RUDOLPH CONTRERAS, District Judge.
Dan La Botz is a member of Ohio's Socialist Party who ran an unsuccessful candidacy for the U.S. Senate in 2010. La Botz claims that he was unfairly excluded from three televised debates that took place in October 2010, the month preceding the election. He filed an administrative complaint with the Federal Election Commission ("FEC"), alleging that his exclusion from the debates violated the Federal Election Campaign Act ("FECA"). The FEC dismissed his complaint, and La Botz brought suit, claiming that the FEC's action was contrary to law. Now before the court is FEC's motion to dismiss under Rule 12(b)(1) for lack of jurisdiction and under Rule 12(b)(6) for failure to state a claim. Because the plaintiff has alleged that his injury is capable of repetition, yet evading review, the court has jurisdiction to adjudicate the merits. And because the court concludes that the FEC's decision was not supported by substantial evidence, the court will deny the FEC's motion and remand this matter back to the agency.
The FECA prohibits corporations from making financial contributions in connection with any federal election. 2 U.S.C. § 441b(a). Yet in recognition of the importance that debates play in informing the electorate, the FECA allows corporations to defray the costs of nonpartisan televised debates. Id. § 431(9)(B)(ii) (allowing corporations to sponsor "nonpartisan activity designed to encourage individuals
Any person who believes a violation of the FECA has occurred may file an administrative complaint with the FEC. 2 U.S.C. § 437g(a)(1). After receiving the complaint, the FEC may investigate the matter and determine the appropriate course of action. See generally id. § 437g(a)(2)-(6). If the FEC determines that no violation has occurred, it may dismiss the complaint. See id. § 437g(a)(8)(A); Hagelin, 411 F.3d at 239. A party whose complaint has been dismissed may then file a civil action in this court to challenge the legality of the FEC's decision. 2 U.S.C. § 437g(a)(8)(A).
On September 1, 2010, a consortium of eight newspapers known as the Ohio News Organization ("ONO") announced that it was sponsoring a series of televised debates between the Democratic and Republican nominees in Ohio's U.S. Senate race. Pl.'s Opp'n at 7. The debates were scheduled to take place in October 2010, the month before the election. Id. La Botz claims that he was not included in any pre-debate negotiations with ONO, and he alleges that he never received any prior notice of the fact that the debates were to take place. Id. On September 21, 2010, La Botz filed an administrative complaint with the FEC, alleging that ONO violated federal regulations by failing to use "pre-established" and "objective" criteria when selecting the debate participants. Administrative Record ("AR") 116-17.
The FEC investigated the complaint's allegations and solicited responses from ONO, as well as the Republican and Democratic campaigns' respective committees and treasurers. AR 117. The FEC's general counsel then issued a report which concluded that ONO's debate selection criteria did not violate FEC regulations. See generally AR 116-20. The report noted that ONO's criteria were consistent with a number of different factors the FEC had characterized as objective in prior cases, including the "percentage of votes by a candidate received in a previous election; the level of campaign activity by the candidate; his or her fundraising ability and/or standing in the polls; and eligibility for ballot access." AR 119. The report thus concluded that there was "no reason to believe" that ONO violated the FECA. AR 120. Soon thereafter, the commissioners of the FEC unanimously voted to dismiss the complaint. AR 123. La Botz subsequently brought suit in this court, alleging that the FEC's decision was contrary to law. Now before the court is the FEC's motion to dismiss.
Article III of the Constitution limits the power of federal courts to actual "Cases"
To meet the constitutional requirement of standing, a plaintiff must show that: (1) he has suffered an injury which is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) there is a causal connection between the alleged injury and conduct that is fairly traceable to the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). Courts assess standing by measuring the facts as they existed at the time the suit commenced. Del Monte Fresh Produce Co. v. United States, 570 F.3d 316, 324 (D.C.Cir.2009). Thus, standing must be ascertained from the facts as they existed when La Botz first filed his administrative complaint with the FEC in September 2010, two months before the election. See Natural Law Party of the U.S. v. FEC, 111 F.Supp.2d 33, 50 (D.D.C.2000).
