Richard D. Bennett, United States District Judge.
Plaintiff Tyran Dobbs ("Dobbs") brought a four-count Complaint against Defendant Sgt. Thomas Townsend ("Sgt. Townsend"), PFC Michael Pickett ("PFC Pickett"), PFC James Tippett ("PFC Tippett"), and PFC Brian Reger ("PFC Reger"), (collectively, the "Defendants"), asserting
The relevant events in this case were triggered by a tactic known as "swatting," which is "the act of placing a 911 call `in which a false report of a violent crime is made to elicit a police Special Weapons and Tactics squad ("SWAT") response to the physical address of a targeted individual....'", Kimberlin v. Nat'l Bloggers Club, No. GJH-13-3059, 2015 WL 1242763 at *1, n.1 (D. Md., Mar. 17, 2015) (citations omitted). In this case, a call was placed to the Maryland Coordination and Analysis Center's Terrorism Hotline (the "Hotline") by an individual purporting to be "Tyrone," stating "that he had a loaded gun, several bags of plastic explosives, and had taken three hostages." (Mot. Ex. 1, Stip. Facts 2, ECF No. 21-3.)
The Hotline contacted the Howard County Police Department, indicating that a caller with a British accent, identifying himself as "Tyrone" had made specific threats, including execution of three hostages unless $15,000 was delivered to the address provided. (Id.; Mot. Ex. 2, Police Report 2, ECF No. 21-4.) Patrol officers were dispatched to the designated address, where they set up a perimeter, while other officers collected intelligence such as the identity of the residents and criminal histories. (Mot. Mem. 4, ECF No. 21-1 (citing Mot. Exs. 3, 17).) Police records revealed that Tyran Dobbs lived at that address, and he had a history of drug use and resisting arrest. (Mot. Ex. 3, Police Report 6, ECF No. 21-5.)
By about 4:50 p.m., a request was made for the Tactical Section and Negotiators. (Id.) The tactical team members received text messages on their cellular phones alerting them of the hostage situation, and as the team began to arrive, they were sent to Dobb's apartment building where one team began evacuating residents from neighboring apartments around 6:00 p.m. (Id. at 5.) A second team
An interview with Dobbs' father revealed that there were likely three people in the residence with Dobbs, and there was a shotgun inside the residence. (Id. at 5.) Dobbs' father was unaware of a handgun or explosives inside the residence but could not be certain. (Id.) By about 6:20 p.m., the negotiators were able to get a telephone number and called a female who had been seen inside the residence. (Id.) She stated: "I know why you are here" and indicated she would come out of the apartment.
Attempts to contact the third female in the residence were unsuccessful, but the officers learned that she had failed to show up for work at 5:00 p.m. (Id. at 5-6.) Dobbs was contacted at 6:42 p.m. by cell phone and negotiations began. (Id. at 6.) Dobbs testified that he and his girlfriend had been sleeping, he got up to find clothes to put on, he told his girlfriend to get up and get dressed, and he told the negotiator that he would come out. (Pl.'s Resp. Ex. 16, Dobbs' Dep. 38, ECF No. 24-16.) Dobbs came to the door but did not come out or put up his hands. (Mot. Ex. 3, Police Report 6, ECF No. 21-5.) The officers had not seen and did not know the status of the third female in the apartment. (Id.) At 6:46 p.m., Dobbs came back to the door but did not obey commands from the police officers. (Id.) A neighbor provided eye-witness testimony, confirming that Dobbs came out on the patio, put his hands up but then reentered the apartment, and the second time he came out, Dobbs did not keep his hands up as ordered. (Mot. Ex. 5, Morgan Aff., ECF No. 21-7.) Dobbs had one hand on the phone and the other under his shirt at his waist band and began to go back into the apartment. (Mot. Ex. 3, Police Report 6, ECF No. 21-5.) At this point, PFC Pickett deployed a 37mm baton round, i.e., a rubber bullet, at Dobbs to prevent him from reentering the apartment. (Id.) It hit Dobbs in his torso, and as he reacted, a second round hit him in the face.
Dobbs filed the instant lawsuit on February 2, 2018, almost three years after this incident, alleging that Defendants should have known that they were not responding to a hostage situation before they used force. (Compl., ECF No. 1.) Dobbs brings four claims against all Defendants:
On November 27, 2018, Defendants filed the pending motion for summary judgment, which is fully briefed and ripe for decision. For the following reasons, this Court holds that under the circumstances, Defendants' use of force was objectively reasonable, Defendants are entitled to qualified immunity, Defendants' Motion for Summary Judgment (ECF No. 21) shall be GRANTED, and Judgment shall be entered in favor of the Defendants in this case.
Rule 56 of the Federal Rules of Civil Procedure provides that a court "shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(c). A material fact is one that "might affect the outcome of the suit under the governing law." Libertarian Party of Va. v. Judd, 718 F.3d 308, 313 (4th Cir. 2013) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986)). A genuine issue over a material fact exists "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson, 477 U.S. at 248, 106 S.Ct. 2505. When considering a motion for summary judgment, a judge's function is limited to determining whether sufficient evidence exists on a claimed factual dispute to warrant submission of the matter for resolution at trial. Id. at 249, 106 S.Ct. 2505. Trial courts in the Fourth Circuit have an "affirmative obligation ... to prevent factually unsupported claims and defenses from proceeding to trial." Bouchat v. Balt. Ravens Football Club, Inc., 346 F.3d 514, 526 (4th Cir. 2003) (quoting Drewitt v. Pratt, 999 F.2d 774, 778-79 (4th Cir. 1993)).
