RICHARD D. BENNETT, District Judge.
On September 6, 2016, Phillip McGowans ("McGowans" or "Petitioner") filed the pending Motion to Vacate, Set Aside, or Correct Sentence pursuant to 28 U.S.C. § 2255 (ECF Nos.
On July 27, 2015, McGowans pled guilty to Count One, Hobbs Act Robbery, in violation of 18 U.S.C. § 1951. (ECF Nos. 19, 20.) The original version of the plea agreement required Petitioner to plead guilty to two Counts: (1) the Hobbs Act Robbery, in violation of 18 U.S.C. § 1951, and (2) Using, Carrying and Brandishing a Firearm during and in relation to a Crime of Violence, in violation of 18 U.S.C. § 924(c). (ECF No. 20.) The Government ultimately dropped the § 924(c) charge, and the plea agreement was manually revised with the edits initialed. (Id.) Under the original version of the plea agreement, pursuant to Rule 11(c)(1)(C), the parties agreed that the appropriate sentence would be somewhere between 120 and 156 months. (Id. at 6.) On dropping the § 924(c) charge, the parties agreed that the appropriate sentence range had not changed. (See id. at 6 (noting initialed changes with range unmodified).) On October 21, 2015, McGowans was sentenced to 144 months imprisonment, which was within the agreed range. (ECF No. 31.) No appeal was filed.
On September 6, 2016, McGowans filed the pending motion in which he asserts that the Government breached the plea agreement and that he received ineffective assistance of counsel.
This Court recognizes that Petitioner is pro se and has accorded his pleadings liberal construction. See Erickson v. Pardus, 551 U.S. 89, 94 (2007); see also Alley v. Yadkin County Sheriff Dept., No. 17-1249, 698 F. App'x 141, 142 (4th Cir. Oct. 5, 2017) (citing Erickson for the proposition that "[p]ro se complaints and pleadings, however inartfully pleaded, must be liberally construed and held to less stringent standards than formal pleadings drafted by lawyers"). Under 28 U.S.C. § 2255, a prisoner in custody may seek to vacate, set aside or correct his sentence on four grounds: (1) the sentence was imposed in violation of the Constitution or laws of the United States, (2) the court was without jurisdiction to impose the sentence, (3) the sentence was in excess of the maximum authorized by law, or (4) the sentence is otherwise subject to a collateral attack. Hill v. United States, 368 U.S. 424, 426-27 (1962) (citing 28 U.S.C. § 2255). "[A]n error of law does not provide a basis for collateral attack unless the claimed error constituted `a fundamental defect which inherently results in a complete miscarriage of justice.'" United States v. Addonizio, 442 U.S. 178, 185 (1979) (quoting Hill, 368 U.S. at 428).
The scope of a § 2255 collateral attack is far narrower than an appeal, and a "`collateral challenge may not do service for an appeal."' Foster v. Chatman, ___ U.S. ___, 136 S.Ct. 1737, 1758 (2016) (quoting United States v. Frady, 456 U.S. 152, 165 (1982)). Thus, procedural default will bar consideration under § 2255 of any matters that "could have been but were not pursued on direct appeal, [unless] the movant show cause and actual prejudice resulting from the errors of which he complains." United States v. Pettiford, 612 F.3d 270, 280 (4th Cir. 2010) (citing United States v. Mikalajunas, 186 F.3d 490, 492-93 (4th Cir. 1999)).
Petitioner contends that the Government breached the plea agreement by not adjusting the guideline range after the plea agreement was revised to remove Count Two and requests resentencing without the 18 U.S.C. § 924(c) guideline enhancement. (ECF No. 47 at 3-4.) Petitioner also contends that the Government breached the plea agreement by failing to include the aiding and abetting provision in the plea agreement. (Ground One, ECF No. 54 at 5.)
The evidence contradicts Petitioner's contentions. McGowans pled guilty pursuant to a Rule 11(c)(1)(C) plea agreement. The original version of the plea agreement required McGowans to plead guilty to Count One, Hobbs Act Robbery, in violation of 18 U.S.C. § 1951, and Count Two, Using, Carrying and Brandishing a Firearm during and in relation to a Crime of Violence, in violation of 18 U.S.C. § 924(c). The original plea agreement was modified so McGowans did not plead guilty to Count Two. In addition to McGowans' initials on the plea agreement itself indicating his agreement, the modification as well as the sentencing range was confirmed by this Court at the beginning of McGowans' rearraignment:
(Rearr. Tr. 3-4, ECF No. 58.)
