JOHN W. LUNGSTRUM, District Judge.
Plaintiff seeks review of a decision of the Acting Commissioner of Social Security (hereinafter Commissioner) denying Supplemental Security Income (SSI) benefits under sections 1602, and 1614(a)(3)(A) of the Social Security Act. 42 U.S.C. §§ 1381a, and 1382c(a)(3)(A) (hereinafter the Act). Finding error in the Administrative Law Judge's (ALJ) evaluation of Dr. McRoberts's opinion, the court ORDERS that the Commissioner's final decision shall be REVERSED and that judgment shall be entered pursuant to the fourth sentence of 42 U.S.C. § 405(g) REMANDING the case for further proceedings consistent herewith.
Plaintiff applied for SSI benefits, alleging disability beginning September 1, 2012. (R. 12, 132). Plaintiff exhausted proceedings before the Commissioner, and now seeks judicial review of the final decision denying benefits. She argues that the ALJ erred in finding her condition does not meet or equal the criteria of Listing 1.02 at step three of his decision, in assessing residual functional capacity (RFC) limitations resulting from her mental impairments, and in making his credibility analysis.
The court's review is guided by the Act.
The court may "neither reweigh the evidence nor substitute [its] judgment for that of the agency."
The Commissioner uses the familiar five-step sequential process to evaluate a claim for disability. 20 C.F.R. § 416.920;
The Commissioner next evaluates steps four and five of the sequential process— determining at step four whether, in light of the RFC assessed, claimant can perform her past relevant work; and at step five whether, when also considering the vocational factors of age, education, and work experience, claimant is able to perform other work in the economy.
Remand is necessary because the ALJ accorded considerable weight to Dr. McRoberts's opinion but failed adequately to explain his evaluation of Dr. McRoberts's opinion that Plaintiff would not be able to maintain concentration for extended periods of time. Therefore, the court is unable to determine whether the RFC assessed—which did not include a specific functional limitation on Plaintiff's ability to concentrate—is supported by the record evidence. Plaintiff's arguments that her condition meets the criteria of Listing 1.02 and that the ALJ erred in his credibility determination may be presented to the Commissioner on remand.
Plaintiff claims error in the RFC assessment "because the mental RFC was not supported by substantial evidence." (Pl. Br. 18). She argues that the ALJ erroneously failed to assess a limitations based on Dr. McRoberts's opinion that Plaintiff "would be able to maintain her attention but not her concentration for extended periods of time" (R. 161), despite purporting to accord considerable weight to Dr. McRoberts's opinion. (Pl. Br. 19). She points to Social Security Rulings (SSR) and case law providing that all medical opinions must be considered and may not be ignored, and that when an ALJ's RFC conflicts with a medical opinion, the ALJ must explain why he did not adopt the medical opinion.
The Commissioner argues that the ALJ properly weighed the medical evidence and opinion evidence and determined that Plaintiff is limited to understanding, remembering, and carrying out simple instructions. She points to record evidence which in her view supports the ALJ's findings, and concludes by arguing, "The ALJ's thoughtful and reasonable analysis of the medical opinions-and very restrictive mental residual functional capacity assessment-should not be disturbed on review." (Comm'r Br. 9).
Plaintiff's presentation of the legal standard is correct. "Medical opinions are statements from physicians and psychologists or other acceptable medical sources that reflect judgments about the nature and severity of [claimant's] impairment(s) including [claimant's] symptoms, diagnosis and prognosis." 20 C.F.R. § 416.927(a)(2). The regulations include licensed physicians, licensed or certified psychologists, licensed optometrists, licensed podiatrists, and qualified speech-language pathologists within the meaning of "acceptable medical sources."
Medical opinions must not be ignored, and will be evaluated by the Commissioner in accordance with factors contained in the regulations.
As Plaintiff argues, the ALJ accorded considerable weight to Dr. McRoberts's opinion. (R. 19-20). And, as Plaintiff noted, Dr. McRoberts opined that Plaintiff can "maintain her attention but not her concentration for extended periods of time." (R. 161). While Plaintiff does not demonstrate a direct conflict between Dr. McRoberts's opinion just quoted and the ALJ's mental RFC assessment—that Plaintiff is limited to understanding, remembering, and carrying out simple instructions and cannot provide services to the public—the decision suggests that there may be, and if so, the ALJ must explain why he did not adopt Dr. McRoberts's opinion in that regard. Moreover, the decision recognizes evidentiary ambiguity regarding Plaintiff's ability to concentrate, and it is the ALJ's duty to resolve ambiguities and material inconsistencies in the evidence. SSR 96-8p, West's Soc. Sec. Reporting Serv., Rulings 149 (Supp. 2016) (explaining narrative discussion requirements). The ALJ did not, and remand is necessary for the Commissioner to resolve the ambiguity.
In applying the Commissioner's psychiatric review technique to evaluate the severity of Plaintiff's mental impairments at step three of the sequential evaluation process, the ALJ acknowledged that Plaintiff "presented with intermittent diminishment []in concentration capacity from January 2012 through October 2012, and once again in May 2013." (R. 16). In his summary of the record evidence when assessing RFC, the ALJ again noted evidence of "intermittent . . . difficulty concentrating" between January 2012 through October 2012, and "impaired concentration" in May 2013. (R. 18). The ALJ considered the report of a psychological examination performed by Dr. Mintz, and gave his opinion only partial weight "because it is internally inconsistent in that [Dr. Mintz] reported the claimant's concentration to be both intact and diminished." (R. 20). The ALJ gave little weight to the opinions of Plaintiff's treating mental health care nurse, Ms. Delaine Smith, APRN because Plaintiff "merely presented with . . . impaired concentration which do[es] not reasonably support the extreme limitations assessed by Ms. Smith." (R. 20). As this review of the decision reveals, the ALJ recognized evidence of Plaintiff's intermittent diminished concentration, intermittent difficulty concentrating, impaired concentration, and the opinions of Dr. Mintz and Ms. Smith regarding Plaintiff's ability to concentrate. And he purported to give considerable weight to Dr. McRoberts's opinion. But despite Dr. McRoberts's opinion that Plaintiff can "maintain her attention but not her concentration for extended periods of time" (R. 161), he did not even mention that opinion. Moreover, he did not recognize the evidentiary ambiguity regarding Plaintiff's ability to concentrate. In these circumstances, although the court cannot definitively say that the RFC assessed by the ALJ is in conflict with Dr. McRoberts's opinion, there can be no doubt that there is an evidentiary ambiguity which was not resolved in the decision at issue. Remand is necessary to resolve that ambiguity.