BATTAGLIA, J.
Tiffany Alston, a former member of the Maryland House of Delegates, was removed as a delegate after she had been convicted and sentenced for the common law offense of misconduct in office, contained in an indictment returned in December of 2011. Under the terms of a plea agreement, entered into on October 9, 2012, that resolved the sentence for her misconduct in office conviction,
Gregory Hall was nominated by the Central Committee to fill Ms. Alston's seat on November 7, 2012. Within days, however, while his nomination was before the Governor, aspects of Mr. Hall's past, including his conviction for a misdemeanor handgun charge, which he had not disclosed to the Central Committee, became the fodder of public discourse; on the ninth day after he received the nomination, the Governor requested that the Central Committee withdraw Mr. Hall's nomination. Before the Central Committee acted on the Governor's request, however, and on the thirteenth day after the Governor received the nomination, Mr. Hall filed a complaint in the Circuit Court for Prince George's County against the Central Committee and the Governor, whereby he sought to prevent the withdrawal of his nomination.
Ms. Alston, who by this time had completed the conditions of her plea agreement and had her misconduct in office conviction and sentence modified to probation before judgment, filed, as an intervener and third-party plaintiff in the same case, a separate complaint against the Governor and the Speaker of the House, whereby she sought a declaration that she had been merely suspended from her seat in the House of Delegates by operation of law on the day she was sentenced, rather than removed, because her conviction and sentence had been converted into probation before judgment. Ms. Alston also sought an injunction against the Governor
Judge C. Phillips Nichols, Jr. of the Circuit Court for Prince George's County disagreed, however, and ruled, after a hearing, that Ms. Alston had been removed by operation of law on the date she was sentenced for her misconduct in office conviction, pursuant to Section 2 of Article XV of the Maryland Constitution
Ms. Alston presents these questions for our review:
Mr. Hall presents the following questions:
After oral argument, this Court entered an Order affirming the judgment of the Circuit Court for Prince George's County. Hall v. Prince George's County Democratic Central Committee, 430 Md. 3, 58 A.3d 481 (2013). We now shall set forth the reasons for that Order. We shall hold that Ms. Alston was removed from office by operation of law on the day she was sentenced for misconduct in office while in office, notwithstanding the fact that she subsequently was afforded probation before judgment. We shall further hold, with respect to Mr. Hall's nomination, that the Central Committee acted timely and within its authority when it rescinded his nomination before the Governor acted.
On September 23, 2011, a grand jury in Anne Arundel County returned an indictment (September Indictment) against Tiffany Alston, who was at the time a member of the House of Delegates, charging her with various violations of the Criminal Law and Election Law Articles of the Maryland Code, based on her alleged misappropriation of campaign funds. Specifically, she was charged with theft offenses under Section 7-104 of the Criminal Law Article of the Maryland Code (2002), fraudulent misappropriation by a fiduciary under Section 7-113 of the Criminal Law Article,
On December 15, 2011, another grand jury indictment (December Indictment) was returned by an Anne Arundel County grand jury against Ms. Alston, this time for conduct that occurred between January 7, 2011 and January 26, 2011, during which period of time she was a member of the House of Delegates. The December Indictment alleged that she directed her legislative clerk, who was being paid by the State as an employee, to perform work for Ms. Alston's law firm. Ms. Alston was charged with violating Section 7-104 of the Criminal Law Article for theft under one thousand dollars and misconduct in office.
Separate trials were scheduled in Anne Arundel County, but Ms. Alston was tried on the December Indictment first. In June of 2012, a jury returned a verdict of guilty as to both counts, which embodied offenses that qualified her for removal under Section 2 of Article XV of the Maryland Constitution; the trial judge, Judge Paul F. Harris, Jr., however, deferred sentencing until resolution of the charges in the September Indictment.
