SUSAN K. GAUVEY, Magistrate Judge.
Dear Mr. McKnight and Counsel:
Plaintiff Randell McKnight ("Mr. McKnight") filed a complaint in this Court challenging the final decision of the Acting Commissioner of the Social Security Administration ("the Commissioner") regarding his claim for Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI") under sections 205(g) and 1631(c)(3) of the Social Security Act ("the Act"). Defendant, the Office of Disability Adjudication and Review, filed this motion seeking summary judgment affirming the decision. This case has been referred to the undersigned magistrate judge by consent of the parties pursuant to 28 U.S.C. § 636(c) and Local Rule 301. (ECF 6, 14). No hearing is necessary. Local Rule 105.6.
Currently pending before the Court is defendant's motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure. (ECF No. 23-1). Plaintiff has not responded to this motion (ECF No. 24), but the Court has reviewed the decision of the Administrative Law Judge ("ALJ") in full.
On November 4, 2009, Mr. McKnight filed a Title II application for disability insurance benefits, as well as a Title XVI application for supplemental security income. (R. 12). Mr. McKnight was last insured on March 31, 2012.
The Appeals Council denied plaintiff's request for review, making the ALJ's decision the final decision of the Agency. (R. 1). Plaintiff now seeks review of that decision pursuant to 42 U.S.C. § 405 (g).
The Court has reviewed the defendant's Statement of the Facts (ECF No. 23-1, 2-10) and, finding that it accurately represents the record in all material respects, hereby adopts it.
In his Complaint, the plaintiff did not identify any specific errors in the Commissioner's decision. The Court assumes he is challenging the Commissioner's rejection of any disability onset date earlier than July 5, 2011, as otherwise the decision was favorable. The defendant argues that the Acting Commissioner was correct in deciding that Mr. McKnight was disabled within the meaning of the Social Security Act since July 5, 2011, but not before. Specifically, the defendant avers that this decision was both reasonable and supported by substantial evidence in the record, and thus plaintiff's appeal should be denied. The defendant's arguments are well-taken and considered in the Court's review of the ALJ's findings.
The function of this Court on review is to leave the findings of fact to the agency and to determine upon the whole record whether the agency's decision is supported by substantial evidence, not to try plaintiff's claim de novo.
At the first step, the claimant must prove that he is not engaged in "substantial gainful activity."
Defendant argues that the ALJ properly completed this step, and the Court agrees. (ECF No. 23-1, 16). While unreported work is not categorically excluded from qualifying as substantial gainful activity, it may contribute to an incomplete record which fails to illustrate "significant physical or mental activities" sufficient to be considered substantial work activity. 20 CFR § 404.1572(a);
At the second step, the ALJ must determine whether the claimant has a severe, medically determinable impairment or a combination of impairments that limit his ability to perform basic work activities. 20 C.F.R. §§ 404.1520(c), 416.920(c);
Upon review, the ALJ determined that several of Mr. McKnight's impairments qualify as severe, including: degenerative disc disease of the lumbar spine, asthma, drug and alcohol abuse, and adjustment disorder with depressed mood and anxiety. (R.15). The ALJ also concluded that Mr. McKnight had several non-severe conditions, including bilateral bunion deformity and status post surgical repair of recurrent rectal abscess. The ALJ noted that these conditions are repairable and thus not normally expected to last a continuous 12 months; notably, Mr. McKnight was only precluded from surgery because of his refusal to quit smoking. (R. 15, 572).
Defendant asserts that the ALJ properly completed Step two of the sequential evaluation process, and this Court agrees. (ECF No. 23-1, 16-17). The ALJ sufficiently followed 20 C.F.R. § 416.921, which asks whether the conditions would have "more than a minimal effect on the claimant's ability to perform basic work activities." (R. 15). In addition, the ALJ reviewed the duration of Mr. McKnight's impairments, as well as his non-compliance with prescribed treatment, to find several impairments non-severe.
At the third step, the ALJ considers whether the claimant's impairments, either individually or in combination, meet or equal an impairment enumerated in the "Listing of Impairments" in 20 C.F.R. § 404, Subpart P, Appendix 1. 20 C.F.R. § 416.920(a)(4)(iii). If one of the Listings is met, disability will be found without consideration of age, education, or work experience. 20 C.F.R. § § 404.1520(d), 416.920(d). Here, the ALJ found that Mr. McKnight does not have an impairment or combination of impairments that meet or equal an impairment enumerated in the Listings (R. 17). Specifically, the ALJ reviewed Listings 1.04 (disorder of the spine), 3.01 (chronic pulmonary insufficiency), and the mental disorders listings. (R. 15).
In order to meet Listing 1.04 regarding a disorder of the spine, the claimant must show medical documents evidencing the compromise of a nerve root or the spinal cord. 20 CFR § 404, Subpart P, Appendix 1. (R. 15). The ALJ examined the record, and, finding no such evidence existed, concluded that Mr. McKnight's impairment did not meet the requirements of Listing 1.04. (R. 15).
Similarly, the ALJ did not find evidence sufficient to show chronic pulmonary insufficiency under Listing 3.01. (R. 15). That listing requires the claimant have chronic obstructive pulmonary disease with the FEV equal to or less than the values specified in Table I or chronic restrictive ventilator disease with the FVC equal to or less than the values specified in Table II (both provided in the Appendix). 20 CFR § 404, Subpart P, Appendix 1. The ALJ examined the record and found that two separate tests established claimant's FEV and FVC values as well above the listing levels for his height, even despite the fact that the claimant "gave very poor effort" during one of the tests. (R. 15).
Defendant correctly notes that a claimant must demonstrate impairments which, alone or in combination, satisfy all the elements of a listed impairment to meet the Listing. (ECF No. 23-1, 17)(citing
Next, the ALJ evaluated Mr. McKnight's mental limitations and found they did not meet the requirements of the broad mental impairment listings of 20 CFR § 404, Subpart P, Appendix 1. (R. 16). A mental impairment must meet the requirements of the Listing's "paragraph A" and "paragraph B" or "paragraph C" alone. 20 CFR § 404, Subpart P, Appendix 1. "Paragraph A" requires documentation of a medically persistent impairment; "paragraph B" considers what limitations are caused by the impairment.
In addressing this issue, the ALJ recognized that Mr. McKnight does not evidence signs and symptoms of any particular mental disorder under "paragraph A" of 20 CFR § 404, Subpart P, Appendix 1. (R. 16).
The ALJ determined, however, that the cumulative effects of Mr. McKnight's limitations do not rise to the level of any Listing. (R. 16). Defendant asserts this determination was proper, as claimant failed to show his impairments met the severity of any Listing. (ECF No. 23-1, 17). This Court agrees, but notes that the ALJ's explanation in this section is in some respects wanting, though not legally inadequate. For example, the ALJ failed to explicitly elaborate on the finding that Mr. McKnight suffered from moderate difficulties in maintaining concentration, persistence or pace. (R. 16). This is in contrast to the more fully developed discussion of Mr. McKnight's limitations regarding activities of daily living, where the ALJ alluded to evidence regarding his personal care, shopping habits, and completion of chores.
Finally, the ALJ considered Mr. McKnight's functional ability under "paragraph C." 20 CFR § 404, Subpart P, Appendix 1. Specifically, the ALJ noted that Mr. McKnight has not faced any episodes of decomposition of extended duration, and has the ability to function outside of a "highly supportive living arrangement." 20 CFR § 404, Subpart P, Appendix 1; (R. 17). Again, the defendant asserts that the ALJ engaged in a proper evaluation of the record under the law, and this Court agrees.
Before an ALJ advances to the fourth step of the sequential analysis, she must assess the claimant's "residual functional capacity" ("RFC"), which is used at the fourth and fifth steps of the analysis. 20 C.F.R. § 404.1520(e). RFC is an assessment of an individual's ability to do sustained, work-related physical and mental activities in a work setting on a regular and continuing basis. Social Security Ruling (SSR) 96-8p. The ALJ must consider even those impairments that are not "severe." 20 C.F.R. § 404.1545(a)(2). In determining a claimant's RFC, ALJs evaluate the claimant's subjective symptoms, such as allegations of pain, using a two-part test.
Here, the ALJ determined that, with his substance abuse, Mr. McKnight has the RFC to perform light work,
At the first step in determining RFC, the ALJ found that medical opinions and other evidence show that Mr. McKnight's "medically determinable impairments could reasonably be expected to cause the alleged symptoms." (R. 17). At the second step, however, the ALJ concluded the claimant could not be considered credible. (R. 17). In viewing the record as a whole, the ALJ noted Mr. McKnight's credibility was degraded by: his frequent drug and alcohol use, including appearing to be under the influence at his hearing; his inconsistent gait, which is very often observed to be normal during his mental health appointments, but abnormal when seeking refills on his pain medications; and his denial of having worked in 2009, despite evidence on the record to the contrary. (R. 17-19).
Defendant argues that the ALJ gave appropriate consideration to Mr. McKnight's credibility and allegations of pain. This Court agrees, and notes that the credibility of a claimant is often best determined by an ALJ.
At the fourth step of the sequential analysis, the ALJ must consider whether the claimant retains the RFC necessary to perform past relevant work. 20 C.F.R. §§ 404.1520(e), 416.920(e). The ALJ relied on the Vocational Expert's ("VE") testimony that Mr. McKnight's past relevant work, as a mover's helper, was unskilled and heavy to very heavy in exertion, his work as a delivery driver was semi-skilled and heavy in exertion, and his work as a temporary laborer was unskilled and heavy to very exertion. (R. 19). The ALJ concluded that the claimant, being now limited to only light exertion, is unable to perform his past relevant work. (R. 19).
Defendant believes this step was performed properly, and this Court agrees. (ECF No. 23-1, 20). The role of a VE in assessing a claimant's ability to perform past relevant work is to "assist the ALJ in determining whether there is work available in the national economy which th[e] particular claimant can perform."
Where, as here, the claimant is unable to resume his past relevant work, the ALJ proceeds to the fifth and final step of the sequential analysis. This step requires consideration of whether, in light of vocational factors such as age, education, work experience, and RFC, the claimant is capable of other work in the national economy. 20 C.F.R. §§ 404.1520(g) and 416.920(g). At this step, the burden of proof shifts to the agency to establish that the claimant retains the RFC to engage in an alternative job which exists in the national economy.
In this case, the ALJ found that, due to limitations from all his impairments including substance abuse disorders, Mr. McKnight is unable to make "a successful vocational adjustment to work that exists in significant numbers in the national economy." (R. 20). The ALJ accordingly found claimant disabled.
Finally, the ALJ reviewed whether the claimant's substance abuse was a contributing factor to his disability; if so, the disability finding would not stand. 20 CFR §§404.1535 and 416.935 (R. 14). The ALJ concluded that, even without his drug and alcohol abuse, Mr. McKnight's remaining limitations regarding capability for only light, not medium or heavy exertion, prevented him from performing past relevant work. (R. 24). However, the ALJ further concluded that, before Mr. McKnight turned 55 and became a person of advanced age, Mr. McKnight would have been able to perform other jobs existing in significant numbers in the national economy had he refrained from substance abuse.
Defendant argues that the ALJ properly considered the VE's testimony and record to conclude that Mr. McKnight's substance abuse prevented a finding of disabled before July 5, 2011. (ECF No. 23-1, 22). Indeed, the consideration of whether Mr. McKnight's disability designation was based on his substance abuse is proper. In
For the foregoing reasons, the Court hereby GRANTS defendant's motion for summary judgment and AFFIRMS the decision of the Commissioner.