MARK L. HORNSBY, Magistrate Judge.
The Advocacy Center, on behalf of inmates at the David Wade Correctional Center ("DWCC"), filed this putative class action to seek injunctive relief with respect to the mental health care afforded inmates who are held in extended lockdown on the South Compound in buildings N-1 through N-4, which are solitary confinement and extended lockdown tiers. Before the court is Defendants'
Federal Rule of Civil Procedure 35(a) states:
When a party's "mental or physical condition" is in controversy, the court may order the party to submit to a Rule 35 examination by a "suitably licensed or certified examiner" when the movant shows "good cause" for the request. Fed. R. Civ. P. 35(a)(1) and 35(a)(2). There is a two-part test for determining whether the motion should be granted: (1) the physical or mental state of the party must be in controversy, and (2) the moving party must show good cause as to why the motion should be granted.
The decision as to whether to order an independent medical examination under Rule 35(a) rests in the court's sound discretion.
Plaintiffs raise the following objections to Defendants' motion: (1) Defendant seek to compel examination of non-parties; (2) Defendants did not specify the scope, conditions, time, or manner of the examinations; (3) Defendants did not demonstrate that the mental health of the individuals to be examined was in controversy; (4) Defendants did not show good cause to submit individuals under Defendants' care to evaluations; (5) Defendants' testifying experts cannot perform independent Rule 35 examinations; and (6) Defendants did not provide the persons to be examined notice and opportunity to be heard.
Plaintiffs argue that Rule 35(a)(1) only allows examinations of parties to the suit. This suit was filed as a class action, with named representative plaintiffs and a putative class. The only representative plaintiff currently in the action is Bruce Tellis, who is not one of the 42 inmates that Defendants seek to have evaluated. Plaintiffs argue that those 42 inmates are members of the putative class and that this court has already held that individuals are not parties to the litigation by virtue of their inclusion in the putative class.
The court finds that the 42 putative class members are "parties" for the purposes of Rule 35. Otherwise, this important tool of discovery would be written out of the rules for class action litigation. If Plaintiffs suggest that the inmates would become parties for the purposes of Rule 35 only upon class certification, that would unduly delay resolution of the case. Indeed, the examinations may reveal details about the mental health of the 42 inmates that could impact the court's analysis of commonality and other factors relevant to class certification.
Plaintiffs argue that Defendants' proposed order does not comply with Rule 35(a)(2)(B), which states that the movant "must specify the time, place, manner, conditions, and scope of the examinations as well as the person or persons who will perform them." Plaintiffs argue that the proposed order does not say who will be conducting the examinations, the tests to be performed, or the circumstances under which the examinations will take place. Plaintiffs assert that without specifying the scope, conditions, methods, and time for the examinations, they have failed to meet their burden of demonstrating good cause for subjecting a person to a mental health examination.
Defendants' motion stated the following conditions for the examinations:
Doc. 216-1, p. 4. Defendants also attached to their motion the CVs of its experts who will conduct the examinations. The court finds Defendants have adequately described the scope, methods, conditions, and times for the examinations.
Plaintiffs argue that Defendants have not identified any specific genuine controversy as the mental condition of the inmates to be examined as required by Rule 35(a)(1). A party seeking a mental examination under Rule 35 must satisfy the court that (1) the mental state of the party is in controversy, and (2) there is good cause as to why the motion should be granted.
The court finds that the mental health of the putative class members is squarely at issue. Plaintiffs have alleged that the cruel and unusual conditions in which these inmates are held, together with the lack of appropriate mental health care, trigger the onset or worsening of the inmates' mental illnesses, which creates the significant risk of serious harm to the inmates. This is enough to meet the controversy requirement of the rule.
Plaintiffs argue that good cause does not exist to perform Rule 35 mental examinations because Defendants have access to the inmates' medical records and providers. Defendants respond that the inmates to be examined have been identified as "clients" by Plaintiffs' counsel and have met with Plaintiff's experts, including a psychologist and psychiatrist.
The court finds that good cause exists. While Defendants have access to the putative class members and their medical records, those records might speak only to routine treatment at specified intervals rather than the type of information that might be necessary to defend against Plaintiffs' allegations and respond to the testimony of Plaintiffs' experts.
Plaintiffs argue that Defendants have not indicated that they have informed the individuals to be examined as required by Rule 35. Defendants respond that they provided adequate notice by notifying the inmates' attorneys. Defendants argue that counsel for Plaintiffs have identified the individuals as their "clients," so Defendants are not able to contact them directly. The court finds that notice through Plaintiffs' attorneys satisfied the requirements of Rule 35.
Defendants have retained Dr. John Thompson, Dr. Herman Soong, and Dr. Sanket Vyas to conduct the Rule 35 examinations. Defendants have also disclosed to Plaintiffs that Dr. John Thompson is a Rule 26 testifying expert witness on the issue of class certification. Plaintiffs argue that Defendants' testifying expert cannot conduct the Rule 35 examinations because "[t]he purpose of a Rule 35 examination is to secure an independent physical or mental examination of a party."
Courts will generally appoint the physician of the moving party's choice unless the opposing party raises a valid objection to the physician. 8B Charles Alan Wright, Arthur R. Miller and Richard L. Marcus,
The court finds Plaintiffs' arguments unpersuasive. Any perceived problems with the examinations due to lack of independence or impartiality of the evaluators can be raised by Plaintiffs after the examinations and evaluated by the court prior to use of the examinations in court.
Defendants state that on August 26, 2019, they sent a notice of mental examinations to Plaintiffs and asked for a response by August 30, 2019. On August 30, Plaintiffs responded by stating that they did not consent to the request but did not raise any specific objections. Defendants argue that because Plaintiffs did not take this opportunity to timely raise their objections, the objections have been waived.
The court disagrees with Defendants. A four-day window of the right to object is completely unfair. None of Plaintiffs' arguments were waived due to the passage of that unilateral deadline.