In October of 2012, however, Ms. Alston negotiated a plea agreement, which purported to resolve not only the outstanding charges in the September Indictment but also the sentence from her convictions of the charges in the December Indictment. Under the terms of the plea agreement,
At the sentencing hearing, Judge Harris accepted the plea agreement and agreed that he would be bound to grant the probation before judgment,
Ms. Alston filed a motion for modification of her sentence for the misconduct in office conviction immediately, which was held sub curia until she completed her financial and community service obligations. In early November, Ms. Alston requested a hearing to secure probation before judgment on the misconduct in office count. The hearing was held on November 5, 2012, at which time Judge Harris and the parties agreed that Ms. Alston needed to perform an additional eighty hours of community service in order to discharge her obligations. On November 13, 2012, Judge Harris held another hearing to address the request for modification.
Prior to the hearing, Ms. Alston submitted various proposed orders. Her primary request was that the order resolving her request for modification should declare her original conviction "reversed and overturned as a matter of law," but Judge
While all of the judicial machinations were transpiring, Daniel Friedman, an Assistant Attorney General who operated as Counsel to the General Assembly, issued an advice letter dated October 10, 2012 to the Speaker of the House of Delegates, Michael Busch, in which Mr. Friedman opined that Ms. Alston had been suspended by operation of law on October 9, 2012, the day she was originally sentenced by Judge Harris.
(modification in original).
The next day, the Prince George's County Democratic Central Committee met to nominate a replacement for Ms. Alston to the Governor, pursuant to Section 13(a)(1) of Article III of the Maryland Constitution.
After public discourse occurred about Mr. Hall's conviction and before taking any action on the nomination, the Governor, on November 16, 2012, sent a letter to the Central Committee asking that it withdraw Mr. Hall's name and take no further action until he had an opportunity to secure a formal opinion, requested by Ms. Alston, from the Attorney General confirming the advice contained in the earlier advice letter that Ms. Alston was removed and not merely suspended. The Central Committee agreed, adding "Withdrawal of District 24 nomination to Governor" to the agenda for its November 20, 2012, meeting. The Attorney General, within days, issued a formal opinion to the Governor, affirming the advice given by Mr. Friedman that Ms. Alston's seat was vacated by operation of law when she was sentenced on October 9, 2012. 97 Op. Atty. Gen. 58 (2012).
Before the Central Committee met to consider the withdrawal of his nomination, on the thirteenth day after his name had been submitted, Mr. Hall filed a Complaint in the Circuit Court for Prince George's County seeking a temporary restraining order, as well as a preliminary and a permanent injunction against the Central Committee and the Governor to prevent the withdrawal of his nomination.
Within days, however, the Chair of the Central Committee called an emergency meeting for November 26, 2012, the fifteenth day after Mr. Hall's nomination was submitted.
Judge Nichols held a hearing on the afternoon of November 26, 2012, during which the parties all agreed and the Judge ordered that "the Central Committee shall not take any binding action concerning a
Judge Nichols held a hearing, within a week, to consider motions for summary judgment filed by all of the parties. Judge Nichols filed an opinion the next day, in which he ruled that Ms. Alston's seat in the House of Delegates was vacated by operation of law on the day she was originally sentenced, October 9, 2012, that the Central Committee had the right to withdraw a name submitted to the Governor at any time before the Governor made the appointment, and that the Governor's duty to appoint the name sent by the Central Committee was merely directory, not mandatory. Both Ms. Alston and Mr. Hall appealed to the Court of Special Appeals, while also petitioning for certiorari, and we granted the petitions before any proceedings in the Court of Special Appeals.
Central to our discussion of whether Ms. Alston was removed from her seat by operation of law because of her misconduct in office conviction is the relationship between Section 2 of Article XV of the Maryland Constitution, the constitutional provision governing the removal of elected officials who have been convicted of a crime, and a disposition of probation before judgment, under Section 6-220 of the Criminal Procedure Article of the Maryland Code (2001, 2008 Repl. Vol.).
Section 2 of Article XV, Maryland Constitution (2003 Repl.Vol.).
Section 6-220, in pertinent part, provides:
The gravamen of our inquiry is whether a probation before judgment, entered after conditions are fulfilled, harkens back to the date of the original conviction and sentencing for purposes of collateral consequences. Section 6-220(g)(3) ("Discharge of a defendant under this section shall be without judgment of conviction and is not a conviction for the purpose of any disqualification or disability imposed by law because of conviction of a crime.") provides that if the conviction and sentence are stayed, pursuant to Section 6-220(b)(1) ("When a defendant pleads guilty or nolo contendere or is found guilty of a crime, a court may stay the entering of judgment, defer further proceedings, and place the defendant on probation subject to reasonable conditions....."), a probation before judgment entered subsequently acts to strike the conviction from the defendant's record. Obviously, a probation before judgment entered on the day of sentencing is effective at that time.
