PER CURIAM:
In 2010, a Harford, Maryland, drug trafficking investigation yielded the arrests of Appellants Victor Thomas and Michael White.
Following a four-day jury trial, Thomas and White were convicted on both the conspiracy charge and the drug charge; a hung jury resulted on Thomas's gun charge. Thomas and White now appeal their convictions on multiple grounds. Because we find their arguments lacking in merit, we affirm.
Thomas and White put forth several challenges to the evidence introduced at trial. One of these issues they raised below; the others they did not. We review each alleged error in keeping with the preservation diligence, or lack thereof, that Thomas and White exercised.
Thomas and White first allege that the district court erred in declining to suppress evidence retrieved via wiretap. We review the factual findings underlying a motion to suppress for clear error; the legal conclusions we review de novo.
The Harford County Narcotics Task Force (HCNTF) conducted the drug investigation leading to the apprehension of Thomas and White. As part of its efforts, the HCNTF obtained authorization to wiretap a cell phone number connected to Thomas. The HCNTF monitored this number from April 26, 2010, to May 5, 2010, and, during that time, intercepted nearly two thousand phone calls. Thomas and White maintain that the HCNTF's interceptions violated both federal law and attorney-client privilege.
Governmental wiretaps must comport with Title III of the Omnibus Crime Control and Safe Streets Act (Omnibus Act), 18 U.S.C. § 2510-2522, a statute that attempts to balance individuals' right to privacy against the beneficial inroads that electronic monitoring can provide in fighting crime,
Thomas and White assert that the HCNTF violated the Omnibus Act by failing to minimize any of its interceptions on Thomas's phone. They also aver that because one of the intercepted calls was placed to an attorney, the HCNTF violated attorney-client privilege. Notably, Thomas did not speak with the attorney during the call that Thomas and White reference; he left a voicemail message in which he simply inquired about a court date for a civil case and asked the attorney to return his call. When Thomas asked the attorney to return his call, however, he provided a phone number different from the number that the HCNTF was monitoring.
Based on these alleged violations, Thomas and White moved pre-trial to suppress all evidence "derived from" the wiretaps. The district court denied the motion, concluding that the wiretap on Thomas's phone lacked "any minimization issues."
We think it pertinent to note at the outset that the government has not clearly indicated whether the HCNTF indeed minimized any of its interception on Thomas's phone. In responding to pre-trial motions, the government simply maintained that given the nature of the investigation, the HCNTF's interceptions comported with the minimization requirement of the Omnibus Act. Furthermore, at the pre-trial motions hearing, when the court queried the government, it again responded in a manner that lacked any firm indication of minimization:
The government's brief here is no more enlightening. In fact, it noticeably lacks any delineation of minimization efforts or explicit denial of Thomas and White's allegation that "out of thousands of calls not one was minimized."
We are not unaware of the statutory framework that exists for addressing alleged violations of the Omnibus Act.
Assessing governmental compliance with the minimization mandate of the Omnibus Act is not a formulaic process. Reasonableness is the overarching standard, but the facts of each case heavily impact a determination of whether the government's behavior was in fact "reasonable."
Here, we conclude that regardless of whether the HCNTF minimized any of its interceptions on Thomas's phone, it complied with the mandate in the Omnibus Act. First, the "nature and scope" of Thomas's and White's criminal activities weighs in favor of unrestricted interceptions. This Court has previously recognized that "[w]hen law enforcement officials are confronted with large, far-flung and on-going criminal activity involving multiple parties, they are afforded greater latitude in conducting wiretaps."
Second, we consider the HCNTF's "reasonable expectation" regarding the "content of, and parties to" the anticipated interceptions.
Outside of excerpts from the order that authorized the wiretap on Thomas's phone,
Although this excerpt does not provide explicit indication of the "advance knowledge" possessed by the HCNTF, its authorization to intercept the initial three minutes of all calls for the first three days implies a less-than-robust level of "advance knowledge." And this implication is bolstered by the order's grant of full discretion to plant operators in distinguishing which conversations were pertinent to the investigation. These factors lead us to again conclude that to the extent the HCNTF failed to minimize any of its interceptions on Thomas's phone, such action was reasonable.
Finally, we address the third factor, judicial supervision. As to this step, the record is silent. We may still conclude, however, that the HCNTF's presumably unrestricted interceptions were reasonable. While the Omnibus Act permits "the [authorizing] judge to ask for interim reports from the investigating agents," it does not require that the judge do so.
Having reviewed the limited record and the circumstances under which the HCNTF conducted its wiretap on Thomas's phone, we conclude that the HCNTF acted reasonably, even if it failed to minimize any of its interceptions. Simply put, Thomas and White have produced no evidence that compels us to find error. And although the government's evidence is slim, we must examine it in a manner that inures to its benefit.
We turn now to Thomas and White's allegation that the government violated Thomas's attorney-client privilege by intercepting his voicemail message. Evidentiary rulings are subject to harmless error review.
And the government counters,
The government has indicated that it did not intercept calls on the alternate number given by Thomas, and Thomas and White have provided no evidence that leads us to conclude otherwise. Moreover, Thomas's inquiry related to a civil case, not this criminal matter. Accordingly, we conclude that any violation of Thomas's attorney-client privilege was harmless, and we decline to reverse Thomas's and White's convictions on the ground that the government's wiretap evidence should have been suppressed.
Next, we consider the three evidentiary claims that Thomas and White failed to raise below: (1) that admission of their criminal history under Federal Rule of Evidence 404(b) was unduly prejudicial, (2) that Detective Brandon Underhill lacked sufficient credentials for portions of his expert testimony, and (3) that Underhill testified both as a fact witness and an expert witness without appropriate safeguards against jury confusion.
Because Thomas and White failed to preserve these issues, our "authority to [provide a] remedy . . . is strictly circumscribed."
First, we review Thomas and White's contention that admission of their criminal history under Federal Rule of Evidence 404(b) was unduly prejudicial. Federal Rule of Evidence 404(b) disallows admission of "[e]vidence of a crime, wrong, or other act . . . to prove a person's character in order to show that on a particular occasion the person acted in accordance with [that] character." Although such evidence is admissible to prove, inter alia, that a defendant had the requisite "intent" or "knowledge" to commit the crime in question, Fed. R. Evid. 404(b)(2), it becomes inadmissible if its "probative value is substantially outweighed by a danger of . . . unfair prejudice," Fed. R. Evid. 403.
Pre-trial, the government filed a motion seeking to admit evidence of a prior narcotics conviction for each appellant and a prior firearm conviction for Thomas. The district court granted the motion, reasoning that the evidence was admissible because it related to the knowledge and intent necessary to commit the crimes for which Thomas and White were on trial. It also reasoned that the evidence would not unfairly prejudice Thomas and White under Federal Rule of Evidence 403 because it did not "involve conduct that was any more sensational or disturbing than the crimes" with which Thomas and White were charged in the present case. Accordingly, at trial, per stipulation of the parties, the government stated,
Further, regarding Thomas, it stated,
The district court then immediately instructed the jury as follows:
Following this clarification from the court, the government proceeded with the remainder of its case.
After the government closed its case, but prior to presentation of defense evidence and witnesses, Juror Number 12 submitted a list of questions to the court. One of the questions said, "What is meant by the stipulation for her knowledge and not to show good or bad person?" After a bench conference in which the judge shared the questions with counsel for each party, he said to the jury, "Ladies and gentlemen, actually [J]uror Number 12, with respect to those questions, . . . I have made those questions that you have . . . known to the lawyers, they can address them in whatever fashion they want." Counsel for Thomas and White did not object to the manner in which the court dealt with Juror Number 12's questions.
During closing arguments, counsel for White and counsel for the government both referenced the purpose for which the prior conviction evidence was admitted. In its closing argument, the government stated, "Now, [counsel for White] in his opening [argument] told you that his client, I think the word he used was a p[au]per. Most respectfully, I don't think there's any evidence for that, but I submit to you what there is evidence [of] is that he's a criminal." Similarly, in rebuttal, the government stated,
Again, counsel for Thomas and White recorded no objection to these statements.
Here, Thomas and White cite Juror Number 12's question and the government's statements during closing as evidence that they were unfairly prejudiced by admission of the prior conviction evidence. We disagree.
First, Thomas's and White's prior convictions were similar to the charges they faced in this case. Such evidence was therefore relevant to whether they possessed the requisite knowledge and intent to commit the narcotics crimes with which they were charged. Furthermore, immediately after admission of the evidence, the court provided clear instructions to the jury as to the legitimate implications of the prior convictions. Thomas and White argue, of course, that this limiting instruction was insufficient to assuage the prejudice that resulted. But they fail to tell us exactly what prejudice ensued. In their brief, they argue,
But such is not the case. First, "the jurors" did not collectively state anything regarding a lack of understanding. Rather, one juror, Juror Number 12, posed a question regarding the appropriate use of the evidence. Moreover, Juror Number 12's question did not "present[]" the court "with clear evidence of unfair prejudice." Instead, it simply revealed confusion about the court's limiting instruction. To the extent that such confusion resulted in unfair prejudice, that result is not "clear or obvious" to us, as the plain error standard requires.
Second, we decline to conclude that the government's comments during closing arguments caused unfair prejudice. Taken in context, neither comment clearly referred to White's prior conviction; rather, the statements simply urged that on the whole, the evidence presented during trial indicated that White was "a criminal." In our view, the comments referred to White's status based on his actions in the present case; they did not beseech the jury to issue a guilty verdict based on White's prior criminal conduct. To the extent that the comments were interpreted as a reference to White's prior conduct, such a result is not "clear or obvious." Thus, we decline to reverse Thomas's and White's convictions based on the district court's admission of evidence regarding their previous crimes or the government's statements during closing argument.
Next, we review Thomas and White's contentions regarding Underhill's testimony: (1) that portions of it were unsupported by a reliable methodology and (2) that it mixed fact testimony and expert testimony, such that the jury was confused.
When the government called Detective Underhill to testify as an expert, he indicated that he had been employed by the Harford County Sheriff's Office for ten years and that he was presently assigned to work with the HCNTF. He testified that he had been with the HCNTF for "just over four years" and that his primary duties were "investigations of mid to upper level drug traffickers and drug trafficking organizations in and around the Harford County area." Underhill further testified that he had received forty hours of specialized training related to narcotics investigations and had participated "in hundreds of arrests involving drug investigations." He also stated that he had completed course work in other specialized areas related to drug investigations and undercover operations. Underhill noted that he had acted in an undercover capacity and that in that role had purchased cocaine, crack cocaine, oxycodone, and marijuana. Underhill also attested that he had acted as a monitor of phone calls for wiretap investigations; he estimated that he had monitored between 10,000 and 15,000 drug-related phone conversations during his career. Underhill testified that he monitored the phone calls that were intercepted on Thomas's phone in this case. Relevant to such monitoring, Underhill indicated that it was "common" for drug conspirators "to attempt to conceal or code their phone conversations" and that his "training," "knowledge," and "experience" had made him "familiar with those terms and codes."
After the parties had an opportunity to examine Underhill regarding his qualifications, the court asked, "Is there any challenge to [Underhill's] expertise with respect to the matter of drug terminology and drug jargon from the point of view of the defense counsel?" Defense counsel indicated that it had no objections. The court then qualified Underhill as an expert "to testify with respect to drug jargon and drug terms and the methodology of drug distribution," cautioning the jury that "[a]s with all witness, [it was] up to [them] to accept or reject [Underhill's] testimony."
Underhill went on to testify as to the meaning of certain phrases and terms used in the phone calls that were intercepted. For example, Underhill testified, "Jolly Rancher is a reference to crack cocaine . . . and Lassie is a reference to powder cocaine." He further testified as to the phrase "outfit in the dryer," explaining that "in the process of converting cocaine hydrochloride into cocaine base there is a drying process that has to take place and this is referencing that drying process." And as to the phrase "I don't think Shorty's dressed up," Underhill interpreted it to mean, "[a]ll [the seller] has is cocaine powder, he doesn't have any cocaine that's been cooked up into crack cocaine."
At one point during Underhill's testimony, referring to a recorded phone call that had been played for the jury, the government engaged in the following colloquy with Underhill:
Immediately following this testimony, without any objection by defense counsel, the court initiated a bench conference and cautioned the government to keep Underhill's testimony within "the ambit of an expert." In the court's view, "the phrase
In addition to providing expert testimony as to the interpretation of coded words and phrases from intercepted phone calls, Underhill also testified as a fact witness regarding various aspects of the case—the circumstances of arrests, the recovery of drugs, and the execution of a search warrant. When Underhill provided this testimony, neither the parties nor the court distinguished it from the expert testimony that he provided. According to Thomas and White, "[Underhill] seamlessly transitioned between lay and expert testimony."
At the end of the trial, during its formal jury instructions, the court referenced Underhill's testimony, stating,
Federal Rule of Evidence 702 governs the admission of expert testimony, stipulating, inter alia, that "[a] witness who is qualified as an expert . . . may testify in the form of an opinion . . . if . . . the testimony is the product of reliable principles and methods." Notably, Thomas and White do not challenge Underhill's qualification as an expert. They instead contest the methodology that supported his testimony, maintaining that his opinion regarding the meaning of terms and phrases was simply "rank speculation." They aver that "almost no topic of conversation was safe from Detective Underhill's leap to a connection with the drug world" and that "almost never did Detective Underhill explain the methodology he used in concluding that certain words [were] used as drug code rather than because of their plain and ordinary meaning." We conclude otherwise.
Before analyzing the intricacies of Underhill's testimony, we reiterate the well-settled principle that a "trial judge [has] considerable leeway in deciding in a particular case how to go about determining whether particular expert testimony is reliable."
Fed. R. Evid. 702 advisory committee's note. Further, this Court has previously held that "law enforcement officers with extensive drug experience are qualified to give expert testimony on the meaning of drug-related code words."
Thomas and White are concerned about the explanation of methodology (or lack thereof) that accompanied Underhill's testimony. But our precedent does not require a law enforcement officer providing experiential expert testimony to painstakingly explain his deciphering methodology.
Thomas and White are also concerned that Underhill interpreted phrases that were commonplace and not in need of elucidation by an expert. Again, we find that if the district court erred, such error was not plain. Even assuming, for the sake of argument only, that the court should have stricken Underhill's testimony regarding the phrase "I was holding that for you," we cannot ascertain that the court's failure to do so violated Thomas's and White's substantial rights, especially in light of the two instructions the court gave regarding the weight of the testimony. Accordingly, we decline to reverse the verdict on this ground.
Thomas and White also contend that when Underhill "seamlessly" testified both as an expert and fact witness, the district court failed to adopt adequate safeguards to prevent jury confusion. Dual-role testimony is not per se prejudicial to a defendant.
Here, lay and expert testimony were interwoven and no cautionary instruction was issued; thus, the risk of jury confusion was high. This Court recently addressed a nearly identical circumstance in
Given our discussion of appropriate safeguards in
Thomas and White next contend that the district court erred in declining to give a multiple conspiracies jury instruction. A multiple conspiracies jury instruction is appropriate when "the proof at trial demonstrates that [the] appellants were involved
The government's evidence supporting Thomas's and White's conspiracy charges consisted of (1) wiretap evidence showing contact between Michael Moore
At the jury charge conference, Thomas and White requested a multiple conspiracies jury instruction, maintaining that the government's evidence proved there were "essentially two distribution networks" with individual buyers and that the government made "no connection between the distribution networks and any of [the] individual buyers." The district court denied Thomas and White's request, and they contend that it erred in doing so.
"We review [a] district court's decision to give or refuse to give a jury instruction for abuse of discretion."
Thomas and White maintain that the instruction they requested was correct because "[t]he government presented no evidence that [they] had any relationship with each other, or any acquaintances of alleged co-conspirators in common." They admit that the government presented evidence that Stokes purchased her drugs from both Thomas and Moore and that White purchased his drugs from Moore, but they aver that such evidence is insufficient to show that White and Thomas were involved in the same conspiracy. We are unconvinced.
Thomas and White fail to accord sufficient weight to our precedent regarding the proof necessary for a conspiracy. A conspiracy need not "have a discrete, identifiable organizational structure."
Finally, we address White's contention that the government presented insufficient evidence to support his conspiracy conviction. When we review a trial to determine whether sufficient evidence supported conviction on a certain charge, we view the evidence through a lens that favors the government, and we ask, "Could any reasonable juror have found the defendant guilty of this charge beyond a reasonable doubt?"
We have reviewed the evidence that the government presented against White, and we are satisfied that it was sufficient for a reasonable juror to find White guilty of conspiracy under 21 U.S.C. § 846. White argues that the government "may have proved that a drug trafficking conspiracy existed, [but] there was no evidence to support a finding that . . . White knowingly or voluntarily participated in that conspiracy." Further, White contends that the government's circumstantial evidence of White's participation in the sale of drugs was insufficient to prove his involvement in the conspiracy. We are unpersuaded.
At trial, the government presented evidence showing that on several occasions, White called Moore to purchase powder cocaine and crack cocaine. The government also presented evidence indicating that on April 8, 2010, after White called Moore requesting cocaine, he met with Moore in a black Nissan and then exited the Nissan and entered a white Dodge. After a "brief time, approximately a minute or so," White exited the Dodge and re-entered the Nissan. "[J]ust a couple of minutes after the meeting," law enforcement officers stopped the Dodge and discovered crack cocaine in the driver's possession. The government also presented evidence of several other brief meetings between White and Moore.
We recognize that such evidence may seem negligible. Nonetheless, it is sufficient to support a conclusion that White participated in a conspiracy with Thomas and Moore. And when enough evidence exists to support a reasonable juror's conclusion of guilt, we will not second-guess the verdict. Accordingly, we again decline to reverse White's conviction.
We have reviewed the evidence provided to us in the record, and we have considered each of Thomas's and White's allegations. Because we ascertain no reversible error, we affirm the jury's verdict on all counts.