ERIC F. MELGREN, District Judge.
This case arises out of Plaintiff Lance Finley's termination from the Colby Policy Department in February 2016. Plaintiff brings claims under the First Amendment and Kansas common law against Defendant Tom Nickols, Jr., the Undersheriff of Thomas County, Kansas, at the time Plaintiff's employment with the City of Colby terminated; Defendant Ron Alexander, the Chief of Policy of Colby, Kansas, at all relevant times; and Defendant City of Colby, Kansas. This matter comes before the Court on Defendants' various motions for judgment on the pleadings (Docs. 31, 32, 49 and 54). For the reasons stated below, the Court grants Undersheriff Nickols' Motion for Judgment on the Pleadings (Doc. 54), grants in part and denies in part Chief Alexander and the City of Colby's Motion for Judgment on the Pleadings (Doc. 49), and denies as moot Defendants' remaining motions (Docs. 31 and 32).
Plaintiff worked as an officer with the Colby Police Department from approximately August 2013, until his termination on February 18, 2016.
Plaintiff's brother, Marc Finley, worked for the Thomas County Sheriff's Office until his termination on an undisclosed date. In September 2015, while employed as the Undersheriff for the Thomas County Sheriff's Office, Marc Finley submitted a seven-page letter to the Kansas Bureau of Investigation, the Attorney General, the Kansas Commission on Peace Officers' Standard and Training (KS CPOST), and the Board of County Commissioners of Thomas County, Kansas. The letter alleged numerous misdeeds by the Thomas County Sheriff, Rod Taylor, including drinking on the job, theft, sexual harassment, destruction of evidence, and abuse of power. Chief Alexander knew of Marc Finley's grievance.
In November 2015, Plaintiff pulled over Jim Cousins, an employee of the Thomas County Sheriff's Office, for driving his truck on a public roadway with snow covering a large portion of the windshield. Chief Alexander and Richard Barrett
At approximately 7:00 a.m. on February 17, 2016, Chief Alexander told Plaintiff that he and others had reviewed the dashcam footage from Cousins' vehicle and determined that Cousins did not cross the center line on January 15, 2016. Chief Alexander told Plaintiff that he could be charged with filing a false police report and that Plaintiff's employment would be terminated if he did not resign. Chief Alexander explained to Plaintiff that the decision to terminate his employment was "political." Plaintiff agreed to resign his employment. Later that day, Plaintiff texted Chief Alexander and said: "This morning when you confronted me about your concerns, I had not had a chance to sleep, and as a result I have been unable to sleep yet I will meet with you tomorrow after I have been afforded the chance to sleep and process the allegations made against me." In response, Defendant Alexander said: "Thats [sic] fine. After speakinv [sic] with Tom I dont [sic] believe anyone will be seaking [sic] to file a case."
On February 18, Plaintiff attempted to withdraw his resignation and Chief Alexander told Plaintiff that his employment would be terminated regardless. Chief Alexander also stated that he forced Plaintiff's termination to save Plaintiff from being charged criminally by Undersheriff Nickols, and that Plaintiff could blame his separation on the "idiot Chief Ron Alexander" and "politics." Plaintiff alleges that Chief Alexander later admitted that he did not know whether Cousins' vehicle ever crossed the center line on January 15, 2016.
Defendant Tom Nickols was the Undersheriff in Thomas County at the time of Plaintiff's complaint regarding Cousins and at the time of Plaintiff's termination. In his Second Amended Complaint, Plaintiff alleges: "Defendant Nickols did this because of [sic] Plaintiff's brother is Marc Finley, who a few months earlier had raised concerns about unethical and illegal practices by Thomas County Sheriff Rod Taylor, and because Plaintiff had reported Jim Cousins' driving to law enforcement." Plaintiff's Second Amended Complaint does not identify what the word "this" in the above allegation refers to. In his original Complaint, as well as in his response to Defendants' motions to dismiss, Plaintiff alleges that Undersheriff Nickols demanded that Chief Alexander and the City of Colby terminate Plaintiff's employment.
Plaintiff filed this action on August 22, 2017. He claims that Chief Alexander, the City of Colby, and Undersheriff Nickols violated the First Amendment of the U.S. Constitution, Kansas public policy, and Kansas common law, and that Undersheriff Nickols committed tortious interference. After Plaintiff filed his first Amended Complaint, Defendants sought dismissal of Plaintiff's Amended Complaint (Docs. 31 and 32).
Under Federal Rule of Civil Procedure 12(c), a party may move for judgment on the pleadings after the pleadings are closed as long as the motion is made early enough not to delay trial.
When a complaint includes exhibits, the Court may "consider not only the complaint itself, but also attached exhibits."
"Public employees do not surrender all their First Amendment rights by reason of their employment. Rather, the First Amendment protects a public employee's right, in certain circumstances, to speak as a citizen addressing matters of public concern."
Generally, the first three inquiries are questions of law for the Court, whereas the last two inquiries involve questions of fact for the jury.
Plaintiff rests his First Amendment retaliation claim on two alleged incidents of protected conduct: (1) the grievance submitted by Marc Finley, Plaintiff's brother, regarding the Thomas County Sheriff and (2) his own report of unlawful conduct by Cousins, an employee of the Thomas County Sheriff's Office. Defendants argue that Marc Finley's allegedly protected speech cannot form the basis of Plaintiff's First Amendment retaliation claim, and, regardless, that Plaintiff has failed to adequately plead facts sufficient to satisfy the fourth and fifth elements of his claim. Defendants also assert that Plaintiff has not stated a claim with regard to his report of Cousins' alleged erratic driving because he has failed to satisfy all but the first element of the Garcetti/Pickering test.
Standing serves as a threshold inquiry and jurisdictional prerequisite to suit—if a plaintiff does not have standing to pursue his claims, the Court does not have jurisdiction to hear the claims. Accordingly, before reaching the merits of Defendants' motion, the Court must first determine whether Plaintiff has standing to pursue a claim based on his brother's allegedly protected activity.
The Supreme Court's standing jurisprudence includes two strands of standing: (1) Article III standing and (2) prudential standing.
When analyzing whether a plaintiff may pursue a First Amendment retaliation claim based on the protected speech of a third party—as opposed to the plaintiff's own speech—Courts require the plaintiff to demonstrate (1) that he suffered an injury, (2) a close relationship exists between the plaintiff and the third party who possessed the First Amendment rights, and (3) "some hindrance to the third party's ability to protect his or her own interests."
Further, to the extent Plaintiff seeks to pursue violations of his right to familial association, his claim fails. "The Tenth Circuit has repeatedly recognized the right to familial association as a `liberty interest' protected by the Due Process Clause of the Fourteenth Amendment, not the First Amendment."
Defendants allege that Plaintiff fails to state a claim for First Amendment retaliation based on his report of Cousins' erratic driving because he cannot satisfy the second, third, fourth, or fifth elements of his claim.
The entirety of Defendants' brief on this issue states, without legal citation: "A report of a driver allegedly crossing the centerline once is not a matter of public concern. It was an internal report to the Plaintiff's employer, not regarding a matter of public concern. Thus, plaintiff has not engaged in any protected activity." The Court disagrees.
When analyzing whether speech touches on a matter of public concern, the Court looks "to the content, form, and context of an employee's statement to determine if it pertains to a matter of public concern."
Here, Plaintiff did not simply report "a driver," but rather, reported erratic driving by an officer charged with upholding the law. The Tenth Circuit has noted that "any" evidence of impropriety or malfeasance by government officials "clearly concerns matters of public import," and the Court agrees with Plaintiff that reporting erratic and dangerous driving by an officer in his police vehicle addresses a matter of public concern. Further, that Plaintiff reported the matter "internally" does not preclude his claim.
Even if a public employee speaks as a citizen on a matter of public concern, his First Amendment claim may fail if the government has "`an adequate justification for treating the employee differently from any other member of the public' based on the government's needs as an employer."
Defendants argue that a county sheriff's office and a city police department in the county seat often have to rely upon each other for backup and support in dangerous situations when the lives of officers may be at stake. Accordingly, they argue, a good working relationship is essential and allegations of illegal activity that are reasonably seen to be false raise grave questions about Plaintiff's ability to maintain a close working relationship.
Defendants' argument starts from the premise that Chief Alexander reasonably concluded Plaintiff's report was false. But the Court cannot accept this premise as true at this stage in the litigation.
Accepting as true the allegations stated in Plaintiff's Second Amended Complaint and considering the circumstances presently before the Court as a whole, Defendants' interests in maintaining a good working relationship with the Thomas County Sheriff's Office do not outweigh Plaintiff's interests in making an internal report of illegal and dangerous conduct by a member of the Sheriff's Office. The time, manner, and place of Plaintiff's report appear to have occurred in a manner so as to cause minimal disruption. His report does not appear to impair discipline by superiors or directly affect harmony in the Colby Police Department, impact working relationships within the Colby Policy Department, or impede Plaintiff's performance of his duties or interfere with the regular operation of the Colby Police Department. And while the report may detrimentally impact relationships with the Thomas County Sheriff's Office, given the manner, time, and place of the report, the Court does not agree that Defendants' interests outweigh Plaintiff's interests.
Finally, Defendants contend that Plaintiff has failed to plead facts sufficient to establish the fourth and fifth elements of his claim. Generally, the fourth and fifth factors are questions of fact for the jury to decide. If, however, Plaintiff fails to plead facts sufficient to support a finding that Plaintiff's protected speech played a motivating factor in his termination, dismissal may nevertheless be appropriate.
Here, Plaintiff has alleged that Defendants terminated his "employment because he made good faith reports about violations of the law." When viewing the factual allegations in the light most favorable to Plaintiff, as the Court must, Plaintiff has adequately pleaded that his report of Cousins "was a motivating factor" in his termination. Defendants' contention that Plaintiff failed to plead facts to establish the fifth element of his claim also fails. "At the fifth step, if the employee establishes that his or her protected speech was a motivating factor in the adverse employment decision, `the burden then shifts to the defendant, who must show by a preponderance of the evidence it would have reached the same employment decision in the absence of the protected activity.'"
"Individual defendants named in a § 1983 action may raise a defense of qualified immunity, which shields public officials from damages actions unless their conduct was unreasonable in light of clearly established law."
"Once a defendant raises qualified immunity, the plaintiff bears the burden to show that the defendant is not entitled to immunity."
"To be clearly established, `existing precedent must have placed the statutory or constitutional question beyond debate.'"
Because Plaintiff does not have standing to bring a third-party retaliation claim and has not adequately pleaded a claim for violation of his right to familial association, the Court need not address Plaintiff's claims regarding his brother's allegedly protected speech.
In Walter v. Morton,
The Court concludes that Walter establishes the necessary precedent to satisfy the "clearly established" prong. As in Walter, this case involves a police officer reporting a high-ranking law enforcement official's suspected illegal activity, and a subsequent discharge allegedly resulting from that report. To the extent differences exist between this case and Walter, such differences are immaterial and do not change the result. Indeed, a case need not be directly on point if the "conduct is obviously unlawful in light of existing precedent."
Defendants ask this Court to decline to exercise supplemental jurisdiction over Plaintiff's state law claim—they do not seek dismissal of Plaintiff's state law claim on any other basis. Because Defendants' request presupposes the dismissal of Plaintiff's federal claims, and since one federal claim remains, the Court denies Defendants' request.
Plaintiff pursues First Amendment retaliation and tortious interference claims against Undersheriff Nickols. Because Undersheriff Nickols is not Plaintiff's employer, a different test applies to Plaintiff's First Amendment retaliation claim. Thus, for Plaintiff's First Amendment retaliation claim against Undersheriff Nickols to survive a motion for judgment on the pleadings, Plaintiff must allege facts that, if true, would satisfy the following elements: (1) that he engaged in constitutionally protected activity, (2) "that the defendant's actions caused the plaintiff to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity," and (3) "that the defendant's adverse action was substantially motivated as a response to the plaintiff's exercise of constitutionally protected conduct."
To survive Undersheriff Nickols' motion for judgment on the pleadings as to his tortious interference claim, Plaintiff must allege facts to meet the following elements:
Plaintiff's injury and Undersheriff Nickols' actions, and Plaintiff has failed to plead facts sufficient to satisfy the causation elements of either of his claims. Specifically, Plaintiff has not pleaded facts to support a finding that Undersheriff Nickol's actions caused him to suffer an injury or that except for Undersheriff Nickol's conduct, Plaintiff would have continued his employment with the City of Colby.
Plaintiff's Second Amended Complaint alleges that Chief Alexander told Plaintiff that he forced Plaintiff's termination to save him from being charged criminally by Undersheriff Nickols, that Undersheriff Nickols provided Chief Alexander with dashcam footage, and that Undersheriff Nickols took some action because of Plaintiff's brother and because Plaintiff had reported Cousins' driving to law enforcement. While his Second Amended Complaint does not identify what action Undersheriff Nickols allegedly took against Plaintiff, Plaintiff's response brief alleges that Undersheriff Nickols demanded that the City of Colby terminate Plaintiff's employment or face criminal prosecution. The Court need not decide whether Plaintiff can rely on a fact alleged in his response brief but not contained in his Second Amended Complaint because even if the Court considered the allegation, Plaintiff's claims still fail. At no point in Plaintiff's Second Amended Complaint does Plaintiff allege that Undersheriff Nickols caused his termination or any other injury. Rather, Plaintiff alleges that Chief Alexander and the City of Colby "terminated Plaintiff's employment because he made good faith reports about violations of the law, because of his familial relationship with Marc Finley, and because Marc Finley exposed unethical and illegal conduct by Thomas County Sheriff Rod Taylor."
The only allegation that could potentially be interpreted as suggesting Undersheriff Nickols caused Plaintiff's termination is that Chief Alexander told Plaintiff that he forced his resignation to save Plaintiff from being charged criminally. Plaintiff, however, does not allege that Chief Alexander terminated him because of Undersheriff Nickols' actions. Rather, Plaintiff pleaded that after Chief Alexander told Plaintiff that he did not believe anyone would be filing charges, Chief Alexander told Plaintiff that his "employment was terminated no matter what Plaintiff decided." Simply stated, even assuming Undersheriff Nickols asked for Plaintiff's termination, Plaintiff has failed to plead facts sufficient to support a finding that this request impacted Chief Alexander's decision to terminate Plaintiff, and has failed to plausibly plead a First Amendment retaliation claim against Undersheriff Nickols.
Plaintiff's tortious interference claim against Undersheriff Nickols fails for similar reasons. Plaintiff admits that in order to pursue a tortious interference claim, he must show that "except for the conduct of the defendant, plaintiff was reasonably certain to have continued the relationship or realized the expectancy." Plaintiff fails to allege facts sufficient to support a finding that his termination resulted from Undersheriff Nickols' action, and that he would not have been terminated in the absence of Undersheriff Nickols' actions.
In short, Plaintiff fails to plead facts sufficient to support the necessary causal link between Undersheriff Nickols' allegedly improper actions and the injury suffered by Plaintiff. Without such facts, Plaintiff's Second Amended Complaint fails to state a claim upon which relief can be granted against Undersheriff Nickols.
Defendant does not have standing to pursue a First Amendment retaliation claim based on his brother's speech. However, Plaintiff has adequately pleaded a cause of action against the City of Colby and Chief Alexander based on his report regarding Cousins, and Chief Alexander is not entitled to qualified immunity with regard to this claim. Accordingly, Chief Alexander and the City of Colby's motion for judgment on the pleadings is granted in part and denied in part. Because Plaintiff failed to adequately plead facts sufficient to support a finding of causation as to Undersheriff Nickols, the Court grants Undersheriff Nickols' motion for judgment on the pleadings. Finally, Defendants' motions for judgment on the pleadings filed before Plaintiff filed his Second Amended Complaint are denied as moot.