GINA M. GROH, District Judge.
This matter is currently before the court on Petitioner East Sussex Children Services' Verified Petition For Return of Child to United Kingdom ("Petition") [Doc. 1]. For the following reasons, the Court
The Court finds the following facts based upon the evidence and testimony adduced at the final hearing. This action involves a minor child, S.A.M., born in
Petitioner, East Sussex Children Services ("East Sussex"), is the social services division of the East Sussex County Council. East Sussex has supervised S.A.M. since February 21, 2010 because S.A.M. is subject to a Child Protection Plan after East Sussex found neglect and risk of emotional harm to S.A.M. and her half-brother, A.
In the proceedings involving S.A.M., Mother sought leave of court to remove S.A.M. permanently from the United Kingdom and to relocate S.A.M. to the United States to live with Step-Father. See Pet.'s Ex. 3. In December 2011, the Hastings County Court did not grant Mother permission to relocate with S.A.M., and the court ordered Mother to file a statement with the court "(a) setting out the status and chronology of any application for a visa for herself and S.A.M. to move to the USA, (b) her intention as to her domestic arrangement if and when she relocates, and (c) her proposal for the future contact of S.A.M. and herself with A. If and when she does settle in the USA." Id. Mother and Step-Father were also ordered to cooperate in a background check to be conducted by Children and Families Across Borders, which included a background check in the United States of the Step-Father. Id.
On February 1, 2012, the Hastings County Court ordered Mother to file S.A.M.'s passport with the solicitors for the guardian or with the court office at Hastings County Court within 48 hours of being served with the order. Pet.'s Ex. 4. On February 20, 2012, Mother filed S.A.M.'s passport with Mother's solicitor. Pet.'s Ex. 5. Mother's solicitor undertook to the court "not to release the passport of [S.A.M.] nor to release the passport to any other party without the prior consent of the court." Pet.'s Ex. 5. Thus, in order for Mother to have S.A.M.'s passport returned to her, she would need the consent of the court.
Mother alleged in her testimony that about a month later she was planning for holiday in the United States and she forgot that she had lodged S.A.M.'s passport with her solicitor. As a result, Mother alleged she filed for replacement passports for herself
On May 31, 2012, Ms. Smee-Giles met with Mother. Ms. Smee-Giles testified that at the meeting, Mother informed Ms. Smee-Giles that her Visa application had been delayed for some time. However, only one day after the meeting, on June 1, 2012, Mother removed S.A.M. from the United Kingdom to Canada. On June 4, 2012, Mother and S.A.M. entered the United States via the Rainbow Bridge in Niagara Falls. Pet.'s Ex. 8, 9. Mother and S.A.M. met Step-Father at Niagara Falls. Mother testified that S.A.M. was so happy to be with Step-Father that she could not separate them. In the following days, Mother traveled with S.A.M. to Step-Father's home in Hedgesville, West Virginia. Since this time, S.A.M. has resided in Hedgesville, West Virginia with Mother and Step-Father. Until S.A.M.'s removal from the United Kingdom on June 1, 2012, S.A.M. has always lived there. She attended school in the United Kingdom, and she had friends and extended family there.
On June 11, 2012, Mother e-mailed Ms. Smee-Giles to inform her that a scheduled supervised visit between S.A.M. and her half-brother A. could not take place because S.A.M. had chicken pox.
On June 28, 2012, prior to discovering that Mother had removed S.A.M. from the United Kingdom, Justice Moylan of the High Court of Justice, Principal Registry of the Family Division, entered a Passport Order ordering the Mother to hand over to the Tipstaff all of S.A.M.'s and Mother's passports and any and all other travel documents, prohibiting Mother from obtaining or attempting to obtain replacement passports for herself or S.A.M., and prohibiting Mother from removing S.A.M. from the United Kingdom. Pet.'s Ex. 13. After learning of S.A.M.'s removal from the United Kingdom, East Sussex prepared and filed its Application for Return of the Child and submitted the Application to the Central Authority for England and Wales on July 5, 2012. Pet.'s Ex. 14. The Application was transmitted to the United States Central Authority.
