DENISE J. CASPER, District Judge.
Plaintiff Danilo Lopes ("Lopes"), a Massachusetts Department of Corrections ("DOC") inmate, has brought state and federal constitutional claims against Carol H. O'Brien, Lawrence M. Weiner, Lisa A. Mitchell, Scott E. Anderson, Thomas E. Dickhaut, Anthony M. Mendonsa and Thomas M. Tocci, the remaining parties with claims against them (collectively, "Defendants"). The Court held a bench trial over the course of three days and has now received and considered the parties' proposed findings of facts and conclusions of law, D. 237, 243. Although the DOC has voluntarily and wisely adopted the core relief that Lopes seeks in this lawsuit—namely, his assignment to a single-bunked cell—the Court does not conclude that Lopes is entitled to such relief as a matter of law or that the Defendants' failure to grant such relief earlier constituted cruel and unusual punishment in violation of the Eighth Amendment or a violation of due process in violation of the Fourteenth Amendment or the Massachusetts Declaration of Rights. Accordingly, the Court now issues its findings of facts and conclusions of law and enters judgment in favor of Defendants.
Lopes began this lawsuit on November 17, 2011. D. 1. On October 1, 2012, Lopes filed the operative complaint, his second amended complaint. D. 54. Counts I and II are substantive due process claims under the Fourteenth Amendment and the Massachusetts Declaration of Rights, respectively.
Over the course of three days, the Court held a bench trial on the remaining claims. D. 221, 222, 227. On the last day of trial, three of the Defendants requested that the Court enter judgment as a matter of law on partial findings, but the Court reserved ruling on the motion. D. 226, D. 235 at 61:6-22. Both parties, after the trial, filed proposed findings of fact and conclusions of law, D. 237, 243.
In light of the evidence presented at the bench trial, the Court makes the following findings of fact:
1. Lopes is an inmate lawfully incarcerated at Old Colony Correctional Center ("OCCC"). D. 54 ¶ 1; D. 230 at 77:1-2.
2. Defendant Carol H. O'Brien is the DOC Commissioner and sued in her official capacity. D. 157. She replaced former Commissioner Luis Spencer, who was named in Lopes's operative complaint. D. 54 ¶ 2.
3. Defendant Lisa Mitchell ("Mitchell") is Superintendent of OCCC. D. 231 at 82:21-83:1.
4. Defendant Thomas Dickhaut ("Dickhaut") was Superintendent of the Souza Baranowski Correctional Center ("SBCC") from May 2007 until September 2011. D. 235 at 34:7-17.
5. Defendant Anthony Mendonsa ("Mendonsa") was the Deputy Superintendent of Classification and Programs at SBCC from 2005 to 2011. D. 231 at 47:15-17.
6. Defendant Thomas Tocci ("Tocci") is the Institutional Grievance Coordinator at SBCC and is responsible for investigating and resolving grievances filed by SBCC inmates. D. 235 at 5:18-20, 18:8-12.
7. Defendant Scott Anderson ("Anderson") was the Deputy Superintendent of Classification and Programs at the Massachusetts Correctional Institution at Shirley ("MCI-Shirley") from June 2005 to September 2011. D. 231 at 38:8-13. He was also Acting Superintendent from January until September 2011.
8. Defendant Lawrence Weiner ("Weiner") was the Assistant Deputy Commissioner of Clinical Services from 2011 to 2013.
9. Donald J. Hager ("Hager") works as Regional Mental Health Director for the Massachusetts Partnership for Correctional Healthcare (the contracted healthcare provider for the DOC) at SBCC. D. 230 at 116:15-25, 119:21-120:9. He is a licensed mental health counselor.
10. Mitzi Peterson ("Peterson") is Regional Administrator for the Health Services Division of the Department of Corrections.
11. At the bench trial, the Court heard testimony from Lopes, D. 230 at 22, Hager,
12. SBCC is the only maximum-security correctional facility in the Commonwealth. D. 231 at 50:12-15; D. 235 at 38:14-18. Because the DOC designated SBCC as the sole maximum-security facility in 2008, SBCC became a double-bunked facility to allow for the housing of other maximum-security inmates originally housed elsewhere. D. 231 at 50:10-17; D. 235 at 41:10-42:21. SBCC currently contains both double-bunked (i.e., two inmates to a cell) and single-bunked (i.e., one inmate to a cell) cells. D. 231 at 61:20-62:5.
13. OCCC is a medium-security correctional facility that houses approximately 1,000 inmates.
14. Lopes was sentenced in February 2005. D. 230 at 27:18. He was initially housed at the Massachusetts Correctional Institution at Concord ("MCI-Concord").
15. The Inmate Management System ("IMS") is the DOC electronic system that relays information to correctional and vendor staff. D. 230 at 117:16-22; D. 231 at 84:2-5. An IMS printout shows that on February 23, 2005, a medical restriction for a single room was entered for Lopes. Defendants' Exhibit 1. A comment on the printout stated: "Patient requires single room only because of history of childhood trauma and paranoia."
16. Lopes testified about sexual assault that he suffered as a youngster, D. 230 at 22-23, and when detained in Plymouth when he was 19 years old.
17. On February 24, 2005, Lopes was transferred to SBCC. D. 231 at 67:14-18; D. 235 at 67:3-4. As part of Lopes's SBCC intake, a correctional offer prepared an intake sheet. D. 231 at 66:21-67:11. At the time, Lopes claimed no medical or mental health issues. Defendants' Exhibit 3; D. 231 at 67:19-25. According to his orientation checklist (documenting that an inmate has received the inmate handbook explaining the rules and regulations of the facility, that he has been advised by medical and mental health staff on how to get healthcare within the facility and that the inmate has advised staff whether he can reside in general population safely without fear), Defendants' Exhibit 4; D. 231 at 68:11-19, Lopes acknowledged that he was advised about access to healthcare. Defendants' Exhibit 4; D. 231 at 68:22-69:1. Lopes also claimed at the time of his intake that he was not in fear for his safety and requested to be placed in the general population. Defendants' Exhibit 4; D. 231 at 69:2-4.
18. During his time at SBCC, Lopes remained in a single cell. D. 230 at 29:9-11; D. 231 at 49:2-4. Because of Lopes's seniority and the lack of disciplinary reports in his record, Lopes remained in a single cell even as SBCC began double bunking inmates to accommodate the arrival of new inmates. D. 231 at 49:4-10.
19. In May 2009, the DOC transferred Lopes to MCI-Shirley. D. 230 at 31:1-3. As part of his intake there, Lopes signed an inmate waiver form. Defendants' Exhibit 5; D. 230 at 106:4-15. According to this form, Lopes indicated that he wished to be placed or remain in the general population at MCI-Shirley and that any and all past problems that he may have had with other inmates had been resolved. Defendants' Exhibit 5; D. 230 at 106:13-25.
20. From May 1, 2009 until February 10, 2011, Lopes was housed in a cell together with a succession of cellmates. D. 230 at 81:3-83:24. Although he was double-bunked during this period, he had no attempted suicides or any disciplinary report for fighting with his cellmates.
21. On February 11, 2011, Lopes received a disciplinary report.
22. Around this time, Lopes also had a letter written on his behalf sent to the superintendent requesting a single cell. Defendants' Exhibit 9; D. 230 at 33:17-19, 112:7-9. Lopes did not cite his mental health or any history of sexual assault or trauma for this request Defendants' Exhibit 9; D. 230 at 112:16-113:3. Instead, Lopes's letter sought a single cell because "I'm not a troublemaker and I stay by myself of the last 19 months. I've dealt with cellmates who want to look for trouble. I've had seven cellmates since I've been here. I have issues with living with people. I just want to do my time with no problems. I'm asking for a single. I have a lot of time to do." Defendants' Exhibit 9; D. 230 at 113:4-9.
23. On March 25, 2011, Anderson responded to Lopes's letter. Defendants' Exhibit 10. The letter states: "Be advised you are currently pending discipline for refusing to return to general population. Additionally, single cells are obtained through seniority within the unit."
24. Approximately two months later, on May 26, 2011, the DOC transferred Lopes back to SBCC. Defendants' Exhibit 8; D. 231 at 70:8-9. The intake sheet at the time of Lopes's transfer indicated that there was no documented history of vulnerabilities or tendencies of acting out with sexually aggressive behavior or a history that identified the inmate as at risk for sexual victimization. Defendants' Exhibit 8; D. 231 at 71:24-72:6. According to the intake sheet, Lopes was not considered an open mental health case. Defendants' Exhibit 8; D. 231 at 72:15-23.
25. Again during this intake process, Lopes did not indicate that he was not in fear for his safety, requested to be placed in general population and indicated that he was advised of the sick call procedures. Defendants' Exhibit 7; D. 230 at 108:7-22; D. 231 at 72:24-73:7.
26. Initially, Lopes was scheduled to be transferred to an orientation unit at SBCC. Because, however, he refused to speak with mental health staff and refused to tell them that he would not harm himself, he was placed on mental health watch and sent to the Health Services Unit ("HSU") at the facility. D. 231 at 73:12-16, 81:17-82:1; D. 235 at 50:19-51:8; D. 230 at 128:20-24.
27. While Lopes was on watch, a mental health clinician spoke with him every day.
28. A few weeks later, on June 9, 2011, Lopes agreed to be transferred out of the HSU to an orientation unit. D. 231 at 74:14-21. The purpose of housing an inmate in an orientation unit is to assess inmate adjustment to the facility.
29. On June 22, 2011, Lopes was transferred from an orientation unit to a transition unit because he refused to accept a cellmate.
30. During his time in the transition unit, Lopes wrote a letter to Mendonsa requesting a single cell for mental health reasons. In his response, Mendonsa indicated that he had forwarded Lopes's request to the mental health division. Plaintiff's Exhibit 2; D. 230 at 43:24-44:4.
31. On July 15, 2011, Lopes was placed back on mental health watch and transferred to the HSU.
32. In August 2011, while in a single cell in the HSU, Lopes attempted suicide by hanging himself in the shower. D. 231 at 76:15-20. The suicide attempt did not require Lopes to be hospitalized.
33. During this time, Mendonsa spoke with Lopes. Mendonsa stated that his only choice was to transfer Lopes to K-1, a unit with no double-bunked cells and where Lopes had no active enemies, even though Lopes had not finished the orientation process, the normal prerequisite. D. 230 at 47:3-9, 51:4-8; D. 231 at 77:1-13. Lopes agreed to the change and was transferred from the HSU to K-1 on August 17, 2011. D. 231 at 77:10-13.
34. At the time, K-1 was also being refitted to be a Residential Treatment Unit ("RTU"), a unit to provide qualifying inmates with enhanced mental health services to reduce selfinjurious behavior, to get them acclimated to the facility and to work toward assimilation with the general population.
35. On September 29, 2011, because Lopes did not qualify for the RTU, he was transferred to G-1,
36. On October 11, 2011, DOC designated Lopes as an open mental health case. Plaintiff's Exhibit 6; D. 230 at 132:15-22. His score was "MH-3," which meant he was at a moderate level of mental health treatment needs and seen by a mental health clinician at least once a month. Plaintiff's Exhibit 6; D. 230 at 131:14-132:10. Lopes's score also contained two subcodes: (1) "B," which indicated that he had been prescribed medication and (2) "D," which indicated that he had a history of self-injury. Plaintiff's Exhibit 6; D. 230 at 132:11-14.
37. On October 13, 2011, Lopes submitted a mental health grievance. Defendant's Exhibit 12; D. 230 at 136:7-12. Lopes requested a mental health order for a single bunk. Defendant's Exhibit 12; D. 230 at 136:15-17. Lopes's request was denied by the mental health director, and Hager, as the grievance and appeal coordinator, was copied on the response. Defendant's Exhibit 13; D. 230 at 136:22-137:4.
38. A short time later, on November 1, 2011, Lopes filed an inmate grievance form, again seeking a single cell. Defendants' Exhibit 11; D. 235 at 20:25-21:5. Tocci received the grievance. D. 235 at 20:16-24. To investigate Lopes's claim, Tocci spoke with the assignment officer at SBCC, who told him that Lopes was not on single cell status.
39. As a result, Tocci denied Lopes's inmate grievance form and Lopes never appealed it.
40. Lopes, however, did appeal his mental health grievance. Defendants' Exhibit 14; D. 230 at 137:16-138:2.
41. While considering Lopes's appeal, Hager discovered that an incomplete medical restriction for a single cell had been entered into IMS back in 2005. D. 230 at 140:3-6. The restriction was incomplete because it did not comply with the medical restriction process.
