OPINION OF THE COURT BY JUSTICE CUNNINGHAM
Appellant, Shawn Windsor, appeals a judgment of the Jefferson Circuit Court imposing two death sentences. Windsor entered an unconditional guilty plea to two counts of murder, one count of felony theft, and one count of violating a protective order. Windsor admitted that he murdered his wife, Betty Jean, and their son, Corey, by stabbing them with a kitchen knife and beating them with a dumbbell.
Following Windsor's arrest some six months after the crimes, the case initially proceeded towards trial. On July 7, 2006, the day that the trial was scheduled to commence, Windsor took an overdose of prescription medication. He was taken to the hospital for treatment and later released. In light of Windsor's suicide attempt, the trial court conducted a competency hearing on July 13, 2006. Windsor was present.
Two psychiatrists testified at the hearing. Dr. Tim Allen, a Kentucky Correctional Psychiatric Center (KCPC) psychiatrist, examined Windsor after his suicide attempt. Dr. Allen testified that he had reviewed three prior KCPC mental evaluations, all of which concluded that Windsor was competent to stand trial. Following his own evaluation of Windsor, Dr. Allen likewise concluded that he was competent to stand trial.
Dr. Walter Butler, a psychiatrist at Louisville Behavioral Health Service, also examined Windsor and concluded that he was still suffering from the after-effects of the prescription drug overdose. Accordingly, Dr. Butler found Windsor incompetent to stand trial at that time and recommended further testing. The trial court ruled the following day, determining that Windsor was competent to stand trial.
Three days later, on July 17
A two-day sentencing hearing was conducted in October 2006. The trial court found the existence of two statutory aggravating circumstances beyond a reasonable doubt: that Windsor intentionally caused multiple deaths; and that a valid protective order was in effect against Windsor at the time he murdered his wife. Against Windsor's repeated objections, defense counsel presented evidence in mitigation, including the testimony of a psychiatrist, a psychologist, and a mitigation specialist. The trial court ultimately sentenced Windsor to death for the murders of his wife and son, five years imprisonment for theft, and twelve months imprisonment for violation of a protective order.
Windsor now appeals as a matter of right. Ky. Const. §110(2)(b). Further facts will be developed as necessary.
Windsor first argues that the trial court erred by failing to postpone the proceedings until a subsequent, thorough competency hearing could be held. The claim is preserved by his RCr 8.06 motion "to stay proceedings pending a determination of Defendant's competency in light of his request for the Court to impose the death penalty." The trial court denied the motion, stating that it had not been presented with any indication that Windsor's competency had changed since the competency hearing held just four days earlier.
RCr 8.06 provides that all proceedings against a criminal defendant shall be postponed when "there are reasonable grounds to believe that the defendant lacks the capacity to appreciate the nature and consequences of the proceedings against him or her, or to participate rationally in his or her defense."
Windsor does not challenge the trial court's initial determination of competency to stand trial following the July 13
We recognize that there is a higher standard of competency for an individual who wants to enter a plea, and seek the death penalty versus the standard of competency to stand trial. Chapman v. Commonwealth, 265 S.W.3d 156, 181 (Ky. 2007). The standard to determine competency to stand trial is whether, "as a result of a mental condition, [the defendant lacks the] capacity to appreciate the nature and consequences of the proceedings against one or to participate rationally in one's own defense." Id. at 173-174. Conversely, the standard to determine competency to plead guilty, waive jury sentencing and presentation of mitigating evidence, and request a death sentence is "whether [the defendant] has capacity to appreciate his position and make a rational choice with respect to [pleading guilty, waiving jury sentencing, waiving mitigating evidence, and seeking the death penalty] or on the other hand whether he is suffering from a mental disease, disorder, or defect which may substantially affect his capacity in the premises." Id. at 180. (citing Reese, 384 U.S. 312).
While the trial court should have applied the heightened standard had it granted defense counsel's motion to stay the proceeding and hold a second hearing,
In essence, Windsor points only to his intention to plead guilty and accept the death penalty as a basis for a competency hearing.
Windsor next argues that the trial court failed to find beyond a reasonable doubt that death was the appropriate punishment. The issue is unpreserved for appellate review. Nonetheless, we consider the claim in light of the penalty imposed and pursuant to KRS 532.025(2).
According to Windsor, the requirement set forth in KRS 500.070(1) that the Commonwealth must prove "every element of the case beyond a reasonable doubt" applies to the capital punishment provisions of KRS 532.025. Thus, Windsor argues that the sentencing body — here, the trial court — must be convinced beyond a reasonable doubt that death is the appropriate penalty. Windsor claims that the trial court in this case failed to make such a finding.
KRS 532.025(3) requires that the sentencing jury or judge find beyond a reasonable doubt that at least one aggravating circumstance exists before a capital sentence may be imposed. There is no requirement in the plain language of the statute that the sentencing jury or judge must also make a determination beyond a reasonable doubt that capital punishment is appropriate. A majority of this Court has recently reaffirmed that Kentucky's capital sentencing scheme does not require the jury to find that death is the appropriate penalty beyond a reasonable doubt. Brown v. Commonwealth, ___ S.W.3d ___, n.2 (Ky. June 17, 2010). See also Skaggs v. Commonwealth, 694 S.W.Qd 672, 680 (Ky. 1985) ("There is no requirement that the jury be instructed to find that death is the appropriate punishment beyond a reasonable doubt.").
Windsor claims that KRS 532.030(4) requires jury sentencing in capital cases, and that this requirement cannot be waived by the defendant. "Clearly, under Kentucky law a criminal defendant has a statutory right to have his sentence set by a jury." Wilson v. Commonwealth, 765 S.W.2d 22 (Ky. 1989). In Chapman, we considered whether this right may be waived when a capital offense is charged:
265 S.W.3d at 177.
Windsor has presented no persuasive reason to revisit this recent holding.
Where, in the previous argument Windsor argued that jury sentencing cannot be waived under our statutory scheme, he next makes an identical argument under the Kentucky Constitution. Windsor asserts that Section 11 of the Kentucky Constitution prohibits the imposition of a sentence by a trial judge. Section 11 declares that no one can "be deprived of his life, liberty or property, unless by the judgment of his peers or of the law of the land." Windsor argues that to the extent KRS 532.025(3) relegates the sentencing jury to an "advisory role" — and that the jury's sentencing recommendation is not binding on the trial court — it is unconstitutional.
However, Kentucky confers no constitutional right to jury sentencing. "The constitutional right to trial by jury extends to the trial of the issue of guilt or innocence where a plea of not guilty has been entered and does not extend to the fixing of the penalty." Williams v. Jones, 338 S.W.2d 693, 694 (Ky. 1960). See also Ward v. Hurst, 300 Ky. 464, 189 S.W.2d 594 (1945); Commonwealth v. Johnson, 910 S.W.2d 229, 230 (Ky. 1995) (recognizing in death penalty case that Kentucky constitution "fails to secure any right of jury sentencing"). For this reason, Windsor's claim that KRS 532.025(3) infringes upon a constitutional right is without merit.
KRS 532.075 mandates review by this Court whenever the death penalty is imposed. Subsection (1) of the statute requires that the review be conducted "on the record" and orders the circuit clerk to "transmit the entire record and transcript to the Supreme Court" for purposes of the review. Windsor argues that the review required by KRS 532.075 cannot be conducted unless and until the circuit court prepares a written transcript of the proceedings in this case. Windsor further claims that the failure to consider a written transcript precludes attachment of our jurisdiction to conduct the required review.
KRS 532.075 does not require that a transcript be prepared, nor does it require this Court's review to be conducted only on a written transcript of the proceedings. The plain language of the statute is that our review be conducted "on the record." Video recordings of the proceedings, along with the clerk's written record, constitute the official record on appeal. CR 98(3). A video recording of the proceedings satisfies the requirements of KRS 532.075.
We have also considered Windsor's request that the trial court's KRS 532.075 report be "disregarded" by this Court. This argument is vague and it is not entirely clear what relief is being requested. Suffice it to say, the report is required by statute and the trial court, in this case, satisfied its statutory duty.
In his final claim, Windsor asks that his sentence be vacated pursuant to KRS 532.075(5)(b), which permits this Court to set aside a death penalty based on "the record and argument of counsel." In support of this request, Windsor points to the Commonwealth Attorney's refusal to consider a sentence other than death. He also urges that his sentence be vacated so that, upon remand, the sentencing judge or jury may be provided with comparison information in the form of similar criminal cases. Finally, Windsor reiterates his argument that his competency at the time of his guilty plea was questionable and warrants re-examination. As an aside, Windsor notes that he no longer wishes to be sentenced to death.
Windsor has presented no circumstance that would require reversal of his sentence. The Commonwealth enjoys broad discretion in its consideration of plea bargains and in its decisions with respect to the charging of crimes and the request for certain penalties. "The Commonwealth is under no duty to accept an offer of a plea in exchange for a sentence less than death." Moore v. Commonwealth, 983 S.W.2d 479, 487 (Ky. 1998). The mere fact that the Commonwealth insisted on seeking the death penalty in this case is not an indication of prosecutorial misconduct or arbitrariness.
There is no statutory authority for the proposition that the sentencing judge or jury must consider the comparative information described in KRS 532.075(5)(b) prior to sentencing. The plain language of the statute is clear that the comparative information be provided to the lower court when re-sentencing is ordered.
For these reasons, we do not believe that re-sentencing is warranted in this case.
As required by KRS 532.075(3), we have reviewed the record and conclude that the sentence of death was not imposed under the influence of passion, prejudice, or any other arbitrary factor. The evidence supports the judge's finding that two statutory aggravating factors exist in this case. Specifically, Windsor admitted that he intentionally committed a double murder and that he murdered his wife while a protective order on her behalf was in effect. See KRS 532.025(2)(a)(6); KRS 532.025(2)(a)(8).
Having considered both the crimes and the defendants in similar cases, particularly those involving multiple murders, we cannot conclude that Windsor's punishment is disproportionate or excessive. Windsor admitted to the murders of his wife and eight-year-old son. Their deaths were the result of multiple stab wounds and bludgeoning inflicted by a dumbbell. The only appropriate characterization of Windsor's crimes is brutal, senseless, and exceedingly heinous. The penalty was not disproportionate or excessive in relation to Windsor's crimes or in relation to other defendants who have committed similar crimes. See Johnson v. Commonwealth, 103 S.W.3d 687 (Ky. 2003) (noting particularly brutal nature of murder); Chapman, 265 S.W.3d at 156 (involving murder of two children); Parrish v. Commonwealth, 121 S.W.3d 198 (Ky. 2003) (involving murder of adult woman and her ten-year-old son); Hodge v. Commonwealth, 17 S.W.3d 824 (Ky. 2000) (involving murder of husband and wife).
For the foregoing reasons, the judgment of the Jefferson Circuit Court is affirmed.
Minton, C.J.; Noble, Schroder and Scott, JJ., concur. Abramson and Venters, JJ., concur except as to the issue of whether the appropriateness of the death penalty must be determined beyond a reasonable doubt. On that issue, Abramson and Venters, JJ., dissent for the reasons stated in Justice Abramson's separate opinion in Brown v. Commonwealth, ___ S.W.3d ___ (Ky. June 17, 2010), in which Venters, J., joined.
The Appellant having filed a Petition for Rehearing and modification or extension of the Opinion of the Court by Opinion of the Court by Justice Cunningham, rendered August 26, 2010; and the Court being otherwise fully and sufficiently advised;
The Court ORDERS that the Petition for Rehearing is DENIED; and that the Petition for Modification is GRANTED, and modifies the Opinion. The attached opinion is SUBSTITUTED in lieu of the original. Said modification does not affect the holding.
All sitting. All concur.