Ms. Alston argues that she cannot be removed because, at the time of sentencing,
The Governor and Speaker Busch respond by arguing that Ms. Alston's misconduct in office conviction exposed her to the collateral consequence of being removed from office when Judge Harris entered judgment on her misconduct in office conviction at the time of sentencing, rather than staying the conviction. They further assert that the later conversion of her sentence into probation before judgment was not sufficient to prevent her removal, as it was a collateral event that had no bearing on whether the initial misconduct in office conviction was final. Whether the Circuit Court Judge bound himself to modify the sentence to probation before judgment was irrelevant, according to them, because any modification would be subsequent to the finality of the misconduct in office conviction.
We agree with the analysis offered by the Governor and the Speaker. The basis of our decision rests on the fact that the conviction for misconduct in office was not stayed, but rather, clearly entered as a judgment by Judge Harris on the day of the original sentencing, even if he had bound himself to the probation before judgment once the conditions were fulfilled. A conviction and sentence in and of themselves, not stayed, carry legal disabilities and collateral consequences, if any are appropriate. See, e.g., Myers v. State, 303 Md. 639, 647-48, 496 A.2d 312, 316 (1985) (holding that a woman who had been found guilty of perjury but was afforded probation before judgment was not disqualified from testifying in a later trial); Jones v. Baltimore City Police Department, 326 Md. 480, 489-90, 606 A.2d 214, 218 (1992) (holding that a police officer who had been found guilty of possession with the intent to distribute child pornography but was afforded probation before judgment was entitled to a full administrative hearing to determine if he should have been removed from the police force because a "judgment of conviction" had not been entered). Here, Judge Harris clearly and unequivocally convicted Ms. Alston on the misconduct in office count as a result of her guilty plea and did not enter the stay required by Section 6-220(b)(1) in order for a probation before judgment to harken back to the date of original sentencing.
At the sentencing hearing, when Judge Harris was advising Ms. Alston of the ramifications of her plea agreement, the following colloquy regarding the disposition of her misconduct in office conviction occurred at various times during the proceedings:
(emphasis added).
Judge Harris clearly knew the distinction between entry of judgment on a conviction and staying such entry of judgment because, on the verdict sheet, he entered the probation before judgment on the statutory theft offense by noting that it was effective only as to the statutory theft count in the December Indictment.
It is clear, thus, that Judge Harris knew that what he was doing was not in concert with the strictures of the probation before judgment statute when he did not stay the conviction and sentence. No objection was made by Ms. Alston, and no motion to withdraw her guilty plea was ever offered by her.
To hold that collateral consequences, such as that which inured to Ms. Alston as a result of the entry of judgment and conviction, would not be a consequence, in the absence of a stay, would be to eviscerate the probation before judgment statute and violate its plain meaning. The consequence of saying that staying the judgment is not important would be to negate the necessity of fulfilling conditions. In the arena of collateral consequences, this would have implications. For instance, where an individual is required to register as a sexual offender under Section 11-704 of the Criminal Procedure Article of the Maryland Code (2001, 2008 Repl.Vol.),
Specifically, because no stay of Ms. Alston's conviction and sentence for misconduct in office was entered on October 9, 2012, the collateral consequence of removal was triggered, as long as the constitutional provision was satisfied. Section 2 of Article XV of the Constitution states, in pertinent part, that, "[i]f the conviction becomes final, after judicial review or otherwise, such elected official shall be removed from the elective office by operation of Law and the office shall be deemed vacant." In terms of finality, Ms. Alston argues that her conviction never became final, because the plea agreement contemplated that her misconduct in office conviction and sentence would be modified to probation before judgment and that the "final" disposition was probation before judgment, not a conviction. The Governor and Speaker respond by arguing that the fact that Ms. Alston's misconduct in office conviction and sentence were subject to modification has no bearing on whether that conviction was final because she was sentenced and waived her appeal rights.
