G. WIX UNTHANK, Senior District Judge.
Barry Teague brought this action to obtain judicial review of an administrative denial decision on his application for Disability Insurance Benefits. The case is before the court on cross-motions for summary judgment.
The Commissioner is required to follow a five-step sequential evaluation process in assessing whether a claimant is disabled.
20 C.F.R. §§ 404.1520; 416.920;
Review of the Commissioner's decision is limited in scope to determining whether the findings of fact made are supported by substantial evidence.
In reviewing the record, the court must work with the medical evidence before it, despite the plaintiff's claims that he was unable to afford extensive medical work-ups.
Additional information concerning the specific steps in the test is in order.
Step four refers to the ability to return to one's past relevant category of work.
Once the case is made, however, if the Commissioner has failed to properly prove that there is work in the national economy which the plaintiff can perform, then an award of benefits may, under certain circumstances, be had.
One of the residual functional capacity levels used in the guidelines, called "light" level work, involves lifting no more than twenty pounds at a time with frequent lifting or carrying of objects weighing up to ten pounds; a job is listed in this category if it encompasses a great deal of walking or standing, or when it involves sitting most of the time with some pushing and pulling of arm or leg controls; by definition, a person capable of this level of activity must have the ability to do substantially all these activities. 20 C.F.R. § 404.1567(b). "Sedentary work" is defined as having the capacity to lift no more than ten pounds at a time and occasionally lift or carry small articles and an occasional amount of walking and standing. 20 C.F.R. § 404.1567(a), 416.967(a).
However, when a claimant suffers from an impairment "that significantly diminishes his capacity to work, but does not manifest itself as a limitation on strength, for example, where a claimant suffers from a mental illness . . . manipulative restrictions . . . or heightened sensitivity to environmental contaminants . . . rote application of the grid [guidelines] is inappropriate . . . ."
The Administrative Law Judge (ALJ) concluded that Teague, a 53-year-old former telephone line installer/repairman with a high school education, suffered from impairments related to chronic low back pain, obesity, and hypertension. (Tr. 13, 18-19). While the plaintiff was found to be unable to return to his past relevant work, the ALJ determined that he retained the residual functional capacity to perform a restricted range of light level work. (Tr. 15, 18). Since the available work was found to constitute a significant number of jobs in the national economy, the claimant could not be considered totally disabled. (Tr. 19-20). The ALJ based this decision, in large part, upon the testimony of a vocational expert. (Tr. 19).
After review of the evidence presented, the undersigned concludes that the administrative decision is supported by substantial evidence. Therefore, the court must grant the defendant's summary judgment motion and deny that of the plaintiff.
The hypothetical question presented to Vocational Expert Norman Hankins included an exertional limitation to light level work, restricted from a full range by such non-exertional restrictions as: (1) an inability to more than occasionally stoop, kneel, crouch, crawl and climb ramps and stairs; (2) an inability to ever climb ladders, ropes or scaffolds; (3) an inability to more than occasionally reach overhead; (4) a need to avoid extreme cold; and (5) a need to avoid more than "moderate" exposure to vibration. (Tr. 62). In response, the witness indicated that Teague's past work would be precluded, but identified a significant number of other jobs in the national economy which could still be performed. (Tr. 62-64). Therefore, assuming that the vocational factors considered by Hankins fairly characterized the plaintiff's condition, then a finding of disabled status, within the meaning of the Social Security Act, is precluded.
Teague argues that the ALJ erred by improperly rejecting the physical restrictions assessed by Dr. Jerry Woolum, his treating physician. Among the physical limitations identified by Dr. Woolum were an inability to lift more than 10 pounds occasionally, sit more than a total of two hours a day, stand for more than a total of one hour a day and walk for more than a total of one hour a day. (Tr. 250). The doctor precluded the plaintiff from ever bending, squatting, crawling and climbing. (Id.). Reaching was restricted to occasional performance. (Id.). "Mild" limitations were noted on exposure to unprotected heights, being around moving machinery, marked changes in temperature and humidity and environmental pollutants as well as driving automotive equipment. (Id.). These were far more severe physical limitations than those found by the ALJ and presented to the vocational expert.
Teague notes that, the opinion of a treating source is generally entitled to superior weight and controlling weight if well supported by acceptable clinical and laboratory diagnostic techniques and not inconsistent with other substantial evidence. 20 C.F.R. § 404.1527(d)(2). The ALJ is required to give good reasons if the opinion of a treating source is rejected.
In the present action, Teague asserts that the ALJ failed to give good reasons for rejecting the opinion of Dr. Woolum. Among the reasons cited by the ALJ in rejecting Dr. Woolum's limitations were that these were not consistent with the lack of objective medical findings, especially on physical examination, the limitations were not consistent with the plaintiff's daily activities, the limitations were not consistent with the conservative course of treatment, and the limitations were inconsistent with the opinion of the treating doctor presented to the claimant's employer in January of 2008, indicating he could perform light level work. (Tr. 18). While Teague argues that the ALJ did not articulate what the inconsistencies in the medical record were, the court notes that the ALJ did extensively review the record and noted a lack of objective physical findings. An MRI scan of the cervical spine in January of 2008 obtained by Dr. Woolum revealed no evidence of disc herniation, central canal stenosis or neural foraminal abnormality. (Tr. 17, 208). The ALJ noted that a January, 2008 MRI scan of the lumbar spine showed only mild degenerative disc disease at L4-L5 with mild foraminal narrowing. (Tr. 16, 206). A subsequent lumbar spine MRI scan in May of 2009 was reported to reveal multilevel facet arthrosis, disc degeneration, and disc protrusion but no herniated nucleus pulposus, fracture or high grade stenosis. (Tr. 16, 210-211). Dr. Barry Burchett's physical examination was noted to have found no evidence of radiculopathy. (Tr. 16, 216). The plaintiff's gait was said to be normal and he was comfortable both sitting and supine. (Tr. 16, 214). Tenderness was found upon examination of the upper extremities and there was no sign of redness, warmth, swelling, or nodules. (Tr. 16-17, 215). The ALJ observed that Dr. Burchett's examination of the claimant's legs found no tenderness, redness, warmth, swelling, fluid, laxity or crepitus in the knees, ankles or feet. (Tr. 17, 215). Dr. Burchett reported that the cervical spine was free of tenderness and muscle spasm. (Id.). Dorsolumbar spine curvature was normal with no evidence of muscle spasm or tenderness. (Id.). Straight leg raising was noted to be negative both sitting and supine. (Id.). Neurological examination did not reveal atrophy, with sensation and reflexes normal. (Tr. 17, 216). The ALJ also cited the findings of Dr. William Brooks, a neurosurgeon to whom Teague was referred by Dr. Woolum for a surgical consultation. Dr. Brooks was reported to state that the MRI scan showed degenerative disc disease but not evidence of a focal disc protrusion that would provide anatomical/clinical correlation. (Tr. 17, 231). The treatment notes of Dr. Woolum contain mainly pain complaints and do not record many abnormal physical findings. (Tr. 18, 202-208, 220-228, 248-252, 257-261). Therefore, the court finds that the ALJ clearly articulated how a lack of physical findings undermined Dr. Woolum's extensive physical restrictions.
The ALJ cited a number of activities in which Teague engaged which he thought also undermined Dr. Woolum's restrictions. These included his ability to dress and bathe himself, preparing meals, doing laundry, visiting with others, attending church services, driving 20 miles a week, eating out in restaurants, and lifting and pulling on his water heater. (Tr. 17-18). While these reasons are not as persuasive as the paucity of physical findings, they do not support the plaintiff's claim.
Dr. James Ramsey, a non-examining medical reviewer, was the only other physician of record to identify specific physical limitations.
Finally, Teague asserts that the ALJ erred by striking a compromise between the modest restrictions of Dr. Ramsey and the more extensive ones reported by Dr. Woolum, thereby impermissibly substituting his own lay opinion for those of the medical professionals. As previously noted, the ALJ cited good reasons to reject the opinion of Dr. Woolum and his findings were consistent with Dr. Ramsey's opinion. The ALJ believed that more severe restrictions than those found by the reviewer were required and, so, such a finding was made. However, this gave the claimant the benefit of the doubt and, so, was a favorable finding for him. Therefore, the court finds no error.
The undersigned concludes that the administrative decision should be affirmed. Therefore, the court must grant the defendant's summary judgment motion and deny that of the plaintiff. A separate judgment and order will be entered simultaneously consistent with this opinion.