RICHARD L. BOURGEOIS, Jr., Magistrate Judge.
This matter comes before the Court on the petitioner's application for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The State has filed oppositions to the petitioner's application, as supplemented, and the petitioner has filed responses thereto. There is no need for oral argument or for an evidentiary hearing.
The petitioner, Walter Escobar, challenges his conviction and sentence, entered upon a plea of guilty in 2011 in the Twenty-Third Judicial District Court for the Parish of Ascension, State of Louisiana, on one count of driving while intoxicated (4
The record reflects that the petitioner's vehicle was pulled over on November 23, 2010, upon suspicion that he was operating the vehicle while intoxicated. The report generated by the arresting officer reflects that the petitioner was observed to be driving erratically. The petitioner exited the vehicle and, upon being asked to present his driver's license, exhibited a Mexican passport. The petitioner was noted to give off a strong odor of alcohol, to sway as he stood before the officer, and to exhibit slurred speech and glassy blood-shot eyes. The petitioner was informed of his rights with the assistance of translation from the petitioner's roommate, and the petitioner indicated that he understood his rights. The petitioner then responded to questioning, acknowledging that he was in the United States illegally and stating that he had drunk "four beers" that evening. The petitioner was given a field sobriety test, on which he performed poorly, and was arrested on charges of operating a vehicle while intoxicated, operating a vehicle without being lawfully present in the United States, and improper lane usage. The petitioner was thereafter charged, by a Bill of Information issued on January 7, 2011, with driving while intoxicated (4
Through appointed counsel, the petitioner subsequently filed pretrial motions, including motions for a preliminary hearing and to suppress both the evidence of his arrest and the statements made by him at the time thereof. A preliminary hearing and a hearing on the motion to suppress were thereafter conducted on April 25, 2011, at which the petitioner was represented by counsel and provided with an interpreter. The state court judge found that there was probable cause for the charges and also denied the petitioner's motion to suppress. A subsequent motion to suppress was filed on the petitioner's behalf but was objected to as untimely and, on the date of the hearing on that motion, August 22, 2011, the petitioner signified that he wished to change his plea to guilty to the charge of operating a motor vehicle while intoxicated (4
On the date of the guilty plea, the petitioner, with the advice and assistance of his attorney and with the assistance of an interpreter, executed a guilty plea form that explained the panoply of protections and rights that the petitioner was relinquishing by pleading guilty, including the presumption of innocence, the State's burden of proof beyond a reasonable doubt, the right to a jury, the right to confront the witnesses against him, the right not to incriminate himself, and the right to appeal. The referenced form further advised the petitioner of the elements of the offense to which he was pleading guilty and the potential penalties that he faced. Specifically, the form provided:
The guilty plea form also provided specific information regarding the petitioner's three prior convictions, specifically that he had "previously pled guilty to Operating a motor vehicle while under the influence of alcoholic beverages on January 3, 2005 under Docket #08-04-0677 in East Baton Rouge Parish, on July 31, 2005 under Docket #384523 in Ascension Parish, and on August 18, 2009 under Docket #25137 in Ascension Parish."
In addition to the foregoing, a guilty plea colloquy was conducted in open court on the date of the plea, during which the petitioner was represented by his attorney and provided with the services of an interpreter. The Court reiterated the rights that the petitioner was relinquishing by pleading guilty, and the Court assured itself that the petitioner's attorney had explained those rights to the petitioner (also through an interpreter) and that the petitioner had in fact been fully advised of his rights, understood the charge, and was entering the plea freely and voluntarily. In addition, the petitioner's attorney assured the court that she had gone over the guilty plea form and the evidence with the petitioner on "numerous occasions" to explain what was going on and to make sure that he understood all the evidence. Although there was some confusion during the colloquy regarding the dates of the three prior convictions, and although the petitioner made the conclusory assertion that he "was not guilty" on two of the prior occasions, the petitioner did not dispute, then or now, that he "paid the three tickets" in connection with the prior charges and that the three prior guilty plea convictions are in fact on his record.
At the conclusion of the referenced guilty plea colloquy, the petitioner and his attorney indicated to the court that they would waive the delays for sentencing, and the court imposed sentence at that time: ten (10) years in confinement, with the first two years thereof being without the benefit of probation, parole, or suspension of sentence, and a fine of $5,000.00, with credit for time served and with the sentence to run concurrently with the petitioner's sentence in connection with his 3
The petitioner did not appeal his conviction or sentence. However, approximately six months later, on or about February 20, 2012, the petitioner filed a Motion to Reconsider his Sentence, which motion was denied without reasons by the state trial court on February 27, 2012. Shortly thereafter, on or about March 9, 2012, the petitioner filed an application for post-conviction relief in the state trial court, asserting that (1) the sentence was excessive, (2) the sentence was illegal, (3) his guilty plea was not knowing and voluntary, and (4) he had been provided with ineffective assistance of counsel. On May 8, 2012, the trial judge entered a Ruling denying the petitioner's application, stating:
Although the petitioner sought further supervisory review in the state appellate courts, both the Louisiana Court of Appeal for the First Circuit and the Louisiana Supreme Court denied further review without comment, on August 13, 2012, and January 25, 2013, respectively. See, e.g., State ex rel. Escobar v. State, 105 So.3d 715 (La. 2013).
Finally, on or about March 3, 2013, the petitioner filed the instant application for habeas corpus relief in this Court.
The standard of review in this Court is that set forth in 28 U.S.C. § 2254(d). Pursuant to that statute, an application for a writ of habeas corpus shall not be granted with respect to any claim that a state court has adjudicated on the merits unless the adjudication has "(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." Relief is authorized if a state court has arrived at a conclusion contrary to that reached by the Supreme Court on a question of law or if the state court has decided a case differently than the Supreme Court on a set of materially indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 413 (2000). Relief is also available if the state court has identified the correct legal principle but has unreasonably applied that principle to the facts of the petitioner's case or has reached a decision based on an unreasonable factual determination. See Montoya v. Johnson, 226 F.3d 399, 404 (5
A habeas petitioner who contends that he was provided with ineffective assistance of counsel must affirmatively demonstrate (1) that his counsel's performance was "deficient," i.e., that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment, and (2) that the deficient performance prejudiced his defense, i.e., that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial in which the result is reliable. Strickland v. Washington, 466 U.S. 668, 687 (1984). The petitioner must make both showings in order to obtain habeas relief based upon the alleged ineffective assistance of his counsel. Id.
To satisfy the deficiency prong of the Strickland standard, the petitioner must demonstrate that his counsel's representation fell below an objective standard of reasonableness as measured by prevailing professional standards. See, e.g., Martin v. McCotter, 796 F.2d 813, 816 (5
If the petitioner satisfies the first prong of the Strickland test, his petition nonetheless must affirmatively demonstrate prejudice resulting from the alleged errors. Earvin v. Lynaugh, 860 F.2d 623, 627 (5
In his first assignment, the petitioner asserts that his attorney failed to investigate and determine the validity of the three predicate DWI offenses upon which his 4
The petitioner's contention is entirely without merit. Whether the correct state court docket number was listed in the Bill of Information for the petitioner's 2005 East Baton Rouge DWI conviction is of no moment because the petitioner makes no assertion that he did not in fact plead guilty to driving while intoxicated in East Baton Rouge Parish in January, 2005. To the contrary, the petitioner explicitly states in this case that he "is not contesting his 2005 conviction allegation." See R. Doc. 10 at p. 4. In addition, the record of this proceeding contains a certified true copy of the Extract from the Criminal Court Minutes of the Nineteenth Judicial District Court for the Parish of East Baton Rouge ("EBR"), which reflects that on January 13, 2005, the petitioner pleaded guilty to first offense DWI and was given a deferred sentence at that time. The docket number provided in the referenced Extract relative to that conviction is No. 08-04-0677, and that docket number was later utilized and repeated in the subsequent Bills of Information issued in 2007, 2009 and 2010 in Ascension Parish, charging the petitioner with his subsequent DWI violations. It appears, however, that there was a typographical error in the EBR Extract, and the docket number apparently should have been No. 05-04-0677 instead of No. 08-04-0677. This mere typographical error, however, does not impact upon the validity, in fact, of the 2005 EBR conviction, the existence of which the petitioner does not even dispute. Accordingly, additional investigation relative to the referenced predicate EBR and Ascension Parish convictions would only have resulted in the discovery of an easily corrected typographical error in the recitation of the EBR docket number, which error does not affect the validity of the underlying proceedings or convictions. Thus, a motion to quash the petitioner's 4
The petitioner next complains that his attorney, and also the state court's guilty plea form, provided incorrect advice regarding parole eligibility in connection with the mandatory minimum sentence for a 4
At the time of the petitioner's conviction and at the time of commission of the offense, La. R.S. 14:98(E)(1)(a) provided that, upon conviction for 4
The requirement of showing both deficient performance and resulting prejudice under Strickland is equally applicable in the context of a guilty plea. See Hill v. Lockhart, 474 U.S. 52, 57-58 (1985). In such context, establishing Strickland's prejudice requirement turns on "whether counsel's constitutionally ineffective performance affected the outcome of the plea process." Id. at 59. This means that, "in a guilty plea scenario, a petitioner must prove not only that his attorney actually erred, but also that he would not have pled guilty but for the error" and instead "would have insisted upon going to trial." Armstead v. Scott, 37 F.3d 202, 206 (5
In the context of a guilty plea, it has been found that it is not necessary for the petitioner's attorney to affirmatively undertake to advise a criminal defendant regarding his eligibility for parole consideration. See Hill v. Lockhart, supra, 474 U.S. at 57 ("We have never held that the United States Constitution requires the State to furnish a defendant with information about parole eligibility in order for the defendant's plea of guilty to be voluntary"). A different question is presented, however, when advice regarding parole eligibility has in fact been provided, and the advice is alleged to be incorrect. When presented with a similar question in Hill v. Lockhart, the Supreme Court declined to resolve the issue, stating "[w]e find it unnecessary to determine whether there may be circumstances under which erroneous advice by counsel as to parole eligibility may be deemed constitutionally ineffective assistance of counsel." 474 U.S. at 60. Thus, as recently noted in Hunnicutt v. Thaler, 2013 WL 2367772, *7 (N.D. Tex. May 30, 2013), wherein the Court rejected an inmate's claim that he had pleaded guilty based upon incorrect advice from his attorney regarding parole eligibility, "neither the Supreme Court nor the Fifth Circuit has held that a counsel's failure to correctly advise a defendant regarding parole eligibility amounts to ineffective assistance of counsel." Cf., Pappas v. Prince, 2013 WL 5701659, *8 (E.D. La. Oct. 18, 2013) (concluding without discussion that misinformation regarding eligibility for early release "amounted to a constitutionally defective performance," but denying habeas relief because the petitioner could not show prejudice); Gatewood v. Quarterman, 2006 WL 3340957, *7 (W.D. Tex. Nov. 15, 2006) (same relative to misinformation regarding a mandatory period of confinement without parole).
Notwithstanding the foregoing question, in order to show ineffective assistance of counsel based on alleged mis-advice regarding parole eligibility, the petitioner would be required, in any event, to show not only that the mis-advice fell below an objective standard of reasonableness but also that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Czere v. Butler, 833 F.2d 59, 63 (5
As discussed hereafter, the Court finds that the petitioner has failed to meet his burden of proof and establish that he suffered actual prejudice as a result of the referenced misinformation regarding parole eligibility. Specifically, there is no suggestion in the record that parole eligibility had any bearing upon the petitioner's decision to plead guilty to the referenced charge. Whereas the petitioner seeks to characterize his claim as being that he was not informed about his "minimum sentence exposure," the record reflects that he was clearly advised, in accordance with the statute, that he faced a mandatory minimum sentence of at least ten years and potentially faced a sentence of up to thirty years in confinement. The record further reflects that the petitioner in fact obtained substantial benefit from the guilty plea through the imposition of the minimum sentence. The petitioner does not assert that he had a viable defense to the DWI charge levied against him and, as a result of his plea, (1) the State agreed to nolle prosse the pending charge of operating a vehicle while illegally in the United States, and (2) the petitioner avoided an 18-year sentence that his attorney explicitly advised him would be imposed if he did not plead guilty and "accept a 10-year sentence." See R. Doc. 1-1 at p. 2. The petitioner's acknowledgment regarding his option to "accept" a 10-year sentence suggests that he was advised that by pleading guilty, he would receive the mandatory minimum sentence instead of the higher 18-year sentence that his attorney advised would be imposed after a trial and conviction. This conclusion is further supported by the petitioner's waiver of all delays prior to sentencing and also by a statement made by the trial judge at the conclusion of the guilty plea colloquy that the judge "accept[ed] the plea and the plea bargain" and was ready to impose sentence. (Emphasis added). The petitioner's awareness that, in the absence of a plea, he would likely face a sentence of 18 years in confinement belies any suggestion that he anticipated or had reason to expect earlier parole consideration or a partial suspension of his sentence. This is particularly true in light of his admitted illegal immigration status, which status was noted by the sentencing judge in imposing sentence. The petitioner's contentions are further belied by the fact that the petitioner did not pursue an appeal of his conviction or sentence or make any assertion regarding alleged deficiencies in the plea process until almost six months after the imposition of sentence when he filed a Motion to Reconsider the Sentence. In that motion, although the petitioner asserted a claim regarding the misleading assertion that he would be eligible for parole consideration in 75 days, he did not seek abrogation of the plea on this basis but rather sought a new sentence allowed under the statute, i.e., a discretionary suspension of eight years of the mandatory minimum 10-year sentence and release with parole supervision after serving two years thereof.
Based on the foregoing, the petitioner has failed to show, to any reasonable degree of probability, that he would not have pleaded guilty and would have insisted upon going to trial but for the alleged erroneous advice regarding parole eligibility. In fact, the Court notes that the petitioner's application is somewhat ambiguous relative to this last pivotal issue. Specifically, the petitioner states in his pleadings only that "[h]ad he been aware of the inaccurate information in his predicate offenses, he would have elected to have the trial court determine his prior offender status," see R. Doc. 1-1 at p. 12 (emphasis added). See also R. Doc. 10 at p. 7 ("Escobar avers had counsle [sic] advised him concerning actual consequences of his guity [sic] plea, in conjunction concerning invalid predicate records he would not have entered plea and requested trial" (emphasis added)). He does not clearly make this assertion in connection with the alleged misinformation relative to parole eligibility. See Davis v. United States, 335 Fed. Appx. 825, 827 (11
The petitioner also asserts that his guilty plea was not knowing and voluntary for the same reasons as those asserted in connection with the previous claim, i.e., that he did not validly consent to enter into the plea because he was not fully informed regarding the validity of the underlying predicate DWI convictions or regarding the extent of his exposure relative to parole eligibility. In this regard, as a general proposition, the voluntariness of a guilty plea is not abridged by any misunderstanding or unfamiliarity with the collateral consequences of a plea. Further, the United States Constitution does not "require[] the State to furnish a defendant with information about parole eligibility in order for the defendant's plea of guilty to be voluntary." Czere v. Butler, supra, 833 at 63. Moreover, a petitioner can voluntarily enter a guilty plea whether or not he has been informed of the "collateral" consequences of his plea. United States v. Edwards, 911 F.2d 1031, 1035 (5
For the reasons expressed above, the Court finds that the petitioner's claim in this regard must be rejected. Specifically, essentially the same analysis applies, and as stated by the Fifth Circuit when presented with a similar challenge to the voluntariness of a plea:
Thomas v. Whitley, 26 F.3d 1118, *2 n. 8 (5
The Court further finds that the petitioner's claims regarding the sufficiency of the Bill of Information is without merit. In this regard, the petitioner contends that whereas the charging document was clear that he was charged with "fourth offense" driving while intoxicated under La. R.S. 14:98, he asserts that the referenced statute had three (3) provisions regarding potential penalties and that the charging document was therefore constitutionally deficient because it failed to make clear under which provision the petitioner was charged. The petitioner is mistaken in this regard. The three provisions to which the petitioner refers did not alter the nature or length of the sentence that could be imposed for a fourth or subsequent DWI conviction, i.e., a sentence of between ten and thirty years in confinement. Instead the three referenced provisions addressed only the part of the sentence that could potentially be subject to probation, parole or suspension of sentence, and the discretion of the trial court to suspend all or part of the remainder. Thus, whereas La. R.S. 14:98E(1)(a) provided that, in most instances, the first two years of a DWI-4th sentence would not be subject to probation, parole or suspension of sentence, 14:98E(4)(a) provided that this period would be lengthened to three years if the petitioner had previously been required to participate in a substance abuse program and/or home incarceration, and 14:98E(4)(b) provided that no part of the sentence would be subject to probation, parole or suspension of sentence if the offender had previously obtained such benefit in connection with a prior 4
The law is well-settled that a state indictment or bill of information is not a matter for federal habeas corpus relief unless the charging document was so defective that the convicting court had no jurisdiction and that, under no circumstances, could a valid state conviction result from the facts provable thereunder. Alexander v. McCotter, 775 F.2d 595, 598 (5
An appeal may not be taken to the court of appeals from a final order in a habeas corpus proceeding "unless a circuit justice or judge issues a certificate of appealability." 28 U.S.C. § 2253(c)(1)(A). Although the petitioner has not yet filed a Notice of Appeal herein, the Court may address whether he would be entitled to a certificate of appealability. See Alexander v. Johnson, 211 F.3d 895, 898 (5
It is recommended that the petitioner's application for habeas corpus relief be dismissed, with prejudice, as being without merit. It is further recommended that, in the event that the petitioner seeks to pursue an appeal in this case, a certificate of appealability be denied.
Please take notice that the attached Magistrate Judge's Report has been filed with the Clerk of the United States District Court.
In accordance with 28 U.S.C. § 636(b)(1), you have fourteen (14) days after being served with the attached Report to file written objections to the proposed findings of fact, conclusions of law and recommendations therein. Failure to file written objections to the proposed findings, conclusions, and recommendations within 14 days after being served will bar you, except upon grounds of plain error, from attacking on appeal the unobjected-to proposed factual findings and legal conclusions of the Magistrate Judge which have been accepted by the District Court.
ABSOLUTELY NO EXTENSION OF TIME SHALL BE GRANTED TO FILE WRITTEN OBJECTIONS TO THE MAGISTRATE JUDGE'S REPORT.