ROVNER, Circuit Judge.
Christopher Jones pleaded guilty to multiple narcotics and weapons offenses, and the district court ordered him to serve a total prison term of 181 months. On appeal, Jones contends that he was deprived of the effective assistance of counsel when the attorney who represented him at sentencing failed to object to a two-level enhancement to his offense level based on his possession of a .22-caliber rifle with an obliterated serial number. See U.S.S.G. § 2K2.1(b)(4) (Nov.2005).
Jones was approached and ultimately arrested by police in October 2004 after he was observed engaging in what looked like hand-to-hand narcotics sales near an alleyway entrance in Chicago's North Lawndale neighborhood. A search of his person uncovered nine-tenths of a gram of crack and a Desert Eagle semi-automatic pistol. A subsequent search of his residence in a nearby two-flat, conducted with the consent of the building's owner (Jones's great-grandfather) and his grandmother, with whom he lived in the second-floor apartment, unearthed another 11.4 grams of crack cocaine and nine firearms, among other contraband, in his bedroom. The serial numbers on two of those firearms, a Feg .380 semi-automatic pistol and a .22-caliber rifle, had been defaced.
A superseding indictment returned in July 2005 alleged that Jones had committed six offenses. Counts One through Three related to the crack cocaine and the Desert Eagle pistol that Jones had possessed at the alleyway and charged him respectively with possessing crack cocaine with the intent to distribute in violation of 21 U.S.C. § 841(a)(1), using and carrying the Desert Eagle pistol in furtherance of a drug trafficking offense in violation of 18 U.S.C. § 924(c)(1)(A), and being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1).
After Jones entered a blind plea of guilty to all six charges, the probation officer conducted an investigation and prepared a presentence report ("PSR" or "report"). In ascertaining the advisory sentencing range specified by the Sentencing Guidelines, the probation officer determined that the highest adjusted offense level applicable to any of the charges was the one which applied to the firearms offenses in Counts Three, Four, and Five— Level 32—and she therefore applied that offense level to all of the charges except the section 924(c) charge set forth in Count Two, which mandated a consecutive prison term of 60 months. See § 924(c)(1)(A)(i); U.S.S.G. §§ 3D1.1(b)(1) & 3D1.2, comment. (n.1). The offense level of 32 included a two-point enhancement for possessing a weapon with an obliterated serial number, which the guideline governing firearms-possession offenses identifies as a specific offense characteristic. § 2K2.1(b)(4). The probation officer based that enhancement on the .22-caliber rifle found in Jones's bedroom. In this respect, the probation officer's methodology diverged from the government's own proposed sentencing calculations, which included the same enhancement but based on the Feg semi-automatic pistol (also found in Jones's bedroom) rather than the.22-caliber rifle. In the probation officer's view, because Jones had been charged in Count Five with possession of the Feg with its defaced serial number, it would be double-counting to apply the defaced serial number enhancement to the group of firearms offenses that included Count Five.
Both parties submitted written objections to the PSR. The government's objections quarreled with the probation officer's methodology in calculating the adjusted offense level of 32 applicable to all charges but for that set forth in Count Two. But the government agreed that 32 was the right offense level. Jones's counsel objected to the two-level enhancement for obstruction of justice that the probation officer had applied based on testimony that Jones had given in support of an unsuccessful motion to quash his arrest and to suppress the evidence obtained pursuant to the arrest. See U.S.S.G. § 3C1.1. Jones's counsel voiced no objection to the proposed enhancement pursuant to section 2K2.1(b)(4) for possession of the .22-caliber rifle with the obliterated serial number.
Jones's counsel did not file a notice of appeal. Within a year of the entry of judgment, however, and with the assistance of new counsel, Jones filed a motion for collateral relief pursuant to 28 U.S.C. § 2255, contending that he had been denied the effective assistance of counsel guaranteed by the Sixth Amendment to the Constitution when the lawyer who represented him through sentencing failed (among other omissions) to file a notice of appeal on his behalf.
