LANCE M. AFRICK, District Judge.
Before the Court is a motion
On January 27, 2012, Wiggins was charged in counts 1, 2, 5, 12, 13, 14, and 19 of a 22count third superseding indictment alleging numerous violations of the Racketeering Influenced Corrupt Organization ("RICO") Act, the Violent Crime in Aid of Racketeering Act, the Federal Gun Control Act, the Controlled Substances Act, and other federal criminal laws.
Count 1 charged a RICO conspiracy to participate in a criminal enterprise known as the "Harvey Hustlers," and its enforcement faction, the "Murder Squad."
On January 17, 2013, Wiggins' counsel filed a motion to determine Wiggins' mental competency.
At the competency hearing, Dr. Culver's report was filed into the record under seal without objection.
Dr. Culver testified that Wiggins had "borderline" intellectual functioning, but that he was not mentally retarded.
Dr. Culver advised the Court that Wiggins was in control of his behavior,
The Court found that "Dr. Culver has a well reasoned opinion with respect to the competency of this defendant and [that] his testimony [was] persuasive and credible."
On January 28, 2013, three days after the competency hearing, Wiggins appeared before the Court to plead guilty to counts 1, 2, and 5 pursuant to a Rule 11(c)(1)(C) plea agreement.
The Court explained to Wiggins that "you and the government have agreed that you should receive a sentence of 30 years imprisonment as to Counts 1 and 2, and 20 years imprisonment as to Count 5, each sentence to run concurrently."
Snead stated that she was satisfied that Wiggins was pleading guilty voluntarily and understandingly and with full knowledge of the consequences of his plea.
On July 25, 2013, Wiggins appeared before the Court for sentencing.
Section 2255(a) provides a prisoner in custody with four grounds upon which relief may be granted: (1) "that the sentence was imposed in violation of the Constitution or laws of the United States;" (2) "that the court was without jurisdiction to impose such sentence;" (3) "that the sentence was in excess of the maximum authorized by law;" or (4) that the sentence "is otherwise subject to collateral attack." 28 U.S.C. § 2255(a); see Hill v. United States, 368 U.S. 424, 426-27 (1962). Section 2255 is designed to remedy constitutional errors and other injuries that could not be brought on direct appeal and would result in injustice if left unaddressed. See United States v. Williamson, 183 F.3d 458, 462 (5th Cir. 1999). "[A] proceeding under Section 2255 is an independent and collateral inquiry into the validity of the conviction. . . ." United States v. Hayman, 342 U.S. 205, 222-23 (1952). The inquiry does not extend to the misapplication of sentencing guidelines. See Williamson, 183 F.3d at 462.
"The § 2255 remedy is broad and flexible, and entrusts to the courts the power to fashion an appropriate remedy." United States v. Garcia, 956 F.2d 41, 45 (4th Cir. 1992) (citing Andrews v. United States, 373 U.S. 334, 339 (1963)). Pursuant to § 2255, the Court must grant defendant a hearing to determine the issues and make findings of fact and conclusions of law unless "the motion, files, and records of the case conclusively show that the prisoner is entitled to no relief." United States v. Bartholomew, 974 F.2d 39, 41 (5th Cir. 1992).
"The Supreme Court has emphasized repeatedly that a collateral challenge may not do service for an appeal." United States v. Shaid, 937 F.2d 228, 231 (5th Cir. 1991) (quotation omitted). "[T]he general rule [is] that claims not raised on direct appeal may not be raised on collateral review unless the petitioner shows cause and prejudice" or actual innocence. Massaro v. United States, 538 U.S. 500, 504 (2003); Bousley v. United States, 523 U.S. 614, 622 (1998). The Supreme Court has held that "failure to raise an ineffective-assistance-of-counsel claim on direct appeal does not bar the claim from being brought" in a § 2255 proceeding. Massaro, 538 U.S. at 509; see also, e.g., United States v. Johnson, 124 F. App'x 914, 915 (5th Cir. 2005).
Wiggins asserts two grounds for relief: (1) that he "did not make a knowing and intelligent decision to plead guilty . . . due to [his] limited mental capacity,"
The government does not argue that the waiver of post-conviction rights in Wiggins' plea agreement should preclude his § 2255 motion. The motion is not untimely because it was filed within one year after the judgment against him became final.
"Constitutional due process mandates that an accused person may only be convicted while legally competent." United States v. Minor, No. 09-391, 2014 WL 4230934, at *3 (E.D. La. Aug. 26, 2014) (Duval, J.) (citing Pate v. Robinson, 383 U.S. 375, 378 (1966); Lokos v. Capps, 625 F.2d 1258, 1261 (5th Cir. 1980)). "`This constitutional right cannot be waived by the incompetent—by guilty plea or otherwise. . . .'" Bouchillon v. Collins, 907 F.2d 589, 592 (5th Cir. 1990) (quoting Carroll v. Beto, 421 F.2d 1065, 1067 (5th Cir. 1970)). "[T]he degree of mental competency required to plead guilty is the same as that required to stand trial." United States v. Neal, 509 F. App'x 302, 308 (5th Cir. 2013) (citing Malinauskas v. United States, 505 F.2d 649, 650 (5th Cir. 1974)).
The statutory standard for competency directs the Court to find by a preponderance of the evidence whether "the defendant is presently suffering from a mental disease or defect rendering him mentally incompetent to the extent that he is unable to understand the nature and consequences of the proceedings against him or to assist properly in his defense." 18 U.S.C. § 4241(d); see also United States v. Fields, 761 F.3d 443, 467 (5th Cir. 2014) ("`It has long been accepted that a person whose mental condition is such that he lacks the capacity to understand the nature and object of the proceedings against him, to consult with counsel, and to assist in preparing his defense may not be subjected to a trial.'") (quoting Drope v. Missouri, 420 U.S. 162, 171 (1975)). "Not all people who have a mental problem are rendered by it legally incompetent." Bouchillon, 907 F.2d at 593.
Wiggins claims that his plea was not knowing and voluntary "due to my limited mental capacity."
Wiggins' description of the competency hearing as "perfunctory" is not reflected by the record. As described above, Dr. Culver examined Wiggins and reviewed an extensive amount of documentation. Dr. Culver's report and testimony were thorough and he was subjected to extensive examination by the government, cross-examination by Snead, and questioning by the Court. Each of the medications that Wiggins mentions in his § 2255 motion were specifically noted by Dr. Culver, either in his report, in his testimony, or both.
The record does not reflect whether Dr. Culver ever examined the particular document that Wiggins attached as an exhibit to his § 2255 motion or whether it was included in the file compiled by Snead. Although Dr. Culver stated that he did not examine every page of Wiggins' educational records, he did examine all of Wiggins' psychiatric records and enough of the educational records to satisfy himself that he had not missed anything of substance.
Finally, to the extent that Wiggins argues that his plea was not knowing and voluntary because "no one took the time to fully explain to me that if I accepted the plea deal for 30 [years] that I would be doing more time than I would have faced under the guidelines,"
Wiggins cannot now retract his sworn statement that he understood the possible sentences that he faced. See United States v. Cervantes, 132 F.3d 1106, 1110 (5th Cir. 1998) ("`Solemn declarations in open court carry a strong presumption of verity,' forming a `formidable barrier in any subsequent collateral proceedings.'") (quoting Blackledge v. Allison, 431 U.S. 63, 73-74 (1977)); see also United States v. Gonzalez-Archuleta, 507 F. App'x 441, 442 (5th Cir. 2013) ("We bear in mind that `solemn declarations in open court carry a strong presumption of verity,' and a defendant ordinarily may not refute testimony given under oath at a plea hearing.") (citations omitted) (quoting United States v. McKnight, 570 F.3d 641, 649 (5th Cir. 2009)). Accordingly, this asserted ground for relief is without merit.
The United States Supreme Court set forth the standard for judging the performance of counsel in Strickland v. Washington, 466 U.S. 668 (1984). In Strickland, the Court articulated a two-part test that requires the petitioner to prove (1) deficient performance and (2) resulting prejudice. Id. at 697.
Deficient performance is established by "show[ing] that counsel's representation fell below an objective standard of reasonableness." Id. at 688. In applying this standard, a "court must indulge a `strong presumption' that counsel's conduct falls within the wide range of reasonable professional assistance because it is all too easy to conclude that a particular act or omission of counsel was unreasonable in the harsh light of hindsight." Bell v. Cone, 535 U.S. 685, 702 (2002) (quoting Strickland, 466 U.S. at 689).
The second prong of the Strickland test looks to the prejudice caused by counsel's allegedly deficient performance. This requires "a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 694. "A reasonable probability is that which renders the proceeding unfair or unreliable, i.e., undermines confidence in its outcome." Williamson, 183 F.3d at 463. In the context of alleged trial errors, the petitioner must show that his "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Strickland, 466 U.S. at 687.
A petitioner who pleads guilty must show that the outcome of the plea process would have been different with competent advice and that "but for counsel's errors, [the defendant] would not have pleaded guilty and would have insisted on going to trial." See Lafler v. Cooper, 132 S.Ct. 1376, 1384-85 (2012) (internal quotation marks omitted) (quoting Hill v. Lockhart, 474 U.S. 52, 59 (1985)).
"An attorney's failure to raise a meritless argument thus cannot form the basis of a successful ineffective assistance of counsel claim because the result of the proceeding would not have been different had the attorney raised the issue." United States v. Kimler, 167 F.3d 889, 893 (5th Cir. 1999); see also Medellin v. Dretke, 371 F.3d 270, 279 (5th Cir. 2004) ("Because the claim . . . is without merit, the claim of ineffective assistance of counsel for not raising the issue on appeal is, likewise, without merit."); Smith v. Puckett, 907 F.2d 581, 585 n.6 (5th Cir. 1990) ("Counsel is not deficient for, and prejudice does not issue from, failure to raise a legally meritless claim.").
The petitioner must satisfy both prongs of the Strickland test in order to be successful on an ineffective assistance claim. See Strickland, 466 U.S. at 697. A court is not required to address these prongs in any particular order. Id. If it is possible to dispose of an ineffective assistance of counsel claim without addressing both prongs, "that course should be followed." Id.
Wiggins contends that Snead failed to provide effective assistance of counsel in a number of ways. First, Wiggins contends that Snead should have done more to investigate his mental health and competency. Wiggins asserts that Snead failed to "fully investigat[e] my mental history, and the medications I took, in addition to my recorded history of marijuana abuse . . . where it was clearly obvious that my mental ability would have provided a sound defensive argument for my actions,"
With respect to Wiggins' competency and Snead's investigation with respect to such competency, Snead was the person who brought the issue to the Court's attention by filing the motion for a competency determination. As noted by the Court at the competency hearing, Dr. Culver examined Wiggins and reviewed "voluminous records" that were provided by Snead.
Furthermore, under Strickland, a petitioner "who alleges a failure to investigate on the part of his counsel must allege with specificity what the investigation would have revealed and how it would have altered the outcome of the trial." United States v. Green, 882 F.2d 999, 1003 (5th Cir. 1989) (citations omitted) (emphasis added); see also United States v. Goodley, 183 F. App'x 419, 422-23 (5th Cir. 2006) (citing Green, 882 F.3d at 1003). Wiggins has not identified any other evidence or named any witnesses whose testimony may have altered the outcome of the competency hearing.
With respect to Wiggins' claims regarding the plea process, Wiggins is also unable to establish Strickland prejudice. As noted, Wiggins repeatedly stated at the rearraignment hearing that he was pleading guilty because he was in fact guilty,
Wiggins also stated that he understood the charges against him and the elements of the offenses.
Finally, with respect to mitigation evidence, Wiggins has not identified anything additional that Snead should have presented to the Court beyond what was already included in the sentencing memorandum that she filed on Wiggins' behalf.
An evidentiary hearing is required on defendant's motion "[u]nless the motion and the files and records of the case conclusively show that the prisoner is entitled to no relief." 28 U.S.C. § 2255(b). For the foregoing reasons, the motion, files, and record of the case conclusively show that defendant is not entitled to relief. See Bartholomew, 974 F.2d at 41. Accordingly,