H. BRENT BRENNENSTUHL, Magistrate Judge.
Before the Court is the complaint (DN 1) of Parrish L. Newton seeking judicial review of the final decision of the Commissioner pursuant to 42 U.S.C. § 405(g). Both Newton (DN 16) and Defendant (DN 17) have filed a Fact and Law Summary. For the reasons that follow, the final decision of the Commissioner is
Pursuant to 28 U.S.C. § 636(c) and Fed.R.Civ.P. 73, the parties have consented to the undersigned United States Magistrate Judge conducting all further proceedings in this case, including issuance of a memorandum opinion and entry of judgment, with direct review by the Sixth Circuit Court of Appeals in the event an appeal is filed (DN 10). By Order entered August 31, 2018 (DN 11), the parties were notified that oral arguments would not be held unless a written request therefor was filed and granted. No such request was filed.
Plaintiff filed an application for a period of disability and disability insurance benefits on August 14, 2014 (Tr. 286-310). Plaintiff alleged that she became disabled on November 23, 2010 as a result of high blood pressure, depression, and back problems (Tr. 329). Administrative Law Judge John R. Price ("ALJ") conducted a hearing on April 10, 2017 via video conference. Newton appeared in Bowling Green, KY and the ALJ presided from Louisville, KY. Newton was present and represented by Charles Burchett. Also present and testifying was Tina Stambaugh, an impartial vocational expert.
In a decision dated June 7, 2017, the ALJ evaluated this adult disability claim pursuant to the five-step sequential evaluation process promulgated by the Commissioner (Tr. 15-31). At the first step, the ALJ found Plaintiff has not engaged in substantial gainful activity since February 26, 2013, the alleged onset date (Tr. 17). At the second step, the ALJ determined that Plaintiff's borderline intellectual functioning, depression, degenerative disc disease with herniation status/post discectomy, degenerative joint disease knees and ankles, carpel tunnel/de Quervain's status/post surgeries of left wrist with tendonitis vs. arthritis, injury to right elbow, and obesity status/post lap band are "severe" impairments within the meaning of the regulations (Tr. 17). Notably, at the second step, the ALJ also determined that Plaintiff's history of UTI's, gallstones, and the removal of her gallbladder are "non-severe" impairments within the meaning of the regulations (Tr. 18). At the third step, the ALJ concluded that Plaintiff does not have an impairment or combination of impairments that meets or medically equals one of the listed impairments in Appendix 1 (Tr. 18).
At the fourth step, the ALJ found Plaintiff has the residual functional capacity to perform less than a full range of sedentary work (Tr. 21). More specifically, the ALJ found that Plaintiff requires 30 minute sit stand intervals taking a minute or two to change position; no ladders, ropes, or scaffolds; only occasional ramps and stairs; occasional kneeling, stooping, crouching, and crawling; she is capable of simple routine work where there are no fast-paced production-rate demands; occasional (superficial) interaction with coworkers and supervisors and avoiding the general public (Tr. 21). Relying on testimony from the vocational expert, the ALJ found that Plaintiff is unable to perform any of her past relevant work (Tr. 29).
The ALJ proceeded to the fifth step where he considered Plaintiff's residual functional capacity, age, education, and past work experience as well as testimony from the vocational expert (Tr. 29). The ALJ found that Plaintiff is capable of performing a significant number of jobs that exist in the national economy (Tr. 29). Therefore, the ALJ concluded that Plaintiff has not been under a "disability," as defined in the Social Security Act, from February 26, 2013 through the date of the decision (Tr. 30).
Plaintiff timely filed a request for the Appeals Council to review the ALJ's decision (Tr. 282-83). The Appeals Council denied Plaintiff's request for review of the ALJ's decision (Tr. 1-3).