With the benefit of the relief granted to him pursuant to section 2255, Jones has now appealed his sentence. And here again, he invokes the Sixth Amendment. At bottom, his contention is that the district court improperly calculated his offense level, and the resulting sentencing range, when it applied the two-level enhancement called for by section 2K2.1(b)(4) for the possession of a firearm with a defaced serial number. Jones reasons that because there is no evidence that the .22-caliber
We have noted that Jones's claim for relief is grounded in his Sixth Amendment right to the effective assistance of counsel. To succeed on such a claim, he must show both that his attorney's performance was objectively deficient—in other words, that it fell outside the wide range of competent representation—and that he was prejudiced by the subpar representation. Strickland v. Washington, 466 U.S. 668, 687-96, 104 S.Ct. 2052, 2064-69, 80 L.Ed.2d 674 (1984). In order to establish prejudice, he must show that there is a reasonable probability that but for his counsel's mistakes, the result of the proceedings below would have been different, such that the proceedings were fundamentally unfair or unreliable. Id. at 687, 691-92, 104 S.Ct. at 2064, 2066-67; see also Williams v. Taylor, 529 U.S. 362,
Claims of ineffective assistance of trial-level counsel, because they typically require an assessment of counsel's strategic decisions and various other considerations that are not part of the record in the usual trial court proceeding, are in most instances not claims that are amenable to resolution on direct appeal (which this appeal is, notwithstanding its belated character). See Massaro v. United States, 538 U.S. 500, 504-05, 123 S.Ct. 1690, 1694, 155 L.Ed.2d 714 (2003); United States v. Recendiz, 557 F.3d 511, 531-32 (7th Cir. 2009). Only in the rare case, where the deficiency of an attorney's performance is beyond dispute and the prejudice is obvious from the existing record, might it be possible to grant relief on such a claim without further evidentiary development of the record in a collateral proceeding. E.g., Headley, 923 F.2d at 1083-84. But see also United States v. Harris, 394 F.3d 543, 547 (7th Cir.2005) (noting that this court has yet to grant relief on such a claim in a direct appeal); United States v. Cooke, 110 F.3d 1288, 1299 (7th Cir.1997) ("This Court's reluctance to consider ineffective assistance claims on direct appeal stems, of course, from the fact that such claims are very unlikely to find any factual support in the trial record and an adverse determination on direct appeal will be res judicata on any subsequent collateral attack. As we have so often put it, a defendant who presents an ineffective-assistance claim for the first time on direct appeal has little to gain and everything to lose.") (internal quotation marks and citations omitted).
Jones's counsel is right in suggesting that his ineffectiveness claim is ripe for resolution on the limited record before us, but that is because it is clear that his claim lacks merit. As we have noted, the theory underlying his claim is that it was an obvious error for the district court to impose the enhancement for the defaced serial number based on Jones's possession of the .22-caliber rifle, given the government's inability to prove that the rifle ever moved in interstate commerce. Thus, Jones reasons, if his lawyer had only spoken up in opposition to the enhancement rather than remaining silent, the district court would have recognized that the enhancement was not proper and sustained the objection. See Strickland, 466 U.S. at 695, 104 S.Ct. at 2068 ("The assessment of prejudice should proceed on the assumption that the decisionmaker is reasonably, conscientiously, and impartially applying the standards that govern the decision."). But the premise of his claim, that a sentence enhancement for a specific characteristic of the offense can only be based on conduct that constitutes a federal crime, turns out to be erroneous.
Had the government charged Jones with possessing a firearm with a defaced serial number, as it did with respect to the Feg
But Jones was not charged with possession of the rifle. He was charged instead with possessing the other eight firearms found in his bedroom, as well as the Desert Eagle pistol found on his person, and the jurisdictional foundation for those offenses is not challenged. His uncharged possession of the rifle was taken into consideration at sentencing as a specific offense characteristic which increased his offense level (and the resulting sentencing range) for those crimes. And the ability to enhance one's sentence based on uncharged conduct does not turn on whether that conduct could have been prosecuted in federal court.
