BENSON EVERETT LEGG, District Judge.
Plaintiff, Jeffrey Kronk, brings this action against Defendants Carroll County Sheriff`s Department ("Sheriff`s Department" or "Department"), Sheriff Kenneth Tregoning in his personal and official capacities (the "Sheriff" or "Tregoning"), and the Carroll County Board of Commissioners ("Carroll County," the "County," or the "Board"). The Complaint charges violations of the Family and Medical Leave Act ("FMLA"), violations of the Americans with Disabilities Act ("ADA"), intentional infliction of emotional distress, violations of the Carroll County Code, trespass to chattels, and conversion.
Now pending are: (a) the Sheriff and the Sheriff`s Department`s joint Motion to Dismiss (Docket No. 5) and (b) Carroll County`s Motion to Dismiss or, in the alternative, for Summary Judgment. (Docket No. 11). The issues have been comprehensively briefed and no hearing is deemed necessary.
From 1998 until 2006, Kronk was employed as a correctional officer at the Carroll County Detention Center in Westminster, Maryland. The Detention Center is a Carroll County facility. The County finances the Detention Center`s operations and administers employee benefits and compensation. Day-to-day management of the facility, however, is the responsibility of Sherriff Tregoning, a state constitutional officer.
At some point during his tenure at the Detention Center, Kronk began experiencing migraine headaches, which caused him to miss work. On June 3, 2004, he was scheduled to work the midnight shift, but he objected because the shift would disrupt his sleep schedule and exacerbate his condition. In a course of correspondence between Kronk`s physician and the Carroll County Human Resources Department, Kronk`s physician documented Kronk`s disability, confirmed his ability to perform the essential functions of his employment, and qualified him for protection under the ADA. Kronk was required to, and did, obtain a second opinion from a designated physician, who corroborated this diagnosis. Accordingly, the County and the Sheriff recognized his disability, and Kronk was not required to work the midnight shift again.
Sometime that same month,
On August 25, 2006, the Sheriff`s Office issued Personnel Order #06-45, which required Kronk to make each request for leave in person. According to Kronk, all other employees of the Detention Center were permitted to request leave by voice mail. The order also directed Kronk to "maintain[] a two week leave balance in any combination of annual and sick leave" before requesting non-FMLA leave. Docket No. 17-15.
Kronk filed grievances concerning these policies, but the Sheriff denied his claim of unfair treatment. When Kronk attempted to file complaints with the County, he was turned away and informed that he was an employee of the Sheriff, not an employee of the County.
In December of 2006, Kronk filed a complaint with the EEOC through the Maryland Commission on Human Relations, alleging that he had been "subjected to unequal terms and conditions of employment and harassment due to [his] disability and in retaliation for participating in a protected activity." Docket No. 17-1. The charge identified the Sheriff`s Department as Kronk`s employer. The EEOC commenced an investigation and began conciliation with the Sheriff`s Department. The County was not named, and neither received notice of the charge nor participated in the conciliation process. In 2007, the Sheriff agreed that Kronk`s attendance record had improved and took him off "special sick leave status."
In 2008, however, the Sheriff began denying Kronk`s leave requests and instructed him to schedule his medical appointments during off-duty hours. According to Kronk, no other employee of the Detention Center was ever denied leave. Then, in June of 2008, the Sheriff instituted a personnel policy that made pay raises and cost of living adjustments contingent on a satisfactory attendance record. On April 16, 2009, Kronk telephoned a shift supervisor to notify him that he would be unable to work the following morning because of his disability and that his medication would prevent him from answering the phone. The next morning, Captain Green telephoned Kronk but received no answer. He left a voicemail informing Kronk that he had exhausted his FMLA leave
Kronk appealed the termination to his supervisors in the Sheriff`s Office, and a hearing was convened on May 5, 2009. After taking testimony and reviewing Kronk`s employment records, Sheriff`s Office supervisors determined that Kronk had been sufficiently informed of his FMLA leave balance, that Captain Green`s order to report for duty was consistent with Detention Center policy, and that Kronk`s dismissal was not excessive. Accordingly, Major Kasten, on behalf of the Sheriff`s Department, denied Kronk`s appeal and declined to overturn his dismissal.
One June 30, 2009, the EEOC concluded its investigation and attempted mediation, but the Sheriff`s Office maintained that it had acted in accordance with the law. On November 5, 2010, the EEOC issued Kronk a right-to-sue letter, and on February 1, 2011, Kronk filed suit in this Court.
To survive a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), a plaintiff must plead plausible, not merely conceivable, facts in support of his claim.
The Court may grant summary judgment when "the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c);
Kronk brings suit against both Sheriff Tregoning and Carroll County for violations of the FMLA, violations of the ADA, intentional infliction of emotional distress, violations of the Carroll County Code, trespass to chattels, and conversion. Though the case is factually straightforward, the muddled relationship between the Sheriff and the County, as well as the intricacies of FMLA and ADA law, make this analysis a tortuous trip down the rabbit hole.
In order to address the issues raised by Kronk`s Complaint in an orderly fashion, the Court will consider the viability of his claims against each named defendant
Kronk alleges that the Carroll County Board of Commissioners, along with the Sheriff, discriminated against him in violation of the FMLA, the ADA, and Maryland common law when they required him to adhere to different, more restrictive leave policies than those imposed on other employees of the Detention Center. He further alleges that the County retaliated against him for using FMLA leave and for filing complaints against his employer by,
The Court need not decide whether the County may properly be considered Kronk`s "employer" as that term is defined in the ADA or the FMLA.
Kronk alleges that the County discriminated against him by requiring him to make all requests for leave in person, a policy that was not imposed on other Detention Center employees. The record reveals, however, that the directive in question was issued by the Sheriff`s Office, not by the County. See Docket No. 17-4 at 2. Next, Kronk alleges that the County attempted to discourage him from using his leave by requiring him to first "bank eighty hours" of non-FMLA leave. Compl. ¶ 45, Docket No. 1. In fact, it was the Sheriff`s office that "retain[ed] the right to approve or disapprove any non-FMLA leave request." Docket No. 17-4 at 2. Moreover, each of Kronk`s grievances concerning these directives was handled and ultimately dismissed by the Sheriff`s Office.
The Court notes that the County did maintain a degree of involvement in these events. In a letter written on behalf of the Sheriff, Major Commander Reynolds states that the Sheriff`s Office consulted with the County and that two of the directives in question "were prepared with the concurrence of the Carroll County Department of Human Resources and the Carroll County Attorney." Docket No. 17-4 at 3. One of the letters, in fact, was even drafted by the County before being signed by the Sheriff.
Kronk does not allege that the Carroll County Human Resources Department denied his substantive entitlements under the FMLA. Nor does he claim that the County failed to recognize his disability. In fact, he notes that the County approved his request for FMLA leave. Instead, he claims to be the subject of certain discriminatory and retaliatory actions, each of which was carried out by the Sheriff or Sheriff`s Office personnel. Because none of the allegedly wrongful actions was carried out by the County, the Carroll County Board of Commissioners is entitled to dismissal.
Even if the County were the proper Defendant, Kronk`s ADA and FMLA claims would fail because the County was neither named in nor informed of Kronk`s EEOC charge. The County, therefore, was excluded from the administrative proceedings that serve as a necessary precondition to a federal lawsuit. Rather, Kronk correctly named the Sheriff`s Department as his employer, and the Sheriff`s Department was the focus of the EEOC`s investigation and conciliation efforts.
Civil actions under Title VII and the ADA may only be brought against a party who was "named in the [EEOC] charge." 42 U.S.C. § 2000e-5(f)(1);
Kronk`s argument that "Defendant Carroll County is identical to Defendant Carroll County Sheriff`s Department and Defendant Sheriff Tregoning for purposes of being placed on notice of Plaintiff`s claims in his Complaint" is unavailing. Pl.`s Resp. 8, Docket No. 17. The Sheriff's Department is not a branch or department of Carroll County. Rather, the Sheriff is an independently elected state constitutional officer.
Likewise, Kronk`s state law claims would be barred by his failure to comply with the notice requirement of the Local Government Tort Claims Act ("LGTCA"), Md. Code Ann., Cts. & Jud. Proc., §5-304(b), which states that "an action for unliquidated damages may not be brought against a local government or its employees unless the notice of the claim required by this section is given within 180 days after the injury." Providing notice of a claim under the LGTCA is a condition precedent to the right to maintain an action for damages against a municipality and its employees.
Kronk concedes that he "did not send Defendant Carroll County notice of his claims prior to the filing of his Complaint." Pl`s. Opp. 25, Docket No. 17. Neither his Complaint nor his subsequent pleadings have offered any explanation for his failure to do so. Kronk`s only argument appears to be the unexplained misassumption that he "would have had 180 days from the completion of the EEOC`s investigation" to provide the County with formal notice. Id. He fails to provide any support for this contention, which, in any event, is foreclosed by the text of the LGTCA itself.
Kronk`s action must also be dismissed as to the "Carroll County Sheriff`s Department," because the Sheriff`s Department is not a distinct legal entity capable of being sued. Capacity to sue or be sued is determined in accordance with the laws of the state under which the entity is organized. Fed. R. Civ. P. 17(b). In Maryland, it is well established that the office of a county sheriff is not an agency susceptible of being sued.
Kronk files suit against Sheriff Tregoning first in his official capacity as Carroll County Sheriff. The Sheriff argues that, to the extent he is sued in his official capacity, his status as a state constitutional officer entitles him to Eleventh Amendment immunity from suit in federal court.
The Eleventh Amendment provides that "[t]he Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, of by Citizens or Subjects of any Foreign State." U.S. Const. amend. XI. The Supreme Court has long held that the Eleventh Amendment also precludes suits against a state by one of its own citizens.
Kronk urges that Tregoning is not a State employee in his role as director of the Detention Center, but rather a county employee subject to federal jurisdiction. Maryland courts, however, have regularly held that county sheriffs and their deputies are State agents for the purposes of tort liability.
Kronk seeks to distinguish these cases, which primarily concern county sheriffs acting in their law enforcement capacities rather than as managers of correctional facilities. Relying on
The exception recognized in
Kronk protests that, even if the Sheriff is a State actor, Congress abrogated state sovereign immunity with regard to the FMLA.
Finally, Kronk asserts that, even if the Sheriff is entitled to Eleventh Amendment immunity, this Court may assert jurisdiction pursuant to
Courts have specifically recognized that a plaintiff may seek reinstatement under the doctrine of
In Maryland, official immunity protects State personnel from suit and liability for tortious conduct committed within the scope of their public duties unless the plaintiff can allege malice or gross negligence.
Under Maryland law, malice is defined by reference to "actual malice," described as "an act without legal justification or excuse, but with an evil or rancorous motive influenced by hate, the purpose being to deliberately and willfully injure the plaintiff."
"A similarly high threshold must be crossed to establish gross negligence—the defendant must have `acted with wanton or reckless disregard for the safety of others.'"
Kronk has not alleged, and nor do the facts of the Complaint suggest, that Sheriff Tregoning acted outside of the scope of his official duties. In each count of the Complaint Kronk does allege, in boilerplate fashion, that "Sheriff undertook the actions alleged herein with malice or with reckless indifference to Plaintiff`s rights . . . ." Under the standard articulated above, however, this sort of conclusory recitation is insufficient. Moreover, nothing in Kronk`s factual allegations so much as hints at the kind of "evil or rancorous motive" that would be required for him to defeat Tregoning`s immunity.
Though, as discussed above, the State is generally immune from suit, the Maryland Tort Claims Act ("MTCA") waives the State`s sovereign immunity under certain conditions. In doing so, it substitutes liability on the part of the State for liability that otherwise would exist on the part of State employees and officials covered by official immunity. The MTCA does not, however, waive Maryland`s sovereign immunity in federal court. Weller v. Dept. of Social Servs., 901 F.2d 387, 397 (4th Cir. 1990). If Kronk wishes to pursue these tort claims against the State, he must do so in state court. Counts IV through VIII will be dismissed without prejudice.
For the foregoing reasons, the Court will, by separate Order of even date, GRANT IN PART and DENY IN PART the Sheriff`s and Sheriff`s Department`s Motion to Dismiss, and GRANT the County`s Motion to Dismiss. The Court will enter a Scheduling Order to govern the course of discovery.
Under the FMLA, however, the term "employer" includes "any person acting directly or indirectly in the interest of an employer in relation to an employee." 29 U.S.C. § 203(d). This definition expressly incorporates the definition of "person" contained in the Fair Labor Standards Act ("FLSA"), 29 U.S.C. §§ 201-219.