G. R. SMITH, Magistrate Judge.
After he returned from his overseas military deployment in 2014, Sergeant First Class Leroy Hamlett crashed his motorcycle into a truck driven by George Swartz and owned by Swartz's employer, Carroll Fulmer Logistics Corporation (CFLC).
The defendants move for summary judgment against plaintiff's punitive damage and attorney fee claims. Docs. 34, 35 & 40. They also move to exclude expert witness Jeffrey Alan Kidd's testimony about his calculations and diagrams because he failed to produce them with his written report by the Court's disclosure deadline. Doc. 38. Finally, they move to exclude from trial Scott's testimony on these topics: whether Hamlett was a cause of the accident; the percentage of Swartz's fault; whether Hamlett should have avoided Swartz's tractor trailer; and Hamlett's alleged speed at impact. Doc. 37. The summary judgment motions are before the district judge. The exclusion motions are reached here.
Hamlett hired Kidd as an accident reconstruction expert who, unsurprisingly, lays all the blame on Swartz. Doc. 25 at 3. His report supplies only the sources he'd been provided to review, then states his conclusions: that Swartz's failure to keep a proper lookout and yield while turning left (he turned into Hamlett's path) "is the sole cause of this collision." Id. His report was incomplete, defendants contend, when it was disclosed to them by the Court's July 23, 2015 deadline.
Hamlett counters that Kidd's report was only technically deficient. He expresses surprise at the defendants' objection. The parties, he explains, have worked harmoniously on this matter, conferring in early August 2015 to schedule Kidd's deposition for September 3, 2015. Doc. 45 at 4. He says he fully complied with defendants' Notice to Produce on that deposition, and on August 24, 2015 — the week before Kidd's deposition — the defendant's produced their accident reconstructionist's (James Sloan's) report. Id. at 4-5. Hamlett provided that report to Kidd, who thus was able to respond and be cross-examined about it in defendants' lengthy deposition of him. Id.
Too, Hamlett reminds, defendants failed to object on untimeliness grounds, even during Kidd's deposition. In fact, they waited until over a month after Hamlet deposed Sloan (on September 28, 2015) to complain. Doc. 45 at 5-6. Plaintiff represents that "[t]he parties appeared to be working together to efficiently manage expert discovery without this Court's involvement. It is only four months later that [d]efendants raise any issue with Mr. Kidd's report." Id. at 6.
Hamlett makes some valid points. Some flexibility in the discovery process is tolerable, depending on the circumstances. And some objections can seem nit-pickish. Defendants, for that matter, concede that they did not object to Kidd's report when they first received it. Doc. 61 at 1. But that's because, they explain, they had no objections to Kidd's report at that time. They object now only to new opinions that Kidd first presented in his deposition (filed at doc. 38-4).
So, they conclude, Kidd can testify that Swartz failed to yield while turning left, turned into Hamlett's path, and — on that basis only — is the sole cause of the collision. Doc. 61 at 1-2. But they object to and want to exclude the new opinions that Kidd supplied at his deposition, including testimony about Hamlett's ability to perceive and react to avoid the accident. That, they insist, violates what Rule 26(a)(2)(B)(i) otherwise requires: a "complete statement of all opinions the witness will express and the basis and reasons for them. . . ." Id. (emphasis added); see also id. (expert reports must include "how" and "why" the expert reached a particular result, not merely the expert's conclusory opinions).
The Court agrees. The defendant's showing (doc. 61 at 3-7, 8-11) is unrebutted. Rule 26(a)(2) deters procrastination and sandbagging.
To reiterate, Trooper Scott investigated the accident, ticketed Swartz, and opined that Swartz is 100% at fault. Doc. 37-1 at 2, 4 (citing doc. 37-2 at 45-46). Defendants move to exclude only some of his opinions — those they insist fail the admissibility standard established by Fed. R. Evid. 702 and Daubert v. Merrell Dow Pharmaceuticals, 509 U.S. 579 (1993).
Hence, they want to prevent Scott from testifying about Hamlett's alleged speed at impact plus his inability to perceive and react to Swartz's tractor trailer at any time before impact. They also want to block his testimony consisting of, and in support of, the following conclusions:
Doc. 37-1 at 7 (renumbered).
From Daubert-applying cases like Kumho, Roper v. Kawasaki Heavy Industries, Ltd., 2016 WL 1085489 at * 2 (11th Cir. Mar. 21, 2016), Green Party of Ga. v. Kemp, 2016 WL 1057022 at * 4 n. 8 (N.D. Ga. Mar. 17, 2016), Emery v. Talladega College, 2016 WL 880038 at * 2 (N.D. Ala. Mar. 8, 2016), and Rudd v. Gen. Motors Corp., 127 F.Supp.2d 1330, 1342 (11th Cir. 2001) (recognizing that the expert's ability to settle on a cause "through a process of eliminating alternative possible causes is, by a preponderance of the evidence, a reliable one"), useful "Daubert questions" can be distilled to evaluate contemplated expert testimony:
Finally, even if expert testimony does not meet all or most of the Daubert factors, it "may sometimes be admissible." United States v. Brown, 415 F.3d 1257, 1268 (11th Cir. 2005). Some flexibility is applied in reliability determinations, United States v. Frazier, 387 F.3d 1244, 1262 (11th Cir. 2004), and it is "not the role of the district court to make ultimate conclusions as to the persuasiveness of the proffered evidence." Haynes v. Lawrence Transp. Co., 2015 WL 5601942 at * 2 (N.D. Ga. Mar. 24, 2015) (quotes and cite omitted). Hence, "[t]he rules relating to Daubert issues are not precisely calibrated and must be applied in case-specific evidentiary circumstances that often defy generalization." Brown, 415 F.3d at 1266. But inferences spiced with educated guesses wrapped in speculation will not suffice. Swinney v. Schneider Nat'l Carriers, Inc., 829 F.Supp.2d 1358, 1363 (N.D. Ga. 2011).
Citing Scott's "extensive training and experience in accident investigations," doc. 46 at 3, Hamlett notes that Scott arrived on the accident scene shortly after the accident, walked it, examined and photographed the physical evidence and interviewed witnesses. Id. at 4. Hamlett emphasizes that defendants' expert, Sloan, agrees with Scott's decision to cite Swartz for failing to yield. Id. They also agree that speed is not a contributing factor for either driver. Id. at 4-5. Indeed, says Hamlett, defendants' motion is "much ado about nothing" because "[t]here is only one material difference between Sloan's and Trooper Scott's conclusions." Id. at 5. Scott, says plaintiff, opines that:
Doc. 46 at 5.
Scott's deposition supports the defendants here. He testified that he has been a Georgia State Patrol trooper since 2011, doc. 37-2 at 8, and has since been "a lead investigator on hundreds of accidents," id. at 11-12, though that quantification must be temporized (he was deposed on March 25, 2015, doc. 37-2 at 1, and the accident he investigated here occurred on June 17, 2013, id. at 23, so he had only about two years' experience when he analyzed the instant accident). Scott completes his accident reports, as he did in this case, id. at 86-89, within three days of his investigation. Id. at 12. As part of his investigation, he assesses the factors that contribute to a collision. Id. at 13.
Scott was just "five or six miles away" when the instant collision occurred on June 17, 2014. Doc. 37-2 at 15. Once he got to the accident scene, he "observed the vehicle damage, the traffic, the roadway, and began talking to [local] police officers." Id. at 19. He then applied his "standard investigation techniques," which consisted of interviewing witnesses and examining the physical and roadway evidence. Id. at 21-22. Hamlett, he concluded, is 100% blameless, and Swartz 100% blameworthy for the accident. Id. at 26, 45-46.
But Scott also conceded that there were no skid marks from either vehicle, doc. 37-2 at 47, 61-62, and he could only speculate whether there were any tall trucks to obstruct Hamlett's ability to see Swartz's truck just before the collision. Id. at 58-59. Nor did he know: if Hamlett applied his motorcycle's brakes prior to impact, id. at 62, how far Hamlett was from the truck's front when it entered into Hamlett's traffic lane, id. at 62-63, the weight of Swartz's tractor/trailer, how fast it was going at the time of impact, or how long it takes to stop a tractor/trailer at any speed. Id. at 48. Scott also did not know what he could have measured that day, but did not — the actual tractor/trailer's height (vital to the issue whether Hamlett should have seen it). Id. at 49. He could cite only the maximum amount permitted by regulations. Id.
These points figure into Scott's concession that he could only speculate that Hamlett would have seen Swartz "[i]f they were all passenger cars" in his line of view. Doc. 37-2 at 49. He also admitted that he lacked knowledge whether Swartz had started to cross the road from a stop, id. at 50, or, in light of his estimate that Hamlett had been traveling at 45 mph, what his stopping distance was. Id. In fact, Scott had no training in perception/reaction times, much less specific training in motorcycle accidents. Id. He also conceded this:
Id. at 51. And this:
Id. at 54-55 (objection omitted).
The Court agrees with the defendants, who don't question Scott's experience to investigate the accident, only his "training or experience to provide opinions about whether Hamlett had sufficient time to perceive or react." Doc. 60 at 10. Scott's own deposition testimony shows that he "lacks training or experience in calculating speed
Doc. 37-2 at 23.
The foregoing deposition testimony thus answers — in the negative — most all of the above-noted "Daubert Questions." Hence, Scott's testimony in support of the above-noted conclusions rests on too great an analytical gap between the data and the opinion offered. Also, he has failed to explain how his experience fills in that gap. Cf. Umana-Fowler v. NCL (Bahamas) Ltd., 49 F.Supp.3d 1120, 1122 (S.D. Fla. 2014) (a court "cannot admit an expert who simply states that he used the `scientific method' to reach his conclusions; more is required."). Nor have other courts found such testimony reliable (Hamlett has cited none). And his testimony on these points is not offering the jury any more than a lawyer's closing argument. Finally, all of Hamlett's cases and cites are distinguishable (e.g., Fed. R. Evid. 803(8) applies only to public records; Scott's deposition opinions are found in none, see doc. 37-2 at 86-89).
The above-highlighted testimony is therefore excluded. See Hughes v. Kia Motors Corp., 766 F.3d 1317, 1330 (11th Cir. 2014) (medical causation expert's testimony excluded as unreliable, in product liability case alleging that failure of manufacturer to equip vehicle with fuel shut-off switch led to driver's death from traumatic brain injury; expert failed to explain how his experience and relevant literature supported his opinion, only vaguely described his methodology, and was unable to express opinion about how multiple collisions with parked vehicles and house subsequent to initial collision with truck would have affected driver); Swinney 829 F. Supp. 2d at 1363 (engineer's opinions regarding vehicle accident in which husband died were unreliable, and, therefore, not admissible in wife's negligence action against truck driver and driver's employer; opinions were based on unspecified "actual testing" and review of scene photographs, films, and deposition, but provided nothing more than a summary of what he presumed to have happened); see also id. ("[P]laintiff suggests that [her expert's] general experience in the field of accident reconstruction renders his opinion reliable. However, plaintiff does not explain why [his] experience is a sufficient basis for his opinion, or how his experience has been reliably applied to the facts of this particular case."). Scott therefore is barred from opining on whether Hamlett was a cause of the accident; the percentage of Swartz's fault; whether Hamlett could or should have avoided Swartz's tractor trailer, and Hamlett's alleged speed at impact.
The Court
Doc. 35-1 at 4. But defendants insist that
Id. at 7. Hamlett concedes that his contributory negligence is a jury issue: "As Hamlett approached the intersection, he had the right of way, and Defendant Swartz negligently failed to yield to Hamlett's motorcycle, causing the collision. Defendant Swartz received and pled guilty (by bond forfeiture) to the ticket of `Failure to Yield Entering Highway,' in violation of O.C.G.A. § 40-6-73. Defendants have admitted fault in this action, and to contributing to Plaintiffs' injuries." Doc. 68 at 5; see also id. at 7 (defendants' portion of pretrial order: "Sergeant Hamlett does not remember what happened, but his motorcycle was capable of stopping quickly and in a very short distance. Because he was riding a high performance motorcycle, Mr. Hamlett had room to stop."); id. at 17 (defendants insist that "Comparative Negligence/Avoidance of Consequences" principles apply to the trial of this case).
Abdulla v. Klosinski, 898 F.Supp.2d 1348, 1357 (S.D. Ga. 2012) (emphasis added). For that matter:
Id. at 1357-58; see also id. at 1358 (ultimately, an expert's report should provide the opposing party with notice and an opportunity to prepare its case; a report consisting primarily of legal conclusions does not suffice); Butler v. Goodyear Tire & Rubber Co., 2014 WL 7272604 at * 3 (S.D. Ga. Dec. 18, 2014) ("The brazen approach here — ignoring the disclosure deadline, then offering up an empty-headed [expert witness] at his deposition, then moving to `continue' it — is simply not acceptable.").
Finally, Rule 26(e)(2) requires that "[f]or an expert whose report must be disclosed under Rule 26(a)(2)(B), the party's duty to supplement extends both to the information included in the report and to the information given in the expert's deposition. Any additions or changes to this information must be disclosed by the time the party's pretrial disclosures under Rule 26(a)(3) are due." See also Rule 26(e)(1) (duty to timely correct or complete incorrect or incomplete disclosures). Thus, the rules and case law require timely disclosure and timely supplementation; trial by ambush is not permitted. Nor are reports that are blatantly untimely or rely on supplementation to dodge a deadline.
State Farm Mut. Auto. Ins. Co. v. Physiomatrix, Inc., 2014 WL 10294798 at * 3, 4 (E.D. Mich. June 16, 2014). Hence, "harmless error" assertions cannot salvage unjustified supplementation. Id. at * 4.
Abdulla, 898 F. Supp. 2d at 1359.
United States v. Frazier, 387 F.3d 1244, 1260 (11th Cir. 2004) (quotes and cite omitted). These are the "qualifications," "reliability," and "helpfulness" prongs. Id. "The burden of establishing [the three prongs] rests on the proponent of the expert opinion," id., and they must be shown by a preponderance of the evidence. Nicholson, 2016 WL 854370 at * 4 (quote and cite omitted); see also United States v. McGill, ___ F.3d ___, 2016 WL 790413 at *46 (D.C. Cir. Mar. 1, 2016) ("The proponent of the expert testimony bears the burden to establish the admissibility of the testimony and the qualifications of the expert.").
Id.