JULIE A. ROBINSON, District Judge.
This matter comes before the Court on Defendant Kansas State University's ("KSU") Motion to Join an Additional Party Pursuant to Fed. R. Civ. P. 19(a)(2), or, in the Alternative, to Dismiss Pursuant to Fed. R. Civ. P. 12(b)(7) and 19(b) (Doc. 16). KSU seeks to have the student alleged to have sexually assaulted Plaintiff joined to this case, in which Plaintiff asserts Title IX, Kansas Consumer Protection Act ("KCPA"), and negligence claims. The motion is fully briefed and the Court is prepared to rule. For the reasons explained below, the Court denies KSU's motion for joinder.
The following allegations are taken from Plaintiff's Complaint. On Friday, March 6, 2015, Plaintiff went with a group of friends to a KSU fraternity party, where members passed out margaritas and beer. Another person at the party carried around a bag of wine and gave people, including Plaintiff, drinks directly from the bag's spout. Plaintiff became very intoxicated.
At about 2:00 a.m., a designated driver took Plaintiff home. Shortly thereafter, Plaintiff received a Facebook message from KSU student T.R., a member of the fraternity she had known since high school and had seen at the party. T.R. told Plaintiff she should come to his fraternity house because they were "still turning up." He was persistent, even offering to pick her up. Plaintiff relented, and T.R. picked her up and brought her to the fraternity house. T.R. and Plaintiff went to his room and had sex. Sometime later, T.R. told Plaintiff he was going to start his car, presumably to take her home, and he left Plaintiff alone in the room.
While T.R. was gone, Tessa discovered a stranger had been hiding in the closet. She later learned he was C.M., another KSU student. C.M. admitted T.R. had made him go into the closet. Plaintiff, inebriated and confused, fell face first onto a bed, where she blacked out. C.M. pulled down Plaintiff's pants and penetrated her vaginally with his penis while pulling her hair and whispering in her ear. Plaintiff regained consciousness and screamed into the mattress until he finished. C.M. did not use a condom. Plaintiff reported the rape on the following Monday or Tuesday. She alleges that C.M. was sanctioned for alcohol use, but that KSU refused to investigate the rape. Plaintiff alleges C.M.'s continued presence on campus has placed her in fear and that the sexual assault was so severe, pervasive, and offensive as to deny her access to the benefits and opportunities of an education at KSU. Among other relief, Plaintiff seeks an injunction "ordering K-State to conduct an investigation and disciplinary proceedings into" Plaintiff's report of sexual assault.
Fed. R. Civ. P. 19(a) provides, in relevant part:
Failure to join a necessary party is a defense under Fed. R. Civ. P. 12(b)(7).
KSU argues that C.M. is a necessary party under both Fed. R. Civ. P. 19(a)(1)(B)(i) and 19(a)(1)(B)(ii). KSU argues that disposition of this action without C.M. would violate his due process liberty and property interests, and would subject KSU to a substantial risk of incurring double, multiple, or otherwise inconsistent obligations. Thus, KSU moves for joinder of C.M. as a party in this case, or for dismissal of the case pursuant to Fed. R. Civ. P. 12(b)(7).
Pursuant to Rule 19, a person who claims an interest in the litigation is a necessary party where disposing of the action in the person's absence would "as a practical matter impair or impede the person's ability to protect the interest."
KSU further argues that because Plaintiff must prove in this action that C.M. raped her, and because the relief Plaintiff seeks would compel a finding by KSU to the same effect, resolution of this action without C.M. would impede C.M.'s due process interests. KSU asserts that categorizing someone as a "sex offender" implicates a protected liberty interest where that labeling is accompanied by a "plus" factor that will significantly alter the person's status.
The Court first addresses the assertions that underlie KSU's arguments regarding the effects of this litigation on C.M.'s interests. First, the Court is not persuaded that Plaintiff must prove C.M. raped her to recover on her Title IX claim.
