SUSAN K. GAUVEY, Magistrate Judge.
Claimant, Carol Singleton, by her attorney, Anthony R. Mignini, filed this action pursuant to 42 U.S.C. § 405(g) seeking judicial review of the final decision of the Commissioner of the Social Security Administration ("the Commissioner"), who denied her claim for Disability Insurance Benefits.
Currently pending before the Court are cross motions for summary judgment, and plaintiff's request for remand in the alternative. For the reasons that follow, the Court hereby DENIES plaintiff's Motion for Summary Judgment, DENIES defendant's motion for summary judgment, and REMANDS the case to the Commissioner for further proceedings consistent with this opinion.
Ms. Singleton filed an application for Disability Insurance Benefits (DIB) on June 21, 2004, alleging disability beginning June 15, 2004. (R. 22). Ms. Singleton's claim was initially denied on January 7, 2005 and upon reconsideration on March 13, 2006. (R. 73). Thereafter Ms. Singleton had an administrative hearing on July 12, 2007. (R. 57). On July 25, 2007 the ALJ denied Ms. Singleton's claim. (R. 27). Ms. Singleton filed a request for review on September 4, 2007; the claim was remanded on May 16, 2008. (R. 22). The remand instructed the ALJ to obtain an internal medicine consultative evaluation and to "give consideration to the treating and examining source opinions and explain the weight given to each opinion." (
Ms. Singleton filed this action on January 17, 2012 seeking review of that final decision pursuant to 42 U.S.C. § 405(g).
The Court has reviewed the Commissioner's Statement of Facts and, finding that it accurately represents the record, hereby adopts it. (ECF No. 20-1, 2-8).
In reviewing a claimant's eligibility for DIB, an ALJ must consider all of the evidence in the record and follow the sequential five-step analysis set forth in the regulations to determine whether the claimant is disabled as defined by the Act. 20 C.F.R § 416.920(a).
The first step requires the claimant to prove that he or she is not engaged in "substantial gainful activity."
At the second step, the ALJ must determine whether the claimant has a severe, medically determinable impairment or a combination of impairments that limit her ability to perform basic work activities. 20 C.F.R. §§ 404.1520(c), 416.920(c);
At step three, the ALJ considers whether the claimant's impairments, either individually or in combination, meet or equal an impairment enumerated in the "Listing of Impairments" in 20 C.F.R. § 404, Subpart P, Appendix 1. 20 C.F.R. § 416.920(a)(4)(iii). If one of the Listings is met, disability will be found without consideration of age, education, or work experience. 20 C.F.R. § § 404.1520(d), 416.920(d). The ALJ here reviewed listings 3.02 (chronic pulmonary insufficiency), 3.03 (asthma), 12.04 (affective disorder), 12.06 (anxiety-related disorders) of the Listing of Impairments and determined that plaintiff did not meet any of the listings. (R. 27-29).
Before an ALJ advances to the fourth step of the sequential analysis, she must assess the claimant's "residual functional capacity" ("RFC"), which is then used at the fourth and fifth steps. 20 C.F.R. § 404.1520(e). RFC is an assessment of an individual's ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis. Social Security Ruling (SSR) 96-8p. The ALJ must consider even those impairments that are not "severe." 20 C.F.R. § 404.1545(a)(2).
In determining a claimant's RFC, ALJs evaluate the claimant's subjective symptoms (
Here, the ALJ determined that Ms. Singleton has the following residual functional capacity: Ms. Singleton can perform light work as defined in 20 C.F.R. 404.1567(b), except that she can never climb a ladder, rope or scaffold; can occasionally climb ramps and stairs, balance, stoop, kneel, crouch and crawl; must avoid concentrated exposure to temperature extremes, dusts, gases, fumes, poor ventilation and odors; must avoid overhead work; and must be limited to simple, unskilled, low stress work that was not at production pace. (R. 29-30).
Applying the two-step test for evaluating subjective symptoms, the ALJ found that "claimant's statements concerning the intensity, persistence and limiting effects of these symptoms are not credible to the extent they are inconsistent with the above residual functional capacity assessment." (R. 31).
At the fourth step of the sequential analysis, the ALJ must consider whether the claimant retains the RFC necessary to perform past relevant work. 20 C.F.R. §§ 404.1520(e), 416.920(e). The ALJ noted that Ms. Singleton's previous work as a medical billing clerk, administrative assistant, day care worker, and medical receptionist, all required skilled or semi-skilled work. (R. 35). Thus, the ALJ found that Ms. Singleton is unable to perform her past relevant work. (
Where, as here, the claimant is unable to resume her past relevant work, the ALJ proceeds to the fifth and final step of the sequential analysis. This step requires consideration of whether, in light of vocational factors such as age, education, work experience, and RFC, the claimant is capable of other work in the national economy. 20 C.F.R. §§ 404.1520(g), 416.920(g). At this step, the burden of proof shifts to the agency to establish that the claimant retains the RFC to engage in an alternative job which exists in the national economy.
In this case, the ALJ found that although Ms. Singleton was unable to perform any past relevant work, based on Ms. Singleton's age, education, work experience, and RFC, Ms. Singleton could perform jobs which exist in significant numbers in the national economy. (R. 35-36). Based on the testimony of the vocational expert, the ALJ determined that Ms. Singleton could work in occupations such as non-postal mail clerk (150,000 jobs nationally and 800 jobs locally); office helper (250,000 jobs nationally and 500 jobs locally); document preparer (375,000 jobs nationally and 900 jobs locally); and addresser (190,000 jobs nationally and 250 locally). (R. 36). Thus, the ALJ concluded that Ms. Singleton had not been under a disability, as defined in the Act, from the alleged onset date of September 18, 2008 through the date of denial of the disability application. (R. 36-37).
The function of this Court on review is to leave the findings of fact to the agency and to determine upon the whole record whether the agency's decision is supported by substantial evidence, not to try Ms. Singleton's claim de novo.
In reviewing the decision, this Court will not reweigh conflicting evidence, make credibility determinations, or substitute its judgment for that of the Commissioner.
Despite deference to the Commissioner's findings of fact, "a factual finding by the ALJ is not binding if it was reached by means of an improper standard or misapplication of the law."
The plaintiff makes several arguments. (ECF No. 12-1). Because the Court finds that the first argument examined is meritorious and compels a remand, the Court need not reach her other arguments.
Plaintiff first argues that the ALJ failed to properly consider all of the medical opinions on the record. Specifically, plaintiff argues that while the ALJ considered and placed significant weight on the revised opinion of state agency physician, Dr. Hakkarinen, she did not properly consider, or even mention, the opinions of state agency physicians, Dr. Swami and Dr. Albright. (ECF No. 12-1, 17-19). Plaintiff argues that the "ALJ's failure to recognize and address the conflicting opinions by state agency medical consultants in this case warrants remand and reversal of her opinion." (
Defendant responds that the ALJ properly considered the opinions of Drs. Swami and Albright when she cited to them as part of her discussion of Dr. Hakkarinen's opinion. (ECF No. 20-1, 16-17). Because the ALJ "recognized that these opinions were part of the discussion that prompted Dr. Hakkarinen to change his initial opinion," defendant argues, the ALJ did not fail to recognize or discuss the conflicting findings. (
Alternatively, defendant argues that if the ALJ erred, the error was harmless. Specifically, defendant argues that plaintiff could at least perform sedentary work, and therefore was not disabled. (
An ALJ's RFC "must always consider and address medical source opinions." SSR 96-8p, 1996 SSR LEXIS 5 at *20 (1996 WL 374184 *7 (S.S.A);
Several state agency consultants expressed opinions on Ms. Singleton's functional capacity. Two initial assessments were conflicting. In an April 2, 2008, physical residual capacity assessment, Dr. Hakkarinen found that plaintiff could stand and or walk for
On May 27, 2008, Dr. Kumar Swami reviewed Dr. Hakkarinen's April 2 assessment. (R. 746). He noted that the DDS had proposed a medical vocational allowance with a 7/26/07 onset date. (
Finally, on June 6, 2008, Dr. Hakkarinen revised his function capacity assessment, finding that claimant could in fact stand and/or walk
The ALJ began her analysis of the various conclusions of the state agency consultants by stating that "State agency consultants limited the claimant to a reduced range of light work
The ALJ erred in her analysis of the medical evidence on record. The introductory sentence suggests that State agency medical examiners were in agreement that plaintiff was limited to a reduced range of light work. As is documented
The ALJ's citations to the reports of Dr. Swami and Dr. Albright are insufficient to remedy the error. Indeed, the citations suggest that the ALJ misunderstood the nature of the doctors' opinions. The ALJ cites to these opinions as part of the "additional evidence" that led Dr. Hakkarinen to change his opinion. (R. 33). Yet these opinions
This error was not inconsequential. The opinions of Dr. Swami and Dr. Albright directly conflict with the ALJ's RFC. As such, the ALJ had an obligation to, at the least, detail the reasons why the medical opinions were afforded little or no weight. Without an explanation or even acknowledgement of these contrary opinions, the Court cannot determine if the ALJ's RFC was supported by substantial evidence.
For the reasons set forth above, The Court DENIES plaintiff's motion for summary judgment (ECF No. 16-1), DENIES defendant's motion for summary judgment (ECF No. 20-1), and REMANDS the case to the Commissioner for further proceedings consistent with this opinion.