SCOTT W. SKAVDAHL, District Judge.
This matter is before the Court on defendant's Motion To Vacate, Set Aside, Or Correct Sentence Under 28 U.S.C. § 2255 By U.S.S.G. Amendment § 3B1.2 (ECF No. 1971). On October 14, 2016, the government filed a response. See Government's Response To Defendant's Motion To Vacate, Set Aside Or Correct Sentence Under 28 U.S.C. § 2255 By U.S.S.G. Amendment § 3B1.2 (ECF No. 1981). Defendant did not file a reply. For reasons stated below, the Court overrules defendant's motion.
On October 3, 2012, a grand jury charged Riko Carter and 51 other defendants with conspiracy to manufacture, to possess with intent to distribute and to distribute 280 grams or more of cocaine base and to possess with intent to distribute and to distribute five kilograms or more of a mixture and substance containing cocaine. See Second Superseding Indictment (ECF No. 402), Count 1. On May 28, 2013, Mr. Carter pled guilty. See Plea Agreement (ECF No. 671).
At sentencing, the Court calculated a base offense level of 34 under U.S.S.G. § 2D1.1 based on a drug quantity of 2.75 kilograms of cocaine base. See Presentence Investigation Report (ECF No. 1131), ¶¶ 96, 100-01 (base offense level 34 for offense involving at least 840 grams but less than 2.8 kilograms of cocaine base under 2013 version of Guidelines). The Court added three levels under U.S.S.G. § 2D1.1(b)(1) because defendant possessed a dangerous weapon during the offense. See id., ¶ 102. The Court then subtracted three levels for defendant's acceptance of responsibility. See id., ¶¶ 108-09. Based on a criminal history category IV and a total offense level of 33, defendant's advisory guideline range was 188 to 235 months. See id., ¶ 152.
On May 12, 2014, the undersigned judge, sitting by designation, sentenced Mr. Carter to 188 months in prison. See Judgment In A Criminal Case (ECF No. 1524) at 2. On June 8, 2015, in light of Amendment 782 to the Sentencing Guidelines, which reduced by two levels defendant's base offense level, the Honorable Kathryn H. Vratil reduced defendant's sentence to 151 months. See Order Regarding Motion For Sentence Reduction Pursuant To 18 U.S.C. § 3582(c)(2) (ECF No. 1785).
On August 29, 2016, defendant filed a motion to vacate his sentence under 28 U.S.C. § 2255. Defendant asserts that under Amendment 794 to the Sentencing Guidelines, the Court should apply a mitigating role adjustment under Section 3B1.2 and resentence him to a term of 120 months, the statutory minimum term of imprisonment.
The standard of review of Section 2255 petitions is quite stringent. The Court presumes that the proceedings which led to defendant's conviction were correct. See Klein v. United States, 880 F.2d 250, 253 (10th Cir. 1989).
The government asserts that defendant's motion is untimely. See Government's Response To Defendant's Motion To Vacate, Set Aside Or Correct Sentence Under 28 U.S.C. § 2255 By U.S.S.G. Amendment § 3B1.2 (ECF No. 1981) at 3-5. Section 2255 provides a one-year period of limitation which runs from the latest of—
28 U.S.C. § 2255(f). Here, the Clerk entered judgment on May 12, 2014. Defendant did not appeal the judgment of conviction so it was final 14 days later on May 26, 2014. United States v. Prows, 448 F.3d 1223, 1227-28 (10th Cir. 2006) (if defendant does not file direct appeal, conviction becomes final upon expiration of time in which to take direct criminal appeal); Fed. R. App. P. 4(b) (defendant must file appeal within 14 days of entry of judgment). Therefore defendant had until May 26, 2015 to file a Section 2255 motion.
Defendant filed his motion to vacate on August 29, 2016, more than one year after the statutory deadline. Defendant apparently attempts to invoke the tolling provision of Section 2255(f)(4). See (ECF No. 1971-1) at 4. Defendant suggests that until Amendment 794 clarified application of Section 3B1.2, he could not have known of his potential argument that he qualified for a minor role reduction. See id. Amendment 794 supplements the Commentary to provide additional guidance to district courts in determining when a mitigating role adjustment applies under Section 3B1.2, but it did not provide an additional basis to reduce a defendant's offense level. See Amendment 794, Supp. to App. C (Nov. 1, 2015). Therefore defendant could have raised his argument under Section 3B1.2 well before the effective date of Amendment 794. In any event, the tolling provision of Section 2255(f)(4) refers to discovery of "facts" supporting a claim, "not a failure to appreciate the legal significance of those facts." United States v. Collins, 364 F. App'x 496, 498 (10th Cir. 2010) (citing Marsh v. Soares, 223 F.3d 1217, 1220 (10th Cir. 2000)); see United States v. Hines, 592 F. App'x 755, 755 (10th Cir. 2015) (recent Supreme Court decision does not constitute newly discovered fact under Section 2255(f)(4)). Defendant has not shown that he recently discovered any new "facts" related to his relative role in the offense. Because defendant in due diligence could have sought a mitigating role adjustment under the prior Commentary, he cannot show that he qualifies for tolling under Section 2255(f)(4) based on the amended Commentary.
Defendant has not alleged a sufficient basis for equitable tolling. Initially, to show a basis for equitable tolling, defendant bears the burden to establish that he has been pursuing his rights diligently and that some extraordinary circumstances stood in his way. Barnes v. United States, 776 F.3d 1134, 1150 (10th Cir. 2015). Defendant does not explain why (1) he did not file an appeal or otherwise pursue the mitigating role adjustment or (2) it took him some ten months after the effective date of Amendment 794 to file his Section 2255 motion. Accordingly, defendant has not shown that he is entitled to equitable tolling of the limitations period. See Fleming v. Evans, 481 F.3d 1249, 1257 (10th Cir. 2007) (petitioner must show that he acted with reasonable diligence); Gibson v. Klinger, 232 F.3d 799, 807 (10th Cir. 2000) (petitioner must show that after learning pertinent facts, he diligently pursued federal habeas claim).
Defendant also has not shown that his substantive claim falls within the narrow confines of the equitable tolling doctrine. Equitable tolling is available only in rare and exceptional circumstances such as when a prisoner is "actually innocent."
For reasons stated above, defendant has not shown a sufficient factual basis to toll the one-year deadline under 28 U.S.C. § 2255. Therefore the Court overrules defendant's Section 2255 motion as untimely.
The government also asserts that defendant's motion is barred by the waiver of collateral challenges in the plea agreement. See Government's Response To Defendant's Motion To Vacate, Set Aside Or Correct Sentence Under 28 U.S.C. § 2255 By U.S.S.G. Amendment § 3B1.2 (ECF No. 1981) at 5-7. A knowing and voluntary waiver of the statutory right to appeal or to collaterally attack a sentence is generally enforceable. United States v. Chavez-Salais, 337 F.3d 1170, 1172 (10th Cir. 2003); United States v. Cockerham, 237 F.3d 1179, 1181 (10th Cir. 2001). The Court applies a three-pronged analysis to evaluate the enforceability of such a waiver: (1) whether the disputed issue falls within the scope of the waiver; (2) whether defendant knowingly and voluntarily waived his rights; and (3) whether enforcing the waiver would result in a miscarriage of justice. United States v. Hahn, 359 F.3d 1315, 1325 (10th Cir. 2004) (en banc).
In the plea agreement, defendant waived his right to collaterally attack "any matter in connection with this prosecution, [his] conviction, or the components of the sentence." Plea Agreement (ECF No. 671), ¶ 13.
Defendant does not challenge that he knowingly and voluntarily waived his rights. Nothing in the record suggests that defendant's plea or waiver of post-conviction rights was unknowing or involuntary.
Defendant also has not alleged facts to show that enforcement of the waiver would result in a miscarriage of justice. To show a miscarriage of justice, defendant bears the burden to establish that (1) the district court relied on an impermissible factor such as race; (2) counsel provided ineffective assistance in conjunction with negotiation of the waiver; (3) the sentence exceeds the statutory maximum; or (4) the waiver is otherwise unlawful in the sense that it suffers from error that seriously affects the fairness, integrity or public reputation of judicial proceedings. Hahn, 359 F.3d at 1327. Enforcement of the waiver does not implicate any of these factors. Defendant received a sentence of 188 months in prison, which was at the low end of the advisory Guidelines range and well below the statutory maximum of life in prison. See United States v. Porter, 405 F.3d 1136, 1144 (10th Cir. 2005) ("statutory maximum" under Hahn refers to statute of conviction). Enforcement of the waiver does not seriously affect the fairness, integrity or public reputation of the proceedings. See United States v. Maldonado, 410 F.3d 1231, 1233-34 (10th Cir. 2005) (waiver of appellate rights enforced where sentence did not exceed statutory maximum and was based on judge-made findings).
For reasons stated above, the Court finds that defendant's waiver of collateral challenges in the plea agreement is enforceable and bars defendant's present motion.
Defendant's claim also lacks substantive merit. Defendant argues that in light of Amendment 794 to the Sentencing Guidelines which clarified Section 3B1.2, the Court erred in refusing to reduce his offense level as a minor or minimal participant. At the time of sentencing, Application Note 3(c) to Section 3B1.2 provided as follows:
U.S.S.G. § 3B1.2, cmt. 3(C) (Nov. 1, 2014 ed.). As explained above, Amendment 794 provided additional guidance to district courts in determining when a mitigating role adjustment applies under Section 3B1.2. See Amendment 794, Supp. to App. C (Nov. 1, 2015). In particular, Amendment 794 added commentary to Application Note 3(c) as follows:
U.S.S.G. § 3B1.2, cmt. 3(C).
The Sixth, Ninth and Eleventh Circuits have concluded that Amendment 794 is a clarifying amendment which is retroactive to cases on direct appeal. United States v. Carter, No. 15-3618, 2016 WL 5682707, at *6 (6th Cir. Oct. 3, 2016); United States v. Quintero-Leyva, 823 F.3d 519, 523 (9th Cir. 2016); United States v. Cruickshank, 837 F.3d 1182, 1194 (11th Cir. 2016). Assuming that Amendment 794 is a "clarifying" amendment, the Court also applies it retroactively under Section 2255. See United States v. Torres-Aquino, 334 F.3d 939, 941 (10th Cir. 2003) (clarifying amendment relates to correctness of sentence which should be raised on direct appeal or in Section 2255 motion); see also United States v. Armstrong, 347 F.3d 905, 909 (11th Cir. 2003) (clarifying amendments "may only be retroactively applied on direct appeal of a sentence or under a § 2255 motion").
Even if the Court applied Amendment 794 retroactively in this case, however, defendant has not shown a reasonable probability that his sentence would have been different. Defendant states that he had a minimal role because he is less culpable than the average conspirator, he knew very few of the other conspirators and he did not exercise any authority in the conspiracy. See Motion To Vacate, Set Aside, Or Correct Sentence Under 28 U.S.C. § 2255 By U.S.S.G. Amendment § 3B1.2 (ECF No. 1971) at 4; (ECF No. 1971-1) at 2. Defendant classifies his involvement as simple "street vending," (ECF No. 1971) at 4, but he offers no specific comparison with other defendants in this case. Although not conclusive of whether defendant qualifies for an adjustment under Section 3B1.2, the Court notes that only four of the 47 defendants who were convicted in this case received a sentence greater than defendant's initial sentence of 188 months. In addition, some 19 defendants in this case received sentences of 70 months or less; these sentences were substantially lower than defendant's reduced sentence of 151 months in prison. Defendant was involved in more substantial crack cocaine transactions relative to most of his coconspirators. In particular, Mr. Carter sold ounce or multi-ounce quantities of crack cocaine to informants on three or four occasions, he was "fronted a kilogram of cocaine for $30,000" and he participated in, or at least was knowledgeable of, the conversion of powder cocaine to crack. See Presentence Investigation Report (ECF No. 1131), ¶¶ 82-84. Given defendant's substantial involvement in the conspiracy relative to his coconspirators, the Court correctly omitted any mitigating role adjustment under Section 3B1.2. See United States v. Llantada, 815 F.3d 679, 685 (10th Cir. 2016) (middleman not necessarily entitled to reduction under Section 3B1.2).
For the above reasons, the Court finds that the files and records in this case conclusively show that defendant is not entitled to relief. No evidentiary hearing is required to resolve defendant's claim. See 28 U.S.C. § 2255; United States v. Marr, 856 F.2d 1471, 1472 (10th Cir. 1988) (no hearing required where court may resolve factual matters raised by Section 2255 petition on record); United States v. Barboa, 777 F.2d 1420, 1422-23 (10th Cir. 1985) (hearing not required unless petitioner's allegations, if proved, would entitle her to relief and allegations not contravened by record).
An appeal from a final order in a Section 2255 proceeding may not be taken unless a circuit justice or judge issues a certificate of appealability. 28 U.S.C. § 2253(c)(1)(B). A certificate of appealability may issue only if petitioner has made a "substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(2). This standard requires that petitioner demonstrate that "reasonable jurists could debate whether (or, for that matter, agree that) the petition should have been resolved in a different manner or that the issues presented were adequate to deserve encouragement to proceed further." United States v. Keyes, 280 F. App'x 700, 701 (10th Cir. 2008) (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)). For the reasons detailed in this Memorandum And Order, Mr. Carter has not made a substantial showing of the denial of a constitutional right, and the Court therefore denies a certificate of appealability.
Plea Agreement (ECF No. 671), ¶ 13.