Regarding finality by judicial review, in Terry v. Warden of Maryland Penitentiary, 243 Md. 610, 611-12, 221 A.2d 691, 692 (1966), we adopted the standard set forth by the Supreme Court of the United States regarding finality of a conviction and stated it as: "denoting the point of time when the courts are powerless to provide a remedy for the defendant on direct review...." Id. at 612, 221 A.2d at 692. Clearly, finality "by judicial review" refers to the end of direct appellate jurisdiction. Finality under the "or otherwise" provision has never been explored by this Court, although finality in a case, other than by the end of appellate rights, can only occur when a convicted person waives his or her right to appeal or allows the appeal period to lapse. Ms. Alston lost her ability to seek direct review because she waived her appeal rights on the record. (After being informed by her Counsel during the advisement of her rights that "under the terms of our agreement, you will not be filing for an appeal ...," Ms. Alston responded "Yes" and confirmed her understanding with another "Yes" when her counsel asked if she was sure.) The result is not altered in any way by Judge Harris's agreement to grant a probation before judgment upon a modification motion, if Ms. Alston fulfilled the conditions. Our brethren on the Court of Special Appeals have succinctly stated the obvious, stating:
Avery v. State, 17 Md.App. 686, 692-93, 304 A.2d 856, 859 (1973). The fact that a probation before judgment could have been entered, if conditions were met by Ms. Alston, does not change the fact that finality attached to the judgment of conviction as to the misconduct in office count on October 9, 2012, without a stay, and, as of that moment, Ms. Alston was removed as a Delegate by operation of law from her seat.
With respect to Mr. Hall's claims, under Section 13(a)(1) of Article III of the Maryland Constitution,
Our resolution of Mr. Hall's claims rests on whether the Central Committee had the power to rescind its nomination once given to the Governor, and, if it did, whether it acted to rescind the nomination on a timely basis. While we have never considered the issue heretofore, the California Supreme Court, in In re Petition of the Commission on the Governorship of California, 26 Cal.3d 110, 160 Cal.Rptr. 760, 603 P.2d 1357 (1979) (en banc), directly did so, albeit in a different context. In the case, the California court considered whether an appointment made by the Lieutenant Governor, while the Governor was absent, was properly withdrawn by the Governor upon his return. Id. at 1365. In holding that the Governor had the power to rescind the appointment, the court made clear that "uncompleted appointments are subject to withdrawal." Id. The court based its holding, in part, on the principle that, "[t]he withdrawal power prolongs gubernatorial scrutiny of the appointment, furthering the confirmation's ultimate purpose of assuring thorough consideration of the candidate's qualifications." Id.
While the instant case deals with the allocation of power between the Central Committee and the Governor, as opposed to the Governor and the California Commission on Judicial Appointments, the principle remains the same: the ability to rescind a nomination that has not been acted upon furthers the goal of ensuring that the process is a deliberative one. See also Cook v. Botelho, 921 P.2d 1126, 1129 (Alaska 1996) (holding that the Governor of Alaska no longer had the power to rescind his nomination because, "[c]ourts have uniformly held that an executive's power to reconsider an appointment ends when the executive takes the last act required to complete the appointment process").
The situation also is analogous to that of basic contract law with respect to offer and acceptance; an offer that has been extended, but not yet accepted, generally can be withdrawn by the offeror. E.g., Coleman v. Applegarth, 68 Md. 21, 29, 11 A. 284, 286 (1887) ("[T]he verbal agreement of Applegarth operated simply as a mere continuing offer at the price previously fixed, and which offer only continued until it should be withdrawn or otherwise ended by some act of his; but he was entirely at liberty at any time, before acceptance, to withdraw the offer. ..." (Emphasis added)); see also Pavel Enterprises, Inc. v. A.S. Johnson Company, 342 Md. 143, 152-54, 674 A.2d 521, 526 (1996) (acknowledging the general rule that an offer may be rescinded until it is accepted).
