OPINION OF THE COURT BY CHIEF JUSTICE MINTON.
Police took Samuel Terrell into custody to question him while investigating his mother's murder, but a circuit court order halted the questioning until Terrell was allowed access to a public defender. Terrell's father procured this order from the circuit judge, ex parte, purportedly under the authority of Kentucky Rule of Criminal Procedure (RCr) 2.14(2). The Commonwealth appealed the order; and the Court of Appeals affirmed the circuit court's issuance of the order based on our interpretation of RCr 2.14(2) in West v. Commonwealth,
Reversing the opinion of the Court of Appeals, we retreat from the broad holding in West by rejecting the notion that RCr 2.14(2) somehow allows a trial courts to exercise its constitutional authority to intervene pre-prosecution to enjoin police from questioning a suspect. Instead, we hold that except for constitutionally mandated authority to issue search warrants, courts are not vested with general jurisdiction over a criminal matter until the criminal matter becomes a criminal case upon commencement of prosecution. We agree with West in the general sense that an accused has a right to an attorney during an interrogation and RCr 2.14(2) guarantees attorneys be given access to their clients in custody, but we do not read RCr 2.14(2) as a vehicle for the appointment of an attorney or interference by the judicial branch in pre-prosecution criminal investigations. Finally, we hold that a motion to suppress is the appropriate weapon to attack an allegedly improper interrogation resulting from the denial of access to counsel. Accordingly, we reverse the opinion of the Court of Appeals and vacate the circuit court's order.
The record on appeal is sparse. There is a great deal we do not know from the
Three witnesses, including Terrell's brother and sister and an acquaintance, informed police that Terrell had been at the apartment late on the evening of May 12. Terrell's brother further informed police that at approximately 2:30 a.m., Terrell arrived at his apartment and informed him "someone" had hurt their mother. The acquaintance told police that she, along with others, dropped Terrell off at his mother's apartment — where he also resided — around 1:45 a.m. Terrell's sister described a contentious relationship between Terrell and his mother.
The exact time is unknown, but at some point on the morning of May 13, police arrested Terrell as a suspect. Based on the information mentioned above, at 6:13 a.m., police obtained a search warrant for Terrell's person and his apartment. The search warrant included authorization to search "[a]ll clothing worn by Samuel Jay Terrell at the time he was taken into custody." Because of this skeletal information in the record, we are forced to assume Terrell was taken into custody sometime between 2:30 a.m. and 6:13 a.m. The record is silent from the issuance of the search warrant until 12:35 p.m., the time we assume the circuit judge wrote as he signed the order that was entered by the circuit clerk directing that "officers shall cease all questioning of Samuel Terrell[] until he is allowed access to an attorney from the Public Defenders [sic] Office." By the terms of the order and the recitation of facts by both parties, Terrell's father approached the circuit judge, ex parte, and obtained the order.
The record does not disclose whether interrogation had begun at the time of the order; what Terrell said to police, if anything; whether he was Mirandized; or whether he waived his right to counsel. In its statement of the case, the Commonwealth states that Terrell "did not request counsel" and "[a]t the time of the Order, Terrell had not requested an attorney[.]" But these assertions, while perhaps accurate, are not supported anywhere in the record.
Curiously, we are presented with no evidence that Terrell was ever actually represented by the public defender as the order directs. At his arraignment on May 18, the record shows Terrell represented by private counsel. Perhaps even more curiously, the notice of appeal lists both the private attorney and the Office of Public Advocacy for purposes of Certification of Service.
Before considering the merits of this case, we must first determine whether this case is moot. A case becomes moot as a result of a change in circumstances "which vitiates the underlying vitality of the action."
Indisputably, this case is moot. The parties agree that it is. Granting the relief sought by the Commonwealth will have no practical effect on Terrell's prosecution. In fact, the Commonwealth is required by statute to continue with its prosecution when appealing a trial court's interlocutory order.
Although dismissal of the appeal is the traditional approach when faced with a moot case, this rule, like most rules, has exceptions. The various exceptions to the mootness doctrine enable this Court, despite the absence of an actual case or controversy, to review the merits of the action.
This case satisfies the exception and is appropriate for our review. As mentioned previously, the Commonwealth is statutorily required to continue with its prosecution when it decides to appeal an interlocutory order. This effectively guarantees that the Commonwealth's claim will always be moot before reaching this Court. Furthermore, given the Commonwealth's sole authority to prosecute criminal cases, it is beyond dispute that a reasonable expectation exists that the Commonwealth — the complaining party — may be subject to this same action again. Despite its mootness, this case plainly falls within the capable-of-repetition-yet-evading-review exception. Accordingly, we reach the merits of the Commonwealth's appeal.
The text of RCr 2.14(2) reads as follows: "Any attorney at law entitled to practice in the courts of this Commonwealth shall be permitted, at the request of the person in custody or of [someone] acting in that person's behalf, to visit the person in custody." The rule, based on Section 37 from the American Law Institute's now-defunct Model Rules of Criminal Procedure, went
Any discussion of case law interpreting RCr 2.14(2) begins and ends with West v. Commonwealth. Rendered twenty years ago, West — despite its sweeping proclamation — has generated neither great discussion nor citation. West's facts are virtually indistinguishable from those of the instant case.
West was "picked up by the police for questioning in the course of a murder investigation" and "advised of his constitutional rights pursuant to Miranda [.]"
Upon receipt of the order, the police stopped interrogating West and allowed West access to counsel. After conferring with counsel, West decided to stop talking with police. At this point, the facts in West diverge slightly from the instant facts but not in a material way. The Commonwealth, in West, immediately filed a motion with the circuit court to have its order ceasing interrogation vacated. The circuit court denied the Commonwealth's motion, and the issue was appealed to the Court of Appeals and finally to this Court.
Initially, the West Court had to resolve whether the circuit court even had jurisdiction to issue the order in the first place. The Court rejected the argument that the circuit court only acquired jurisdiction on the issuance of an indictment. Rather, the Court relied on the general jurisdiction conferred on circuit courts through Section 112(5) of the Kentucky Constitution, which reads: "The circuit courts of this Commonwealth shall have original jurisdiction of all justiciable causes not vested in some other court." Liberally applying the legal definition of justiciable cause — controversy in which a present and fixed claim of right is asserted against one
The precedential value of West is not lost on this Court, but we are "not assigned the duty of maintaining the watch as the law ossifies."
The question now remains how RCr 2.14(2) operates stripped of the authority given to courts by West. The answer, when reviewing the actual text of the rule, is quite simple. RCr 2.14(2) provides an individual with access to an attorney — nothing more, nothing less. It could be accurately described as a visitation rule that prevents an attorney from being barred from meeting with the attorney's client. The rule does not, as the Commonwealth would have us believe, foist counsel on the individual in custody. Instead, the rule proclaims the end of the era where, in the famous words of the Illinois Supreme Court, "attorneys must shout legal advice to their clients, held in custody, through the jailhouse door."
The appointment of counsel for the individual in custody is not a role for the court until prosecution commences. But if the individual in custody wishes to have counsel during custodial interrogation, he may either request an attorney or, under RCr 2.14(1), contact an attorney. Illustrated by both the instant case and West, the individual's family also may contact an attorney and request representation on behalf of the individual in custody. But the constitutional right to counsel is a personal right. So the individual in custody retains control and may wish to refuse the attorney and continue talking with police.
Our decision today should not be construed to conflate RCr 2.14(2) and an individual's constitutional right to counsel.
Additionally, an individual's constitutional right to counsel does not encompass his knowing that his attorney is attempting to reach him or even that his family has retained an attorney for him. RCr 2.14(2) operates in response to this by providing some relief in circumstances such as those at issue in Moran v. Burbine.
In the end, we feel it important to highlight that our approach today is not novel when compared to the jurisprudence of our sister jurisdictions
Having found that RCr 2.14(2) does not somehow provide the trial court with authority to appoint counsel and intercede in the interrogation of an individual in custody before commencement of prosecution, we believe it appropriate to provide guidance as how properly to remedy a violation of the rule. Of course, with little exception, a violation of a rule of criminal procedure would normally be dealt with through our harmless error analysis.
RCr 2.14(2) acts as a barrier to police preventing an attorney from accessing his client. It does not, however, operate as a method for a trial court to both end interrogation and appoint counsel for an individual. The purpose of RCr 2.14(2), instead, is simply to prevent police from interrogating an individual while his attorney attempts to reach him and potentially advise him. We reiterate that the rule is not a statutory right to counsel, analogous to an individual's constitutional right to counsel. The rule only provides access to counsel but does not require that the individual accept counsel. The individual is in
All sitting. Abramson, Barber, Cunningham, Noble, and Venters, JJ., concur. Keller, J., dissents by separate opinion.
KELLER, J., DISSENTING:
The majority states that "the jurisdiction to deal with the matters covered by RCr 2.14(2) does not vest in any court until prosecution of the accused begins in the court system. Prosecution of the accused begins in the court system with the issuance of criminal process in the form of a criminal citation, arrest warrant, criminal summons, or by the return of an indictment by a grand jury or by criminal information." I disagree. Circuit courts have "original jurisdiction of all justiciable causes." Ky. Const. § 112(5). A justiciable cause is "a `controversy in which a present and fixed claim of right is asserted against one who has an interest in contesting it.'" West v. Commonwealth, 887 S.W.2d at 341. Certainly, as the West Court noted, a justiciable cause exists when a person or his family asserts a "`claim of right' ... against law enforcement agents who, no doubt, had `an interest in contesting it.'" Id. In this case, Terrell's father asserted a right under RCr 2.14 and West, which the Commonwealth has contested. Therefore, a justiciable cause existed and the circuit court had jurisdiction to resolve it; thus negating the Commonwealth's separation of powers argument.
Second, I believe that one of the primary functions of the courts is to ensure that individual rights are not violated. As Justice Douglas noted in his dissent in Crooker v. State of Cal., 357 U.S. 433, 445-46, 78 S.Ct. 1287, 2 L.Ed.2d 1448 (1958), abrogated by Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), and as set forth in the commentary to RCr 2.14:
If the court cannot intervene to protect a constitutional right at this most critical stage, then the right has no meaning. I recognize and agree with the majority's statement that, generally speaking, the right to counsel is a personal right. However, by adopting RCr 2.14, we have extended the ability to exercise that right, at least initially, to someone acting on behalf of a person in custody.
As the majority notes, RCr 2.14 has been in effect for more than fifty years, and West was decided more than twenty years ago. If the right set forth in RCr 2.14 as interpreted by this Court in West is to have any meaning, it must be enforceable. The majority states that, if police violate a person's right under RCr 2.14, the proper means of redress is through application of the exclusionary rule. Certainly, that is a method for redressing such a violation; however, the fact that there is a post-violation method of redress does not preclude the court from taking prophylactic action to prevent the violation. In fact, courts do this every day, and I believe that the method developed in West is a better means of enforcement than exclusion of evidence.
The majority states that RCr 2.14(2) does not create a "method for a trial court
Finally, I note, as does the majority, that there is very little of substance in the record before us. I recognize we should not support erroneous opinions out of a slavish adherence to the concept of stare decisis; however, I also believe that we should not overrule longstanding precedent with little to no idea of what occurred below. In particular, I do not believe we should overrule West when, as the majority notes, "the Commonwealth alleges no injury from the cessation of Terrell's interrogation...."