RYA W. ZOBEL, District Judge.
For the reasons stated below, the Court (1) directs the plaintiff to file an amended complaint; (2) denies without prejudice the defendants' motion to dismiss; (3) denies without prejudice the plaintiff's motion for additional time to serve the defendants; and (4) grants the plaintiff's motion to change a defendant.
Arthur J. Roberts, Jr. brings this
Following is a summary of the complaint. On January 29, 2010, Roberts purchased a cashier's check in the amount of $959.98 at a credit union to pay "two excise taxes" he owed on his automobile, so that he could register the vehicle with the Massachusetts Registry of Motor Vehicles ("RMV"). A Town employee at the office of the Deputy Tax Collector informed Roberts that she would "remove the bills from the RMV computer database so the vehicle in question could be registered." Compl. at 4, ¶ 4. Thereafter, Roberts discovered that his payment of the excise taxes was not reflected in the RMV's database. He contacted the Town's Tax Collector and the Deputy Tax Collector to try to resolve the problem, but they refused to mark the bill for the excise taxes as paid.
On February 1, 2010, Roberts stopped payment on the bank check and notified the Deputy Tax Collector thereof in writing the following day. On February 27, 2010, he received a letter from the Deputy Tax Collector stating that the Town would pursue criminal charges against him. Roberts responded in writing that this was a civil, not criminal, matter.
There ensued a series of interactions between plaintiff and members of the Scituate Police Department, Town tax officials, the Town Clerk and deputy as well as the Judge, the Clerk Magistrate and court and probation officers attached to the Hingham District Court.
The Town did apply for a criminal complaint for larceny by check under Mass. Gen. L. Ch. 266, §37. Although summons issued, Roberts alleges that he was not served and he was arrested some weeks later for failing to appear at this arraignment. He reciprocated with applications for criminal complaints against the Clerk Magistrate and several town officials, as well as requests for internal affairs hearings to the Chief of Police.
A plea agreement to continue the criminal case against plaintiff without a finding if he paid the Town $959.89 and withdrew his application for criminal complaints, apparently foundered on a misunderstanding of the amount due to the Town and the inability of all parties to act reasonably and with even a modicum of restraint.
Roberts names as defendants the Town, Tax Collector Jane Lepardo and several members of her department (John Brady; Mark Brady
He claims that the violation of his rights occurred in four different "stages," and summarizes his claims as follows: the defendants (1) "openly and grossly violated" unspecified "Civil Rights" of the plaintiff "under the Color of Law"; (2) "utilized the criminal legal system to collect civil debts and have caused the Plaintiff irreparable harm both physically and emotionally as well as to his ability to work and properly conduct his life as guaranteed under the U.S. Constitution"; (3) manipulated the criminal justice system and thereby violated the plaintiff's rights Fourteenth Amendment due process; and (4) "engaged together in a Criminal Conspiracy to deprive the plaintiff of his rights under [18 U.S.C. §§ 241 and 242]." Compl. at 13, ¶¶ A-D.
Summonses have not issued pending screening of the case. On January 25, 2012, certain defendants (Gilmartin, Lepardo, Rooney, the Town, and Stewart) filed a motion to dismiss (Docket #5) under Fed. R. Civ. P. 12(b)(5). In support of their motion, the defendants argue the action should be dismissed because Local Rule 4.1 provides for the automatic dismissal of an action by the Clerk fourteen days after the 120-day period prescribed for service in Fed. R. Civ. P. 4(m) expires.
In response to the defendants' motion to dismiss, Roberts filed a motion (Docket #8) for additional time to serve the defendants. The plaintiff also filed a motion (Docket #9) to substitute a defendant. Roberts represents that John Y. Brady passed away on September 11, 2011. Roberts asks that the Court allow him to substitute the Estate of John Y. Brady as a defendant.
On March 9, 2012, the Court granted Roberts's motion for leave to proceed
Because the plaintiff is proceeding
Roberts has failed to state a claim under 18 U.S.C. §§ 241 and 241, which prohibits the violation of civil rights. These statutes provide for criminal prosecution by the United States—not by a private citizen.
Roberts states that he is bringing claims under 42 U.S.C. § 1983 and under the Fourteenth Amendment for violations of his right to due process. Because "[section] 1983 `is not itself a source of substantive rights,' but merely provides `a method for vindicating federal rights elsewhere conferred,'"
The thrust of Roberts's due process claim is that the defendants violated his rights by using a criminal procedure to enforce a civil monetary obligation. This core assumption, however, is factually faulty. According to his own allegations, Roberts was charged with larceny by check for presenting a cashier's check for satisfaction of taxes he owed to the Town and then stopping payment on the check before the Town received the funds. He was not criminally charged with failing to pay an excise tax. Whether Roberts's conduct in stopping payment on the check meets all of the elements of larceny by check as set forth in Mass. Gen. L. Ch. 266, §37 is a separate issue—and not reviewable by this Court—but Roberts improperly insists he was criminally prosecuted for failing to pay a civil fee.
Even if the criminal prosecution was improper, Roberts's allegation that the defendants wrongfully used a criminal prosecution to collect a civil debt does not state a violation of his right to due process. "[T]he due process clause of the Fourteenth Amendment does not provide a substantive right to be free from criminal prosecutions unsupported by probable cause."
Further, it is unclear whether the Court even has jurisdiction to entertain any claims concerning this criminal proceeding. To the extent that the criminal prosecution at issue has ended, the Court is without jurisdiction to entertain any claim challenging the validity of orders and judgments in that case. Under the
To the extent that the criminal proceedings against Roberts are still pending, the Court abstains from exercising jurisdiction over claims concerning the ongoing prosecution.
Moreover, the doctrine of judicial immunity precludes the claims against Justice Moynihan.
Ligotti's issuance of the criminal complaint and his refusal to allow Roberts to present evidence at the show cause hearing, even if wrongful, are also protected by the doctrine of judicial immunity. Judicial immunity extends to decisions makers other than judges who have discretionary authority to determine the applicability of the governing law to the individual facts in each case.
Similarly, Roberts has failed to state a claim against the John Doe prosecutor because prosecutors are entitled to absolute immunity for claims arising out of conduct "intimately associated with the judicial phase of the criminal process."
The defendants' motion to dismiss for failure to serve them is denied without prejudice as premature because summonses have not issued. Rule 4(m) of the Federal Rules of Civil Procedure does provide, "If a defendant is not served within 120 days after the complaint is filed, the court . . . must dismiss the action without prejudice against that defendant or order that service be made within a specified time." Fed. R. Civ. P. 4(m). However, the time used for screening a complaint under 28 U.S.C. § 1915(e)(2) is good cause to extend the 120-day deadline of Rule 4(m) because the time required for screening the complaint is solely within the control of the district court.
The plaintiff's motion to extend the time to serve is denied without prejudice. If and when summonses issue, the plaintiff shall have 120 days from the date of the issuance of summonses to complete service.
The plaintiff's motion to substitute the Estate of John Y. Brady as a defendant is allowed.
Accordingly:
(1) If plaintiff would like to pursue this action, he shall, within thirty-five (35) days of the date of this Order, file an amended complaint that cures the abovediscussed defects in the original complaint. Failure to comply with this directive will result in dismissal of the action.
(2) Defendants' motion to dismiss (Docket #5) is DENIED WITHOUT PREJUDICE.
(3) Plaintiff's motion for additional time to serve the defendants (Docket #8) is DENIED WITHOUT PREJUDICE.
(4) Plaintiff's motion to change a defendant (Docket #9) is ALLOWED. The Clerk shall change the docket accordingly.
SO ORDERED.