In arriving at an appropriate sentence, "a judge may appropriately conduct an inquiry broad in scope, largely unlimited as to the kind of information he may consider, or the source from which it may come." United States v. Tucker, 404 U.S. 443, 446, 92 S.Ct. 589, 591, 30 L.Ed.2d 592 (1972); see 18 U.S.C. § 3661 ("No limitation shall be placed on the information concerning the background, character, and conduct of a person convicted of an offense which a court of the United States may receive and consider for the purpose of imposing an appropriate sentence."). The specific offense characteristics set forth in Chapter Two of the Sentencing Guidelines and the adjustments set forth in Chapter Three serve as guideposts helping to establish where within the broad statutory range of punishment a particular defendant's sentence ought to fall, in the judgment of the Sentencing Commission. As such, they do not represent separate crimes but rather sentencing factors, which are exempt from many of the constraints that govern formal criminal charges. See United States v. Watts, 519 U.S. 148, 154, 117 S.Ct. 633, 636, 136 L.Ed.2d 554 (1997) ("sentencing enhancements do not punish a defendant for crimes of which he was not convicted, but rather increase his sentence because of the manner in which he committed the crime of conviction") (citing Witte v. United States, 515 U.S. 389, 402-03, 115 S.Ct. 2199, 2207-08, 132 L.Ed.2d 351 (1995)). Consequently, findings as to these factors may be based on uncharged conduct, Witte, 515 U.S. at 402-03, 115 S.Ct. at 2207-08, and for that matter on conduct of which the defendant has been acquitted, id. at 155-57, 117 S.Ct. at 637-38.
The Guidelines instruct the court to consider all "relevant conduct" in determining the base offense level and the specific offense characteristics and adjustments identified in Chapters Two and Three. U.S.S.G. § 1B1.3(a). "At its most basic, conduct must be `criminal or unlawful' to constitute relevant conduct." United States v. Schroeder, 536 F.3d 746, 752
The 2005 Guidelines (which was the version in effect at the time of Jones's sentencing) called for a two-level increase in the defendant's offense level "[i]f any firearm. . . had an altered or obliterated serial number. . . ." § 2K2.1(b)(4).
Jones possessed the .22-caliber rifle with the obliterated serial number during the offenses to which he pleaded guilty.
Jones's possession of the rifle was also unlawful. As there is no evidence that the rifle ever moved in interstate or foreign commerce, we must assume that federal law did not prohibit Jones from possessing the weapon. But Illinois law separately prohibits—and did prohibit at the time of Jones's offenses in October 2004—both the possession of a firearm by a convicted felon as well as the possession of a firearm with an obliterated serial number, regardless of whether the firearm had any link to interstate or foreign commerce. See 720 ILCS §§ 5/24-1.1(a) (2004) and 5/24-5(b) (as amended effective Aug. 11, 2004 by § 5 of P.A. 93-906). Jones's possession of the rifle was thus doubly proscribed, albeit under state rather than federal law, rendering his unlawful possession of the rifle of a piece with his possession of the other firearms.
The fact that Jones's possession of the rifle constituted a state rather than a federal crime does not preclude its treatment as relevant conduct. The Guidelines themselves do not define relevant conduct so as to categorically exclude state offenses. See § 1B1.3(a). Only when a state offense has already been punished by a state court might it be excluded from consideration as relevant conduct. See § 1B1.3, comment. (n.8). And courts have repeatedly approved the consideration of uncharged state offenses as relevant conduct in federal court. See United States v. McElroy, 587 F.3d 73, 88-89 (1st Cir.2009) (Ripple, J., sitting by designation) (unpaid state taxes); United States v. Maken, 510 F.3d 654, 657-60 (6th Cir.2007) (unpaid state taxes); United
It is thus apparent that Jones's counsel did not default on his professional
Jones has not shown that his counsel's representation of him at sentencing was objectively deficient or that he was prejudiced by any such deficiency. The sentence enhancement that the district court imposed without objection based on Jones's uncharged possession of a .22-caliber rifle with a defaced serial number was proper despite the lack of proof that the rifle ever moved in interstate commerce such that Jones's possession of that rifle constituted a federal crime. Unlawful conduct need not be chargeable in federal court in order for it to constitute relevant conduct under the Sentencing Guidelines.
AFFIRMED.
As we have noted, Jones did belatedly contend in the section 2255 proceeding that the enhancement was improperly imposed (without objection from his counsel). See supra n. 5. But the issue was never fully aired even in that proceeding given that it was first raised in a footnote to the reply memorandum, which was the last brief filed.