Opinion of the Court by Justice SCOTT.
A Kenton Circuit Court jury sentenced Appellant, Christopher Steward, to twenty-eight years' imprisonment based upon his prior conviction for wanton murder. He now appeals as a matter of right, Ky. Const. § 110(2)(b), alleging that the trial court: (1) violated his Sixth Amendment right to conflict-free counsel, (2) committed reversible error by failing to adhere to the requirements of RCr 8.30, and (3) violated his Sixth Amendment right to confront witnesses testifying against him. For the reasons set out below, we affirm Appellant's twenty-eight year prison sentence.
Appellant was convicted of the wanton murder of Prince Warren and initially sentenced to forty years' imprisonment. Although we affirmed Appellant's conviction in Steward v. Commonwealth, No. 2008-SC-00617-MR, 2010 WL 1005912, at *1-2 (Ky. Mar. 18, 2010), we vacated his sentence and remanded for a new sentencing phase.
At Appellant's second sentencing phase trial, which is the subject of the current appeal, he was represented by Department of Public Advocacy Attorney John Delaney. Delaney had represented defendant Chris Eapmon, who had been jointly indicted
During the sentencing phase retrial, the jury heard videotaped testimony from nine witnesses, including Appellant and Eapmon.
Further facts will be developed as required.
The Sixth Amendment provides that a criminal defendant has the right to "the Assistance of Counsel for his defence." U.S. Const. amend. VI. The right to counsel includes "the right to effective assistance of counsel." Strickland v. Washington, 466 U.S. 668, 686, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Furthermore, effective assistance "includes the right to representation free from conflicts of interest." Rubin v. Gee, 292 F.3d 396, 401 (4th Cir.2002) (citing Cuyler v. Sullivan, 446 U.S. 335, 348-50, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980); Wood v. Georgia, 450 U.S. 261, 271, 101 S.Ct. 1097, 67 L.Ed.2d 220 (1981)).
Here, we have an instance of successive representation.
Here, Appellant asserts he was prejudiced by Delaney's decision to forgo
Moreover, even if we agree Delaney's decision not to call Eapmon as a witness during Appellant's second sentencing phase "fell below an objective standard of reasonableness," Strickland, 466 U.S. at 688, 104 S.Ct. 2052, we cannot conclude that Strickland's second requirement has been met. That is, we cannot find a reasonable probability that, but for Delaney's decision, the result — Appellant's sentence — would have been different. Thus, Appellant has not suffered any identifiable prejudice arising out of Delaney's decision and representation.
Appellant next argues that the trial court's alleged violation of RCr 8.30 warrants reversal and remand for a new sentencing phase. Under RCr 8.30:
While we do not find that successive representation as occurred here violates RCr 8.30, we note that a violation of RCr 8.30 does not result in automatic reversal; rather, Appellant must make the additional showing that he suffered prejudice as a result of the violation. Brewer v.
Appellant's final argument is that the use of videotaped testimony (from the guilt phase of his trial) at his second sentencing phase violated his rights under the Sixth Amendment's Confrontation Clause, which provides "[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him." U.S. Const. amend. VI.
Boone addressed what evidence could properly be submitted to a sentencing jury in a second sentencing phase (conducted as a result of reversible error committed during the original sentencing proceeding). Id. Despite the lack of an express statutory pronouncement in KRS 532.055, we held that "common sense dictates that the second jury must be told something about what transpired during the earlier guilt phase if they indeed are not `to sentence in a vacuum without any knowledge of the defendant's past criminal record or other matters that might be pertinent to consider in the assessment of an appropriate penalty.'" Id. at 814 (emphasis added) (quoting Commonwealth v. Reneer, 734 S.W.2d 794, 797 (Ky.1987)). As to the proof that could be properly presented, we stated that should the parties agree, "each could read a concise summary of the evidence which it offered and which was admitted at the guilt phase of the earlier trial." Id. at 814.
Although we have noted that "written summaries are often the best method" of informing the new jury of the crime that was committed, Neal v. Commonwealth, 95 S.W.3d 843, 851 (Ky.2003), we have also held that "[t]he playing of the videotape from the guilt phase during [a] second penalty phase" is not improper. Id. (citing Boone, 821 S.W.2d at 813).
In Crawford, the petitioner argued that the admission of his wife's recorded statement at his trial violated his rights under the Sixth Amendment's Confrontation Clause. Id. at 38, 124 S.Ct. 1354. The Supreme Court agreed with the petitioner and overruled its prior decision in Ohio v. Roberts, 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980). Id. at 68, 100 S.Ct. 2531. Because the petitioner had no opportunity to cross-examine his wife, the introduction of her recorded statement violated the Confrontation Clause. Id. at 68-69, 100 S.Ct. 2531.
It is Appellant's contention that because the Commonwealth failed to establish that the witnesses were unavailable to testify during his second sentencing phase, the videotaped testimony was inadmissible under the Sixth Amendment's Confrontation Clause as construed in Crawford.
For the foregoing reasons, we affirm Appellant's twenty-eight year prison sentence.
MINTON, C.J.; ABRAMSON, CUNNINGHAM, NOBLE, and VENTERS, JJ., concur. SCHRODER, J., not sitting.
We note that the U.S. Supreme Court in Mickens v. Taylor, while recognizing the high probability of prejudice arising from joint representation cases, acknowledged that "[n]ot all attorney conflicts present comparable difficulties." 535 U.S. 162, 175 [122 S.Ct. 1237, 152 L.Ed.2d 291] (2002). Thus, whether Sullivan, as opposed to Strickland, should be applied to successive representation cases "remains, as far as the jurisprudence of [the Supreme] Court is concerned, an open question." Id. at 176, 122 S.Ct. 1237.
However, since the Supreme Court's opinion in Mickens, the Sixth Circuit has stated that the rule pronounced in Sullivan "is inapplicable to cases of successive representations." Lordi, 384 F.3d at 193; see also Whiting, 395 F.3d at 619; McFarland v. Yukins, 356 F.3d 688, 701 (6th Cir.2004). Therefore, under the guidance of the Sixth Circuit, we find Strickland applicable to the facts of this case.