (2005). As applied to Appellees, the enactment of subsection (e) resulted in determinations, specifically that Appellees were habitual violators, that were not and could not have been made prior to the change in the statute. While the majority may be correct that subsection (e) clarifies the calculation method used to determine whether persons are habitual violators under Ind. Code § 9-30-10-4, that clarification as applied to Appellees defined persons as habitual violators who would not have been previously defined as such. I believe that the enactment of subsection (e) changed the elements of the habitual violator offense as to Appellees, that the amendment was not procedural in nature, and that as applied to Appellees the amendment violates the prohibition on ex post facto laws in the Indiana and United States Constitutions.
For the foregoing reasons, I would affirm the rulings of the trial court.