SINGAL, District Judge.
Before the Court is Defendant's Motion to Dismiss (Docket # 7) Plaintiff's Complaint. As explained herein, the line of cases starting with Burford v. Sun Oil Co., 319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943), requires that the Court ABSTAIN. Defendant's Motion to Dismiss is therefore GRANTED.
Defendant moves to dismiss this case under Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Generally, under Rule 12(b)(1), a party may move to dismiss a case for lack of subject matter jurisdiction. See, e.g., Am. Fiber & Finishing, Inc. v. Tyco Healthcare Group, LP, 362 F.3d 136, 138 (1st Cir.2004) ("Federal courts are courts of limited jurisdiction. In the absence of jurisdiction, a court is powerless to act."). After determining that it in fact has jurisdiction, under Rule 12(b)(6), the Court then considers the "legal sufficiency" of a complaint. Gomes v. Univ. of Me. Sys., 304 F.Supp.2d 117, 120 (D.Me.2004).
Courts in this circuit have disagreed as to how the general rubric applies in the context of abstention doctrines. See Mass. Delivery Ass'n v. Coakley, 797 F.Supp.2d 164, 168 n. 2 (D.Mass.2011) (collecting cases involving Younger abstention); see also Burckhart Search Group, Inc. v. Doral Fin. Corp., Civil No. 11-1565(JAF), 2011 WL 6029817, at *3 n. 5 (D.P.R. Nov. 30, 2011). This Court has previously noted that "abstention is a prudential rather than a jurisdictional ground for dismissal," and, therefore, when considering abstention it does "not rely upon the pleading or burden requirements of either Rule 12(b)(1) or Rule 12(b)(6)." See Christian Action Network v. Maine, 679 F.Supp.2d 140, 143 n. 2 (D.Me.2010). In the context of this Motion, the relevant facts in this case are not in dispute nor do the parties dispute the Court's ability to consider the Amended Administrative Hearing Decision attached to Defendant's Motion. See id.; Biddeford Internet Corp. v. Verizon New Eng. Inc., 456 F.Supp.2d 165, 169 (D.Me. 2006) (allowing for the consideration of a document attached to a motion to dismiss if the document is: one whose authenticity
Plaintiff Timothy Kilroy ("Kilroy") is a divorced parent of the minor child, C.K.
Due to his disability, Plaintiff receives disability benefits from the Social Security Administration ("SSA"). (See id. ¶ 5.) Plaintiff's son, C.K., is entitled to SSA dependent benefits in the amount of $844.00 per month. Those benefits are paid directly to Ms. Kilroy from the SSA. (See id. ¶ 10, 13.) Pursuant to the December 1, 2001 Child Support Order, in any month where the SSA dependent benefits received by Ms. Kilroy for C.K. exceed Plaintiff's total monthly child support obligation, Plaintiff receives a credit for his monthly child support obligation. (See id. ¶ 12.) However, Plaintiff is not given credit toward past or future child support obligations where the SSA dependent benefits received by Ms. Kilroy in any given month exceed Plaintiff's monthly child support obligation. (See id.)
Kilroy also receives food assistance benefits under the federal Supplemental Nutrition Assistance Program ("SNAP") for himself and C.K. (See id. ¶ 7.) The United States Department of Agriculture has promulgated various regulations with respect to the SNAP program, but responsibility for administering the program in Maine has been delegated to the Maine Department of Health and Human Services (the "Department") and thus the Department makes individual eligibility determinations and distributes the food assistance benefits to eligible households. (See id. ¶ 6, 15; 7 U.S.C. § 2020(a), (e); 7 C.F.R. §§ 271.4(a), 272.3.) Defendant is the Commissioner of the Department. (See id. ¶ 6.)
Although the SSA dependent benefits are paid directly to Ms. Kilroy, the Department made a determination that it would include those SSA payments (approximately $844.00 per month) as income in Plaintiff's household for the purpose of calculating food assistance benefits for Plaintiff's household. (See id. ¶ 15.) As a result of this determination, the food assistance benefits for Plaintiff's household are lower than they would be if the SSA payments to Ms. Kilroy were not counted as household income. The SSA dependent benefits received by Ms. Kilroy on behalf of C.K. are not used to purchase food for Plaintiff's household, nor are they used to pay any of Plaintiff's other household expenses. (See id. ¶ 16.)
Plaintiff disagreed with the Department's determination and requested a hearing to appeal the decision. (See Amended Administrative Hearing Decision (Docket # 7-1) at 1.) On June 22, 2011, a hearing was held to determine whether the Department was correct when it counted
The Hearing Officer re-opened the hearing record and received briefing from Plaintiff and the Department. After reviewing the parties' briefings, the Hearing Officer issued an Amended Decision, which concluded that the Department was correct when it counted C.K.'s SSA benefit as income in computing Plaintiff's food assistance benefits, even though that income is not paid to Plaintiff. The Amended Decision further noted that Maine's food stamp rules — specifically, 10-144-301 Me.Code R. § 555-3(2) — includes Social Security benefits as countable unearned income and that § 555-3(9) states that money legally due a household member but received and used for that household member by a nonhousehold member must be included as countable unearned income. (See id. at 4.) Meanwhile, under § 555-4(21), legally obligated child support payments made by a household member to or for an individual who is not a household member is excluded from income for the purpose of calculating food assistance benefits. The Hearing Officer ruled that § 555-4(21) did not apply to Plaintiff's case, however, because C.K's SSA benefit is his benefit and not his father's benefit. To be excluded as income, the payment must be a payment made by Plaintiff. Plaintiff, however, does not make the SSA benefit payment — the SSA makes the payment. The Hearing Officer agreed with the Department's argument that "[c]rediting the child's entitlement toward Mr. Kilroy's child support does not amount to a child support payment made by Mr. Kilroy, as Mr. Kilroy did not expend his own resources to make that payment." (See id. at 5 (internal emphasis omitted).) The Hearing Officer further observed that Mr. Kilroy's "income is not used to pay his child support obligation and [C.K.] is not the Food Stamp household member legally obligated to pay child support even though a portion of his income is used as a credit against the support obligation owed by his father." (Id.) The Hearing Officer concluded that C.K's "Social Security benefit is used for his care and support and because of that the Food Stamp rules clearly require his Social Security benefit to be used as countable unearned income in computing Mr. Kilroy's Food Stamp benefit." (Id.)
Within thirty days of the Hearing Officer's Amended Decision, Plaintiff filed the instant action seeking an injunction stating that inclusion of C.K.'s SSA benefit paid to his mother's household is not income for the purpose of calculating Plaintiff's food assistance benefit. In addition, Plaintiff seeks preliminary and permanent injunctive relief enjoining Defendant from reducing Plaintiff's food assistance allotment because of the SSA dependent benefit. Plaintiff also asks that Defendant issue the food assistance benefits Plaintiff would have received but for its allegedly improper benefit calculation methodology. Finally, Plaintiff seeks an award for the cost of
As the First Circuit has repeatedly emphasized, "federal courts have a virtually unflagging obligation to exercise the jurisdiction given them." See Chico Serv. Station, Inc. v. Sol P.R. Ltd., 633 F.3d 20, 29 (1st Cir.2011) (citing Ankenbrandt v. Richards, 504 U.S. 689, 705, 112 S.Ct. 2206,119 L.Ed.2d 468 (1992); United States v. Fairway Capital Corp., 483 F.3d 34, 44 (1st Cir.2007)). In a discrete set of "exceptional circumstances," however, federal district courts may decline to exercise jurisdiction "where denying a federal forum would clearly serve an important countervailing interest, such as regard for federal-state relations or wise judicial administration." See id. (quoting Quackenbush v. Allstate Ins. Co., 517 U.S. 706, 716, 116 S.Ct. 1712, 135 L.Ed.2d 1 (1996)); see also Guillemard-Ginorio v. Contreras-Gomez, 585 F.3d 508, 517 (1st Cir.2009) (citing Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 292, 125 S.Ct. 1517, 161 L.Ed.2d 454 (2005)). "[B]ecause abstention runs so firmly against the jurisprudential grain," the First Circuit instructs that "abstention should be the exception, not the rule." Chico, 633 F.3d at 29 (stating further that abstention is proper only in "narrowly circumscribed situations where deference to a state's administrative processes for the determination of complex, policy-laden, state law issues would serve a significant local interest and would render federal-court review inappropriate"). Similarly, the Supreme Court has held that "the balance of state and federal interests only rarely favors abstention." See Guillemard-Ginorio, 585 F.3d at 517 (citing Quackenbush, 517 U.S. at 728, 116 S.Ct. 1712; Deakins v. Monaghan, 484 U.S. 193, 202, 108 S.Ct. 523, 98 L.Ed.2d 529 (1988)).
At issue in this case is whether the Court should abstain from hearing Plaintiff's case pursuant to the abstention doctrines set forth in Burford v. Sun Oil Co., 319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943), and Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971). Plaintiff argues that the circumstances of this case, in which the state agency responsible for calculating food assistance benefits allegedly misapplied federal statutory and regulatory law in determining Plaintiff's benefits, cannot support the Court's deference to state administrative processes. Defendant counters that abstention is proper because Plaintiff's action encroaches on Maine state law and administrative processes for the determination and review of food assistance benefits calculations (Burford abstention) and because the exercise of jurisdiction would needlessly inject the Court in an ongoing state proceeding (Younger abstention).
Defendant contends that the Court should abstain from hearing this case under the doctrine set forth in Burford. Plaintiff disagrees, and argues that the Court must decline abstention because (1) Burford abstention requires the presence of a local law or policy, which does not exist in this case, and (2) the instant case poses a question of federal law regarding the state administration of a federal program and is not simply an issue of local law and policy.
As the First Circuit has repeatedly stated, the fundamental concern of the Burford doctrine is "to prevent federal courts from bypassing a state administrative scheme and resolving issues of state law and policy that are committed in the first instance to expert administrative resolution." Chico, 633 F.3d at 29; Vaqueria
Chico, 633 F.3d at 29 (quoting New Orleans Pub. Serv., Inc. v. Council of New Orleans, 491 U.S. 350, 361, 109 S.Ct. 2506, 105 L.Ed.2d 298 (1989)).
While the Burford abstention doctrine could be interpreted broadly, the First Circuit rule is narrow: "Burford abstention must only apply in `unusual circumstances,' when federal review risks having the district court become the `regulatory decision-making center.'" Id. at 30 (quoting Vaqueria Tres Monjitas, 587 F.3d at 474); see also Bath Mem'l Hosp. v. Maine Health Care Fin. Comm'n, 853 F.2d 1007, 1012-13 (1st Cir.1988). "Thus, when a federal court's interference would effectively create a dual review structure for adjudicating a state's specific regulatory actions, abstention under Burford may be appropriate." Vaqueria Tres Monjitas, 587 F.3d at 474 (citing Bath Mem'l Hosp., 853 F.2d at 1012-13); see also Chico, 633 F.3d at 34.
Here, Defendant argues that Burford abstention is appropriate because federal review of Plaintiff's action risks having the Court become the regulatory decisionmaking center for food assistance benefits determinations. Defendant also cautions that the Court's review of Plaintiff's case would effectively create a dual review structure whereby a Maine recipient of federal food assistance benefits could challenge a benefits determination in either state or federal court, which would jeopardize Maine's ability to coherently administer its system of providing food assistance benefits. See Bath Mem'l Hosp. v. Me. Health Care Fin. Comm'n, 853 F.2d 1007, 1012 (1st Cir.1988).
In arguing that abstention is inappropriate in this case, Plaintiff relies heavily on the First Circuit's recent decision, Chico Serv. Station, Inc. v. Sol P.R. Ltd., 633 F.3d 20 (1st Cir.2011). In Chico, the First Circuit overturned the district court's decision to abstain from a citizen suit brought pursuant to the federal Resource Conservation and Recovery Act ("RCRA") in an effort to force the cleanup of contamination caused by leaking underground storage tanks at a former gasoline station. Id. at 22. While Chico provides the frame-work for considering Burford abstention in this case, the Court initially notes that RCRA and the SNAP statute are fundamentally distinguishable with respect to the delineation of federal and state court review of state agency actions. Whereas RCRA delineates specific situations in which a state or federal agency action forecloses federal court review of a citizen suit, see Chico, 633 F.3d at 31, the SNAP statute requires that participating states provide a hearing process for households aggrieved by a state agency decision. See 7 U.S.C. § 2020(e)(10) (providing that a participating state must provide "for the granting of a fair hearing and a prompt determination thereafter to any household aggrieved by the action of the State agency
With this statutory difference in mind, the Court nonetheless considers the three factors enumerated in Chico:
633 F.3d at 32.
In weighing abstention under the Burford doctrine, the Court "must first determine whether timely and adequate state-court review is available." Id. at 32 (quoting NOPSI, 491 U.S. at 361, 109 S.Ct. 2506). Under Maine law, a party to an administrative proceeding may appeal any final agency action to a state Superior Court, which will review the decision for abuse of discretion, errors of law, or findings not supported by the evidence. See 5 M.R.S.A. § 11002; Me. R. Civ. P. 80C; Centamore v. Dep't of Human Servs., 664 A.2d 369, 370 (Me.1995). To commence the appeal process, an individual must file a petition with the Superior Court within thirty days after receiving notice of the adverse agency decision.
After evaluating the procedure for state court review of state agency decisions under Maine law, this Court finds that state court review is sufficiently timely and adequate to support Burford abstention. Compare Chico, 633 F.3d at 33 (ruling that state court review was not timely because site cleanup had been under consideration by Puerto Rico's Environmental Quality Board for seventeen years but the Board had issued no final order appealable to the commonwealth courts during that time). Instead of filing this action, Plaintiff could have appealed his food assistance benefits determination to the state Superior Court, and, if unsuccessful there, to the Law Court. The Court concludes that Plaintiff's effort to circumvent this timely and adequate state court procedure triggers a fundamental concern of Burford abstention — specifically, having the district court become the "regulatory decision-making center" and creating a dual review structure for adjudicating Maine regulatory actions. See Chico, 633 F.3d at 30; Vaqueria, 587 F.3d at 474.
As noted by the First Circuit, "the animating concern under Burford is
SNAP and its implementing regulations delegate authority to participating states to promulgate regulations governing benefits determinations and a process for challenging those benefits determinations. See 7 U.S.C. § 2020(a), (e); 7 C.F.R. §§ 271.4(a), 272.3; 7 C.F.R. § 273.15. To be eligible for SNAP, a state must develop and submit a plan of operation for approval by the United States Secretary of Agriculture. See 7 U.S.C. § 2020(d); 7 C.F.R. § 272.2. Once approved, participating states assume many of the core administrative responsibilities for the food assistance program. See 7 U.S.C. § 2020(a), (e); 7 C.F.R. §§ 271.4(a), 272.3. As a participating state, Maine performs these administrative functions, including, developing regulations to govern eligibility determinations, conducting eligibility determinations for applicant households, issuing electronic benefit transfer cards, and developing procedures for appealing eligibility determinations. See 10-144-301 Me. Code R. § FS-1 et seq.; see also 7 U.S.C. § 2020(a), (e); 7 C.F.R. §§ 271.4(a), 272.3; 7 C.F.R. § 273.15.
Furthermore, pursuant to its authority under SNAP, Maine has developed comprehensive procedures for appealing the Department's benefits determinations. Pursuant to these procedures, when the Department takes any action that affects a household's eligibility or level of benefits, it must provide written notice of the basis for its action, the right to a fair hearing, and the availability of free legal counsel. §§ FS-777-5, 999-1. An individual has ninety days to request a hearing, and has numerous procedural rights during the course of the appeals process, including access to a translator, the right to subpoena and call witnesses, and to submit evidence at the hearing. § FS-777-5. The Department officer conducting the hearing must render a decision within sixty days of the hearing request that specifies the factual and legal basis for the decision. § FS-777-5. Moreover, as stated supra, an aggrieved individual may appeal a written agency decision to the Superior Court. See Me. R. Civ. P. 80C.
Because Maine has developed comprehensive rules and regulations governing the administration of SNAP benefits, pursuant to its authority under SNAP, the Court finds that the administration of the SNAP program in Maine is a matter of substantial public concern and that the State has a substantial interest in establishing a coherent policy with respect to the administration of SNAP in Maine. See Huffmire v. Town of Boothbay, 35 F.Supp.2d 122, 133 (D.Me.1999). Plaintiff's action challenges the Department's application of Me.Code R. §§ FS555-3(2) and 3(9) to the determination of his household food assistance benefit allotment. Accordingly, Plaintiff's case presents questions of Maine law and policy, although they are framed by the federal SNAP statute. The Court is concerned that federal review of Maine's food assistance benefits regulations "would be disruptive of state efforts to establish a coherent policy" with respect to Maine's food assistance benefits program, undoubtedly "a matter of substantial public concern." See Chico, 633 F.3d at 33 (citing NOPSI, 491 U.S. at
In addition to the Court's findings in regards to factors one and two, the First Circuit has cautioned that "a federal court may abstain only where conflict with state administrative processes cannot be avoided through careful conduct of the federal case." Chico, 633 F.3d at 33 (citing Planned Parenthood League of Mass. v. Bellotti, 868 F.2d 459, 464 (1st Cir.1989)). Federal court review of this case would conflict with the state proceeding, as Plaintiff seeks review of a state administrative decision in federal court rather than state court, "effectively creating a dual review structure for adjudicating a state's specific regulatory actions." Id. at 34 (citing Vaqueria, 587 F.3d at 474).
The First Circuit's decision in Vaqueria is instructive. In declining abstention, the First Circuit ruled that abstention was inappropriate because: (1) federal court review would not disrupt the state agency's "role as the regulatory decisionmaker or interfere with the agency's ability to apply its expertise to local facts in establishing a coherent state policy;" and (2) the "heart of plaintiffs' action" was a constitutional challenge to the state agency's "decision-making process as a whole, and not to the reasonableness of their particular determinations." 587 F.3d at 474. Furthermore, the First Circuit found it important that the district court did not rule on the merits of specific agency orders and instead focused its ruling on the overall administrative decision-making process, which it found to be arbitrary and unconstitutional. Id. The First Circuit highlighted that the district court had not conducted a "highly individualized review of particular, firm-specific regulatory decisions." Id. at 475 (quoting Bath Mem'l Hosp., 853 F.2d at 1014). Rather, the district court addressed the plaintiffs' claims that the entire system by which the administrative agency rendered its decisions violated the Due Process and Equal Protection rights of those subject to its regulations. Id. at 477.
The differences between Plaintiff's action and Vaqueria are instructive. Here, Plaintiff seeks an order declaring that the Department improperly calculated his food assistance benefits. The heart of Plaintiff's case is not a constitutional challenge to the Department's overall decision-making or hearings process; rather, the relief requested by Plaintiff requires that the Court directly review actions taken by the Department's Administrative Hearing Officer and circumvent Maine's state court
Younger and its progeny set for the "principle that, with limited exceptions, federal courts should refrain from issuing injunctions that interfere with ongoing state-court litigation, or, in some cases, with state administrative proceedings." Maymo-Melendez v. Alvarez-Ramirez, 364 F.3d 27, 31 (1st Cir.2004) (citing Younger, 401 U.S. at 43-45, 53-54, 91 S.Ct. 746). While the Younger doctrine initially applied to protect state criminal prosecutions against interference, it "has been extended to `coercive' civil cases involving the state and to comparable state administrative proceedings that are quasi-judicial in character and implicate important state interests." Id. (citing Huffman v. Pursue, Ltd., 420 U.S. 592, 603-05, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975); Ohio Civil Rights Comm'n v. Dayton Christian Schs., Inc., 477 U.S. 619, 623-27, 106 S.Ct. 2718, 91 L.Ed.2d 512 (1986); Middlesex County Ethics Comm. v. Garden State Bar Ass'n, 457 U.S. 423, 432, 435, 102 S.Ct. 2515, 73 L.Ed.2d 116 (1982)). Accordingly, the First Circuit requires Younger abstention if: "(1) there is an ongoing state judicial proceeding involving the federal plaintiff that (2) implicates important state interests and (3) provides an adequate opportunity for the federal plaintiff to assert his federal claims." Christian Action Network v. Maine, 679 F.Supp.2d 140, 145 (D.Me.2010). If those requirements are met, abstention is mandatory unless there are "extraordinary circumstances", which "include bad faith, harassment and extreme bias; great and immediate irreparable harm to core constitutional values;" and a statute that "flagrantly and patently" violates the Constitution. See id. (citing Esso Std. Oil Co. v. Lopez-Freytes, 522 F.3d 136, 143 (1st Cir.2008), and Younger, 401 U.S. at 53-54, 91 S.Ct. 746).
The key question here is whether the State proceedings qualify under Younger and its progeny as the proper type of
Here, Plaintiff argues that the state proceedings at issue in this case were remedial — not coercive — and therefore that abstention is inappropriate. The record does not indicate when the Department determined that C.K.'s Social Security benefits would be counted as income in calculating the food assistance benefits allotted to Plaintiff's household. However, the record does indicate that the Department's determination was applied to Plaintiff's benefits allotment before undertaking any process that was judicial in character. See Guillemard-Ginorio, 585 F.3d at 521 (citing Maymo-Melendez, 364 F.3d at 35-36 (holding that "where the federal plaintiff was sanctioned by the local racing board only after full-fledged administrative proceedings that were judicial in character, abstention pursuant to Younger was required through the full continuum of those proceedings, including judicial review of agency action")). Here, there is no indication in the record that a hearing took place, that witnesses were called on behalf of Plaintiff, or that Plaintiff had a chance to present an argument prior to the Department's determination of Plaintiff's benefit.
After the Department's determination went into effect, Plaintiff requested a hearing challenging the Department's decision. This administrative hearing was remedial rather than coercive because the administrative appeal process could be triggered only on Plaintiff's initiative if he wished to pursue his remedies within Maine's administrative framework. See Guillemard-Ginorio, 585 F.3d at 523. Accordingly, Younger abstention is inapplicable.
For the foregoing reasons, the Court GRANTS Defendant's Motion to Dismiss (Docket # 7) and DISMISSES this action.
SO ORDERED.