LANCE M. AFRICK, District Judge.
Before the Court is a pro se motion
The Court assumes familiarity with the background of the case. See United States v. Bolar, 483 F. App'x 876, 877 (5th Cir. 2012).
Section 2255(a) provides a prisoner in custody with four grounds upon which relief may be granted: (1) "that the sentence was imposed in violation of the Constitution or laws of the United States;" (2) "that the court was without jurisdiction to impose such sentence;" (3) "that the sentence was in excess of the maximum authorized by law;" or (4) that the sentence "is otherwise subject to collateral attack." 28 U.S.C. § 2255(a); see Hill v. United States, 368 U.S. 424, 426-27 (1962). Section 2255 is designed to remedy constitutional errors and other injuries that could not be brought on direct appeal and would result in injustice if left unaddressed. See United States v. Williamson, 183 F.3d 458, 462 (5th Cir. 1999). "[A] proceeding under Section 2255 is an independent and collateral inquiry into the validity of the conviction . . . ." United States v. Hayman, 342 U.S. 205, 222-23 (1952). The inquiry does not extend to the misapplication of sentencing guidelines. See Williamson, 183 F.3d at 462.
"The § 2255 remedy is broad and flexible, and entrusts to the courts the power to fashion an appropriate remedy." United States v. Garcia, 956 F.2d 41, 45 (4th Cir. 1992) (citing Andrews v. United States, 373 U.S. 334, 339 (1963)). Pursuant to § 2255, the Court must grant defendant a hearing to determine the issues and make findings of fact and conclusions of law unless "the motion, files, and records of the case conclusively show that the prisoner is entitled to no relief." United States v. Bartholomew, 974 F.2d 39, 41 (5th Cir. 1992).
"The Supreme Court has emphasized repeatedly that a collateral challenge may not do service for an appeal." United States v. Shaid, 937 F.2d 228, 231 (5th Cir. 1991) (quotation omitted). "[T]he general rule [is] that claims not raised on direct appeal may not be raised on collateral review unless the petitioner shows cause and prejudice" or actual innocence. Massaro v. United States, 538 U.S. 500, 504 (2003); Bousley v. United States, 523 U.S. 614, 622 (1998). The Supreme Court has held that "failure to raise an ineffective-assistance-of-counsel claim on direct appeal does not bar the claim from being brought" in a § 2255 proceeding. Massaro, 538 U.S. at 509; see, e.g., United States v. Johnson, 124 F. App'x 914, 915 (5th Cir. 2005).
The United States Supreme Court set forth the standard for judging the performance of counsel in Strickland v. Washington, 466 U.S. 668 (1984). In Strickland, the Court articulated a two-part test that requires the petitioner to prove (1) deficient performance and (2) resulting prejudice. Id. at 697.
Deficient performance is established by "show[ing] that counsel's representation fell below an objective standard of reasonableness." Id. at 688. In applying this standard, a "court must indulge a `strong presumption' that counsel's conduct falls within the wide range of reasonable professional assistance because it is all too easy to conclude that a particular act or omission of counsel was unreasonable in the harsh light of hindsight." Bell v. Cone, 535 U.S. 685, 702 (2002) (quoting Strickland, 466 U.S. at 689).
The second prong of the Strickland test looks to the prejudice caused by counsel's allegedly deficient performance. This requires "a reasonable probability that, absent the errors, the factfinder would have had a reasonable doubt respecting guilt." United States v. Mullins, 315 F.3d 449, 456 (5th Cir. 2002) (quoting Strickland, 466 U.S. at 687). The petitioner must show that his "counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable." Strickland, 466 U.S. at 687. A petitioner who pleaded guilty must show "that there is a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial." United States v. Glinsey, 209 F.3d 386, 392 (5th Cir. 2000) (quoting Hill v. Lockhart, 474 U.S. 52, 59 (1985)).
The petitioner must satisfy both prongs of the Strickland test in order to be successful on an ineffective assistance claim. See Strickland, 466 U.S. at 697. A court is not required to address these prongs in any particular order. Id. If it is possible to dispose of an ineffective assistance of counsel claim without addressing both prongs, "that course should be followed." Id.
As to Ground 1, petitioner alleges ten forms of ineffective assistance of counsel.
Petitioner alleges that counsel was ineffective prior to trial insofar as counsel advised him "not to take a [plea] deal" pursuant to which petitioner would have received 12-18 months' imprisonment in exchange for pleading guilty to one count of failure to file income taxes and one count of wire fraud.
Petitioner has declared under penalty of perjury that in a meeting with Floyd, at which petitioner's friend was present, Floyd advised petitioner that Fred Harper ("Harper"), an AUSA, was offering a plea deal "for twelve to eighteen months' imprisonment for me to plead guilty to one count of failure to file income taxes, and one count of fraud by wire."
The Court, like the government, focuses on whether Strickland's prejudice prong is met with respect to this argument.
Where a defendant alleges that ineffective advice led to the rejection of a plea offer and a conviction at trial, the relevant prejudice is "having to stand trial." Lafler v. Cooper, 132 S.Ct. 1376, 1385 (2012).
Id. "A reasonable probability means `a probability sufficient to undermine confidence in the outcome." Arnold v. Thaler, 484 F. App'x 978, 982 (5th Cir. 2012) (quoting Strickland, 466 U.S. at 694). "The standard `is less than a preponderance of the evidence.'" Id. (quoting Dale v. Quarterman, 553 F.3d 876, 880 (5th Cir. 2008)).
The government has submitted declarations by Harper and Floyd to the effect that "no 12-18 month plea deal, and indeed no plea offer whatsoever, was made or communicated to Bolar, who was determined to go to trial and had no interest in cooperation."
The government's arguments generally bear on petitioner's credibility,
Petitioner contends that his counsel was ineffective for advising him to admit to the jury that he failed to file income tax returns.
Petitioner has declared under penalty of perjury that his counsel told him that his "worse case scenario" if convicted after a trial was "forty to forty-four months' imprisonment."
With respect to this argument, the government continues to rely on attacks on petitioner's credibility.
Petitioner alleges that counsel was ineffective for failing to renew an oral motion for a judgment of acquittal with respect to counts 1-4, as the government allegedly did not prove that petitioner's conduct satisfied the interstate commerce element of these counts.
Petitioner contends that counsel was ineffective for failing to move for a judgment of acquittal on counts 1-4, relative to the insufficiency of the evidence supporting the interstate commerce element of these extortion counts.
Petitioner's argument fails with respect to counts 1-3 because he cannot show prejudice: the Fifth Circuit concluded that there was "sufficient evidence to support the interstate commerce element" with respect to these counts, id. at 882, and the Court concludes that there is no reasonable probability of a different verdict with respect to these counts. Count 4 requires closer scrutiny.
The Fifth Circuit determined that the stipulation entered into by the government and petitioner, which was intended to satisfy the interstate commerce element of counts 1-4, did not adequately do so. Id. According to the government: "That all experienced criminal litigators in this case failed to find fault in the stipulation is itself dispositive as to whether defense counsel fell below an objective standard of reasonableness."
While "counsel may decide, for strategic reasons, not to object to an obvious error," the deficient performance in this case can only be attributed to inadvertence. See Gordon v. United States, 518 F.3d 1291, 1300 (11th Cir. 2008). "[E]ven if [an alleged error] is inadvertent," rather than strategic, however, "relief is not automatic." Yarborough v. Gentry, 540 U.S. 1, 8 (2003).
Generally speaking, § 2255 cases in which the failure to renew a motion for judgment of acquittal is alleged to constitute deficient performance have turned on Strickland's prejudice prong, rather than its deficient performance prong. See, e.g., United States v. Cole, 262 F.3d 704, 710 (8th Cir. 2001) (concluding that failure to renew such a motion did not prejudice the defendant); United States v. Willis, 38 F.3d 170, 178-79 n.10 (5th Cir. 1994) (same).
The Court need not determine whether a failure to renew a motion for judgment of acquittal as to a meritorious argument always constitutes deficient performance. Cf. United States v. Quintero-Barraza, 78 F.3d 1344, 1351 (9th Cir. 1995) (briefly concluding that, while "nonstrategic," counsel's failure to renew a motion for judgment of acquittal did not "rise to the level of ineffectiveness" or prejudice defendant). In this particular case, the Court concludes that counsel performed deficiently in committing a chain of related errors as to count 4: first, in agreeing to stipulate to an element of the offense for which there was no evidence; second, in not realizing during trial that the stipulation was deficient; and third, in not renewing the motion for a judgment of acquittal in light of the fact that no evidence had been produced at trial to otherwise support the interstate commerce element of count 4, as discussed below. Having determined that counsel's performance was deficient, the Court turns to whether petitioner has shown a reasonable probability of a different verdict.
Reviewing for plain error, the Fifth Circuit examined the record to determine whether the interstate commerce element of counts 1-4 was met. Bolar, 483 F. App'x at 881-82.
With respect to count 4, which involved "Bolar's demand from Trinise Forges of $2,500 to obtain a variance for a concrete slab," the Fifth Circuit observed that "[n]o evidence was presented that Forges was directly and customarily engaged in interstate commerce, or that the extortion affected an entity engaged in interstate commerce." Id. at 882. In affirming all of the extortion convictions, the Fifth Circuit held, "After agreeing that the interstate commerce element had been satisfied [by the stipulation], the defendant cannot now argue that the government's failure to produce evidence as to that element constituted a manifest miscarriage of justice. The defendant has not shown that the extortion convictions were a manifest miscarriage of justice." Id.
In reaching this conclusion, the Fifth Circuit applied a four-pronged standard for plain error review:
Delgado, 672 F.3d at 329 (quotation omitted). The fourth prong has also been formulated as a "miscarriage of justice" inquiry. Id. at 330. The standards underlying the fourth prong, which was the basis for the Fifth Circuit's holding as to count 4, are "only applicable when the first three prongs of the test have been satisfied—they are not alternatives to the full four-prong test." Id. at 330. In short, by proceeding to the discretionary miscarriage of justice inquiry, the Fifth Circuit indicated that the other three prongs were met with respect to count 4.
The U.S. Supreme Court has held that Strickland's requirement for prejudice is equivalent to the "affecting substantial rights" requirement in the plain error context. See United States v. Dominguez Benitez, 542 U.S. 74, 83 (2004) (applying Strickland prejudice standard to the "affecting substantial rights" inquiry in the context of plain error); see also Close, 679 F.3d at 720 ("[The] standard for prejudice under Strickland is virtually identical to the showing required to establish that a defendant's substantial rights were affected under plain error analysis.") (quotation omitted). Both require a showing that there is a "reasonable probability that, but for the error claimed, the result of the proceeding would have been different." Dominguez Benitez, 542 U.S. at 83 (quotation omitted). The fact that Bolar's substantial rights were affected as to count 4 indicates that Strickland's prejudice requirement has been met.
The government contends that "it is improbable that an appellate court would affirm a conviction if an element of the crime is missing under any standard of review. The Fifth Circuit does not affirm non-crimes, even when a defendant swears to his guilt in a plea colloquy."
Petitioner's conviction with respect to count 4 is
Petitioner alleges that counsel would not have called Favorite to testify if he had properly investigated her, because he would have been aware of her change in testimony.
While defense counsel is "not required to pursue every path until it bears fruit or until all conceivable hope withers," Lovett v. Florida, 627 F.2d 706, 708 (5th Cir. 1980), an attorney's failure to investigate the case against the petitioner and to interview witnesses can support a finding of ineffective assistance, Bryant v. Scott, 28 F.3d 1411, 1415 (5th Cir. 1994). Under Strickland, a petitioner "who alleges a failure to investigate on the part of his counsel must allege with specificity what the investigation would have revealed and how it would have altered the outcome of the trial." United States v. Green, 882 F.2d 999, 1003 (5th Cir. 1989) (citations omitted); see also United States v. Goodley, 183 F. App'x 419, 422-23 (5th Cir. 2006) (citing Green, 882 F.3d at 1003).
With respect to investigating Favorite, the Court does not consider trial counsel's failure to meet with Favorite to review her potential testimony deficient performance. The uncontroverted evidence shows that counsel took into account that the government had not called Favorite, that she had met with petitioner's former attorney and given a favorable statement, and that she had provided favorable grand jury testimony.
With respect to impeachment, Floyd explains in his affidavit that his focus was on "bringing to the jury's attention Ms. Favorite's numerous, admittedly false statements."
Finally, the Court notes the ludicrousness of petitioner's prejudice argument. As set forth by the government, "Bolar's hindsight assumption that he might have received a lighter sentence because some of his post-indictment crimes would be hidden from the Court is not a basis for § 2255 relief."
Petitioner contends that counsel was ineffective for failing to show that petitioner was functioning as a contractor, rather than as a politician.
Petitioner contends that counsel was ineffective for failing to request a good faith defense jury instruction relative to the wire fraud counts (counts 5 and 6).
Petitioner contends that counsel rendered deficient performance by failing to object to an error in the PSR, which ultimately resulted in a guidelines range of 121-151 months' imprisonment rather than 97-121 months' imprisonment.
Counsel avers that he provided petitioner with the PSR promptly and reviewed it with him.
The Fifth Circuit first noted an error in the PSR:
Bolar, 483 F. App'x at 883 n.3 (5th Cir. 2012). The government contends that the error relative to the loss amount was not a result of deficient performance because no one, including "the probation officer, the prosecution team, nor this Court caught the difference."
Petitioner correctly observes that the loss calculation error increased petitioner's imprisonment guidelines range from 97-121 months to 121-151 months.
Petitioner highlights that the Court imposed a non-guidelines sentence of 204 months, and argues that, had the upper limit of the guidelines been l21 months, he would have received a 174-month sentence.
The Court's sentence was supported by numerous factors, which were generally focused on Bolar's conduct before and during trial. As the Fifth Circuit summarized, "The district court provided a lengthy explanation for the variance, noting the gravity of the multiple obstructions, Bolar's persistent attempts to undermine and subvert the investigative and judicial process, and that his testimony was `replete with blatant lies.' The court stated that Bolar's `use of extortion . . . was blatant and pervasive,' and emphasized the `immorality and depravity' of stealing from a church and from his friends." Bolar, 483 F. App'x at 884. Petitioner's request for relief on this basis is
With respect to claims that appellate counsel provided ineffective assistance, "[c]ounsel does not need to raise every nonfrivolous ground of appeal. Nonetheless, a reasonable attorney has an obligation to research relevant facts and law, or make an informed decision that certain avenues will not prove fruitful." United States v. Williamson, 183 F.3d 458, 462-63 (5th Cir. 1999) (quotations omitted).
Petitioner contends that he received ineffective assistance on appeal because, "[i]nstead of researching Movant's case, Counsel copied a motion" that had been prepared by petitioner.
Moreover, petitioner has not identified how counsel's alleged deficient performance prejudiced him.
Petitioner cannot establish deficient performance or prejudice with respect to this argument. Petitioner's request for relief with respect to this argument is
Petitioner alleges that then-AUSA Jan Mann's "blogging" about his case prejudiced his trial by influencing jurors and potential witnesses.
For the foregoing reasons,