Obviously, the facts of this case do not involve an offer and acceptance from a first year Contracts course in law school,
The only remaining matter is to address whether the Central Committee withdrew its nomination before the expiration of the fifteen-day window provided by the Constitution. It is uncontested that the fifteenth day after the Governor received Mr. Hall's nomination was Thursday, November 22, 2012, but this was Thanksgiving. The next day, Friday, November 23, 2012 was a State holiday: Native American Heritage Day. The next day on which State government was operating was Monday, November 26, 2012. As was made clear at the hearing before Judge Harris, the parties stipulated that if the Central Committee had the authority to rescind its nomination on November 26, then it did not lose that right by virtue of the court proceedings. Thus, the only question we must decide is whether Saturday, November 24, 2012, should mark the end of the fifteen-day window, or whether it should be Monday, November 26, 2012.
Mr. Hall argues that the constitutional provision uses the language of "within fifteen days" and that the only reasonable interpretation of this would mean that there can be no extension of the time because the ending date is a holiday or a Saturday, stating "assuming that the Governor would not perform his ministerial duty on a holiday, the Governor had until the last day preceding the holiday to perform his ministerial duty...." Alternatively, he argues that the Court should adopt the computation of time in Section 36 of Article I of the Maryland Annotated Code (1957, 2011 Repl.Vol.) that, if the last day of a time period is a Sunday or a holiday, "the period runs until the end of the next day, which is neither a Sunday or a holiday."
The Central Committee responds by noting that Section 36 of Article I of the Maryland Annotated Code "does not, by its terms, apply to the computation of time under the Maryland Constitution," because it only applies to statutes. The Central Committee notes that all parties agree that there is no defined manner by which to calculate this time period in the Constitution itself, and argues that the only reasonable manner by which to calculate the ending date is to exclude days the State government is not open, including Saturdays.
We agree with the Central Committee's analysis. The notion that the Governor must have acted before Thanksgiving is without basis in the law. As was noted by Mr. Hall, our statutes provide mechanisms for calculating the ending points for various time frames under our statutes and Rules. These statutes provide for taking action beyond what would have been the last day upon which action was allowed because it would not be possible to act on that day. For example, were the filing of an answer to a complaint to be required by a Saturday, Maryland Rule 1-203(a) would permit the party to file on the following Monday.
In this case, the act that must be completed before the expiration of the fifteen-day window was an exercise of governmental power by the Governor. To exercise this power, it is axiomatic that the government must be operating. Thus, the only reasonable interpretation is that, if the final day of the fifteen-day window falls on a holiday, a Saturday, or a Sunday, the Governor has until the next day the government is operating to make his appointment, which, in this case, was Monday, November 26, 2012. Given the parties stipulation before Judge Harris and our determination that the Central Committee had until November 26, 2012 to withdraw Mr. Hall's nomination, we conclude that the Central Committee timely withdrew the nomination and the Governor was free to appoint another individual to the seat.
For all of the foregoing reasons, we have affirmed the judgment of the Circuit Court for Prince George's County in an Order dated January 4, 2013.
BELL, C.J., HARRELL and GREENE, JJ., dissent.
Dissenting Opinion by BELL, C. J., which HARRELL and GREENE, JJ., join.
The Maryland Constitution, see Article XV, Section 2,
The trial judge accepted the plea agreement, thereby binding himself to the specific disposition, with regard to the misconduct in office charge, of PBJ. To be sure, the plea agreement envisioned the imposition of a guilty finding as to misconduct in office and the imposition of sentence, hence a conviction; nevertheless, the ultimate disposition for that offense, thus the final sentence was, it was agreed, PBJ, assuming the specified conditions were met. The trial court understood this to be the case: he repeated this understanding of the agreement to Delegate Alston on the record, stating, "As soon as you finish your three hundred hours, and as soon as you pay the eight hundred dollars [the convictions] will transition into probation before judgment." The trial court therefore bound itself to modify Delegate Alston's conviction for misconduct in office upon her completion of the plea agreement's requirements.
The reason for entering the plea was obvious: Delegate Alston wanted to avoid removal from office. As the applicable constitutional removal provision then stood, only a final judgment of conviction would serve as a predicate for removal. It is well settled that PBJ is not a conviction for disqualification purposes.
