RICHARD L. BOURGEOIS, Jr., Magistrate Judge.
This matter comes before the Court on the petitioner's application for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The State has filed a response in opposition to the petitioner's application. There is no need for oral argument or for an evidentiary hearing.
The petitioner, William J. Roper, challenges his conviction and sentence, entered in 2008 in the Nineteenth Judicial District Court for the Parish of East Baton Rouge, State of Louisiana, on one count of first degree robbery. The petitioner asserts as a single "Claim" that he has been "denied his constitutional rights to appellate review and to a complete copy of the record." See R. Doc. 1-1 at p. 6. In addition to that single Claim, the petitioner also includes, as "Issue[s] Presented," eight (8) assertions relative to alleged ineffective assistance of counsel at trial.
The following recitation of facts is taken from the decision of the Louisiana Court of Appeal for the First Circuit on direct appeal:
State v. Roper, 57 So.3d 609, 2011 WL 2119855, *1 (La. App. 1st Cir. 2011).
The petitioner was charged, by Bill of Information filed in February, 2007, with one count of first degree robbery. After a jury trial conducted in February, 2008, the petitioner was convicted in connection with that offense. The prosecution thereafter signified its intent to charge the petitioner as a multiple offender and, after a hearing conducted on September 24, 2008, the petitioner was found to be a second felony offender and was sentenced to serve forty (40) years in confinement, without the benefit of probation, parole or suspension of sentence.
The petitioner appealed his conviction, asserting through counsel that (1) the evidence was insufficient to support the verdict, and (2) the sentence was excessive. On February 11, 2011, the Louisiana Court of Appeal for the First Circuit affirmed the conviction, the multiple offender adjudication, and the sentence. See State v. Roper, supra, 57 So.3d 609. The petitioner thereafter sought supervisory review before the Louisiana Supreme Court, and that Court denied review, without comment, on September 23, 2011. See State v. Roper, 69 So.3d 1154 (La. 2011).
The petitioner thereafter filed in the state trial court, on or about October 12, 2011,
Notwithstanding the foregoing identification of the "Issues Presented," the petitioner's supporting memorandum failed to provide any significant argument or authority relative to the substantive claims of ineffective assistance and failed to provide any factual detail (beyond the petitioner's mere opinion or belief) regarding the alleged misconduct of his attorney at trial or the manner in which such misconduct may have prejudiced his defense. Instead, the petitioner devoted the entirety of his argument principally to an issue he identified as "Claim No. 1," contending in connection therewith that he was "Denied his Constitutional Rights to Appellate Review and to a Complete Copy of the Record." Specifically, the petitioner asserted in the memorandum that he had not been provided with a copy of the state court record, including pertinent transcripts, and that in its absence he was unable to effectively present his claims. He requested that a copy of the record and transcripts be provided (or loaned) to him so that he could clarify the ineffective assistance claims raised. He further asserted that the State was obligated to provide him with free copies thereof, relying principally upon state law, specifically Article I, Section 19, of the Louisiana Constitution and State ex rel. Bernard v. Criminal District Court Section "J", 653 So.2d 1174 (La. 1995), which decision addresses the entitlement of criminal defendants to free copies of transcripts and other record documents under state law on collateral review. To this end, the petitioner explicitly identified his PCR application as being an "Application for Ex Rel Bernard Post Conviction Relief," and he stated therein, as he now does before this Court, that "this Writ Application, is being made pursuant to State ex rel. Bernard v. Criminal District Court Section `J'." See R. Doc. 1-1 at p. 7. In connection with his substantive claims of ineffective assistance, however, the petitioner has provided only conclusory statements based upon his "very vague" recollection of the trial proceedings and his "opinion" that his trial attorney was deficient in (1) failing to object to the State's excessive use of peremptory exceptions, (2) failing to challenge the State's discriminatory exclusion of jurors based upon race, (3) failing to object to the admission of "other crimes" evidence, (4) failing to present mitigating evidence, (5) failing to utilize an "impeachment strategy" or subject the State's case to adversarial testing, (6) failing to object to improper jury instructions, and (7) generally failing to challenge the sufficiency of the evidence through post-trial motions or by pointing out the cumulative effect of errors at trial.
In response to the petitioner's post-conviction relief application and associated request for transcripts and documentation, the state court Commissioner entered an Order on April 4, 2012, directing the State to file a response, including any procedural objections that the State might have. The State responded on May 9, 2012, with a "Motion to Deny Production of or Access to Record and Motion to Dismiss PCR Application as Procedurally Barred," asserting therein that the petitioner had failed to show a particularized need for free copies of trial transcripts or the state court record, specifically because he had failed to show "with reasonable particularity the factual basis" for his constitutional claims. The State further asserted that the petitioner's eight specific claims of alleged ineffective assistance were mere "shell" claims that did not warrant substantive consideration and were therefore subject to dismissal on procedural grounds as conclusory. Although the petitioner thereafter filed an opposition to the State's response, his opposition complained only of the purported lateness of the response and did not provide any further legal or factual development in connection with the substantive claims of ineffective assistance.
On September 21, 2012, the state court Commissioner issued a Report recommending that the petitioner's application be dismissed in its entirety. In doing so, the Commissioner first found that the petitioner had not been denied a right to appellate review of his conviction and sentence but had, to the contrary, exercised his right of appeal through appointed counsel who, after a review of the designated record on appeal, had argued appropriate errors of law and fact before the state appellate court. The Commissioner noted in this context that (1) there was nothing in the record to indicate that the petitioner's appellate attorney had not been provided with an adequate copy of the trial court record, and (2) the petitioner had failed to identify any portion of the designated appellate record that should have been transcribed or was needed for an identification or review of his appellate claims. The Commissioner next concluded that the petitioner, on post-conviction review, had failed to show a sufficient particularized need for a copy of the trial transcripts or other documentation, quoting State ex rel. Bernard, supra, and the requirement that, in order for a petitioner to obtain a free copy of portions of the trial court record, he must "specify with reasonable particularity the factual basis" for his claims for relief. In reaching this conclusion, the Commissioner specifically found that the petitioner's request for transcripts and documentation relied only upon "vague allegations" of constitutional error and therefore amounted to no more than "a fishing expedition" and an improper attempt to "comb the record for errors." Thus, the Commissioner found that the petitioner's request was "lacking in sufficient facts to warrant production of documents." Finally, the Commissioner addressed the petitioner's substantive claims and found them to be deficient, both procedurally and factually. In doing so, the Commissioner explicitly found that the petitioner's claims of ineffective assistance of counsel were "without supporting facts [and] do not warrant any relief." The Commissioner also briefly addressed the substance of most of the petitioner's claims, noting the clear absence of merit and the lack of specificity therein, as follows:
Whereas the petitioner filed a Traversal in response to the Commissioner's Report, the referenced Traversal again challenged only the court's refusal to order production of the state court record and did not further address the substance of the petitioner's constitutional claims. In addition, after the denial of his PCR application by the state trial judge,
Finally, on or about August 27, 2013, the petitioner filed the instant application for habeas corpus relief in this Court.
The standard of review in this Court is that set forth in 28 U.S.C. § 2254(d). Pursuant to that statute, an application for a writ of habeas corpus shall not be granted with respect to any claim that a state court has adjudicated on the merits unless the adjudication has "(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." Relief is authorized if a state court has arrived at a conclusion contrary to that reached by the Supreme Court on a question of law or if the state court has decided a case differently than the Supreme Court on a set of materially indistinguishable facts. Williams v. Taylor, 529 U.S. 362, 413 (2000). Relief is also available if the state court has identified the correct legal principle but has unreasonably applied that principle to the facts of the petitioner's case or has reached a decision based on an unreasonable factual determination. See Montoya v. Johnson, 226 F.3d 399, 404 (5
With regard to the petitioner's over-arching contention that the state courts erred by failing to provide him with a copy of the state court record at public expense, the Court concludes that this claim is without merit. First, whereas an indigent criminal defendant, on direct appeal, has an absolute right to a copy of the trial transcript or to an alternative device that fulfills the same function, see Griffin v. Illinois, 351 U.S. 12, 18-20 (1956), it is well-recognized that such defendant is not personally entitled to receive a copy of the transcript if his attorney has been provided with one. See Hooks v. Roberts, 480 F.2d 1196, 1198 (5
In contrast to the foregoing, the law is clear that an indigent criminal defendant does not have an absolute right under federal law to a copy of trial transcripts or other record documents in connection with post-conviction or other collateral review proceedings. Instead, a petitioner must show both that the claims that he seeks to raise on collateral review are not frivolous and that he requires the documentation to establish the validity of those claims. See Yates v. Collins, supra, 988 F.2d at 1210 ("[A]n indigent defendant is not entitled to a free transcript if he had access to the record on direct appeal and fails to demonstrate that he requires the record to establish a non-frivolous post-conviction claim); Smith v. Beto, supra, 472 F.2d at 165 (affirming the lower court's finding that there was no constitutional violation where the petitioner's attorney had access to the state court record and trial transcripts on direct appeal and where "the petitioner did not need a transcript in order to establish his contention that he was denied effective counsel at his state trial"). See also Ruark v. Gunter, 958 F.2d 318, 319 (10
The petitioner's state court PCR application in this case included a request for a free (or borrowed) copy of pertinent portions of the state court record for the purpose of pursuing his post-conviction claims, and he asserted therein that he had a "particularized need" for same. The state court Commissioner rejected this contention, however, finding that the petitioner was conducting a mere "fishing expedition" based upon vague and conclusory assertions, that he had not shown a sufficient particularized need, and that his request was "lacking in sufficient facts" to support the relief requested. To the extent that this determination was based upon an interpretation and application of state law, i.e., State ex rel. Bernard, supra, it is not the province of this Court to review same. See Hills v. Cain, 2015 WL 1004197, *8 (M.D. La. March 6, 2015) (rejecting a petitioner's claim regarding the state court's failure to provide a copy of the state court record). Further, to the extent that the petitioner seeks to rely upon federal law in seeking copies of the referenced transcripts and documentation, he has failed to show that the state courts erred in their resolution of the petitioner's request. Specifically, in light of the lack of specificity in the petitioner's request and his complete failure to show that his claims had potential merit and were not frivolous, this Court finds no unreasonable application of federal law in the state court's refusal to provide him with free copies of the requested documentation. See Hernandez v. Cain, 2015 WL 1810822, 10 (E.D. La. April 20, 2015) (finding no merit to a petitioner's claim regarding a failure to provide copies of transcripts for collateral review because "the unsubstantiated nature of the ineffective assistance of counsel claims, . . . all of which are meritless, vague, and conclusory," failed to meet the petitioner's "burden of showing particularized need"); Parks v. Cain, 2014 WL 505329, *17 (E.D. La. Feb. 6, 2014) (finding that the petitioner had "failed to satisfy his burden of proof regarding his alleged need for a transcript"); Williams v. Warden, 2013 WL 4413743, *5 (W.D. La. Aug. 15, 2013) (finding, in response to a petitioner's complaint regarding the denial of a copy of trial transcripts, that because a habeas petitioner has no constitutional right to state post-conviction review, any "alleged infirmities in the review process do not raise a constitutional issue cognizable in a federal habeas application"). According, the Court concludes that this claim is subject to dismissal as being without merit.
Turning to the petitioner's substantive assertions regarding the alleged ineffective assistance of his counsel at trial, the Court notes that a habeas petitioner who contends that he was provided with ineffective assistance of counsel must affirmatively demonstrate (1) that his counsel's performance was "deficient," i.e., that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment, and (2) that the deficient performance prejudiced his defense, i.e., that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial in which the result is reliable. Strickland v. Washington, 466 U.S. 668, 687 (1984). The petitioner must make both showings in order to obtain habeas relief based upon the alleged ineffective assistance of counsel. Id.
To satisfy the deficiency prong of the Strickland standard, the petitioner must demonstrate that his counsel's representation fell below an objective standard of reasonableness as measured by prevailing professional standards. See, e.g., Martin v. McCotter, 796 F.2d 813, 816 (5
If the petitioner satisfies the first prong of the Strickland test, his petition nonetheless must affirmatively demonstrate prejudice resulting from the alleged errors. Earvin v. Lynaugh, 860 F.2d 623, 627 (5
Applying the foregoing standard, the Court finds that the petitioner has failed to meet his burden of overcoming either the "strong presumption" that his attorney's conduct fell within the wide range of reasonable professional competence or the "great deference" that is generally afforded to the exercise of an attorney's professional judgment. Nor has the petitioner made any showing whatever that, but for counsel's alleged errors, the result of the proceeding would have been different. To the contrary, the petitioner has provided only conclusory statements regarding the alleged deficient conduct of his attorney and has provided virtually no argument or legal authority in support of his conclusory accusations and contentions in this regard. As noted above, the petitioner's argument before the state courts and before this Court has been limited almost exclusively to his claim regarding the purported need for a copy of the state court record and trial transcripts. It is also illuminating to note that the petitioner's prayer for relief before this Court does not seek a reversal of his conviction or sentence but, instead, seeks only an Order directing the state court to provide him with a "complete copy of the trial record . . . whereby petitioner may obtain adequate assistance in preparing his Application for Post Conviction Relief." See R. Doc. 1-1 at pp. 12-13. Finally, the petitioner's bare-bones assertions regarding his attorney's alleged deficient conduct, without any factual details or supporting argument whatever, effectively provides this Court with nothing to review. In this regard, the failure of a petitioner to adequately brief or argue his claims before this Court is an adequate basis for the Court to find that the claims have been waived or abandoned. See Hughes v. Dretke, 412 F.3d 582, 597 (5
An appeal may not be taken to the court of appeals from a final order in a habeas corpus proceeding "unless a circuit justice or judge issues a certificate of appealability." 28 U.S.C. § 2253(c)(1)(A). Although the petitioner has not yet filed a Notice of Appeal herein, the Court may address whether he would be entitled to a certificate of appealability. See Alexander v. Johnson, 211 F.3d 895, 898 (5
It is recommended that the petitioner's application for habeas corpus relief be dismissed, with prejudice, as being without merit. It is further recommended that, in the event that the petitioner seeks to pursue an appeal in this case, a certificate of appealability be denied.
Please take notice that the attached Magistrate Judge's Report has been filed with the Clerk of the United States District Court.
In accordance with 28 U.S.C. § 636(b)(1), you have fourteen (14) days after being served with the attached Report to file written objections to the proposed findings of fact, conclusions of law and recommendations therein. Failure to file written objections to the proposed findings, conclusions, and recommendations within 14 days after being served will bar you, except upon grounds of plain error, from attacking on appeal the unobjected-to proposed factual findings and legal conclusions of the Magistrate Judge which have been accepted by the District Court.
ABSOLUTELY NO EXTENSION OF TIME SHALL BE GRANTED TO FILE WRITTEN OBJECTIONS TO THE MAGISTRATE JUDGE'S REPORT.