Second, the Court is not convinced that the relief Plaintiff seeks—injunctive relief ordering KSU to engage in "an investigation and disciplinary proceedings" in response to her report of sexual assault—mandates a pre-ordained finding by KSU in any such proceedings regarding C.M.'s liability. Nowhere in her Complaint does Plaintiff request that this Court simply order KSU to discipline C.M.
KSU refers to its Policy Prohibiting Discrimination, Harassment, Sexual Violence, and Procedure for Reviewing Complaints ("Policy").
Additionally, the Court is satisfied that Plaintiff will not be able to use any findings from this case on the issue of C.M.'s liability for sexual assault to a preclusive effect against C.M. in any investigations or proceedings conducted by KSU. Collateral estoppel, or issue preclusion, applies when: (1) the issue decided in the prior adjudication is identical to the one presented, (2) there was a final judgment on the merits, (3) the party to be bound was a party or in privity with a party to the prior case, and (4) the issue in the first case was competently, fully and fairly litigated.
While the applicability of issue preclusion, or lack thereof, is certainly instructive in determining whether an absent person's interests will be impeded, it is not the sole determinative factor.
KSU contends that Plaintiff will have to prove in this case that C.M. assaulted her, and that the relief she seeks amounts to a pre-ordained finding as to C.M.'s liability for the alleged assault. For the reasons outlined above, the Court finds that C.M.'s liability is not an issue to be proved in this case, and that the relief Plaintiff seeks does not include a pre-ordained finding in any subsequent KSU investigation. Additionally, the Court finds that Plaintiff will not be able to use the findings in this case to a preclusive effect against C.M. because he is not a party to this litigation and because he will not have a full and fair opportunity to litigate the issue of his liability in this case. Finally, the Court finds that resolution of this matter in C.M.'s absence will not impede his due process liberty and property interests. Accordingly, the Court concludes that disposing of this action in C.M.'s absence will not, as a practical matter, impair or impede his ability to protect his interests.
KSU also argues that C.M.'s absence in this litigation will expose it to "a substantial risk of incurring double, multiple, or otherwise inconsistent obligations because of" C.M.'s interests.
The Court recognizes that KSU has an obligation to ensure that its students' due process rights are preserved in conducting investigatory and disciplinary proceedings pursuant to Title IX. But the Court is not convinced that this obligation is inconsistent with adjudication of this case in C.M.'s absence. The Court has found that C.M.'s liability is not an issue necessary to the resolution of this case, and that the relief Plaintiff seeks does not include a pre-ordained finding in any subsequent KSU investigation.
Second, KSU argues that "there is a real possibility that K-State may face an inconsistent judgment based on state law." KSU focuses heavily on Yeasin v. University of Kansas, in which the Kansas Court of Appeals held that the University of Kansas did not have authority to expel a student under Title IX for sexual harassment that occurred online, off campus, and not within a University-sponsored program or activity.
KSU argues that it will encounter the same issue here if it investigates, and ultimately disciplines, C.M. for the alleged off-campus sexual assault. KSU asserts that its Policy limits its investigatory authority to sexual misconduct that occurs "[1] on campus, [2] in the context of K-State-sponsored programs and activities wherever they occur, or [3] off-campus and outside the context of K-state sponsored programs and activities to the extent such `occurrences relate to discrimination, harassment, or retaliation alleged on campus.'"
Because the resolution of this action will not as a practical matter impair or impede C.M.'s ability to protect his interests, the Court finds that C.M. is not a person required to be joined under Fed. R. Civ. P. 19(a)(1)(B)(i). Additionally, the Court finds that C.M. is not a necessary party under Fed. R. Civ. P. 19(a)(1)(B)(ii) because disposing of this action in his absence will not subject KSU to a substantial risk of incurring double, multiple, or otherwise inconsistent obligations. Because the Court finds that C.M. is not a required party under Rule 19, the Court does not address whether he must be joined or whether this case must be dismissed in his absence. Accordingly, the Court denies KSU's motion for joinder.