Review by the Court is limited to determining whether the findings set forth in the final decision of the Commissioner are supported by "substantial evidence," 42 U.S.C. § 405(g);
As previously mentioned, the Appeals Council denied Plaintiff's request for review of the ALJ's decision (Tr. 1-3). At that point, the ALJ's decision became the final decision of the Commissioner. 20 C.F.R. §§ 404.955(b), 404.981, 422.210(a); see 42 U.S.C. § 405(h) (finality of the Commissioner's decision). Thus, the Court will be reviewing the decision of the ALJ, not the Appeals Council, and the evidence that was in the administrative record when the ALJ rendered the decision. 42 U.S.C. § 405(g); 20 C.F.R. § 404.981;
The Social Security Act authorizes payment of Disability Insurance Benefits and Supplemental Security Income to persons with disabilities. 42 U.S.C. §§ 401 et seq. (Title II Disability Insurance Benefits), 1381 et seq. (Title XVI Supplemental Security Income). The term "disability" is defined as an
42 U.S.C. §§ 423(d)(1)(A) (Title II), 1382c(a)(3)(A) (Title XVI); 20 C.F.R. §§ 404.1505(a), 416.905(a);
The Commissioner has promulgated regulations setting forth a five-step sequential evaluation process for evaluating a disability claim. See "Evaluation of disability in general," 20 C.F.R. §§ 404.1520, 416.920. In summary, the evaluation proceeds as follows:
Here, the ALJ denied Plaintiff's claim at the fifth step.
Newton challenges the ALJ's finding with a single claim, arguing that the ALJ "committed reversible error by failing to elicit vocational expert testimony consistent with the findings of the adjudged Residual Functional Capacity (RFC)." Specifically, Newton contends that the ALJ's hypothetical questions to the impartial vocational expert at the administrative hearing allows for a greater capacity for standing, walking, and lifting than the ALJ's RFC finding indicates.
The following exchange between the ALJ and vocational expert occurred at the administrative hearing:
(Tr. 70). The vocational expert went on to name several jobs a person with the proposed hypothetical limitations could perform including, factory helper (35,000 jobs nationally), hand packers (22,000 jobs nationally), inspectors and sorters (14,000 jobs nationally). Newton takes issue with this question because it inquires about an individual able to stand and walk two hours in an eight-hour day, sit six hours a day, with an option to sit and stand at 30-minute intervals. Newton argues the question is inconsistent with the ALJ's finding that she is capable of sitting for at least four hours a day during the majority of the work day (DN 16 PageID # 1209).
A full range of sedentary work includes lifting no more than 10 pounds at a time, occasionally lifting items commonly found in work environments such as docket files, ledgers, and small tools. 20 C.F.R. §§ 404.1567(a); 416.967(a). Occasional standing and walking is also required.
Newton also challenges the ALJ's hypothetical question regarding lifting requirements. As can be seen in the above block quotation, the hypothetical question allowed for lifting "no more than 10 pounds maximum occasionally, five pounds frequently" (Tr. 70). This is a more strenuous lifting requirement than allowed by the regulations. Sedentary work may only involve lifting "no more than 10 pounds at a time and occasionally lifting articles like docket files, ledgers, and small tools." 20 C.F.R. § 404.1567. The ALJ found that Newton was capable of completing sedentary work, as defined in the regulations, based on the vocational expert's responses to his hypothetical questions. However, Newton argues because the vocational expert responded to the ALJ's erroneous question with overly strenuous lifting requirements, there is no evidentiary basis for the ALJ to conclude that Newton can perform sedentary work (DN 16 PageID # 1310).
While the undersigned agrees that the ALJ's hypothetical question was erroneous, any error committed was harmless. Despite the ALJ's flawed question, it is clear the vocational expert testified that Newton is capable of performing sedentary work. The vocational expert identified three jobs (factory helper, hand packer, and inspectors and sorters) that Newton could perform. The vocational expert went on to explicitly describe these occupations as "rated sedentary in the Dictionary of Occupations Titles. These are all unskilled jobs with SVP's of 2." He reiterated that each job is classified as sedentary when describing them individually later in his testimony. (Tr. 70-71). An error is harmless if the record is fully developed as to all factual issues essential to the decision and there is no substantial doubt that the agency would have made the same ultimate finding with the erroneous, subsidiary finding removed.