On December 3, 2012, Petitioner filed its Verified Petition for the Return of the Child to the United Kingdom and Issuance of Show Cause Order. Petitioner contends that Mother illegally and wrongfully removed S.A.M. from her habitual residence of the United Kingdom, and both Mother and Step-Father have wrongfully retained S.A.M. in West Virginia. On December 11, the Respondents filed their Response to the Petition. Respondents allege that they have sole custody of S.A.M., and removal was not wrongful. Additionally, Respondents allege that S.A.M. has a home, friends, and family in the United States and that she has easily adjusted to life in the United States.
On December 13, 2012, the Court conducted a hearing to show cause why the Petition should not be enforced. Among other things, the Court ordered the Respondent Ralph Morris to provide his social security number to the Court. Then, the Court ordered the United States Probation Office to conduct a background check on Step-Father. The Court also ordered Mother to turn into the Clerk of Court her passport and S.A.M.'s passport on December 19, 2012, which was the day after the Respondents and S.A.M. were required to attend a previously scheduled immigration interview in Pittsburgh, Pennsylvania, regarding their application for United States citizenship. On December 19, Mother turned in her passport and S.A.M.'s passport to the Clerk of Court for safe-keeping until the case was resolved. On December 21, 2012, Mother and S.A.M. received their green cards.
On January 4, 2013, the Court conducted a final evidentiary hearing to determine whether the Petitioner's Verified Petition for Return of Child to United Kingdom should be enforced. At the hearing, the Court listened to testimony, received evidence, and heard arguments from the parties on the Petition. The Court reserved ruling on this matter until January 18, 2013 at 9:00 a.m. Mother was ordered to surrender S.A.M.'s green card to the clerk of the court for safe-keeping.
This Court has jurisdiction pursuant to The Convention on the Civil Aspects of International Child Abduction ("Hague Convention")
Venue is appropriate because ICARA provides that a Hague Convention petitioner can only bring a Hague Convention
In adopting the Hague Convention, the signatory nations sought "to protect children internationally from the harmful effects of their wrongful removal or retention and to establish procedures to ensure their prompt return to the State of their habitual residence, as well as to secure protection for rights of access." Miller v. Miller, 240 F.3d 392, 398 (4th Cir. 2001).
Under the Hague Convention, the scope of a court's inquiry is limited to the merits of the abduction claim. 42 U.S.C. § 11601(b)(4); see Miller, 240 F.3d at 398 (noting that under the Hague Convention, the court's inquiry is limited to the merits of the abduction claim and the underlying custody case is not at issue). Thus, the issue is whether the removal and retention of the Child is wrongful under Article III of the Hague Convention. If the removal is wrongful, the next inquiry is whether Respondents have a valid defense.
Petitioner must establish by a preponderance of the evidence "in the case of an action for the return of a child, that the child has been wrongfully removed or retained within the meaning of the Convention." 42 U.S.C. § 11603(e)(1)(A). A child's removal or retention is wrongful where:
Hague Convention, art. 3, T.I.A.S. No. 11,670 at 2, 19 I.L.M. at 1501.
In this case, the Petitioner must prove that:
At the final evidentiary hearing, Petitioner moved into evidence a certified copy of S.A.M.'s birth certificate. Petitioner's witness, Ms. Smee-Giles, identified the document as S.A.M.'s birth certificate, and Respondents did not object to its admission. The birth certificate, marked and admitted as Petitioner's Exhibit 1, clearly shows that S.A.M. is twelve years old and
The Hague Convention does not define "habitual residence." In making this determination the Fourth Circuit has concluded that:
Miller, 240 F.3d at 400 (citations omitted). Habitual residence "pertains to customary residence prior to the removal. The court must look back in time, not forward." Id. In determining habitual residence, "a parent cannot create a new habitual residence by wrongfully removing and sequestering a child." Id. (citation omitted).
Here, Mother made a unilateral decision to remove S.A.M. from the United Kingdom. On the date of removal, Petitioner was unaware of Mother's intention to remove the child, and Petitioner had not acquiesced to S.A.M.'s removal. In fact, the day before S.A.M.'s removal, Mother met with Petitioner and stated her travel Visa was delayed, so they would not be leaving the United Kingdom for a few months. Prior to S.A.M.'s removal, Mother and S.A.M. resided in St. Leonards on Sea in East Sussex. According to Ms. Smee-Giles' testimony, S.A.M. had lived in the United Kingdom her whole life. S.A.M. attended school in the United Kingdom, and she had extended family and friends there. On April 27, 2012, Mother applied for a travel visa to the United States, and Mother listed S.A.M.'s country of residence as the United Kingdom. Pet.'s Ex. 10. Additionally, Step-Father and Mother testified that on June 1, 2012, Mother's intention was merely to vacation in Canada and then in the United States at Niagara Falls. Step-Father admitted on cross-examination that, at the time S.A.M. entered the United States, her home was in the United Kingdom. Moreover, Mother could not create a new habitual residence by wrongfully removing S.A.M. Therefore, the Court finds by a preponderance of the evidence that the United Kingdom was the habitual residence of S.A.M. immediately before her removal to the United States.
The Hague Convention provides that removal of a Child to a foreign country is "wrongful" if it amounts to a breach of the custody rights of the left-behind parent, or institution with custody rights, according to the law of the country that is the Child's habitual residence, and the Court is permitted to take judicial notice of that country's laws. See Hague Convention, art. 14, FED.R.CIV.P. 44.1. Having found that the United Kingdom was the habitual residence of S.A.M., the Court takes judicial notice of the Children Act of 1989, the Affidavit of English and Welsh Law (Pet.'s Ex. 16), and the following two cases: Re: E. (Abduction: Rights of Custody), [2005] EWHC (Fam), 2 FLR 759 and X County Council v. B (Abduction: Rights of Custody in the Court), [2009] EWHC (Fam), 1 FLR 1197.
Under the Hague Convention, "rights of custody" are defined as including "rights relating to the care of the person of the child, and in particular, the right to determine the child's residence." Hague Convention, art. 5; see Child Abduction and Custody Act 1985, Schedule 1, Article 5 (United Kingdom adopting Hague Convention's definition of custody rights). Custody rights have been broadly interpreted, but custody rights do not include rights of access alone. The Supreme Court set forth four sources for interpreting parental custody rights: (1) the Hague Convention's text, (2) the Hague Convention's purposes, (3) the view of the U.S. State Department, and (4) decisions of sister signatory states to the Hague Convention. Abbott v. Abbott, 560 U.S. 1, 130 S.Ct. 1983, 176 L.Ed.2d 789 (2010).
Custody rights, though, must be more than mere visitation or "access" rights. See Bromley v. Bromley, 30 F.Supp.2d 857, 860 (E.D.Pa.1998). Although the vast majority of cases involve parents or relatives claiming custody rights, administrative agencies or other bodies may claim custody rights. See In Re S.J.O.B.G., 292 S.W.3d 764 (Tex.App. 2009) (custody rights claimed by the Child Welfare Services of Norwegian Municipality); L.H. v. Youth Welfare Office of Wiesbaden, 150 Misc.2d 490, 568 N.Y.S.2d 852 (Fam.Ct.1991) (holding that where a child is placed by the German Child Welfare
In this case, East Sussex Children Services asserted the United Kingdom's court's custody rights under the Hague Convention prior to S.A.M.'s removal. On February 21, 2010, S.A.M. was under a Child Protection Plan, enacted due to the risk of emotional harm to S.A.M. According to Ms. Smee-Giles' testimony, she was required under United Kingdom law to see children on those plans at least every ten days in person. Therefore, East Sussex Children Services regularly supervised S.A.M.'s well-being. In addition, the Child Protection Plan at issue in this case required Mother to notify East Sussex of any intention to remove the child from the country, or even when moving addresses within the country. When Mother removed S.A.M. from the United Kingdom, the Child Protection Plan was still in place.
Most importantly, on February 1, 2012, the Hastings County Court ordered Mother to "lodge the passport of [S.A.M.] ... with either Elaine Parkes & Co., as solicitors for the guardian, or with the court office at Hastings County Court." Pet.'s Ex. 4. Mother lodged S.A.M.'s passport with her Solicitor, who took an oath to the court not to release S.A.M.'s passport, "to any other party without the prior consent of the court." Pet.'s Ex. 5. Ms. Smee-Giles testified that the Court's order regarding S.A.M.'s passport was to ensure that should S.A.M. be removed from the country, the court would be made aware of that intention prior to her removal. Pursuant to Petitioner's Exhibit 4, Mother would need consent of the court to obtain S.A.M.'s passport in order to leave the country. Thus, if Mother desired to remove S.A.M. from the country, she must inform and receive permission from the English court. According to Petitioner's Exhibit 16, an Affidavit of English and Welsh Law admitted pursuant to Article 14 of the Hague Convention, the English Court exercised its rights of custody on February 20, 2012, when Mother's solicitor undertook to the court not to release S.A.M.'s passport to any other party without the prior consent of the court. Pet.'s Ex. 16. The Court finds that the February 1, 2012 and February 20, 2012 orders created a ne exeat right, and the United States Supreme Court has concluded that "ne exeat rights are rights of custody...." Abbott, 130 S.Ct. at 1993.
Respondents argue that the February 2012 orders were insufficient to establish custody rights because Mother was never directly ordered that she could not leave the country with S.A.M. Respondent Carly Morris also contends, and Ms. Smee-Giles admitted, that she alone had sole custody and parental responsibility over S.A.M. until the June 12, 2012 Interim Care Order, which was issued after S.A.M.'s removal.
However, the Court finds that the Hastings County Court's February 1, 2012 order is a ne exeat order that conferred
The Court notes that the Interim Care Order issued on June 12, 2012, conferred custody rights under the Children Act 1989, Section 38, undoubtedly gave East Sussex custody rights under the Hague Convention. However, the Hague Convention requires the Petitioner to have custody rights prior to the removal of the Child. Here, S.A.M. was removed on June 1, 2012. The Interim Care Order was not issued until June 12, 2012. Therefore, it is irrelevant whether this conferred custody rights as the Petitioner must have had custody rights prior to June 1, 2012.
In determining whether removal is wrongful, the Petitioner must prove that it had been exercising its custodial rights at the time of removal. 42 U.S.C. § 11603(e)(1). The Fourth Circuit Court of Appeals will liberally find "exercise" of a nonremoving parent's custodial rights, as required for removal to be wrongful under the Hague Convention whenever a parent with de jure custody rights keeps, or seeks to keep, any sort of regular contact with his or her child. Bader, 484 F.3d at 671. Under this approach,
Id. (affirming district court's finding that petitioner had exercised his right to joint custody because he had actual physical custody of the child on at least three occasions since his release from prison).
As explained above, the Petitioner had custody rights under the February 2010 Child Protection Plan. Petitioner regularly monitored and supervised Mother and S.A.M. pursuant to the plan, and this included an in person visit with S.A.M. every ten days. Also, in February 2012, the Court instructed Mother to lodge S.A.M.'s passport with S.A.M.'s solicitor or the Court for safe-keeping. Although Mother ultimately turned S.A.M.'s passport into Mother's solicitor, the solicitor undertook not to release the passport to any other party. The Court's order exercised custody rights as it was designed to prevent Mother from unilaterally removing S.A.M. from the United Kingdom. Therefore, the Court finds that Petitioner was exercising its custody rights at the time of S.A.M.'s removal.
Accordingly, the Court concludes that pursuant to the Hague Convention and ICARA, Petitioner has proven by a preponderance of the evidence that on June 1, 2012, Mother wrongfully removed S.A.M.
Upon a showing of wrongful removal, return of the child is required under the Hague Convention unless Respondents can establish one of four available defenses. See 42 U.S.C. § 11603(e)(2)(A-B) (requiring Respondent to establish by clear and convincing evidence that one of the exceptions set forth in article 13b or 20 of the Convention applies or establishing by a preponderance of the evidence that any other exception set forth in article 12 or 13 of the Convention applies). Respondents may prevail if they can prove one of the following defenses by clear and convincing evidence:
The Respondents could also prevail if they establish by a preponderance of the evidence, that:
See also 42 U.S.C. § 11601(a)(4); Judge v. Williams, No. 4:11-CV-119-F, 2011 WL 3100346 (E.D.N.C. July 25, 2011). Also, "the courts retain the discretion to order return even if one of the exceptions is proven." Miller, 240 F.3d at 402 (quoting Feder v. Evans-Feder, 63 F.3d 217, 226 (3d Cir.1995)). The Fourth Circuit has stated that
Miller, 240 F.3d at 402 (quoting Friedrich v. Friedrich, 78 F.3d 1060, 1068 (6th Cir. 1996)).
In this case, Respondents have raised only one defense: that there was a grave risk that S.A.M.'s return to Petitioner would expose her to physical or psychological harm or otherwise place her in an intolerable situation. See Hague Convention, art. 13b. Courts have indicated that the grave risk defense was not intended to be used as a vehicle to litigate the child's best interests or place the child where he or she would be happiest. See Gaudin v. Remis, 415 F.3d 1028 (9th Cir.2005); Blondin v. Dubois, 238 F.3d 153, 163 (2d Cir.2001). The defense does not apply to evidence relating to economic conditions, educational benefits, lifestyles, or disparate quality of parenting styles. Cuellar v. Joyce, 596 F.3d 505, 509 (9th Cir.2010) ("[t]he fact that a child has grown accustomed to her new home is never a valid concern under the grave risk exception, as `it is the abduction that causes the pangs of subsequent return.'"). The situation contemplated by Article 13(b) would include sending a child back to a "zone of war, famine, or disease" as well as "cases
Respondents have failed to show, by clear and convincing evidence, that returning S.A.M. to the United Kingdom would result in a grave risk that would expose her to physical or psychological harm or otherwise place her in an intolerable situation. Mother testified that S.A.M. would be exposed to a grave risk because of the emotional harm and distress of the proceedings as well as being returned to a completely intolerable situation. However, the emotional harm and distress resulting from this proceeding was created by Mother's wrongful removal of S.A.M. This is not the "grave risk" contemplated by the Hague Convention. Thus, the Respondents have failed to present any valid defenses under the Hague Convention. Accordingly, the Court
The Hague Convention and its enabling legislation require a court to order the respondent to pay the petitioner's necessary expenses if the court orders the return of the child, unless such an award would be "clearly inappropriate." Hague Convention, art. 26; 42 U.S.C. § 11607; 42 U.S.C. § 11607(b)(3). With respect to the award of attorney's fees and costs, ICARA provides:
42 U.S.C. § 11607(b)(3). Under the Hague Convention, an award of fees and costs serves two purposes: (1) "to restore the applicant to the financial position he or she would have been in had there been no removal or retention" and (2) "to deter such removal or retention." Hague Convention; Text and Legal Analysis, 51 Fed. Reg. 10494-01, 10511 (Mar. 26, 1986).
A party seeking an award of attorney's fees must submit adequate evidence detailing the hours worked and his or her rates. Hensley v. Eckerhart, 461 U.S. 424, 433, 103 S.Ct. 1933, 76 L.Ed.2d 40 (1983). Although Petitioner sought attorneys fees in its petition, no evidence has been presented to the Court regarding the hours worked or his or her rates. Additionally, given the Respondents' financial conditions, they would be entirely unable to pay such an award. Thus, it would be clearly inappropriate to grant an award of attorneys fees and costs as Petitioner has not presented adequate evidence to substantiate such a request and Respondents would be unable to pay any amount of an award.
Because S.A.M. was wrongfully removed from the United Kingdom, her pre-removal habitual place of residence, and because Respondents have not proven any of the defenses to return under the Hague Convention or ICARA, it is hereby
1. Petitioner East Sussex Children Services's petition for the return of S.A.M., pursuant to the Hague Convention, is
2. Respondent Carly Morris has agreed to accompany S.A.M. back to the
3. Petitioner and Respondents are ordered to appear before the Court on
4. This Order shall be transmitted by the Clerk of the Court to the United States Department of State for transmittal to the Central Authority of the United Kingdom.
5. The Clerk is directed to mail a certified copy of this Order to all counsel of record and pro se parties. Pursuant to Federal Rule of Civil Procedure 58, the Clerk is directed to enter judgment on this matter.