Delegate Alston also indicated that she accepted this agreement in order to expedite her return to the House of Delegates. She said as much at the sentencing hearing, at which the trial court accepted the plea bargain arrangement, explaining that she had already begun the process of completing her community service hours prior
When the trial judge accepted the plea agreement and promised, when appropriate, to strike her conviction for misconduct in office, the plea agreement became an inviolate part of the trial court's disposition. See Dotson v. State, 321 Md. 515, 523, 583 A.2d 710, 714 (1991).
A plea agreement is a contract between the defendant and the State.
When the defendant and the State reach a plea agreement, their expectations, as represented and reflected in the agreement, are not binding on the court. See Solorzano v. State, 397 Md. 661, 670, 919 A.2d 652, 658 (2007). When, however, the judge accepts a plea agreement, it becomes an "inviolate part" of his disposition and carries the "force of law." Dotson v. State, 321 Md. 515, 523, 583 A.2d 710, 714 (1991). See Maryland Rule 4-243(c)(3) ("the judge shall embody in the judgment the agreed ... disposition, or other judicial action encompassed in the agreement"). If a plea agreement is breached by either the prosecutor or the court, the defendant is entitled to the benefit of the bargain, which, at the defendant's option, is either specific enforcement of the agreement or withdrawal of the plea. Baines v. State, 416 Md. 604, 7 A.3d 578 (2010). "[A]llowing the plea agreement to be violated, even if not by the trial judge, would be inconsistent with the standard of fair play and equity." Chertkov, 335 Md. at 174, 642 A.2d at 238 (quoting Dotson v. State of Maryland, 321 Md. 515, 523, 583 A.2d 710, 713-714 (1991) (internal quotations omitted)).
In Dotson v. State, 321 Md. 515, 583 A.2d 710 (1991), this Court considered the propriety and effect of a reviewing court's change of a sentence imposed by a trial court pursuant to a binding plea agreement. In Dotson, the trial judge approved, and bound himself to follow a plea agreement that limited the defendant's sentence to 15 years imprisonment. The trial court, following the terms of the plea agreement, sentenced the defendant to a prison term of 15 years. Id., 583 A.2d at 712. On subsequent review, a three judge sentencing panel increased the defendant's sentence to 30 years. Id. at 521, 583 A.2d at 713. This Court reversed that panel's decision, holding that the review panel's sentence was illegal. The Court explained:
321 Md. at 523, 583 A.2d at 713-714.
The Dotson Court also commented on the impact that a contrary conclusion would have on the institution of plea bargaining. The Court explained that not enforcing the defendant's expectations as represented in the plea bargain "would violate the sanctity of the plea agreement process and seriously undermine the principles on which that process is based." Id. at 524, 583 A.2d at 714. It opined that "[i]f a defendant could not rely upon the plea bargain, the chilling effect upon the very institution of plea bargaining would be devastating." Id. at 524, 583 A.2d at 714. Furthermore, the Court noted that allowing the plea agreement to be violated by other constituent members of the judiciary, "would be inconsistent with the standard of fair play and equity." Id. (quoting Brockman, 277 Md. at 697, 357 A.2d at 376.)
In Chertkov v. State, 335 Md. 161, 642 A.2d 232 (1994), this Court explained that the principles enunciated in Dotson were not limited to breaches of the plea agreement prejudicing a defendant. In that case, this Court considered whether a sentencing court may modify a sentence that it imposed pursuant to binding plea agreement, without the consent of both parties. Chertkov v. State, 335 Md. 161, 163, 642 A.2d 232, 233 (1994).
Chertkov v. State, 335 Md. 161, 174, 642 A.2d 232, 238-39 (1994). In explaining its disposition, this Court stated that Chertkov presented an even stronger case than Dotson for finding the binding plea agreement inviolate. In Chertkov, unlike Dotson, the same trial judge who approved the plea agreement calling for "a particular sentence" modified that sentence, thus prejudicing the State without its consent.
From the precedents set forth in Chertkov and Dotson, it is beyond dispute that the trial court in the case sub judice, by accepting the agreement, bound itself to enforce the parties' expectations as contained in that agreement.