42. Lopes's file did not contain a medical restriction form or any other documentary support for the 2005 IMS entry.
43. After review of the appeal, Hager upheld the original grievance decision. Defendants' Exhibit 15; D. 230 at 138:14-15. In so doing, Hager explained that Lopes's 2005 single cell medical restriction was incomplete. D. 230 at 138:17-19. He also explained that Lopes's history of self-injury weighed against placing him alone in a cell.
44. Before Hager responded to Lopes's appeal, on January 10, 2012, Lopes attempted suicide.
45. The next day, on January 11, 2012 clinicians petitioned for Lopes to be committed to Bridgewater State Hospital ("BSH"). D. 230 at 134:2-22; D. 231 at 78:13-16. A judge granted the petition and Lopes was transferred from SBCC to BSH the same day. D. 231 at 78:13-16.
46. Lopes never returned to SBCC.
47. In June or July 2012, while at BSH, Lopes attempted to hang himself while housed in a single cell. D. 230 at 66:2-7, 67:2-5, 96:3-18. As a result, Lopes was placed on mental health watch for approximately two days.
48. On August 30, 2012, BSH clinicians authored a discharge summary for Lopes. Plaintiff's Exhibit 7. The summary states that Lopes "has been approved for the RTU" and will be transferred to OCCC.
49. Before Lopes's transfer to OCCC, the OCCC clinical team discussed Lopes with the BSH medical team on a conference call. D. 231 at 10:10-21, 112:23-115:3; D. 235 at 67:15-25. The participants discussed Lopes's previous suicide attempts and the BSH's recommendation that Lopes be housed in a single cell. D. 231 at 10:22-11:3, 113:4-17.
50. On the call, Peterson expressed her concern about putting Lopes in a single cell.
51. Based on the discussion on the call, the clinicians reached a consensus that a single cell order was not "clinically indicated" for Lopes.
Lopes saw that he had cellmate, he refused to enter the cell. D. 230 at 68:3-21, 96:22-97:1. An officer checked the computer and informed Lopes that he did not have a single cell order.
53. The DOC issued a disciplinary report to Lopes on September 7, 2012. Plaintiff's Exhibit 10. Under the practice at the time, mental health staff reviewed all disciplinary reports before they were issued to inmates and the mental health staff closed and dismissed the report only if mental illness played a role in the conduct underlying the offense. D. 231 at 131:3-18.
54. On September 10, 2012, Ms. Peterson entered an end date for the 2015 IMS restriction, adding the comment: "Single cell requirement [d]iscontinued on 9/6/12 upon transfer to OCCC from BSH, after consultation with BSH staff." Defendants' Exhibit 1; D. 235 at 68:15-22.
55. On September 11, 2012, the DOC issued another disciplinary report to Lopes for his failure to move from the SMU to the RTU. Plaintiff's Exhibit 10; D. 230 at 69:22-23.
56. The next day, Lopes threatened to jump from the sink in his cell. D. 231 at 22:13-15. Peterson evaluated him and put him on mental health watch.
57. Lopes's threat did not change Peterson's clinical opinion that Lopes should not have a single cell. D. 231 at 25:23-26:1. Peterson believed that because Lopes's threat to jump from a sink was not lethal, Lopes was motivated by his desire to get a single cell rather than by mental illness.
58. On September 20, 2012, Peterson, Mitchell and other OCCC staff had a meeting where they discussed Lopes.
59. That same day, Mitchell denied Lopes's appeal of one of the disciplinary reports. Plaintiff's Exhibit 10; D. 231 at 135:20-22, 138:4-8. In the appeal, Lopes had stated that he had suffered sexual abuse in a double-bunked cell. Plaintiff's Exhibit 10; D. 231 at 133:1-4. Mitchell had her staff look into Lopes's new allegation of sexual abuse, D. 231 at 134:3-10, but they were unable to substantiate Lopes's allegation.
60. While at SMU, mental health clinicians visited Lopes six days a week.
61. On October 1, 2012, Lopes attempted to commit suicide by hanging in his single cell in the SMU. D. 231 at 30:2-6, 139:15-17; D. 230 at 71:12-14, 95:20-96:1. Lopes's attempt was at 11:21 a.m., just before a major prisoner count at 11:25 a.m. and during the time that meals are being brought down to the unit. D. 231 at 30:7-14, 141:15-24.
62. Lopes was taken to Morton Hospital, where he remained for over a week, until October 9, 2012. D. 230 at 72:3-4; D. 231 at 143:10-11. Following his discharge from Morton Hospital, Lopes returned to OCCC for the night. D. 231 at 143:24-144:9. On October 10, 2012, Lopes was transferred to BSH.
63. On November 9, 2012, clinical staff at OCCC and BSH discussed Lopes. D. 235 at 69:5-25. By that time, BSH clinical staff had assessed that Lopes's suicide attempt was not the product of mental illness.
64. On November 9, 2012, the mental health director at OCCC entered a single-cell restriction for Lopes in IMS. Defendants' Exhibit 1; D. 235 at 69:2-12.
65. Mitchell, the OCCC Superintendent, does not have the authority to disregard this order. D. 231 at 145:5-7. The order is the result of a clinical process in which she has no involvement.
66. On May 20, 2013, Lopes was discharged from BSH and transferred to OCCC. D. 230 at 75:5-8. Since that date, Lopes has been housed in a single-bunked cell. D. 231 at 145:25-146:4.
The Court makes the following conclusions of law:
1. In his complaint, Lopes alleges that Defendants violated the Eighth Amendment because their actions subjected him to wanton and unnecessary infliction of pain (Count V).
2. This standard contains both objective and subjective inquiries.
3. Deliberate indifference is a high bar. It refers to a "narrow band of conduct," where the care provided "must have been so inadequate as to shock the conscience."
4. "Although the Constitution does require that prisoners be provided with a certain minimum level of medical treatment, it does not guarantee to a prisoner the treatment of his choice."
5. "In a suicide case, a finding of deliberate indifference requires a strong likelihood, rather than a mere possibility, that self-infliction of harm will occur."
6. Lopes also alleges substantive due process claims under the Fourteenth Amendment (Count I) and the Massachusetts Declaration of Rights (Count II). D. 54 ¶¶ 70-77.
7. Where a constitutional claim is "covered by a specific constitutional provision, such as the . . . Eighth Amendment, the claim must be analyzed under the standard appropriate to that specific provision, not under the rubric of substantive due process."
8. "In the context of substantive due process, the Massachusetts Declaration of Rights at times provides greater substantive due process protections."
9. Because essentially identical standards apply to Lopes's Eighth Amendment claim and his federal and state substantive due process claims, the Court analyzes them under the deliberate indifference standard.
10. First, Lopes has not established the objective prong. None of the clinicians who testified at trial stated that Lopes required a single cell for his mental health.
11. Second, Lopes has not established the subjective prong. The evidence at trial made clear that a single-cell order based on mental health reasons could only be issued with the approval of mental health clinicians. Here, clinicians at SBCC (Hager) and OCCC (Peterson) were aware of Lopes's situation and his past suicide attempts, yet they did not recommend a single-cell order until after his October 2012 suicide attempt. As prison officials, Defendants were entitled to rely upon Hager's and Peterson's professional medical opinions.
12. Moreover, when clinicians finally imposed a single-cell restriction for Lopes in November 2012, even though they did not believe his mental health necessitated it, Defendants honored the restriction. Defendants' Exhibit 18; D. 231 at 36:14-20. Defendants' conduct was thus not "so inadequate" that it "shock[s] the conscience."
13. Lopes also alleges procedural due process claims under the Fourteenth Amendment (Count III) and the Massachusetts Declaration of Rights (Count IV). He alleges that Defendants have violated his due process rights because they "purported to remove [his] Single Cell Restriction without providing [him] notice and an opportunity for hearing." D. 54 ¶¶ 78-83.
14. "[A]s a general proposition, the federal and Massachusetts standards for a procedural due process analysis are identical."
15. A procedural due process claim against the government requires "proof of inadequate procedures and an interference with a liberty or property interest."
16. Lopes has not met his burden on his procedural due process claims. First, Lopes has not established that his desire to avoid double bunking is a protected liberty interest. Double bunking "is not a per se violation of due process."
17. Second, even assuming that Lopes had a liberty interest in avoid double bunking, the "procedures attendant upon that deprivation were constitutionally sufficient."
In light of the findings of fact and conclusions of law, the Court enters judgment in favor of Defendants on all remaining counts. Any injunctive and declarative relief sought by Lopes is DENIED in light of the Court's decision. The motion for judgment on partial findings, D. 226, is DENIED as moot.