Justice POPE delivered the judgment of the court, with opinion.
¶ 1 On October 23, 2012, plaintiff, Chester Bross Construction Company (Chester Bross), filed a petition for writ of certiorari for administrative review against defendants, the Department of Transportation, often referred to as IDOT, IDOT Secretary Anne L. Schneider, IDOT chief procurement officer (CPO) Bill Grunloh, and IDOT hearing officer Thomas R. Wetzler. Plaintiff sought review of CPO Grunloh's decision to suspend plaintiff from participating on any contracts awarded by or requiring approval or concurrence of IDOT for two years. The period of plaintiff's interim suspension was deducted from the two-year suspension. On January 22, 2013, the trial court granted defendants' motion to quash plaintiff's writ of certiorari. Plaintiff appeals, making the
¶ 3 In its petition for writ of certiorari for administrative review, plaintiff alleged it was the lowest responsible bidder on multiple IDOT projects. After two unions filed bid protests with IDOT alleging plaintiff was not in compliance with the apprenticeship mandate of the Illinois Procurement Code (Procurement Code) (see 30 ILCS 500/30-22(6) (West 2008)), plaintiff responded with evidence it participated in apprenticeship programs approved by the United States Department of Labor through its membership in Associated Builders and Contractors of Illinois (ABC). On July 6, 2010, IDOT denied the bid protests, stating, "Chester Bross participates in apprenticeship programs as a member of Associated Builders and Contractors."
¶ 4 In August 2010, IDOT conducted an internal audit of plaintiff to determine whether plaintiff was in compliance with the apprenticeship mandate found in the Procurement Code (30 ILCS 500/30-22(6) (West 2008)). The audit noted a certified transcript of payroll created pursuant to the Prevailing Wage Act (820 ILCS 130/0.01 to 12 (West 2008)) for Adams County project No. 72D14 showed that three of plaintiff's workers were paid the prevailing wage for "laborer" during one of the pay periods on that project. Plaintiff had told IDOT it would not be using "laborers" on that project.
¶ 5 Plaintiff alleged each of these three workers should have been classified as "operator" instead of "laborer." According to its petition, plaintiff discovered this "clerical error" in September 2010 and immediately corrected the mistake by revising the certified payroll report and paying the difference in wages to the three workers. Plaintiff alleged it did not become aware of the internal audit until June 8, 2011, when IDOT issued a notice of interim suspension to plaintiff. According to plaintiff, IDOT's interim suspension was based solely on the certified payroll report.
¶ 6 On June 17, 2011, plaintiff requested a hearing and denied all the material allegations found in IDOT's notice. Plaintiff provided evidence the payroll report in question had been corrected by plaintiff before plaintiff knew IDOT had questions about the incorrect certified payroll report. IDOT then issued an amended notice indicating plaintiff did not have documentation referenced in the federal regulations to show actual participation in applicable apprenticeship and training programs approved by and registered with the United States Department of Labor's Bureau of Apprenticeship and Training.
¶ 7 The hearing began on August 25, 2011, and took the "better part of seven days," finally concluding on October 14, 2011. Plaintiff alleged it was denied the opportunity to call "material witnesses" from the Illinois Department of Labor at the administrative hearing even though IDOT was relying on information related to the Prevailing Wage Act to support its allegation plaintiff did not comply with certain apprenticeship mandates found in the
¶ 8 On June 15, 2012, IDOT hearing officer Wetzler issued a recommended decision to CPO Grunloh. According to the recommended decision, the charges against plaintiff related to IDOT project No. 72D14 in Adams County. The hearing officer began his analysis by stating IDOT's burden of establishing "adequate evidence" to justify the suspension did not constitute a high threshold. The hearing officer stated IDOT had the burden of proving the essential elements of the case with information sufficient to support the reasonable belief plaintiff "provided documents that it would not be using laborers on the project in question" but did use laborers, and plaintiff claimed it participated in an apprenticeship and training program for the trade of operating engineer when it in fact did not.
¶ 9 The hearing officer found IDOT sustained its burden of proof by producing facts which established a prima facie case plaintiff violated the "Responsible Bidder" provisions of the Procurement Code and applicable regulations. The hearing officer pointed to the certified payroll report indicating plaintiff paid three individuals as laborers on project No. 72D14. Further, the hearing officer noted:
The hearing officer noted plaintiff may have inadvertently told the truth with its certified payroll document showing it had used laborers on the Adams County project contrary to its representations to IDOT. Moreover, there was no evidence presented by plaintiff of checks paid to two of the three "laborers" for the difference in pay between "laborer" and "operator." In addition, the hearing officer held "[m]ere membership in an organization which has an apprenticeship training program approved by and registered with the United States Department of Labor's Bureau of Apprenticeship and Training does not constitute `participation' under the Responsible Bidder Provisions of the Illinois Procurement Code." The hearing officer recommended a five-year suspension.
¶ 10 On July 5, 2012, CPO Grunloh adopted the findings of fact and conclusions of law made by the hearing officer. However, the CPO did not find significant aggravating factors to justify a suspension beyond two years. The period of plaintiff's interim suspension was deducted from the two-year suspension period.
¶ 11 In its petition for writ of certiorari filed August 8, 2012, plaintiff alleged the
¶ 12 On December 17, 2012, defendants filed a brief in support of IDOT's decision. Defendants argued the trial court should not step into the executive branch's procurement process and review a state agency's decision not to enter into contracts with a particular company, specifically the CPO's decision to suspend plaintiff from bidding on IDOT construction projects for two years. Defendants argued plaintiff had no right to a state contract and IDOT's CPO has complete discretion in determining whether companies may bid on construction projects. Further, defendants argued "the doctrine of separation of powers forbids the courts from reviewing discretionary acts of officers of the executive branch of government, including the discretionary act of the CPO involved in this case." Defendants argued a writ of certiorari should not lie in this case because "(1) Plaintiff has no right to a state contract; (2) the Court should not substitute its judgment for a discretionary, executive decision regarding contracts; and (3) there are no meaningful standards for the Court to conduct a review."
¶ 13 On December 24, 2012, plaintiff filed a reply brief in support of its petition, arguing this is a proper case for the trial court to review under a common-law writ of certiorari.
¶ 14 On January 22, 2013, after hearing arguments by the parties, the trial court ruled:
That same day, the trial court entered the following docket entry:
¶ 15 This appeal followed.
¶ 17 Defendants argue this case is moot because plaintiff's suspension expired on June 8, 2013, prior to plaintiff filing its opening brief in this case. Plaintiff is again eligible to participate in IDOT contracts, which is the relief it requested in its writ of certiorari. "An issue is moot if no actual controversy exists or where events occur which make it impossible for the court to grant effectual relief." Dixon v. Chicago & North Western Transportation Co., 151 Ill.2d 108, 116, 176 Ill.Dec. 6, 601 N.E.2d 704, 708 (1992). Appellate courts generally will not consider moot questions, provide advisory opinions, or analyze issues where the resolution of that issue will not affect the result in a case. In re Alfred H.H., 233 Ill.2d 345, 351, 331 Ill.Dec. 1, 910 N.E.2d 74, 78 (2009).
¶ 18 While conceding the expiration of the suspension technically renders its request for relief from the suspension moot, plaintiff argues this case falls under exceptions to the mootness doctrine. Plaintiff first argues we should review this case under the public-interest exception to mootness because the trial court held it did not have any authority to review the suspension decision. Plaintiff next argues we should review this case under the collateral-consequences exception to the mootness doctrine because plaintiff will be plagued by a finding "it lacked business integrity and honesty, even if the two-year suspension imposed by the CPO in its July 2012 final determination has expired."
¶ 19 We first address plaintiff's argument we should review this case under the public-interest exception. The public-interest exception permits review of otherwise moot cases when (1) the question is of a public nature; (2) there is a need for an authoritative determination for the future guidance of public officials; and (3) the question is likely to recur in the future. Id. at 355, 331 Ill.Dec. 1, 910 N.E.2d at 80. The public-interest exception must be narrowly construed and requires a clear showing of each criterion. Id. at 355-56, 331 Ill.Dec. 1, 910 N.E.2d at 80. This case does not fall within the public-interest exception. Plaintiff cannot make a clear showing of all three criteria.
¶ 20 Plaintiff's argument focuses on the trial court's refusal to even review the CPO's suspension decision. According to plaintiff, "Review by this [c]ourt would clarify that a decision by IDOT to suspend a contractor is subject to judicial review under a writ of certiorari." We do not believe any clarification is necessary. We find existing case law, statutes, and administrative regulations provide trial courts sufficient guidance on this issue. The trial court erred in refusing to consider whether IDOT's decision to suspend plaintiff was arbitrary, capricious, or against the manifest weight of the evidence. If cause for suspension was not established, the CPO had no discretion to suspend plaintiff. See 30 ILCS 500/50-65 (West 2012); see also 44 Ill. Adm.Code 6.500 (2011). While the trial court stated several times plaintiff had no right to a state contract, plaintiff's right to a particular contract was not at issue.
¶ 21 The issue here was whether the CPO's decision to suspend plaintiff based on the evidence in this case was arbitrary,
The United States Supreme Court's decision in Perkins clearly has nothing to do with any authority the Illinois General Assembly has given IDOT with regard to suspending contractors.
¶ 22 Existing case law clearly supports someone in plaintiff's position having an IDOT suspension decision reviewed in the trial court via a writ of certiorari. According to our supreme court:
¶ 23 Pursuant to our supreme court's decision in Hanrahan and the applicable sections of the Procurement Code and Illinois Administrative Code, a trial court has the authority to review an administrative decision finding cause existed for IDOT's CPO to suspend a contractor. Section 20-70 of the Procurement Code (30 ILCS 500/20-70 (West 2012)) states, "Except as otherwise provided in this Code, determinations made by a chief procurement officer, State purchasing officer, or a purchasing agency under this Code are final and conclusive unless they are clearly erroneous, arbitrary, capricious, or contrary to law." (Emphasis added.) Clearly, the General Assembly would not have included the language "unless they are clearly erroneous, arbitrary, capricious, or contrary to law" if it intended the CPO's decisions to be completely unreviewable.
While this statute gives the CPO discretion with regard to whether a contractor should actually be suspended and the length of a suspension, the CPO does not have unfettered discretion to suspend a contractor. Much like a trial court may not exercise its discretion in sentencing a criminal defendant before the defendant is found guilty beyond a reasonable doubt, the CPO can only exercise his discretion with regard to a suspension decision if cause for the suspension has been established. In other words, the CPO had no discretion to suspend plaintiff absent "cause."
¶ 25 Section 6.500 of title 44 of the Illinois Administrative Code (44 Ill. Adm. Code 6.500 (2011)), which deals with the suspension of contractors by IDOT's CPO, states in part: "Suspension is a discretionary action imposed in accordance with this Part to serve the public interest and to implement this policy. It may be imposed only for the causes and in accordance with the procedures set forth in this Subpart." (Emphasis added.) Further, sections 6.510 and 6.520 of title 44 of the Illinois Administrative Code (44 Ill. Adm.Code 6.510, 6.520 (2011)) provide meaningful standards by which to judge whether IDOT established cause for a suspension. Section 6.510 states, in part, "The CPO may suspend a contractor or subcontractor from participation on any contract or subcontract awarded by or requiring approval or concurrence of the Department upon a determination by the CPO based upon adequate evidence that the contractor or subcontractor has engaged in conduct proscribed by Section 6.520 of this Subpart." (Emphasis added.) 44 Ill. Adm.Code 6.510 (2011). Section 6.520 states, "A contractor or subcontractor may be suspended or debarred from participation due to acts or omissions that indicate that the contractor or subcontractor lacks integrity and honesty in the conduct of business or the performance of contracts." 44 Ill. Adm.Code 6.520 (2011). Section 6.520 then provides a nonexclusive list of acts or omissions that might indicate the lack of business integrity and honesty. 44 Ill. Adm.Code 6.520(a) to (f) (2011).
¶ 26 Based on the statutes and administrative regulations discussed above, the trial court should have reviewed whether IDOT's decision to suspend plaintiff was arbitrary, capricious, or contrary to law. It does not appear either the hearing officer or IDOT's CPO believed the CPO had the discretion to suspend a contractor without cause.
¶ 27 While the law is clear the trial court had authority to review IDOT's suspension of plaintiff, this appeal does not present a question of a public nature. According to plaintiff, "[t]he question is of a public nature in that any individual or legal entity seeking an IDOT contract may be affected." Plaintiff cites Sandholm v. Kuecker, 2012 IL 111443, ¶ 63, 356 Ill.Dec. 733, 962 N.E.2d 418, to support his claim. However, that case provides no support for plaintiff. Our supreme court found the issue
¶ 28 Plaintiff also argues we should review this case under the collateral-consequences exception to the mootness doctrine because IDOT's finding it lacked business integrity and honesty will adversely affect plaintiff in the future. Our supreme court has stated:
See also In re James H., 405 Ill.App.3d 897, 902-03, 348 Ill.Dec. 135, 943 N.E.2d 743, 748-49 (2010). Plaintiff argues the collateral consequences exception applies in this case because it "will be plagued by a finding by IDOT that it lacked business integrity and honesty, even if the two-year suspension imposed by the CPO in its July 2012 final determination has expired." According to plaintiff:
¶ 29 We disagree with this unsupported assertion. As defendants have stated, plaintiff has not demonstrated any specific or concrete legal impact likely to result from the suspension. As a result, we find this case does not fall within the collateral-consequences exception to the mootness doctrine. Any company ever suspended by IDOT, as well as anyone else ever subject to an adverse ruling by a court or administrative body, could make this same argument. If we allowed a moot appeal to go forward under the collateral-consequences exception in cases such as this, the exception would nearly eliminate the mootness doctrine.
¶ 31 We find the trial court had the authority to review the administrative decision to suspend plaintiff from bidding on IDOT projects for two years. However, the period of suspension has expired, the case is moot, and no exception to the mootness doctrine applies. Consequently, we dismiss the appeal as moot.
¶ 32 Appeal dismissed.
Presiding Justice APPLETON and Justice KNECHT concurred in the judgment and opinion.