MATHIAS, Judge.
Cory Heinzman ("Heinzman") was convicted in Hamilton Superior Court of three counts of Class C felony child molesting in one cause and pleaded guilty to one count of Class D felony sexual battery in another cause. The trial court imposed an aggregate sentence of twenty-four years. In this consolidated appeal, Heinzman presents five issues, which we restate as:
We affirm.
In 2002 and 2003, Z.B. lived in Elwood, Indiana with his father and stepmother. Z.B. was born in 1992, and was ten and eleven years old at the time. Z.B. was experiencing emotional problems due in part to his parents' recent separation and divorce. Heinzman, who was born in born in 1969, was a cousin of Z.B.'s father and worked as a case manager with the Hamilton County Department of Child Services ("DCS"). Z.B.'s stepmother asked Heinzman to mentor Z.B. and help him adjust to his current situation. Heinzman agreed and took Z.B. on several outings, such as going to the cinema, shopping, going out to eat, and watching movies at Heinzman's house in Hamilton County. Z.B. also began to spend the night at Heinzman's home up to four times per month. Z.B. typically slept in the same bed with Heinzman.
On several occasions when Z.B. and Heinzman were in the bed, Heinzman put his hands inside Z.B.'s pants and fondled the boy's penis for approximately ten to twenty minutes. Although Z.B. was unsure of the exact number of times this occurred, he later testified that this occurred "more than twice." Tr. pp. 306-07. During another occasion, Heinzman and Z.B. were watching television on the couch, with Z.B.'s legs sitting across Heinzman's lap. Although Z.B.'s father was also in the room, Heinzman and Z.B. were under a blanket, and Heinzman again fondled Z.B.'s penis. All of these events occurred before Z.B. moved in with his mother in November 2003.
In October 2005, Z.B. had moved back in with his father. Also at the home was Z.B.'s brother E.B., who is one year younger than Z.B. On October 24, 2005, Z.B. and E.B. got into a fight. After this, Z.B. threatened to kill himself and attempted to do so by wrapping a cord around his neck. Z.B.'s family admitted him to the hospital for counseling. At this time, Z.B. disclosed to his stepmother and a hospital counselor that Heinzman had molested him.
Z.B.'s family informed both the Hamilton County Sheriff's Department and the Department of Child Services of Z.B.'s accusations. After a Sheriff's Deputy took an initial report at Z.B.'s home, Detective Kija Ireland ("Detective Ireland") of the Hamilton County Sheriff's Department contacted Z.B.'s family to schedule an interview with Z.B. at a child advocacy center in Hamilton County. Rita Johnson ("Johnson"), a "facilitator" at the child advocacy center interviewed Z.B. by herself. Detective Ireland, a deputy prosecutor, and Felicia Boyd-Smith ("Boyd-Smith"), a supervisor for the Marion County DCS,
On November 1, 2005, the State charged Heinzman with three counts of Class C felony child molesting in cause number 29D02-0511-FC-239 ("Cause FC-239"), with all three counts alleging that Heinzman had molested Z.B. by fondling. On May 1, 2008, the State charged Heinzman with Class C felony child molesting in cause number 29D02-0805-FC-46 ("Cause FC-46"). This latter charge alleged that, between 2003 and 2004, Heinzman had also fondled Z.B.'s brother E.B. by placing his hands on E.B.'s penis.
After numerous delays, some caused by Heinzman's motions to continue and others caused by the trial court resetting the trial date as a result of court congestion, Heinzman, on April 22, 2010, filed a motion for discharge pursuant to Indiana Criminal Rule 4(C). After a hearing was held on the matter, the trial court denied this motion on September 16, 2010.
Heinzman's jury trial in Cause FC-239 was held on October 4 to October 6, 2010. At the conclusion of the trial, the jury found Heinzman guilty as charged. On October 7, 2010, Heinzman agreed to plead guilty to Class D felony sexual battery in Cause FC-46 in exchange for the State dismissing the charge of Class C felony child molesting. The trial court accepted the plea and scheduled a joint sentencing hearing in both causes for November 12, 2010.
At the sentencing hearing, Heinzman sought to withdraw his plea in Cause FC-46. The trial court denied this request. The trial court then found as aggravating factors in Cause FC-239 that Heinzman's crimes were statutorily crimes of violence; that Heinzman engaged in a pattern of criminal conduct; and that Heinzman had abused a position of trust. The trial court found as mitigating that, at the time of the commission of the crimes, Heinzman had no prior criminal history. The trial court then sentenced Heinzman to the maximum term of eight years on each count and ordered the sentences to be served consecutively, for an aggregate sentence of twenty-four years. In Cause FC-46, the trial court sentenced Heinzman to a concurrent term of three years. Although the plea agreement called for this sentence to be suspended, the trial court's oral sentencing statement indicated that this sentence was to be executed. Heinzman now appeals.
Heinzman first claims that the trial court erred in denying his motion for discharge. Heinzman claims that he was entitled to discharge under Indiana Criminal Rule 4(C) in addition to the Sixth Amendment to the United States Constitution and Article 1, Section 12 of the Indiana Constitution. We address each argument in turn.
Indiana Criminal Rule 4(C) provides in relevant part:
As noted by this court in
Here, Heinzman was arrested on November 1, 2005, and the trial court set an initial trial date of April 25, 2006. Heinzman filed a motion for a continuance on April 20, 2006. The trial court granted Heinzman's motion and set a trial date of October 31, 2006. Heinzman argues, and the State does not deny, that the 170-day delay between his arrest and his motion to continue is attributable to the State and counts against the one-year time period the State had to bring him to trial. On October 18, 2006, just two weeks before his scheduled trial, Heinzman filed another motion to continue. The trial court granted this motion and set a trial date of April 24, 2007. This delay is clearly attributable to Heinzman.
On April 24, 2007, and again on June 13, 2007, the trial court made docket entries indicating that, due to court congestion, the court was rescheduling Heinzman's trial, and Heinzman's trial was ultimately reset to October 16, 2007. Then, on October 16, 2007, the trial court made another docket entry indicating that, due to court congestion, Heinzman's trial was reset for December 11, 2007. On December 11, 2007, the trial court yet again made another docket entry indicating that, due to court congestion, Heinzman's trial was reset to April 22, 2008. However, there is no CCS entry for April 22, 2008. The next entry on the CCS occurred on May 23, 2008, in which the trial court, in an apparent nunc pro tunc entry, noted that, due to another in-progress jury trial, Heinzman's scheduled trial date of April 22, 2008 had been vacated and reset for July 15, 2008. Yet again, there is no entry in the CCS for July 15, 2008. Instead, the next entry was made on October 15, 2008, which simply noted that the trial set for July 15, 2008 was reset to January 27, 2009. This entry is followed by another dated November 5, 2008, which explains in more detail that the jury trial set for July 15, 2008 was vacated due to a trial in progress in another case and reset for January 27, 2009.
On appeal, Heinzman claims that, even if all the other delays were not chargeable to the State, the 196-day delay between July 15, 2008 and January 27, 2009 is attributable to the State because the trial court did not properly document the court congestion and because, Heinzman insists, the court's findings of congestion were factually incorrect. Heinzman contends that when this 196-day delay is added to the earlier 170-day delay attributable to the State, "the total delay attributable to the State is at least 366 days[.]" Appellant's Br. p. 23. In other words, according to Heinzman, "the one-year deadline for bringing [him] to trial expired January 26, 2009[.]"
But even if we assume arguendo that Heinzman's claims regarding the delay attributable to the State is correct, Heinzman cannot prevail. According to Heinzman, the deadline for bringing him to trial was January 26, 2009.
It is well-settled that "when a trial court, acting within the one-year time limit of Criminal Rule 4(C), schedules trial to begin beyond the one-year limit, the defendant must make a timely objection to the trial date or waive his right to a speedy trial under that rule."
Heinzman also claims that the delay in bringing him to trial deprived him of his constitutional right to a speedy trial. The right of an accused to a speedy trial is guaranteed by both the Sixth Amendment to the United States Constitution and by Article 1, Section 12 of the Indiana Constitution.
The question of whether a defendant has been denied the right to a speedy trial under the Sixth Amendment involves the balancing of a number of factors: (1) the length of the delay; (2) the reason for the delay; (3) the defendant's assertion of the right to a speedy trial; and (4) any resulting prejudice to the defendant.
We acknowledge that it took nearly five years to bring Heinzman to trial. "A post-accusation delay exceeding one year has been termed `presumptively prejudicial' to a defendant."
Moreover, we disagree with Heinzman's characterization of his assertion of his right to a speedy trial as "vigorous."
Heinzman next contends that the trial court abused its discretion when it admitted the testimony of DCS supervisor Boyd-Smith, who investigated Z.B.'s reports of molestation by Heinzman. The admission of evidence is within the sound discretion of the trial court, and we review the court's decision only for an abuse of that discretion.
Indiana Evidence Rule 704(b) provides, "Witnesses may not testify to opinions concerning intent, guilt, or innocence in a criminal case; the truth or falsity of allegations; whether a witness has testified truthfully; or legal conclusions." Such testimony invades the province of the jury in determining what weight it should place upon a witness's testimony.
In the present case, Heinzman focuses his argument on the testimony of DCS investigator Boyd-Smith, who testified that she investigated a report that Heinzman had inappropriately touched Z.B. The State asked Boyd-Smith if she determined whether she had "substantiated" the alleged touching. Heinzman then objected on grounds that such testimony was an inadmissible opinion as to whether Heinzman was guilty and improperly vouched for Z.B.'s truthfulness. The trial court overruled Heinzman's objection, and the following exchange took place between the prosecuting attorney and Boyd-Smith:
Tr. pp. 238-39. At this point, Heinzman objected and moved to strike. The trial court sustained the objection and granted the motion to strike the statement that the allegations were true. The trial court also instructed the jury to disregard the statement as follows:
Tr. pp. 239-40 (emphasis added).
The prosecuting attorney then continued with her direct examination of Boyd-Smith:
Tr. pp. 240-41.
On appeal, Heinzman claims that Boyd-Smith's references to "substantiating" the allegations in her report were impermissible pursuant to Evidence Rule 704(b). In support of his argument, Heinzman relies mainly on the opinion of this court in
Heinzman claims that the same is true here, i.e. that Boyd-Smith's references to "substantiating" the claims of abuse amounts to testimony that she believed the allegations to be true. We disagree. Boyd-Smith's testimony revealed that when a report is "substantiated," it means that the DCS had a "reason to believe" that the report of inappropriate touching "may have some factual foundation," but that this did not mean that the allegations were "absolutely" true. Tr. pp. 239-41. Instead, she explained that this simply meant that the allegations had a foundation upon which to proceed with further investigation, whereas an unsubstantiated report meant that there was no basis for further investigation. She also explained that the report involving Z.B. and Heinzman was "substantiated," i.e., that there was a factual foundation for further investigation.
Thus, Boyd-Smith's testimony revealed little more than that the investigation proceeded further. We agree with the State that this information added little, if anything, to what the jury was already well aware of: that an investigation was conducted that revealed enough evidence to further investigate, and ultimately charge Heinzman with child molesting. In fact, Heinzman's trial counsel made this very point during his cross-examination of Boyd-Smith, emphasizing that the likelihood or "high likelihood" was akin to probable cause, and "certainly not beyond a reasonable doubt." Tr. p. 244.
We find this case to be factually distinguishable from
We also find
For all of these reasons, and under the facts and circumstances before us, we cannot conclude that the trial court abused its discretion in overruling Heinzman's objection to Boyd-Smith's testimony.
Heinzman also claims that the trial court abused its discretion in admitting into evidence a letter that Z.B. had written, but apparently never delivered to, Heinzman. Heinzman claims that this letter constituted impermissible hearsay. In addressing this claim, we first note that we review the trial court's evidentiary decisions only for an abuse of discretion. Boatner, 934 N.E.2d at 186.
The letter in question reads:
Ex. Vol., State's Ex. 8.
Hearsay is an out-of-court statement offered in court to prove the truth of the matter asserted.
Evid. R. 803(3).
Here, the bulk of Z.B.'s letter consists of a statement of his then-existing state of mind and emotions. It speaks of how he had no respect for Heinzman, felt betrayed, and how hurt he was by Heinzman's actions. Z.B. even testified with regard to the letter that "those are my feelings and how I felt at the time." Tr. p. 323 (emphasis added). To the extent that the letter describes Z.B.'s then-existing state of mind and emotions, it was admissible pursuant to Evidence Rule 803(3).
Heinzman argues, however, that this exception is inapplicable because the letter was offered "to prove the fact remembered," i.e. that Heinzman molested Z.B. We agree that there are certain, indirect references to Heinzman's actions toward Z.B. But to the extent that the letter contains references to these actions, we cannot say that Heinzman was harmed by the admission of these references. Z.B. testified clearly and directly regarding Heinzman's acts of molestation. The few indirect references to the molestation contained in the letter are relatively innocuous by comparison and are, at most, cumulative of Z.B.'s direct testimony. We therefore conclude that, to the extent that portions of the letter were inadmissible, any error in the admission of the letter was harmless.
Heinzman also contends that his convictions for three counts of Class C felony child molesting constitute double jeopardy. The standard for evaluating an alleged double jeopardy violation is well-settled. In
Here, Heinzman notes that all three counts of child molesting were alleged in the same manner:
Appellant's App. p. 17.
In addition to the lack of specificity in the charging information, Heinzman notes that, during deliberations, the jury asked the trial court, "Must one of the three counts be the incident on the couch?" Appellant's Supp. App. p. 1. The trial court responded by telling the jury to review their instructions and notes.
We note, however, that the State presented evidence that Heinzman repeatedly molested Z.B. from September 2002 through November 2003. Z.B. testified that he spent the night at Heinzman's house once or twice per month during this period. Although Z.B. was unsure of precisely how many times Heinzman fondled him when they were in the bedroom, he stated that it occurred "more than twice." Tr. pp. 306-07. By definition more than twice is at least three times. From this alone, the jury could have concluded that Heinzman molested Z.B. three separate times in the bedroom. In fact, the prosecuting attorney emphasized this point in its closing argument to the jury, stating, "even if you have difficulty believing [the living room] incident, you have sufficient information before you that there were numerous incidents of molestation that happened in the bedroom to satisfy the three counts that are charged." Tr. p. 466. Moreover, Z.B. also testified that Heinzman molested him on the couch. Thus, there was evidence of at least four separate acts of molestation by Heinzman. Accordingly, we cannot say that there was a reasonable possibility that the jury relied on the same evidentiary facts to convict Heinzman of the three separate counts of child molesting.
Heinzman also asserts several errors in the manner in which the trial court sentenced him: that the trial court violated his
Heinzman committed his offenses in 2002 and 2003, when the presumptive sentencing scheme was still in effect, and the presumptive sentencing statutes are therefore applicable to Heinzman's sentence.
Heinzman argues that the trial court's finding of aggravating factors violated his rights under the Sixth Amendment to the United States Constitution as interpreted in
The State counters that Heinzman waived this claim by not raising it before the trial court. A claim is generally considered forfeited if it is not raised at trial.
In
Heinzman claims that the trial court improperly found as an aggravating factor that Heinzman engaged in a pattern of criminal conduct. Heinzman contends that the evidence shows that he engaged in, at most, only one instance of criminal conduct. We disagree. As noted above in our double jeopardy analysis, there was evidence in the record that Heinzman molested Z.B. on at least three occasions in the bedroom and once on the couch.
We acknowledge that the trial court found as mitigating that, at the time the current offenses were committed, Heinzman did not yet have a criminal history. But this fact does not rule out the possibility that the trial court's reference to a pattern of criminal conduct could also have been in reference to Heinzman's other convictions for crimes that were charged after the charges in this case were filed, but for which Heinzman was convicted and sentenced prior to his convictions and sentencing in the present case. Specifically, Heinzman was convicted in 2007 for three counts of Class A felony child molesting, two counts of Class C felony child molesting, two counts of Class D felony sexual misconduct with a minor, and one count of Class D felony conducting a performance before minors that is harmful to minors. Appellant's App. pp. 275-76;
Although Heinzman had not yet been convicted of these crimes at the time he committed the instant crimes, our supreme court has held that "[c]riminal activity that occurs subsequent to the offense for which one is being sentenced is a proper sentencing consideration."
Heinzman also contends that the trial court failed to give sufficient weight to the alleged mitigating factor that Heinzman had no prior criminal history. This argument fails for several reasons. First, the trial court is not required to find mitigating factors or to accept as mitigating the circumstances proffered by the defendant.
More importantly, as noted earlier, when the trial court sentenced Heinzman in the present case, Heinzman did have a criminal history. Although, at the time he committed the instant crimes, he had yet to commit or be convicted for the acts he subsequently committed, by the time the trial court sentenced Heinzman in this case, he had been convicted and sentenced for several other crimes based on his other sexual acts toward children. Clearly, the trial court did not abuse its discretion by refusing to consider Heinzman's "lack of criminal history" as a significant mitigating factor.
Heinzman also claims that the trial court failed to explain its decision that the aggravating factors outweighed the mitigating factors, thus justifying the enhanced, consecutive sentences it imposed. We disagree. The trial court identified three aggravating factors: that Heinzman's crimes were, by statute, crimes of violence; that Heinzman engaged in a pattern of criminal conduct; and that Heinzman betrayed a position of trust. The trial court found as mitigating that Heinzman had no criminal history at the time the present crimes occurred. The trial court then sentenced Heinzman to eight years on each conviction to be served consecutively.
Even if the trial court could have better articulated its sentencing decision, the record indicates that the court engaged in the evaluative process.
Lastly, Heinzman claims that the sentence imposed by the trial court is inappropriate. Pursuant to Appellate Rule 7(B), we may revise a sentence otherwise authorized by statute if, "after due consideration of the trial court's decision, [we] find[] that the sentence is inappropriate in light of the nature of the offense and the character of the offender." Although we have the power to review and revise sentences, "[t]he principal role of appellate review should be to attempt to leaven the outliers, and identify some guiding principles for trial courts and those charged with improvement of the sentencing statutes, but not to achieve a perceived `correct' result in each case."
We first consider the nature of the offenses. Heinzman repeatedly molested the son of his cousin. It is undisputed that Heinzman was in a position of trust vis-à-vis his victim. In fact, Z.B.'s family asked Heinzman to mentor the boy and help him work through his problems, and the family allowed Z.B. to stay at Heinzman's home. Heinzman took advantage of this situation by repeatedly molesting the boy. Z.B. was apparently already struggling, and he attempted to commit suicide shortly before he disclosed the molestations to his stepmother. As a result of Heinzman's actions, Z.B. still has trouble trusting others. Clearly, the nature of Heinzman's offenses support the imposition of an enhanced sentence.
Heinzman's character provides further support for the trial court's sentencing decision. Although Heinzman had no criminal history at the time he committed the acts against Z.B., by the time he was convicted and sentenced in the present case, he had already been convicted of multiple counts of child molestation involving other children.
Considering the nature of the offenses and the character of the offender, and giving due consideration to the trial court's sentencing decision, we cannot say that Heinzman has met his burden on appeal of demonstrating that his aggregate twenty-four year sentence is inappropriate.
Heinzman also claims that, pursuant to the terms of his plea agreement, the trial court was required to suspend his sentence in Cause FC-46, the cause in which Heinzman pleaded guilty to Class D felony sexual battery on E.B., Z.B.'s younger brother. The State concedes that Heinzman's plea agreement did call for a suspended sentence. Yet the trial court indicated in its oral sentencing statement that Heinzman's sentence on this count was to be executed, which would be contrary to the plea. We first note that Heinzman made no objection to the trial court's sentencing statement indicating that his sentence in Cause FC-46 was to be executed. Moreover, this sentence was ordered to be served concurrently with Heinzman's aggregate twenty-four year sentence in Cause FC-239. Thus, even if the trial court had suspended Heinzman's sentence in Cause FC-46, this sentence would be "served" while Heinzman was serving his executed sentence in Cause FC-239. We therefore consider this error to be harmless, as remand for resentencing would result in the exact same sentence for Heinzman.
The trial court did not err in denying Heinzman's motion for discharge because Heinzman waived his right to a speedy trial under Criminal Rule 4(C) by failing to object when the trial court set a trail date outside the one-year time limit. And because Heinzman himself was responsible for some delay in the trial, did not timely assert his right to a speedy trial, and has failed to demonstrate resulting prejudice, we cannot say that the delay in his trial violated his constitutional right to a speedy trial.
With regard to the admission of evidence, the trial court did not abuse its discretion in admitting evidence that the report of Heinzman's abuse had been "substantiated," inasmuch as this testimony did not run afoul of Evidence Rule 704(b). Similarly, the letter written by the victim was admissible under an exception to the hearsay rule and was cumulative of the victim's testimony.
Heinzman's convictions on three counts of Class C felony child molesting do not constitute double jeopardy because there was evidence establishing that Heinzman molested the victim on at least four occasions. Thus, there was no reasonable possibility that the jury relied on the same evidentiary facts to convict Heinzman on all three counts.
Lastly, the trial court did not abuse its discretion in sentencing Heinzman to an aggregate term of twenty-four years. This sentence is not inappropriate given the nature of the offense and the character of the offender.
Affirmed.
ROBB, C.J., and BAILEY, J., concur.