Further, later in the rearraignment, this Court again confirmed:
(Id. at 12.)
(Id. at 19.) This Court then discussed with counsel the details of the guideline calculations and how they had been modified, returning to McGowans:
(Id. at 19-21.) McGowans was also advised that he had waived his appeal of the sentence range as stated in the modified plea agreement. (Id. at 22.) McGowans agreed that he understood. (Id.)
"A sentence imposed pursuant to a Rule 11(c)(1)(C) plea agreement is contractual and not based upon the Guidelines." United States v. Williams, 392 F. App'x 213, 216 (4th Cir. 2010). The contractual plea agreement, signed and initialed by Petitioner, with verbal confirmations of his agreement and understanding, stated: "The parties stipulate and agree pursuant to Federal Rule of Criminal Procedure 11(c)(1)(C) that a sentence of between 120 months imprisonment and 156 months imprisonment, as to Count One, in the custody of the Bureau of Prisons, is the appropriate disposition of this case." (Agrmt. 6 ¶ 7, ECF No. 20.) McGowans was sentenced to 144 months. Accordingly, there was no breach of agreement.
With regard to Petitioner's complaint that the aiding and abetting provision was not included in the plea agreement, "[a]iding and abetting is not itself a federal offense, but merely `describes the way in which a defendant's conduct resulted in the violation of a particular law."' United States v. Barefoot, 754 F.3d 226, 239 (4th Cir. 2014) (quoting United States v. Ashley, 606 F.3d 135, 143 (4th Cir.2010), and citing 18 U.S.C. § 2(a)). Aiding and abetting does not increase the penalty, is not an essential element of a charged offense, and does not need to be charged in an indictment. Ashley, 606 F.3d at 143; United States v. Alexander, 447 F.3d 1290, 1299 (10th Cir. 2006). Therefore, there was no requirement for it to be specified in the plea agreement, and failing to include it does not constitute a breach of the plea agreement.
Petitioner asserts that his counsel was ineffective in four ways: (1) failure to advise Petitioner on the revised plea agreement; (2) failure to inform Petitioner on the elements and nature of Aiding and Abetting; (3) failure to file an appeal; and (4) failure to secure a just plea, allowing Petitioner to plead guilty, and allowing Petitioner to be sentenced to a term above the maximum sentence.
A freestanding claim of ineffective assistance of counsel may properly be asserted for the first time in a § 2255 petition. United States v. DeFusco, 949 F.2d 114, 120-21 (4th Cir. 1991). To state a claim for relief based on a Sixth Amendment claim of ineffective assistance of counsel, a petitioner must satisfy the two-prong test set forth in Strickland v. Washington, 466 U.S. 668, 671 (1984). The first, or "performance," prong of the test requires a showing that defense counsel's representation was deficient and fell below an "objective standard of reasonableness." Id. at 688. In making this determination, courts apply a strong presumption that counsel's actions fell within the "wide range of reasonable professional assistance." Id. at 688-89. The second, or "prejudice" prong, requires that a petitioner demonstrate that his counsel's errors deprived him of a fair trial. Id. at 687.
In applying the Strickland test, the United States Court of Appeals for the Fourth Circuit has noted that there is no reason to address both prongs if the defendant makes "`an insufficient showing on one."' Moore v. Hardee, 723 F.3d 488, 500 (4th Cir. 2013) (quoting Strickland, 466 U.S. at 697). Thus, ineffective assistance of counsel claims may be disposed of based solely on a deficiency in satisfying either the "performance" prong or the "prejudice" prong. See Strickland, 466 U.S. at 697. The Fourth Circuit has noted further that the mere possibility of a different trial result does not satisfy the burden of proving prejudice. Hoots v. Allsbrook, 785 F.2d 1214, 1221 (4th Cir. 1986).
Petitioner claims that his attorney failed to advise him in full of the revised plea agreement. However, as demonstrated above, the transcript of the rearraignment makes clear that Petitioner was fully advised by his counsel, he had read and discussed the revised plea agreement before signing and initialing the changes, and he was satisfied with his representation. (Rearr. Tr., ECF No. 58.) Petitioner provides no factual allegations that demonstrate otherwise. Therefore, this claim fails to overcome the presumption that Petitioner's counsel's actions fell within the "wide range of reasonable professional assistance." Strickland, 466 U.S. at 689.