In undertaking this inquiry, this Court must consider the facts and all reasonable inferences in the light most favorable to the nonmoving party. Libertarian Party of Va., 718 F.3d at 312; see also Scott v. Harris, 550 U.S. 372, 378, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007). This Court "must not weigh evidence or make credibility determinations." Foster v. University of Md.-Eastern Shore, 787 F.3d 243, 248 (4th Cir. 2015) (citing Mercantile Peninsula Bank v. French, 499 F.3d 345, 352 (4th Cir. 2007)); see also Jacobs v. N.C. Admin. Office of the Courts, 780 F.3d 562, 569 (4th Cir. 2015) (explaining that the trial court may not make credibility determinations at the summary judgment stage). Indeed, it is the function of the fact-finder to resolve factual disputes, including issues of witness credibility. See Tolan v. Cotton, 572 U.S. 650, 656-59, 134 S.Ct. 1861, 188 L.Ed.2d 895 (2014).
To survive summary judgment, a party responding to a motion for summary judgment must "do more than simply show that there is some metaphysical doubt as to the material facts." Matsushita Elec.
At the outset, Dobbs concedes that PFC Brian Reger should not be a party defendant in this action and can be dismissed. (Pl.'s Resp. 1 n.1, ECF No. 24.) Dobbs acknowledges that he learned during discovery that PFC Reger had not physically participated in his arrest. With regards to the remaining Defendants, Dobbs contends that there are disputes of fact that preclude summary judgment and that Defendants are not entitled to qualified immunity on Dobbs' Fourth Amendment excessive force claim. (Id. at 1-2.)
The law surrounding excessive use of force during arrest is well defined. Claims for the use of excessive force in effectuating an arrest or other seizure are governed by the Fourth Amendment's prohibition against unreasonable seizures, and claims of post-arrest excessive force against an arrestee or pretrial detainee are governed by the Due Process Clause of the Fourteenth Amendment, which prohibits before conviction the use of excessive force that amounts to punishment. Graham v. Connor, 490 U.S. 386, 394-95, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). The same standard is applied when analyzing the appropriateness of a use of force under both the Fourth Amendment to the United States Constitution and Article 24 of the Maryland Declaration of Rights. Henry v. Purnell, 652 F.3d 524, 531 (4th Cir. 2011); Beall v. Holloway-Johnson, 446 Md. 48, 130 A.3d 406, 417-18 (2016).
As the right to stop or arrest necessarily involves the right to use some degree of physical force, "[t]he question is whether the officers' actions are `objectively reasonable' in light of the facts and circumstances confronting them, without regard to their underlying intent or motivation." Graham, 490 U.S. at 396, 109 S.Ct. 1865. "In considering whether an officer used reasonable force, a court must focus on the moment that the force is employed," Henry, 652 F.3d at 531 (citing Elliott v. Leavitt, 99 F.3d 640, 643 (4th Cir. 1996)), and "upon the information the officers had when the conduct occurred," Saucier v. Katz, 533 U.S. 194, 207, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). "The `reasonableness' of a particular use of force must be judged from the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight." Graham, 490 U.S. at 396, 109 S.Ct. 1865 (citing Terry v. Ohio, 392 U.S. 1, 20-22, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968)).
This Court analyzes several factors to determine objective reasonableness, including "the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight." Id. "The extent of the plaintiff's injury is also a relevant consideration." Bailey v. Kennedy, 349 F.3d 731, 743 (4th Cir. 2003) (quoting Jones v. Buchanan, 325 F.3d 520, 527 (4th Cir. 2003)). "To properly consider the reasonableness of the force employed we must `view it in full context, with an eye toward the proportionality of the force in light of all the circumstances.'" Estate of Armstrong ex rel. Armstrong v. Vill. of Pinehurst, 810 F.3d 892, 899 (4th Cir. 2016) (quoting Smith v. Ray, 781 F.3d 95, 101 (4th Cir. 2005)). At the summary judgment stage, once the evidence is viewed in the light
In this case, Dobbs argues that when PFC Pickett deployed the baton rounds, the police officers had enough information to have realized that there was not a hostage situation and that he was fully cooperating with the negotiator on the cell phone. (See Pl.'s Resp. 3, 11, ECF No. 24.) However, Dobbs' arguments are not based on the information that the Defendant officers had at that moment in time, but rather on the much more complete picture that is now available but not known to the officers at that time. Focusing on the information available at the moment the force was deployed presents a different picture:
Considering the severity of the hostage threat, the threat to the safety of officers or others, the appearance of Dobbs retreating while not obeying verbal orders, it was objectively reasonable for the officers to employ a proportionate force—less lethal baton rounds aimed to prevent Dobbs from returning into the apartment rather than lethal force. Further, a reasonable officer would be expected to secure and restrain the suspect under the circumstances. Learning in hindsight that Dobbs was unarmed, and that there was no actual threat, does not change the reasonably perceived threat at the time that the officers were required to make "split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving." Graham, 490 U.S. at 397, 109 S.Ct. 1865. The Fourth Circuit has consistently held that an officer does not have to wait for confirmation before being entitled to use force. See, e.g., McLenagan v. Karnes, 27 F.3d 1002, 1007 (4th Cir. 1994) (holding that the officer was entitled to use deadly force when the officer had reason to believe the suspect was armed, although the officer could not confirm that the suspect was armed); Slattery v. Rizzo, 939 F.2d 213, 215-16 (4th Cir. 1991) (holding that deadly force was appropriate when the suspect failed to comply with the officer's order to raise his hands and the officer reasonably believed the suspect to be coming at him with a weapon, although the "weapon" turned out to be a beer bottle). In light of the circumstances, it is extremely fortunate that no one was killed as a result of the "swatting" call. However, Defendants'
"Qualified immunity balances two important interests—the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably." Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). "In particular, ... qualified immunity protects law officers from `bad guesses in gray areas' and it ensures that they may be held personally liable only `for transgressing bright lines.'" Gomez v. Atkins, 296 F.3d 253, 261 (4th Cir. 2002) (quoting Maciariello v. Sumner, 973 F.2d 295, 298 (4th Cir. 1992)). The defense provides protection for public officials for mistakes of law, mistakes of fact, or a combination of the two. See Groh v. Ramirez, 540 U.S. 551, 567, 124 S.Ct. 1284, 157 L.Ed.2d 1068 (2004) (Kennedy, J., dissenting).
In order to determine if a public official is entitled to the protections afforded by qualified immunity, two inquiries must be addressed by this Court. Although the Supreme Court's decision in Saucier v. Katz, 533 U.S. 194, 121 S.Ct. 2151, directed a rigid approach to the inquiries involved, the requirement that the two-prong analysis must be "considered in proper sequence" has since been revised. Id. at 200, 121 S.Ct. 2151. Courts are now "permitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand." Pearson, 555 U.S. at 236, 129 S.Ct. 808.
The first prong is whether "[t]aken in the light most favorable to the party asserting the injury, ... the facts alleged show [that] the officer's conduct violated a constitutional right[.]" Saucier, 533 U.S. at 201, 121 S.Ct. 2151. If the evidence establishes a violation of a constitutional right, the second prong is to assess whether the right was "clearly established" at the time of the events at issue. Id. If the right was not clearly established, the qualified immunity doctrine shields a defendant officer from liability. The "answer to both Saucier questions must be in the affirmative in order for a plaintiff to defeat a ... motion for summary judgment on qualified immunity grounds." Henry v. Purnell, 501 F.3d 374, 377-78 (4th Cir. 2007) (citing Batten v. Gomez, 324 F.3d 288, 293-94 (4th Cir. 2003)).
Therefore, to determine if the Defendants are entitled to qualified immunity on the Fourth Amendment excessive force claim, this Court must examine whether the use of the baton rounds violated Dobbs' Fourth Amendment rights, and if so, whether the right was clearly established at that time. See id. As reasoned above, this Court has determined that Dobbs' Fourth Amendment rights were not violated by the officers' use of force. However, even if this Court found that the use of the baton rounds under the circumstances was excessive and a violation of the Fourth Amendment, this is not a case where it is obvious that there was a violation of clearly established law. There is no jurisprudence with respect to the use of baton rounds in a situation such as presented in this case.
Certainly, a case directly on point is not required for a right to be clearly established, but "existing precedent must have placed the statutory or constitutional question beyond debate." White v.
Accordingly, this Court holds that the Defendants are entitled to qualified immunity.
Dobbs also claims that Defendants are liable for battery and false imprisonment. Under Maryland law, "[a]n officer is not liable for battery for using a reasonable amount of force when effectuating a lawful detention or arrest." Stutzman v. Krenik, 350 F.Supp.3d 366, 383 (D. Md. 2018) (citing Ashton v. Brown, 339 Md. 70, 660 A.2d 447, 471 n.24 (1995)). However, an officer may be held liable for battery if the officer "uses excessive force, or force greater than is reasonably necessary under the circumstances." French v. Hines, 182 Md.App. 201, 957 A.2d 1000, 1037 (Md. Ct. Spec. App. 2008) (quoting 6A C.J.S. Assault § 35 (2008 Supp.)). As discussed above, this Court has determined that under the circumstances of this case, the Defendants were justified in their use of force. Therefore, Defendants shall be granted summary judgment on the battery claim.
With regards to false imprisonment, a police officer carrying out an arrest with legal authority or justification under the circumstances is not liable for false imprisonment in connection with that arrest. Montgomery Ward v. Wilson, 339 Md. 701, 664 A.2d 916, 926 (1995). As reasoned above, the Defendants had legal justification for their actions under the circumstances of this case. Therefore, they shall also be granted summary judgment on the false imprisonment claim.
For the foregoing reasons: