MARK W. BENNETT, District Judge.
TABLE OF CONTENTS I. INTRODUCTION ............................................................968A. Factual Background ...................................................968B. Procedural Background ................................................971II. LEGAL ANALYSIS .........................................................971A. Standards For Summary Judgment .......................................971B. Standards For Qualified Immunity From "Excessive Force" Claims .......972C. Application Of The Standards .........................................974III. CONCLUSION ............................................................976
In this case, plaintiff DaCosta Daniels asserts a state-law "assault" claim and a federal constitutional claim of use of "excessive force," pursuant to 42 U.S.C. § 1983, against defendant Sioux City Police Officer Joshua Tyler, in his individual capacity, arising from Daniels's arrest in 2011. This case is now before me on defendant Tyler's Motion For Summary Judgment (docket no. 35) on the basis of qualified immunity.
I find that a rather more circumscribed statement of facts—disputed and undisputed —than the parties have offered is sufficient to put in context the parties' arguments concerning defendant Tyler's Motion For Summary Judgment. Unless otherwise indicated, the facts stated here are undisputed.
Defendant Tyler is a plain-clothes police officer assigned to the Street Level Drug Unit of the Sioux City Police. On or before August 8, 2011, he received information that Christopher Robinson, a person known to him, was selling drugs and involved in the trafficking of firearms. Tyler also knew that Robinson was barred from driving, which would provide a legitimate reason to stop and investigate him, if the opportunity arose. Tyler had also received a tip that plaintiff DaCosta Daniels, accompanied by a person matching Robinson's description, was renting cars on Friday
When Officer Nice first saw the car, it was traveling in the opposite direction from him, and was being driven by a man matching Robinson's description, with a female passenger. Again, Daniels denies that Robinson was driving the car. Officer Nice turned his car around at the first available intersection, but by the time he caught up with the car, it was parked in front of a house, Robinson had disappeared, and Daniels was sitting in the driver's seat, and the male passenger was still in the backseat. Officer Nice approached the vehicle, asked Daniels to identify herself, to tell him where Robinson was, and to exit the car. The parties dispute whether Daniels was uncooperative and responded with profanity, but they agree that she eventually exited the car. Tyler alleges that Daniels only did so when Officer Nice told her that he would arrest her if she did not comply. The parties dispute whether Daniels continued to be verbally abusive during the remainder of the incident and whether Officer Nice had any safety concerns. They agree, however, that Officer Nice asked Daniels to stand in front of his patrol car. Consequently, the remainder of the incident was captured on the dashboard videocamera of Officer Nice's patrol car.
While standing in front of Officer Nice's patrol car, Daniels had a large soda in one hand and her cellphone in the other. While Officer Nice was talking with Daniels, Tyler, who was not yet at the scene, saw a person matching Robinson's description running through a nearby alleyway, so Tyler requested that additional police units check the area for Robinson. When Tyler arrived at the scene, he approached Officer Nice and Daniels, with a police radio in his hand, and Officer Nice acknowledged him. Tyler alleges that he smelled marijuana in the rental car. Daniels contends that Officer Nice did not identify Tyler as a police officer and that she did not see the police radio in Tyler's hand. The parties also dispute whether bystanders had begun to gather in the area.
Tyler began to talk to Daniels, and Officer Nice went to talk to the male passenger. The parties, again, dispute whether Daniels continued to "spew profanity," yell, or behave belligerently during their entire conversation. Officer Nice rejoined Tyler and Daniels. Daniels admits that when she asked why she was being questioned, Tyler told her that it was because she allowed Robinson to drive her car when she knew that he was barred. Officer Nice again left Tyler and Daniels alone.
Daniels admits that she began to dial or text on her cellphone with one hand, while holding a large soda in the other hand. Tyler alleges that he told Daniels to put down her cellphone, out of concern that she was contacting Robinson or someone else who could jeopardize officer safety, and that lots of people were milling around the neighborhood by this time. Daniels states that she admits this statement in part and denies it in part, but specifically denies only Tyler's assertion that there were lots of people milling around the neighborhood. Daniels also specifically admits that she did not respond to requests to put down her cellphone and that,
The parties agree that Tyler reached for the cellphone and that Daniels pulled it away. They also agree that, at this point, Tyler intended to arrest Daniels for failure to obey the direction to put down the cellphone and for failure to put her hands behind her back when asked, as well as for allowing a barred driver to operate her vehicle. A struggle ensued between Tyler and Daniels. Officer Nice rejoined them and joined in Tyler's efforts to subdue Daniels.
At some point in the scuffle, Daniels grabbed Tyler's shirt and/or belt with her uncuffed hand, near where his service weapon was located. Officer Nice again threatened to tase Daniels if she did not let go of Tyler's shirt and stop resisting. At this point, the video shows that Tyler was grasping Daniels's wrist above the hand holding his shirt, and Officer Nice was grasping Daniels's other wrist, with the handcuff on it. Daniels admits that Tyler commanded her two or three times to let go of him, or he would strike her, that she did not let go, and that Tyler then struck her several times in the back. Tyler contends that the strikes were a compliance measure intended to distract rather than to cause injury, but Daniels denies that the force used was appropriate. The parties agree that Daniels did not let go of Tyler's shirt or belt even after Tyler struck her. They dispute, however, whether there was any legitimate concern that Daniels could use the handcuffs as a weapon, because only one of her hands was cuffed, as Tyler contends.
The parties agree that, in the midst of their struggles, Robinson reappeared, which the officers allege caused them further concerns about safety and Robinson's motives, but that he again left the scene. The officers eventually succeeded in cuffing both of Daniels's hands and getting her seated on the bumper of Officer Nice's patrol car. The officers could not place Daniels in Officer Nice's patrol car, because it was a canine unit with no available backseat, so Daniels was placed in another police vehicle when it arrived on the scene.
Although Daniels requested medical attention and complained that her insulin pump had been torn lose, paramedics called to the scene did not see any obvious injuries to Daniels's eye or back or any injuries from her insulin pump coming lose, so that they did not see any reason to transport her to the hospital. Daniels was, instead, transported to the Woodbury County Jail. The parties dispute the nature, extent, and cause of any injuries, including emotional distress, that Daniels
Daniels was charged with permitting an unauthorized driver to operate the rental car, failure to obey police officers, interference with official acts, and assault on a peace officer. She was convicted in a bench trial of failure to obey and interference with official acts and in a jury trial of assault on a peace officer, for which she was sentenced to 12 days in jail.
In her Complaint (docket no. 2), filed July 29, 2013, Daniels asserted, in Count I, that Tyler's actions constituted an "assault"; in Count II, a claim pursuant to 42 U.S.C. § 1983, that Tyler's actions constituted use of unconstitutional "excessive force" against her before and in the course of her arrest; and, in Count III, another claim pursuant to 42 U.S.C. § 1983, that the City of Sioux City is subject to "Monell liability" for Tyler's actions based on a custom and policy of deliberate indifference to the rights of citizens. On August 20, 2013, the City and Tyler filed a joint Answer (docket no. 12), denying the claims against them and asserting various affirmative defenses.
On April 3, 2014, the parties filed a Stipulation For Dismissal With Prejudice (docket no. 29), dismissing, inter alia, Count III against the City. From that point, the only parties to this action were plaintiff Daniels and defendant Tyler, in his individual capacity, and the only claims at issue were the "assault" and "excessive force" claims against defendant Tyler.
On September 2, 2014, defendant Tyler filed the Motion For Summary Judgment (docket no. 35) now before me, seeking summary judgment in his favor on Daniels's claims on the basis of qualified immunity. Daniels filed her Resistance (docket no. 41) on September 26, 2014, and Tyler filed a Reply (docket no. 45), in further support of his Motion, on October 6, 2014. Defendant Tyler requested oral arguments on his Motion For Summary Judgment, but my crowded schedule has not permitted the timely scheduling of oral arguments, and I find the parties' written submissions to be adequate to resolve the issues presented. Therefore, Tyler's Motion For Summary Judgment is deemed fully submitted on the written submissions. Trial in this matter is scheduled to begin on January 20, 2015.
Summary judgment is only appropriate when "the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that
When the parties have met their burden, the district judge's task is as follows:
Torgerson, 643 F.3d at 1042-43.
"Only disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Ryan v. Capital Contractors, Inc., 679 F.3d 772, 776 (8th Cir.2012). However, summary judgment is particularly appropriate when only questions of law are involved, rather than factual issues that may or may not be subject to genuine dispute. See, e.g., Cremona v. R.S. Bacon Veneer Co., 433 F.3d 617, 620 (8th Cir.2006).
I will apply these standards here.
As the Eighth Circuit Court of Appeals has succinctly explained, in an "excessive force" case,
Williams v. Holley, 764 F.3d 976, 979 (8th Cir.2014) (footnote omitted); accord Meehan v. Thompson, 763 F.3d 936, 940 (8th Cir.2014) (articulating essentially identical standards in a case involving, inter alia, an "excessive force" claim); see also DeBoise v. Taser Int'l, Inc., 760 F.3d 892, 896 (8th Cir.2014) (in deciding whether the law was "clearly established," the court looks to the state of the law at the time of the incident). The court may use its "sound discretion" to decide which of the two prongs of the "qualified immunity" analysis to consider first, in light of the circumstances of the case. Meehan, 763 F.3d at 940 (citing Pearson v. Callahan, 555 U.S. 223, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009)). The court must remember that "[q]ualified immunity provides `ample room for mistaken judgment' and protects `all but the plainly incompetent or those who knowingly violate the law.'" Id. (quoting Malley v. Briggs, 475 U.S. 335, 343, 341, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986)); accord Stanton v. Sims, ___ U.S. ___, 134 S.Ct. 3, 5, 187 L.Ed.2d 341 (2013) ("Qualified immunity gives government officials breathing room to make reasonable but mistaken judgments, and protects all but the plainly incompetent or those who knowingly violate the law.").
As the Eighth Circuit Court of Appeals has also explained,
Williams, 764 F.3d at 979-80. Also, "`[t]he degree of injury is certainly relevant insofar as it tends to show the amount and type of force used,'" but "`it is logically possible to prove an excessive use of force that caused only a minor injury.'" Bishop v. Glazier, 723 F.3d 957, 962 (8th Cir.2013) (quoting Chambers v. Pennycook, 641 F.3d 898, 906 (8th Cir.2011), with emphasis in the original). The court must also remember that "`[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount of
"If the law did not put the officer on notice that his conduct would be clearly unlawful, summary judgment based on qualified immunity is appropriate." Saucier v. Katz, 533 U.S. 194, 202, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). On the other hand, if there are disputes concerning predicate facts material to the qualified immunity determination, summary judgment is not appropriate. Greiner v. City of Champlin, 27 F.3d 1346, 1352 (8th Cir. 1994) (citations omitted). Thus, "`[t]o defeat the motion for summary judgment, [Daniels] need[s] to present enough evidence to permit a reasonable jury to conclude that [Tyler's] use of . . . force was objectively unreasonable.'" Smith v. City of Brooklyn Park, 757 F.3d 765, 773 (8th Cir.2014) (quoting Thompson v. Hubbard, 257 F.3d 896, 899 (8th Cir.2001)).
As to Daniels's state-law "assault" claim, an Iowa statute provides as follows:
IOWA CODE § 804.8(1). Three decades ago, the Iowa Supreme Court concluded that, in light of this statute, "an assault only occurs if the peace officer does not reasonably believe the particular force was necessary in the circumstances." Johnson v. Civil Serv. Comm'n of City of Clinton, 352 N.W.2d 252, 257 (Iowa 1984). Two decades ago, the Iowa Supreme Court recognized that this statute establishes an "objective reasonableness" standard for the use of force by arresting officers, finding support for that reading in the United States Supreme Court's "qualified immunity" standard for "excessive force" claims in Graham v. Connor, 490 U.S. 386, 396-97, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). See Chelf v. Civil Serv. Comm'n of City of Davenport, 515 N.W.2d 353, 355-56 (Iowa 1994). More recently, the Iowa Court of Appeals has explained, "Section 808.4 does not state a cause of action but rather is a defense to what would otherwise be an assault or battery," and, thus, an "excessive force" claim is the "functional equivalent of a claim for assault and battery" under state law. Blacketer v. State, Div. of Narcotics Enforcement, 2007 WL 4191979, *2 (Iowa Ct.App. Nov. 29, 2007) (slip op.). Consequently, as Chief Magistrate Judge Walters of the Southern District of Iowa explained, in light of this statute, "`[p]olice officers are privileged to commit a battery pursuant to a lawful arrest' subject to the limitation on excessive force." Lawyer v. City of Council Bluffs, 240 F.Supp.2d 941, 955 (S.D.Iowa 2002) (citing 6 Am.Jur.2d Assault and Battery § 118 at 103, and Restatement (Second) of Torts § 132). In short, if Tyler enjoys "qualified immunity" to a claim of unconstitutional use of "excessive force," he also enjoys the immunity provided by IOWA CODE § 808.4 to a state-law claim of "assault."
I conclude that Daniels cannot defeat Tyler's Motion For Summary Judgment on her "excessive force" and "assault" claims, because she has not presented enough evidence to permit a reasonable jury to conclude that Tyler's use of force was objectively unreasonable. See Smith, 757 F.3d at 773; Lawyer, 240 F.Supp.2d at 955. Assuming, for the sake of argument and contrary to my own view of the record, that there are genuine issues of material fact as to whether or not there was any violation
More specifically, judging Tyler's conduct "`from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight,'" Williams, 764 F.3d at 980 (quoting Brown, 574 F.3d at 496), his actions were objectively reasonable in light of the facts and circumstances confronting him. Id. The crimes for which Tyler at first was arresting Daniels —failure to obey the direction to put down the cellphone, failure to put her hands behind her back when asked, and allowing a barred driver to operate her vehicle—were not particularly serious, but Daniels's physical resistance to arrest rapidly escalated into a more serious crime of assault on a peace officer. See id. (first relevant factor is the severity of the crime at issue). Also, when Daniels began to physically resist Tyler and Officer Nice, and particularly when she grabbed Tyler's shirt or belt near where his service weapon was located, Tyler had objectively reasonable concerns about whether Daniels posed an immediate threat to the safety of the officers or others. Id. (second factor is whether the suspect poses an immediate threat to safety of the officers or others). The situation was complicated by the presence of bystanders, even if the precise number and mood of the bystanders is uncertain or disputed, and by the fact that Robinson, who was known by Tyler to traffic in and sometimes to carry firearms, was at large and, in fact, appeared in the midst of his struggle to handcuff Daniels. There can be no doubt that Daniels was actively and strenuously physically resisting the efforts of Tyler and Officer Nice to arrest her, even if there are disputes about the extent to which she was belligerent, yelling, spewing profanity, or otherwise uncooperative. Id. (third factor is whether the suspect was actively resisting arrest or attempting to evade arrest by flight). Tyler's (and Officer Nice's) concerns about safety under the circumstances are not unreasonable, Daniels's protestations to the contrary notwithstanding objective scrutiny. Also, Daniels has pointed to nothing in the record to suggest that the force used to subdue her was objectively unreasonable, based on the nature or extent of her physical injuries, see Bishop, 723 F.3d at 962, where, despite her complaints at the scene, paramedics called to the scene did not see any obvious injuries to Daniels's eye or back or any injuries from her insulin pump coming lose, so that they did not see any reason to transport her to the hospital.
The record establishes that "qualified immunity" and IOWA CODE § 808.4 bar Daniels's claims against Tyler for unconstitutional
Upon the foregoing,
1. Defendant Tyler's September 2, 2014, Motion For Summary Judgment (docket no. 35) is
2. Because no claims remain viable, the Clerk of Court is directed to enter judgment for defendant Tyler and against plaintiff Daniels, and this action is dismissed in its entirety.