La Botz alleges that he was injured when he was excluded from the debates. Pl.'s Opp'n at 20. If his exclusion violated the FECA, this injury suffices for the purposes of Article III. Buchanan v. FEC, 112 F.Supp.2d 58, 68 (2000) (concluding that the unfair exclusion from a presidential debate, in violation of FEC regulations, constituted an Article III injury); Natural Law Party, 111 F.Supp.2d at 49 (same). Of course, there are limits to who may assert this type of injury. For example, voters cannot assert standing based on their generalized interest in fair elections. Gottlieb v. FEC, 143 F.3d 618, 622 (D.C.Cir.1998); see Becker v. FEC, 230 F.3d 381, 389 (1st Cir.2000) ("[T]he harm done to the general public by corruption of the political process is not a sufficiently concrete, personalized injury to establish standing."). But La Botz was no mere bystander — he was a candidate for office. And candidates who allege that they were forced to compete in an illegally structured campaign environment have stated a sufficient injury for the purposes of Article III. Shays v. FEC, 414 F.3d 76, 85 (D.C.Cir. 2005); Natural Law Party, 111 F.Supp.2d at 44 (concluding that the "inability to compete on an equal footing" in an election "due to the application of allegedly biased criteria" constitutes an injury for the purposes of Article III); Buchanan, 112 F.Supp.2d at 65 ("When a debate sponsor uses subjective criteria for choosing the participants, the candidates are the ones who suffer a `concrete and particularized' injury that would imminently deprive them of a fair opportunity to compete on equal footing with their rivals." (citing Lujan, 504 U.S. at 560, 112 S.Ct. 2130)).
The second element of standing is easily satisfied here: causation may be established simply by alleging that the FEC failed to enforce the laws it was designed to implement. Buchanan, 112 F.Supp.2d at 68; Natural Law Party, 111 F.Supp.2d at 49.
Finally, La Botz must satisfy the third element by demonstrating that "it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision." Lujan, 504 U.S. at 560-61, 112 S.Ct. 2130. In the electoral
To be clear, La Botz does not need to show that any eventual success on remand would translate to success in the electoral arena. LaRoque v. Holder, 650 F.3d 777, 787 (D.C.Cir.2011) ("[C]andidates may have standing to challenge illegally structured campaign environments even if the multiplicity of factors bearing on elections prevents them from establishing with any certainty that the challenged rules will disadvantage their campaigns."). Nor is La Botz required to demonstrate that he would have been invited to the debates if ONO had used a different set of criteria. Buchanan, 112 F.Supp.2d at 68 ("[T]he mere fact that [the plaintiff] may ultimately be thwarted in his attempts to get into the debates is insufficient to deprive him of standing to challenge the [debate sponsor's] debate criteria.").
The FEC nonetheless maintains that a favorable ruling on the merits would be too little, too late. Since La Botz filed suit, the debates were held, the ballots were cast, and a victor declared. Because the court is powerless to alter these events, the FEC insists that La Botz's injury can no longer be redressed. A fair point, but the FEC is incorrect to argue that these events rob La Botz of standing. Rather, the FEC's redressability argument must be decided under the rubric of mootness.
Standing is assessed by measuring the facts as they existed at the time a suit commences. Del Monte, 570 F.3d at 324. But even if standing once existed, courts must take additional pains to ensure that jurisdiction continues to exist throughout all stages of the litigation. Davis v. FEC, 554 U.S. 724, 732-33, 128 S.Ct. 2759, 171 L.Ed.2d 737 (2008) ("To qualify as a case fit for federal-court adjudication, an actual
The doctrine of mootness is a logical corollary to Article III's case-or-controversy requirement: if subsequent events make it impossible for the court to grant any effectual relief to the prevailing party, "any opinion as to the legality of the challenged action would be advisory." City of Erie v. Pap's A.M., 529 U.S. 277, 287, 120 S.Ct. 1382, 146 L.Ed.2d 265 (2000); see Powell v. McCormack, 395 U.S. 486, 496, 89 S.Ct. 1944, 23 L.Ed.2d 491 (1969) ("Simply stated, a case is moot when the issues presented are no longer `live' or the parties lack a legally cognizable interest in the outcome."). Yet an exception to this rule exists if a practice no longer affects the parties but is "capable of repetition, yet evading review." FEC v. Wis. Right to Life, 551 U.S. at 462, 127 S.Ct. 2652; see Davis, 554 U.S. at 735, 128 S.Ct. 2759 (noting that challenges to FEC decisions "fit comfortably within the established exception to mootness for disputes capable of repetition, yet evading review"). La Botz argues that his case falls within this exception, and the court agrees.