Petitioner also claims that his attorney failed to advise him on the elements and nature of Aiding and Abetting, 18 U.S.C. § 2. However, even if this Court accepts as true that Petitioner's counsel failed to advise him regarding aiding and abetting, Petitioner still must demonstrate prejudice as a result of the failure. Petitioner makes no allegations regarding how he was prejudiced by such a failure. As mentioned above, aiding and abetting is not a separate offense from the underlying crime, and if all the elements are present that are necessary to find Petitioner guilty of the crime, then Petitioner is properly convicted. See United States v. Rashwan, 328 F.3d 160, 165 (4th Cir. 2003). Therefore, this claim also fails to establish ineffective assistance of counsel.
Petitioner claims that he was denied effective assistance of counsel when his counsel failed to file a direct appeal after he had instructed her to do so. In the Fourth Circuit, "an attorney is required to file a notice of appeal when unequivocally instructed to do so by his client, even if doing so would be contrary to the plea agreement and harmful to the client's interests." United States v. Poindexter, 492 F.3d 263, 273 (4th Cir. 2007). Like here, in Poindexter, the defendant signed a plea agreement, there was no appeal, and the defendant filed a § 2255 motion alleging that "he was denied the effective assistance of counsel when his attorney failed to file a timely notice of appeal after he unequivocally instructed his attorney to do so." Id. at 266. The Poindexter district court denied the motion without an evidentiary hearing. Id. at 267. The Fourth Circuit vacated the district court's ruling,
Further, the Fourth Circuit has held that a district court errs in dismissing a § 2255 motion based on a claim of instructing counsel to file an appeal without holding an evidentiary hearing. United States v. Witherspoon, 231 F.3d 923, 927 (4th Cir. 2000). Therefore, this Court shall hold an evidentiary hearing to make findings of fact and determine if McGowans unequivocally requested an appeal to be filed and if so, whether defense counsel acted contrary to that instruction.
Finally, Petitioner claims that his counsel failed to secure a just plea, allowing him to plead guilty and be sentenced to a term above the maximum sentence. This claim lacks merit. Petitioner was charged with four counts—two counts of Hobbs Act Robbery (18 U.S.C. § 1951) and two counts of Possessing and Brandishing a Firearm in Furtherance of a Crime of Violence (18 U.S.C. § 924(c)). Petitioner's counsel secured him a plea agreement to only one count of Hobbs Act Robbery. The maximum sentence for Hobbs Act Robbery is 20 years. 18 U.S.C. § 1951(a). Petitioner was sentenced to 12 years. Therefore, Petitioner was not sentenced to a term above the maximum sentence. Further, by securing the Government's agreement to withdraw the § 924(c) charges, Petitioner was liberated from the required consecutive mandatory sentences of five years for the first charge and 25 years for the second charge. Such performance by counsel on Petitioner's behalf certainly "falls within the wide range of reasonable professional assistance." Strickland, 466 U.S. at 689.
During his rearraignment, this Court carefully reviewed with Petitioner the rights that he was waiving by entering into a plea agreement. (Rearr. Tr., ECF No. 58.) Petitioner affirmed that he had access to the discovery in this case and understood the evidence the Government had available should he decide to proceed to trial. (Id. at 10, 23, 30.) Nevertheless, Petitioner chose to plead guilty. Based on his own sworn statements before this Court, Petitioner cannot credibly claim that no juror could have found him guilty. Accordingly, this claim of ineffective assistance of counsel also fails.
Pursuant to Rule 11(a) of the Rules Governing Proceedings under 28 U.S.C. § 2255, the court is required to issue or deny a certificate of appealability when it enters a final order adverse to the applicant. A certificate of appealability is a "jurisdictional prerequisite" to an appeal from the court's earlier order. United States v. Hadden, 475 F.3d 652, 659 (4th Cir. 2007). A certificate of appealability may issue "only if the applicant has made a substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(2). Where the court denies a petitioner's motion on its merits, a petitioner satisfies this standard by demonstrating that reasonable jurists would find the court's assessment of the constitutional claims debatable or wrong. See Miller-El v. Cockrell, 537 U.S. 322, 336-38 (2003); Slack v. McDaniel, 529 U.S. 473, 484 (2000). Because one of Petitioner's claims remains pending, this is not a "final order." This Court will issue a Final Order as to this § 2255 motion after an evidentiary hearing has been held and will determine at that time whether to issue a certificate of appealability as to any of the claims that have been denied.
For the foregoing reasons: