NANCY TORRESEN, District Judge.
Before the Court is the Plaintiffs' motion for conditional certification of a collective action pursuant to 29 U.S.C. § 216(b) (ECF No. 26). For the reasons stated below, the motion is
The Plaintiffs are current and former Maine-based drivers for Oakhurst Dairy ("
Under the FLSA, subject to certain exceptions, employers must pay their employees overtime wages for work in excess of 40 hours per week "at a rate not less than one and one-half times [their] regular rate." 29 U.S.C. § 207(a)(1); see 29 U.S.C. § 213(a)(1). Employees may sue to recover such wages owed either individually or collectively with "other employees similarly situated." 29 U.S.C. § 216(b). Courts in the First Circuit use a two-stage process to determine whether a proposed group of plaintiffs is "similarly situated" and therefore qualified to proceed as a collective action. Prescott v. Prudential Ins. Co., 729 F.Supp.2d 357, 364 (D. Me. 2010).
First, a court determines whether notice should be given to potential collective action members. See Johnson v. VCG Holding Corp., 802 F.Supp.2d 227, 233-34 (D. Me. 2011). This stage typically takes place early in the litigation, before substantial discovery, based on the pleadings and any affidavits. Id. at 234. It is the plaintiff's obligation to "make `a modest factual showing' that she and other employees, with similar but not necessarily identical jobs, suffered from a common unlawful policy or plan." Prescott, 729 F.Supp.2d at 364 (quoting Comer v. Wal-Mart Stores, Inc., 454 F.3d 544, 547 (6th Cir. 2006)). If the plaintiff makes this showing, notice may go out to other similarly situated employees, inviting them to join the collective action. Id.
Later, following the completion of discovery, an employer may move to decertify the collective action. Id. At this second stage, "the court must then `make a factual determination as to whether there are similarly-situated employees who have opted in.'" Id. (quoting Sandoz v. Cingular Wireless LLC, 553 F.3d 913, 916 n.2 (5th Cir. 2008)). "Factors relevant to the stage-two determination include: `factual and employment settings of the individual[ ] plaintiffs, the different defenses to which the plaintiffs may be subject on an individual basis, [and] the degree of fairness and procedural impact of certifying the action as a collective action.'" Id. (quoting O'Brien v. Ed Donnelly Enters., Inc., 575 F.3d 567, 584 (6th Cir. 2009)).
The Plaintiffs seek conditional certification of the following FLSA collective: "[a]ll persons who are employed or have been employed by Defendant Oakhurst as delivery drivers based in the State of Maine at any time since three years prior to the filing of the Complaint, May 5, 2014." Pls.' Mot. for Conditional Certification 2 (ECF No. 26). The Defendants object on the grounds that: (1) the Plaintiffs' declarations establish that they did not share similar job duties and pay provisions; (2) the alleged misclassification is not a "policy" or "practice" sufficient to support conditional certification; and (3) their defenses based on FLSA exemptions will require fact-intensive, individualized inquiries. Defs.' Resp. in Opp'n to Pls.' Mot. for Conditional Certification 4-10 ("
The Plaintiffs have submitted eight declarations from current and former Oakhurst employees who were based in and worked out of Maine.
Each employee-declarant explains that he was paid a set salary for work performed during the regular five-day work week. Cox Decl. ¶ 12; Fraser Decl. ¶ 11; Lavway Decl. ¶ 12; McNally Decl. ¶ 12; C. O'Connor Decl. ¶ 12; K. O'Connor Decl. ¶ 12; Scipione Decl. ¶ 11; Sudduth Decl.¶ 11. When such employees worked a sixth day in a given week, Oakhurst paid them an additional lump sum, calculated based on a percentage of their weekly salary plus, for some employees, a set bonus amount. Cox Decl. ¶ 12; Fraser Decl. ¶ 12; Lavway Decl. ¶ 13; McNally Decl. ¶ 12; C. O'Connor Decl. ¶ 13; K. O'Connor Decl. ¶ 13; Scipione Decl. ¶ 12. The Plaintiffs contend that this practice violated the FLSA because they regularly worked more than forty hours per week, yet were not paid one and one-half times their regular rates of pay for all hours worked over forty in a given week. Second Am. Compl. ¶¶ 71-77.
The Defendants point out that there are variations in the employees' job duties and manner of "sixth-day" payments. For example, depending on the type of truck they drove, some employees collected payment from customers and made estimates for restocking, while others did not. See, e.g. Fraser Decl. ¶ 7 ("As a Class B driver I accepted payment from customers but not as a Class A driver."). Further, some employees made deliveries solely within Maine, while others made deliveries across state lines. Compare McNally Decl. ¶ 5, with Cox Decl. ¶ 5. The Plaintiffs' burden at this stage is to demonstrate that members of the proposed collective have similar jobs, not identical ones. None of the differences the Defendants point out are significant enough to thwart the Plaintiffs' demonstration of job similarity. The same is true for the differences the Defendants note with respect to manner of sixth-day payments. While the employees describe them differently, at bottom, they are all lump sum payments unrelated to overtime hours worked. That showing is sufficient to meet the modest conditional certification standard.
Next, the Defendants argue that misclassification is not the type of common unlawful plan or policy that itself supports conditional certification. Defs.' Opp'n 7-8 (citing Colson v. Avnet, Inc., 687 F.Supp.2d 914 (D. Ariz. 2010); Morisky v. Pub. Serv. Elec. & Gas Co., 111 F.Supp.2d 493 (D.N.J. 2000)). But the Plaintiffs here have not argued that misclassification alone is what links the employees in the proposed collective. Cf. Colson, 687 F.Supp.2d at 928-29 (declining to certify a nationwide collective of exempt employees based on a vague declaration of similarity from one member of the proposed class); Morisky, 111 F.Supp.2d at 499 (declining to certify "a group of individuals with different jobs and different job responsibilities who believe they have been improperly classified as exempt and denied overtime wages."). Instead, the Plaintiffs have demonstrated that members of the proposed collective are similar with respect to their positions, job duties, and pay structures. Such a showing is sufficient for conditional certification. See Curtis v. Scholarship Storage, Inc., No. 2:14-cv-303, 2015 WL 1241365, at *4 (D. Me. Mar. 18, 2015) (granting conditional certification to shuttle drivers allegedly misclassified as independent contractors, subject to the same unlawful payroll deductions); Venegas v. Global Aircraft Serv., Inc., No. 2:14-cv-249, 2015 U.S. Dist. LEXIS 24517, at *9 (D. Me. Feb. 5, 2015) (conditionally certifying class of aircraft restoration workers allegedly denied overtime due to misclassification); Scovil v. FedEx Ground Package Sys., Inc., 811 F.Supp.2d 516, 517-18 (D. Me. 2011) (conditionally certifying a class of full-time, single route truck drivers allegedly misclassified as independent contractors).
In addition, the Defendants assert that they properly classified the Plaintiffs as exempt from FLSA's overtime requirements under the Motor Carrier Act exemption, 29 U.S.C. § 213(b)(1), and the "outside sales" exemption, 29 U.S.C. § 213(a)(1). The Defendants maintain that the individualized fact investigation these defenses require makes conditional certification inappropriate in this case. I disagree. After discovery, the Defendants will have the opportunity to re-raise these defenses through a motion to decertify the collective action. But at this first stage, these defenses do not defeat conditional certification. See Garcia v. Freedom Mortgage Corp., No. 09-2668, 2009 WL 3754070, at *5 (D.N.J. Nov. 2, 2009) ("[T]he outside sales and administrative exemptions lend themselves to efficient resolution during discovery and stage two certification."); Albanil v. Coast 2 Coast, Inc., No. H-08-486, 2008 WL 4937565, at *7 (S.D. Tex. Nov. 17, 2008) ("Defendants' assertion of the Motor Carrier Act exemption does not overcome plaintiffs' establishment of a `similarly situated' group of employees and a common pay policy applicable to all of them . . . Thus, defendants' assertion of an exemption, alone, is an insufficient basis for denying conditional certification and notice.").
At this point, the Plaintiffs have made the modest showing necessary for conditional certification. Later, if discovery does turn up significant differences among opt-in plaintiffs, the Defendants will have the opportunity to file a motion to decertify the collective.
The Plaintiffs ask that I appoint the five named Plaintiffs as class representatives and Johnson, Webbert and Young, LLP as lead class counsel. As I recently observed in Curtis, 2015 WL 1241365, at *5, these requests are properly addressed in the Rule 23 class certification context, where unnamed class members are bound by the outcome of the litigation. Here, with an opt-in collective action, only individuals who affirmatively chose to join the litigation will be bound by its outcome. The due process safeguards built into Rule 23 class actions are not necessary in the FLSA collective action context.
The Plaintiffs request that their counsel be provided with the names, addresses, e-mail addresses, and telephone numbers of all potential collective action members within fourteen days of this Order. I will grant this request. The Plaintiffs must safeguard the current and former employees' information and shall not use it for any purpose other than to effectuate notice.
The Plaintiffs request that I order the Defendants to post the proposed notice and consent form within seven days of this Order at the Defendants' four base locations in Maine (Portland, Waterville, Bangor, and Presque Isle), in a conspicuous place frequented by the employees who make deliveries for the Defendants. The Defendants have not opposed this request and I will grant it.
The Plaintiffs also request permission to post the notice and consent forms online "with links and identifying information." Pls.' Mot. for Conditional Certification 3. The Defendants have not opposed this request. The Plaintiffs are permitted to post the notice and consent forms on the Johnson, Webbert & Young website.
The Plaintiffs have provided a proposed notice and consent form to be mailed to potential collective action members. See Notice and Consent Form (ECF No. 26-1). The Defendants object to the notice and seek leave to meet and confer with Plaintiffs' counsel regarding its contents, and if needed, file a written response outlining its deficiencies. Defs.' Opp'n 2 n.4, 10. The proposed notice is modeled after the notice I recently approved in Curtis, 2015 WL 1241365, at *6, and that Judge Woodcock approved in Saunders v. Getchell Agency, No. 1:13-cv-244, 2014 WL 580153 (D. Me. Feb. 12, 2014). The issues the Defendants have previewed do not make the proposed notice deficient.
The Plaintiffs ask for an order that the Defendants "refrain from engaging in communications or activities that may improperly influence, mislead or discourage putative plaintiffs from joining this action." Pls.' Mot. for Conditional Certification 3. The Plaintiffs have not pointed to any specific misconduct by the Defendants related to discouraging potential collective action members from joining this lawsuit. The Plaintiffs' proposed notice instructs potential collective action members that "the law absolutely prohibits retaliation against an individual for participating in a lawsuit of this type." Notice and Consent Form 1 (emphasis omitted). At this time, I find the language in the proposed notice sufficient.
For the reasons stated above, I
SO ORDERED.