The FEC suggests that La Botz has not shown that "the same complaining party would be subjected to the same action again." Pharmachemie B.V. v. Barr Labs., Inc., 276 F.3d 627, 633 (D.C.Cir. 2002). In the electoral context, many courts have concluded that a plaintiff need only show that others similarly situated might suffer a comparable harm in the future. E.g., Storer v. Brown, 415 U.S. 724, 737 n. 8, 94 S.Ct. 1274, 39 L.Ed.2d 714 (1974) (holding that although the 1972 election had long since passed, the case was not moot because the statute under review would apply to other candidates in the future); N.C. Right to Life Comm. Fund for Indep. Political Expenditures v. Leake, 524 F.3d 427, 435-36 (4th Cir.2008) (rejecting the argument that an ex-candidate's claims were "capable of repetition, yet evading review" only if the ex-candidate alleged an intent to run again); Schaefer v. Townsend, 215 F.3d 1031, 1033 (9th Cir. 2000) (same); Johnson v. FCC, 829 F.2d at 159 n. 7 (concluding there was jurisdiction even when the plaintiff had not shown he was likely to run for office again).
In any event, this court need not reconcile any putative discrepancy in the case law to resolve this case; La Botz has run for office in the past and he declares that "it is likely that [he] will run for federal office in Ohio again in the future." Pl.'s Opp'n, Ex. A (Decl. of Dan La Botz) ¶¶ 7-9. The defendants do not present any evidence to rebut the plaintiff's assertion or to diminish that likelihood. Here, La Botz bears the burden of proving that jurisdictional facts exist by a preponderance of the evidence, and the court concludes that he has done so. See Merle v. United States, 351 F.3d 92, 95 (3d Cir. 2003) (concluding that even oblique statements implying future candidacy are sufficient to establish jurisdiction). In the simplest of terms, preponderance of the evidence means more likely than not — and La Botz's statement implies exactly that. Accordingly, La Botz's case is not moot and the court has jurisdiction to adjudicate the merits of his case.
A court may not disturb an FEC decision to dismiss a complaint unless the dismissal was "contrary to law." 2 U.S.C. § 437g(a)(8). This phrase has been construed to mirror the familiar standard that normally governs the judicial review of administrative decisions; namely, the FEC's dismissal may be overturned only if it was "arbitrary or capricious, or an abuse
The FEC argues that it dismissed La Botz's administrative complaint only after determining that ONO employed pre-established, objective criteria to select the candidates who would be invited to the debate. Def.'s Mot. at 18. La Botz counters that ONO did not present any written evidence of pre-established debate criteria, thereby suggesting that the only evidence in favor of ONO should be discounted as a post hoc rationalization. Pl.'s Opp'n at 27. La Botz also argues that ONO's debate criteria were not suitably objective because they were designed to confine the debate to the two major parties' candidates. Id.
The governing regulation states that:
11 C.F.R. § 110.13(c). The regulation does not describe the phrase "pre-established objective criteria" with any precision. See Perot v. FEC, 97 F.3d 553, 560 (D.C.Cir.1996). As a result, the authority to define "pre-established objective criteria" rests with the FEC. Id. The phrase, however, suggests two distinct components: 1) the criteria must be pre-established, and 2) they must be objective.
The FEC's general counsel typically provides a report that serves as explanation for its actions and the basis for judicial review. See FEC v. Democratic Senatorial
More important than the brevity of the agency's reasoning, however, is the evidence upon which it is based. And here, an independent review of the record does not yield much evidence to bolster the FEC's conclusion. The FEC appears to have based its decision on an affidavit submitted by Benjamin Marrison, an editor of the Columbus Dispatch (and a member of the ONO consortium), which states:
AR 83-84. But this affidavit suffers from two serious flaws. First, it is unclear from the face of the affidavit why the declarant has first-hand knowledge of the assertions or is otherwise competent to testify to such. Ordinarily, a witness' testimony must meet a basic threshold: it must be based on personal knowledge. See FED. R.CIV.P. 56(c) (requiring that affidavits or declarations used to support a motion for summary judgment be made on personal knowledge); see also FED.R.EVID. 701(a). And while an agency may consider evidence that is not formally admissible in a judicial proceeding, to constitute "substantial evidence" the affidavit must at least contain indicia that it is "reliable and trustworthy." See EchoStar Commc'ns Corp. v. FCC, 292 F.3d 749, 753 (D.C.Cir.2002); see also Consol. Edison Co. v. NLRB, 305 U.S. 197, 230, 59 S.Ct. 206, 83 L.Ed. 126 (1938) (noting that administrative agencies are free "from the compulsion of technical rules so that the mere admission of matter which would be deemed incompetent in judicial proceedings would not invalidate the administrative order," but that agency decisions must have a "basis in evidence having rational probative force"). The court has little assurance that Marrison's affidavit can meet this relatively low bar. See McKinley v. FDIC, 756 F.Supp.2d 105, 112-13 (D.D.C.2010) (concluding that agency action could not be sustained on the basis of a single declaration which was not based on personal knowledge). The affidavit is written in summary fashion. But Mr. Marrison is the editor of one of the
Second, this affidavit was only submitted after the FEC inquiry had commenced. And such affidavits raise the risk that they will merely provide a vehicle for a party's post hoc rationalizations. This sole affidavit highlights the absence of any contemporaneous evidence suggesting that ONO employed pre-established selection criteria. Cf. Ponte v. Real, 471 U.S. 491, 509, 105 S.Ct. 2192, 85 L.Ed.2d 553 (1985) ("The best evidence of why a decision was made as it was is usually an explanation, however brief, rendered at the time of the decision."). In particular, ONO has not produced any contemporaneously written formulation of the criteria it purportedly utilized.
Corporate and Labor Organization Activity; Express Advocacy and Coordination with Candidates, 60 Fed.Reg. 64260-01 (Dec. 14, 1995) (to be codified at C.F.R. pts. 100, 102, 109, 110 & 114), available at 1995 WL 735941.
Moreover, a contemporaneous document in the record contradicts the FEC's conclusion. On September 8, 2010, a member of the ONO consortium wrote: "The Ohio News Organization generally follows the structure used by the Commission on Presidential Debates, which allows for only the major-party candidates to debate." AR 37 (emphasis added). As set forth above, FEC regulations forbid major party nomination to be the sole criterion employed to select debate participants. From the Report's analysis, it is unclear whether this email (which suggests that major-party nomination was the sole criterion) was considered and discounted, or whether it was ignored altogether. See Antosh v. FEC, 599 F.Supp. 850, 853 (D.D.C.1984) (concluding that the FEC's decision was arbitrary or capricious because it "ignored persuasive evidence in the record"). And conclusions made without explanation or reference to the record suggest that an agency has not "genuinely engaged in reasoned decision making." Greater Boston Television, 444 F.2d at 851.
In sum, the court cannot conclude that the FEC's decision was backed by substantial evidence. Here, the FEC's burden is admittedly slight; it need only show that it relied on "such relevant evidence as a reasonable mind might accept as adequate to support [its] conclusion." Orion Reserves Ltd. P'ship v. Salazar, 553 F.3d 697, 704 (D.C.Cir.2009). Yet the FEC has not done so. Although the FEC's decision is grounded in a single post-litigation affidavit, this alone is not a sufficient reason for remand. Fla. Gas Transmission Co. v. FERC, 604 F.3d 636, 636 (D.C.Cir.2010)
The court wishes to make clear that its holding only applies to the FEC's determination that ONO used pre-existing criteria to select its debate participants. The FEC also listed a number of criteria that could be considered "objective" under FEC regulations. AR 119 (concluding that objective criteria included the "percentage of votes by a candidate received in a previous election; the level of campaign activity by the candidate; his or her fundraising ability and/or standing in the polls; and eligibility for ballot access"). The court has no quarrel with FEC's reasoning on this score. Precedent makes clear that polling data may provide an objective measure of a candidate's viability. See Buchanan, 112 F.Supp.2d at 74 (noting that the language in federal regulations "manifests a clear intent on their part not to preclude debate sponsors from using polls" and concluding that the use of a 15% polling threshold requirement was an objective criterion). The same goes for fundraising reports, which measure a candidate's level of financial support. See Ark. Educ. Television Comm'n v. Forbes, 523 U.S. 666, 682, 118 S.Ct. 1633, 140 L.Ed.2d 875 (1998) (characterizing
For the foregoing reasons, the court will deny the FEC's motion to dismiss and will remand this matter back to the agency for proceedings consistent with the court's opinion. An order consistent with this memorandum opinion is separately issued this 5th day of September, 2012.