The majority does not dispute the substance or the enforceability of the plea agreement. Instead, the majority, focusing on the fact that the ultimate disposition the agreement contemplated could not be immediately imposed, but would have to be preceded by another, more onerous disposition, parses the plea agreement into two component parts, related but temporally separate, to which it ascribes different characteristics and effects. 431 Md. at 129-31, 64 A.3d at 223-24. The plea agreement contemplated a conviction, a guilty finding and a sentence pursuant to that finding, being imposed. Notwithstanding that the agreement also contemplated that the conviction would be vacated, in the words of the trial judge, it "will transition to probation before judgment," by emphasizing that Delegate Alston, by entering into the plea agreement, waived her rights to appeal and the trial court, again consistent with the plea agreement, did not stay Delegate Alston's conviction, the majority attributes a finality to that conviction for purposes of disqualifying Delegate Alston from serving in the General Assembly. It finds solace in the Constitution's reference to "judicial review," which it equates with the appellate process, and the absence of any such review having been engaged or undertaken. 431 Md. at 129, 64 A.3d at 223. On the other hand, for purposes of the fulfillment of the plea agreement, it has to concede, it is not final, that the trial judge properly could and did strike the conviction and impose PBJ.
The fundamental flaw in the majority's approach is its focus on whether the conviction for misconduct in office, having been entered, could be appealed and, thus, was subject to appellate review. 431 Md. at 129-30, 64 A.3d at 223-24. Article XV, Section 2, permits the removal of a delegate from office only where her conviction becomes "final, after judicial review or otherwise." Article XV, Section 2 defines finality in terms of judicial review, not merely appellate review as discussed by the majority;
"`Final' means the final judgment of the highest court empowered to review the
This very point belies the majority's two component part rationale and makes clear the true nature of a plea agreement. A plea agreement is a single contract, not a series of individual ones. Moreover, while it may be necessary for performance to occur in stages, its object and, therefore, benefit, is defined by its ultimate goal. Intermediate steps or benefits do not exist apart from that goal and have significance only in relation to it. That the agreement called for a conviction cannot be read in isolation; it also must be acknowledged that the parties intended that conviction to be replaced by another, more favorable, to the defendant, final disposition as soon as the defendant had done what it was agreed she would, and had to, do. In short, the plea agreement itself created the basis for the challenge to the conviction that Delegate Alston makes, that it was not final. As the agreement clearly provides, the judge was bound by the agreement to, had no choice but to, strike Delegate Alston's conviction for misconduct in office upon the occurrence of certain conditions.
Rather than acknowledge that the trial court did not enter a final conviction because it bound itself to strike the conviction and sentence, the majority refuses to enforce Delegate Alston's expectations, as contained in the agreement and reiterated by the trial judge on the record. By doing so, the majority, introduces incongruence into our precedents, and effectively undermines the credibility of the plea bargaining regimen.
For the aforementioned reasons, I dissent.
Judges HARRELL and GREENE have authorized me to state that they join in this dissenting opinion.
The language in this Section was modified, subsequent to the events in this case, effective December 6, 2012, to provide for the removal of an elected official who is found guilty of a felony or a misdemeanor related to the elected official's public duties and involving moral turpitude. 2012 Md. Laws, Chap. 147.
As was noted by Judge Nichols, the use of the term "Alford Plea" with respect to Count 4 of the September indictment was incorrect; Ms. Alston actually entered a plea of nolo contendere.
Section 11-704(a) of the Criminal Procedure Article, Maryland Code (2001, 2008 Repl. Vol.).
When Delegate Alston was tried, Article XV, Section 2 provided no authority for her removal as a delegate. It did not, at that time, include, as qualifying events, a finding of guilt by a jury, a plea of no contest, or the entry of probation before judgment. To be sure, in the 2012 election, the voters approved an amendment to that constitutional provision, which expanded the grounds for removing public officials; however, even though the newly inserted qualifying events were applicable in the future, they applied only prospectively.
Md. Const. Decl. of Rts. art. 17. Therefore, Delegate Alston could only have been removed if the finding of guilt, entered on her guilty plea, was, or became, a final conviction upon appellate review or otherwise.
MD Code, Crim. Proc. Art. § 6-220(e).
Rule 4-243(c) addresses the procedure and potential dispositions applicable to such plea agreements. It provides: