JON D. LEVY, Chief District Judge.
Andrea B. challenges the final administrative decision of the Social Security Administration Commissioner which determined that Andrea B. was not disabled and affirmed the denial of her application for disability insurance benefits. Andrea B. seeks remand on the basis that the determination of her residual functional capacity ("RFC") was flawed. I conclude that the Appeals Council's RFC determination was supported by substantial evidence. Accordingly, the administrative decision is affirmed.
The Commissioner's final decision is the September 11, 2018, decision of the Appeals Council upholding the administrative law judge's ("ALJ") decision. See ECF No. 6-2 at 5-9. The ALJ's decision tracked the familiar five-step sequential evaluation process for analyzing social security disability claims. See 20 C.F.R. § 404.1520 (West 2019). The claimant carries the burden of production on the first four steps, and the burden shifts to the Commissioner at Step 5. Purdy v. Berryhill, 887 F.3d 7, 9-10 (1st Cir. 2018). The five steps proceed as follows:
Seavey v. Barnhart, 276 F.3d 1, 5 (1st Cir. 2001). If the impairment does not meet a listed impairment at Step 3, the ALJ must, as an interim step, determine the claimant's "residual functional capacity," § 404.1520(a)(4), (e), which is the most a claimant can still do despite their limitations. § 416.945(a)(1). The RFC is used to assess Step 4 and Step 5:
Seavey, 276 F.3d at 5. Put differently, the steps ask (1) was the claimant working during the period of disability, (2) did they have a severe impairment during that period, (3) did the impairment impose limitations that the Social Security Administration deems per se disabling, (4) if not, could the claimant still do their past jobs given their maximum capacity to engage in mental and physical work, and (5) if not, were there any jobs the claimant could perform?
At Step 1, the ALJ found that Andrea B. had not engaged in substantial gainful activity during the disability period. ECF No. 6-2 at 21. At Step 2, the ALJ found that Andrea B. had the following severe impairments: osteoarthritis, chronic fatigue, obesity, obsessive compulsive disorder, depression, and post-traumatic stress disorder. Id. At Step 3, the ALJ found that Andrea B.'s impairments did not meet or medically equal the severity of an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. Id. at 22-24. The ALJ was therefore required to make a determination of Andrea B.'s RFC before Step 4, and he found that she had the RFC to perform light work with the following limitations:
Id. at 24-31. Based on that RFC, the ALJ found at Step 4 that Andrea B. was unable to perform any past relevant work. Id. at 31. At Step 5, however, he found that there were jobs that exist in significant numbers in the national economy that she could perform. Id. at 31-33. The ALJ therefore concluded that Andrea B. was not disabled during the alleged period of disability, and denied her disability insurance benefits. Id. at 33.
Andrea B. asked the Appeals Council to review the ALJ's decision. The Appeals Council agreed with the ALJ's conclusion that Andrea B. was not disabled during the alleged period of disability but found that the ALJ's evaluation of the opinion evidence of Dr. Harold Van Lonkhuyzen, a psychiatrist, was not supported by substantial evidence. In making his mental RFC determination, the ALJ gave "significant" weight to the 2017 opinion of Dr. Van Lonkhuyzen. ECF No. 6-2 at 29. Dr. Van Lonkhuyzen's opinion included a finding that Andrea B. could not deal with changes in a routine work setting, which would support an ultimate finding of disability. Id. However, the ALJ's decision did not include that limitation in the RFC despite giving Dr. Van Lonkhuyzen's opinion significant weight. Thus, as the Commissioner acknowledges, the ALJ decision had an inherent conflict: "The ALJ gave significant weight to Dr. Van Lonkhuyzen's opinion, but did not incorporate or explain the reason for failing to incorporate the purported inability to deal with changes in a routine work setting." ECF No. 10 at 2. The Appeals Council resolved this conflict by affording "little" weight to Dr. Van Lonkhuyzen's 2017 opinion that Andrea B. could not deal with changes in a routine work setting. ECF No. 6-2 at 6.
The administrative decision must be affirmed if it is based on the correct legal standards and is supported by substantial evidence, even if the record contains evidence capable of supporting an alternative outcome. Manso-Pizarro v. Sec'y of Health & Human Servs., 76 F.3d 15, 16 (1st Cir. 1996) (per curiam). Substantial evidence is evidence that a reasonable mind might accept as adequate to support a finding. Biestek v. Berryhill, 139 S.Ct. 1148, 1154 (2019); Applebee v. Berryhill, 744 Fed. Appx. 6 (1st Cir. 2018) (per curiam). "The ALJ's findings of fact are conclusive when supported by substantial evidence, but are not conclusive when derived by ignoring evidence, misapplying the law, or judging matters entrusted to experts." Nguyen v. Chater, 172 F.3d 31, 35 (1st Cir. 1999) (internal citation omitted).
Andrea B. contends that the Appeals Council committed reversible error by revising the weight given to Dr. Van Lonkhuyzen's 2017 opinion. First, she argues that the Appeals Council ignored certain records of Dr. Mary Ashmore—Andrea B.'s primary care provider—in determining that Dr. Van Lonkhuyzen's opinion was inconsistent with Andrea B.'s treatment records. Second, she argues that the Appeals Council diminished Dr. Van Lonkhuyzen's opinion based on the incorrect finding that he was not a treating physician.
To support her claim of disability, Andrea B. submitted two letters and a medical assessment form from her primary care physician, Dr. Ashmore. ECF No. 6-7 at 267, 272; ECF No. 6-8 at 200. The letters—dated January 6, 2016, and June 29, 2016—explain how Andrea B.'s impairments affected her recent employment and opine that she "would benefit greatly from Social Security Disability." ECF No. 6-7 at 267, 272. The form is dated March 13, 2017, and states that Dr. Ashmore "believe[s] that [Andrea B.] is
However, while the Appeals Council did not mention the two letters or the medical assessment form in its decision, it expressly adopted the ALJ's findings and conclusion as to all matters other than the weight of Dr. Van Lonkhuyzen's opinion. ECF No. 6-2 at 7. This includes the ALJ's findings as to Dr. Ashmore's letters and the form she submitted. The ALJ considered those records and found that they were "generally inconsistent with [Dr. Ashmore's] own longitudinal treating notes and the medical evidence of record as a whole," and that they "infringe[d] on issues reserved to the Commissioner." ECF No. 6-2 at 28-29. For these reasons, the ALJ gave Dr. Ashmore's opinions "limited weight." Id. at 29. Because the ALJ considered the letters and form, and offered a reasoned explanation for her assessment of the weight of Dr. Ashmore's opinions, this assessment was supported by substantial evidence. See 20 C.F.R. §§ 404.1527(c)(4), 416.927(c)(4) ("[T]he more consistent a medical opinion is with the record as a whole, the more weight we will give to that medical opinion."); § 404.1527(d) ("administrative findings that are dispositive of a case; i.e., that would direct the determination or decision of disability" are not medical opinions and are reserved to the Commissioner). Accordingly, because the Appeals Council adopted the ALJ's valid conclusion that Dr. Ashmore's opinions were entitled to limited weight, further discussion of the letters and form was not necessary to assess the weight of Dr. Van Lonkhuyzen's opinion. Thus, the Appeals Council did not err by not addressing Dr. Ashmore's records.
Andrea B. also argues that the Appeals Council erred by determining that Andrea B. did not have a "meaningful treating relationship" with Dr. Van Lonkhuyzen, which in part supported its decision to give limited weight to his 2017 opinion. ECF No. 6-2 at 6. Pursuant to 20 C.F.R. § 404.1527, a "treating source":
§ 404.1527(a)(2).
The Appeals Council did not err by concluding that Dr. Van Lonkhuyzen was not a treating source. Andrea B. saw Dr. Van Lonkhuyzen on only three occasions: (1) August 15, 2006, (2) March 16, 2015, on referral from Dr. Ashmore, and (3) April 5, 2016, again on referral from Dr. Ashmore. Only the second visit was during the period of alleged disability—January 16, 2014 to September 30, 2015. See 20 C.F.R. § 404.1527(c)(2)(i) ("Generally, the longer a treating source has treated you and the more times you have been seen by a treating source, the more weight we will give to the source's medical opinion."). At the end of his March 16, 2015, consultation report, Dr. Van Lonkhuyzen stated that "[n]o further followup is planned with me at this time but I would be happy to see Ms. [B.] again in the future if I could be of further help," ECF No. 6-7 at 60, which is not indicative of an ongoing relationship. Furthermore, the April 5, 2016, consultation was at Dr. Ashmore's urging because Andrea B. had applied for disability benefits, id. at 268, which indicates that the purpose of that consultation was "not based on [her] medical need for treatment or evaluation, but solely on [her] need to obtain a report in support of [her] claim for disability." 20 C.F.R. § 404.1527(a)(2). This further supports the Appeals Council's conclusion that Dr. Van Lonkhuyzen was not a treating source.
Even if Dr. Van Lonkhuyzen is considered a "treating source," there was still good reason for the Appeals Council to discount his 2017 opinion. His opinion, characterized by the Appeals Council as a "check-mark questionnaire," ECF No. 6-2 at 6, lacked any reasoned explanation for assessing a limitation that Andrea B. could not deal with changes in a routine work setting: outside of three check-marks, the form states only that "[a]nxiety under poor control" and that the limitations applied from at least March 16, 2015. See ECF No. 6-8 at 199. "The ALJ need not accept an opinion of a physician-even a treating physician-if it is conclusory and brief and is unsupported by clinical findings." Purdy v. Berryhill, 887 F.3d 7, 13 (1st Cir. 2018) (quoting Matney v. Sullivan, 981 F.2d 1016, 1019 (9th Cir. 1992)). The form was also completed by Dr. Van Lonkhuyzen almost a year after he had last seen Andrea. B. ECF No. 6-2 at 6. Thus, the Appeals Council did not err by revising the weight given to Dr. Van Lonkhuyzen's assessment stating that Andrea B. could not deal with changes in routine work settings.
For the foregoing reasons, it is