JON STUART SCOLES, Chief Magistrate Judge.
This matter comes before the Court on the Complaint (docket number 3) filed by Plaintiff Ruth Elizabeth McMurrin on November 2, 2015, requesting judicial review of the Social Security Commissioner's decision to deny her application for Title XVI supplemental security income ("SSI") benefits.
Pursuant to 42 U.S.C. § 1383(c)(3), the Commissioner's final determination after an administrative hearing not to award SSI benefits is subject to judicial review to the same extent as provided in 42 U.S.C. § 405(g). 42 U.S.C. § 1383(c)(3). 42 U.S.C. § 405(g) provides the Court with the power to: "[E]nter . . . a judgment affirming, modifying, or reversing the decision of the Commissioner . . . with or without remanding the cause for a rehearing." 42 U.S.C. § 405(g). "The findings of the Commissioner . . . as to any fact, if supported by substantial evidence, shall be conclusive . . ." Id.
The Court "`must affirm the Commissioner's decision if it is supported by substantial evidence on the record as a whole.'" Bernard v. Colvin, 774 F.3d 482, 486 (8th Cir. 2014) (quoting Pelkey v. Barnhart, 433 F.3d 575, 577 (8th Cir. 2006)). Substantial evidence is defined as less than a preponderance of the evidence, but is relevant evidence a "`reasonable mind would find adequate to support the commissioner's conclusion.'" Grable v. Colvin, 770 F.3d 1196, 1201 (8th Cir. 2014) (quoting Davis v. Apfel, 239 F.3d 962, 966 (8th Cir. 2011)).
In determining whether the ALJ's decision meets this standard, the Court considers "all of the evidence that was before the ALJ, but it [does] not re-weigh the evidence." Vester v. Barnhart, 416 F.3d 886, 889 (8th Cir. 2005) (citation omitted). The Court not only considers the evidence which supports the ALJ's decision, but also the evidence that detracts from his or her decision. Perks v. Astrue, 687 F.3d 1086, 1091 (8th Cir. 2012); see also Cox v. Astrue, 495 F.3d 614, 617 (8th Cir. 2007) (Review of an ALJ's decision "extends beyond examining the record to find substantial evidence in support of the ALJ's decision; [the court must also] consider evidence in the record that fairly detracts from that decision."). In Culbertson v. Shalala, 30 F.3d 934, 939 (8th Cir. 1994), the Eighth Circuit Court of Appeals explained this standard as follows:
Id. (quoting Turley v. Sullivan, 939 F.2d 524, 528 (8th Cir. 1991), in turn quoting Bland v. Bowen, 861 F.2d 533, 535 (8th Cir. 1988)). In Buckner v. Astrue, 646 F.3d 549 (8th Cir. 2011), the Eighth Circuit further explained that a court "`will not disturb the denial of benefits so long as the ALJ's decision falls within the available `zone of choice.'" Id. at 556 (quoting Bradley v. Astrue, 528 F.3d 1113, 1115 (8th Cir. 2008)). "`An ALJ's decision is not outside that zone of choice simply because [a court] might have reached a different conclusion had [the court] been the initial finder of fact.'" Id. Therefore, "even if inconsistent conclusions may be drawn from the evidence, the agency's decision will be upheld if it is supported by substantial evidence on the record as a whole." Guilliams v. Barnhart, 393 F.3d 798, 801 (8th Cir. 2005) (citing Chamberlain v. Shalala, 47 F.3d 1489, 1493 (8th Cir. 1995)); see also Draper v. Colvin, 779 F.3d 556, 559 (8th Cir. 2015) ("`If substantial evidence supports the Commissioner's conclusions, th[e] court does not reverse even if it would reach a different conclusion, or merely because substantial evidence also supports the contrary outcome.' Travis v. Astrue, 477 F.3d 1037, 1040 (8th Cir. 2007)."); Cline v. Colvin, 771 F.3d 1098, 1102 (8th Cir. 2014) ("`As long as substantial evidence in the record supports the Commissioner's decision, [the court] may not reverse it because substantial evidence exists in the record that would have supported a contrary outcome, or because [the court] would have decided the case differently.' Krogmeier v. Barnhart, 294 F.3d 1019, 1022 (8th Cir. 2002).").
McMurrin was born in 1963. At the administrative hearing held in November 2013, McMurrin testified she attended school through the eleventh grade, but did not complete the eleventh grade. She also stated she has not earned a GED.
McMurrin filed her application for SSI benefits on September 27, 2011, alleging disability due to diabetes and anxiety. She alleged she became disabled on October 10, 2003.
On November 2, 2015, McMurrin filed the instant action for judicial review. A briefing schedule was entered on December 31, 2015. On March 24, 2016, McMurrin filed a brief arguing that there is not substantial evidence in the record to support the ALJ's finding that she is not disabled and that she is functionally capable of performing other work that exists in significant numbers in the national economy. On April 29, 2016, the Commissioner filed a responsive brief arguing that the ALJ's decision was correct and asking the Court to affirm the ALJ's decision. McMurrin filed a reply brief on May 9, 2016.
Additionally, on March 3, 2016, both parties together filed a joint statement of facts addressing McMurrin's background, the case's procedural history, testimony from the administrative hearing, and McMurrin's medical history. See docket number 12. The parties' joint statement of facts is hereby incorporated by reference. Further discussion of pertinent facts will be addressed, as necessary, in the Court's consideration of the legal issues presented.
The ALJ determined McMurrin was not disabled. In making this determination, the ALJ was required to complete the five-step sequential test provided in the social security regulations. See 20 C.F.R. § 416.920(a)-(g); Bowen v. Yuckert, 482 U.S. 137, 140-42 (1987); Moore v. Colvin, 769 F.3d 987, 988 (8th Cir. 2014); Young v. Astrue, 702 F.3d 489, 490-91 (8th Cir. 2013). The five steps an ALJ must consider are:
Hill v. Colvin, 753 F.3d 798, 800 (8th Cir. 2014) (citing King v. Astrue, 564 F.3d 978, 979 n. 2 (8th Cir. 2009)); Perks, 687 F.3d at 1091-92 (discussing the five-step sequential evaluation process); Medhaug v. Astrue, 578 F.3d 805, 813-14 (8th Cir. 2009) (same); see also 20 C.F.R. § 416.920(a)-(g). "If a claimant fails to meet the criteria at any step in the evaluation of disability, the process ends and the claimant is determined to be not disabled." Pelkey v. Barnhart, 433 F.3d 575, 577 (8th Cir. 2006) (citing Goff, 421 F.3d at 790, in turn quoting Eichelberger, 390 F.3d at 590-91).
In considering the steps in the five-step process, the ALJ:
Kluesner v. Astrue, 607 F.3d 533, 537 (8th Cir. 2010). At the fourth step, the claimant "`bears the burden of demonstrating an inability to return to [his] or her past relevant work.'" Jones v. Astrue, 619 F.3d 963, 971 (8th Cir. 2010) (quoting Pate-Fires v. Astrue, 564 F.3d 935, 942 (8th Cir. 2009)). If the claimant meets this burden, the burden shifts to the Commissioner at step five to demonstrate that "`the claimant has the physical residual functional capacity to perform a significant number of other jobs in the national economy that are consistent with [his or] her impairments and vocational factors such as age, education, and work experience.'" Phillips v. Astrue, 671 F.3d 699, 702 (8th Cir. 2012) (quoting Holley v. Massanari, 253 F.3d 1088, 1093 (8th Cir. 2001)). The RFC is the most an individual can do despite the combined effect of all of his or her credible limitations. 20 C.F.R. § 416.945(a)(1); Toland v. Colvin, 761 F.3d 931, 935 (8th Cir. 2014). The ALJ bears the responsibility for determining "`a claimant's RFC based on all the relevant evidence, including the medical records, observations of treating physicians and others, and an individual's own description of [his or] her limitations.'" Myers v. Colvin, 721 F.3d 521, 527 (8th Cir. 2013) (quoting McKinney v. Apfel, 228 F.3d 860, 863 (8th Cir. 2000)); 20 C.F.R. § 416.945.
The ALJ applied the first step of the analysis and determined McMurrin had not engaged in substantial gainful activity since September 16, 2011. At the second step, the ALJ concluded from the medical evidence McMurrin had the following severe impairments: diabetes mellitus, coronary artery disease, and obesity. At the third step, the ALJ found McMurrin did not have an impairment or combination of impairments listed in 20 C.F.R. Pt. 404, Subpt. P, App. 1. At the fourth step, the ALJ determined McMurrin's RFC as follows:
(Administrative Record at 57.) Also at the fourth step, the ALJ determined McMurrin has no past relevant work. At the fifth step, the ALJ determined based on her age, education, previous work experience, and RFC, McMurrin could work at jobs that exist in significant numbers in the national economy. Therefore, the ALJ concluded McMurrin was not disabled.
McMurrin argues the ALJ erred in two respects. First, McMurrin argues the ALJ erred by failing to consider and apply Grid 202.00(d) which would mandate a finding of disability due to being illiterate. Second, McMurrin argues both the ALJ's RFC assessment and the hypothetical questions provided to the vocational expert at the administrative hearing are flawed and not supported by substantial evidence.
McMurrin argues the ALJ erred by not applying Grid 202.00(d) and finding her disabled. 20 C.F.R. Pt. 404, Subpt. P, App. 1. § 202.00(d) provides in pertinent part:
Id. McMurrin maintains the ALJ should have determined her to be disabled under 20 C.F.R. Pt. 404, Subpt. P, App. 1. § 202.00(d) because by 2013 she was closely approaching advanced age (50 years old), limited to performing light work, and significantly limited by being illiterate.
In support of her argument, McMurrin relies on the opinions of Dr. Roger E. Mraz, Ph.D., a consultative examining psychologist who provided Disability Determination Services with a psychological report for McMurrin. In his report, Dr. Mraz noted McMurrin "began receiving special education in the 7th grade, which continued up until she dropped out of school after finishing the 11th grade."
(Administrative Record at 1065.) Dr. Mraz also noted McMurrin informed him that her "primary reason for not working at the present time is due to her physical problems."
The Commissioner asserts Dr. Mraz's opinion is not the only evidence in the record regarding McMurrin's literacy. Specifically, the Commissioner argues:
Commissioner's Brief (docket number 14) at 8-9. The Commissioner concludes "the record clearly shows that plaintiff is not illiterate and, consequently, that plaintiff's argument that the Grid rules directed a finding she was disabled is without merit."
The ALJ considered and addressed Dr. Mraz's opinions at several points in her decision. For example, in discussing Dr. Mraz's opinions, the ALJ noted Dr. Mraz determined:
(Administrative Record at 55.) In her decision, the ALJ also considered McMurrin's educational experience and determined McMurrin "has at least a `limited' education, and she is able to communicate in English."
(Administrative Record at 63.)
This case presents an interesting issue. The ALJ clearly considered and addressed both McMurrin's education history and Dr. Mraz's opinions. The ALJ acknowledged McMurrin's learning problems and noted her difficulty with reading comprehension, but did not make an explicit finding whether McMurrin is illiterate. Implicitly, the ALJ determined McMurrin was not illiterate, but found her to have a "limited" education. The ALJ applied the Grid Rules for an individual with a "limited" education, and correctly determined she should not be found disabled under the applicable Grid Rules.
In Howard v. Massanari, 255 F.3d 577 (8th Cir. 2001), the Eighth Circuit Court of Appeals addressed a similar situation. The claimant in Howard asserted she was illiterate. Id. at 584. The Eighth Circuit noted if the claimant's claim of illiteracy was true, she would be considered disabled under the Grids. Id. The ALJ in Howard, rejected the claimant's claim of illiteracy. 255 F.3d at 584. However, the Eighth Circuit found evidence of both literacy and illiteracy in the record. Id. The Eighth Circuit pointed out that one intelligence test in the record placed the claimant at a second-grade reading level. Furthermore, the record provided the claimant only completed the 9th grade and had low or failing grades in school. Reading was an "especially difficult" subject for the claimant. Additionally, the claimant was enrolled in reading classes at the time she applied for disability benefits. Id.
The Eighth Circuit also found several facts in the record that suggested the claimant was not illiterate and capable of reading. For example, the claimant passed a driver's test. The Eighth Circuit also stated "[a]lthough some 9th graders may be functionally illiterate, the more common inference is that persons with nine years of public education possess some ability to read. Cf. 20 C.F.R. § 404.1546(b)(1) (noting that `generally, an illiterate person has had little or no formal schooling.')." Howard, 255 F.3d at 584. Lastly, although a doctor found the claimant to have borderline intellectual functioning, the doctor made no mention that the claimant was illiterate. Id.
In balancing this evidence, the Eighth Circuit admonished the ALJ for not developing a stronger record on the issue of literacy, but ultimately determined the ALJ's "failure to develop more robust proof of literacy (or illiteracy) is not fatal to the Commissioner's decision." Howard, 255 F.3d at 584-85. The Eighth Circuit reasoned "[t]he administrative record contains evidence pointing to [the claimant's] ability to read, and, given our deferential standard of review, . . . we deem the evidence sufficient to support the ALJ's conclusion that [the claimant] is functionally literate." Id. at 585.
The record in this case provides: (1) McMurrin never claimed to be illiterate in her applications for disability benefits or at the administrative hearing; (2) Dr. Mraz did not opine McMurrin is illiterate; (3) Dr. Mraz found McMurrin lacked functional adult reading skills, but also found she had functional adult writing and math skills; and (4) McMurrin completed at least the 11th grade. In her decision, the ALJ also addressed McMurrin's educational history as it relates to the Grids, and properly determined that even with a "limited" education, she would not be found disabled under the Grids. Taking all of this information into consideration, the Court follows Howard, and finds that while the ALJ could have developed a stronger record on this issue, given the deferential standard of review afforded to an ALJ, the evidence in this case is sufficient to support the ALJ's implicit conclusion that McMurrin is functionally literate. 255 F.3d at 584-85. Accordingly, the Court finds McMurrin's argument with regard to the Grids and illiteracy is without merit.
McMurrin argues that both the ALJ's RFC assessment and the hypothetical questions provided to the vocational expert at the administrative hearing are flawed. Specifically, McMurrin argues the ALJ's RFC assessment and hypothetical questions to the vocational expert are incomplete because they do not properly account for all of her impairments and functional limitations. Thus, McMurrin contends the ALJ's RFC assessment and hypothetical questions are not supported by substantial evidence in the record. McMurrin maintains this matter should be remanded for a new RFC determination based on a fully and fairly developed record, and to allow the ALJ to provide the vocational expert with a proper and complete hypothetical question.
When an ALJ determines that a claimant is not disabled, he or she concludes that the claimant retains the residual functional capacity to perform a significant number of other jobs in the national economy that are consistent with claimant's impairments and vocational factors such as age, education, and work experience. Beckley, 152 F.3d at 1059. The ALJ is responsible for assessing a claimant's RFC, and his or her assessment must be based on all of the relevant evidence. Guilliams, 393 F.3d at 803. Relevant evidence for determining a claimant's RFC includes "`medical records, observations of treating physicians and others, and an individual's own description of his [or her] limitations.'" Lacroix v. Barnhart, 465 F.3d 881, 887 (8th Cir. 2006) (quoting Strongson, 361 F.3d at 1070). While an ALJ must consider all of the relevant evidence when determining a claimant's RFC, "the RFC is ultimately a medical question that must find at least some support in the medical evidence of record." Casey, 503 F.3d at 697 (citing Masterson v. Barnhart, 363 F.3d 731, 738 (8th Cir. 2004)).
Additionally, an ALJ has a duty to develop the record fully and fairly. Cox v. Astrue, 495 F.3d 614, 618 (8th Cir. 2007). Because an administrative hearing is a non-adversarial proceeding, the ALJ must develop the record fully and fairly in order that "`deserving claimants who apply for benefits receive justice.'" Wilcutts, 143 F.3d at 1138 (quoting Battles v. Shalala, 36 F.3d 43, 44 (8th Cir. 1994)); see also Smith v. Barnhart, 435 F.3d 926, 930 (8th Cir. 2006) ("A social security hearing is a non-adversarial proceeding, and the ALJ has a duty to fully develop the record."). "There is no bright line rule indicating when the Commissioner has or has not adequately developed the record; rather, such an assessment is made on a case-by-case basis." Mouser v. Astrue, 545 F.3d 634, 639 (8th Cir. 2008) (citation omitted).
Furthermore, hypothetical questions posed to a vocational expert, including a claimant's RFC, must set forth his or her physical and mental impairments. Goff, 421 F.3d at 794. "The hypothetical question must capture the concrete consequences of the claimant's deficiencies." Hunt v. Massanari, 250 F.3d 622, 625 (8th Cir. 2001) (citing Taylor v. Chater, 118 F.3d 1274, 1278 (8th Cir. 1997)). The ALJ is required to include only those impairments which are substantially supported by the record as a whole. Goose v. Apfel, 238 F.3d 981, 985 (8th Cir. 2001); see also Haggard v. Apfel, 201 F.3d 591, 595 (8th Cir. 1999) ("A hypothetical question `is sufficient if it sets forth the impairments which are accepted as true by the ALJ.' See Davis v. Shalala, 31 F.3d 753, 755 (8th Cir. 1994) (quoting Roberts v. Heckler, 783 F.2d 110, 112 (8th Cir. 1985).").
In her decision, the ALJ thoroughly addressed and considered McMurrin's medical history and treatment for her complaints.
The ALJ also properly considered and thoroughly discussed McMurrin's subjective allegations of disability in making her overall disability determination, including determining McMurrin's RFC.
McMurrin also claims her RFC determination is flawed because the Appeals Council failed to consider additional evidence submitted after the ALJ's decision. In particular, McMurrin's treating physician, Dr. Jason Ellis, D.O., limited her to less than sedentary work in April 2015, seven months after the ALJ's decision in this case.
(Administrative Record at 3). The Court finds no merit to McMurrin's argument that the Appeals Council failed to consider the additional evidence provided by Dr. Ellis.
Therefore, having reviewed the entire record, the Court finds the ALJ properly considered McMurrin's medical records, observations of treating physicians, and McMurrin's own description of her limitations in making the ALJ's RFC assessment for McMurrin.
Similarly, having reviewed the entire record, the Court, again, finds that the ALJ thoroughly considered and discussed both the medical evidence and McMurrin's testimony in determining McMurrin's impairments and functional limitations.
The Court finds McMurrin's argument with regard to the Grids and illiteracy is without merit. The Court also finds the ALJ considered the medical evidence as a whole, and made a proper RFC determination based on a fully and fairly developed record. The ALJ's hypothetical questions to the vocational expert were also sufficient because they properly included those impairments and functional limitations substantially supported by the record as a whole. Accordingly, the Court determines that the ALJ's decision is supported by substantial evidence and shall be affirmed.
1. The final decision of the Commissioner of Social Security is
2. Plaintiff's Complaint (docket number 3) is
3. The Clerk of Court is directed to enter judgment accordingly.