BROWN, Judge.
The City of Carmel, Indiana ("Employer") appeals a decision by the Review Board of the Indiana Department of Workforce Development (the "Board") in connection with Greg Park's application for unemployment benefits that Park was discharged, but not for just cause. Employer raises one issue, which we revise and restate as whether the record supports the Board's decision. We reverse and remand.
The relevant facts follow. Park worked as a full time patrol officer for the Carmel Police Department from January 14, 2008, to February 19, 2011. On November 18, 2010, then Chief of Police Michael Fogarty submitted a letter to the Carmel Police Merit Board stating that Park had violated department policies, rules, and regulations. Following a public hearing at which Chief of Police Tim Green and Park testified, the Merit Board issued findings of fact and conclusions of law, concluded that there was substantial and convincing evidence to support the termination of Park's employment, and that the appropriate discipline for Park was termination effective February 19, 2011. In its findings of fact, the Merit Board found that, on September 14, 2010, Park was dispatched to a school to respond to a fight involving two juveniles, that Park's superior officer had arrived on the scene prior to Park and conducted an investigation, and that Park's superior officer instructed Park to arrest one of the juveniles and not the other. The Merit Board further found that Park initially arrested one of the juveniles but later called the home of the other juvenile, spoke with the juvenile about the fight, then arrested the second juvenile, and that Park "disobeyed [his supervising officer's] direct order when he arrested the second juvenile." Exhibits at 38.
Park filed a claim for unemployment benefits, and on March 10, 2011, a deputy for the Indiana Department of Workforce Development issued a Determination of Eligibility which found that Park was discharged for just cause and not eligible for full unemployment benefits. Park appealed the deputy's determination, and after a continuance a telephonic hearing was held on April 18, 2011, before an administrative law judge (the "ALJ"). The ALJ issued a decision which reversed the deputy's determination and concluded that Park was discharged but not for just cause. Specifically, the ALJ's decision provided in part:
Exhibits at 97-98. Employer filed an appeal from the decision of the ALJ, and the Board affirmed the ALJ's decision.
The issue is whether the record supports the decision of the Board that Park was discharged but not for just cause. The Indiana Unemployment Compensation Act provides that "[a]ny decision of the review board shall be conclusive and binding as to all questions of fact." Ind. Code § 22-4-17-12(a). However, Ind. Code § 22-4-17-12(f) provides that when the Board's decision is challenged as contrary to law, the reviewing court is limited to a two part inquiry into: (1) "the sufficiency of the facts found to sustain the decision;" and (2) "the sufficiency of the evidence to sustain the findings of facts." McClain v. Review Bd. of Ind. Dep't of Workforce Dev., 693 N.E.2d 1314, 1317 (Ind.1998), reh'g denied. The Indiana Supreme Court clarified our standard of review of the Board's decisions in McClain:
In Indiana, an employee is ineligible for unemployment benefits if he or she is discharged for just cause. Stanrail Corp. v. Review Bd. of Dep't of Workforce Dev., 735 N.E.2d 1197, 1202 (Ind.Ct.App. 2000), trans. denied; Ind.Code § 22-4-15-1. Ind.Code § 22-4-15-1(d) provides that "[d]ischarge for just cause" is defined to include a "knowing violation of a reasonable and uniformly enforced rule of an employer...."
Employer argues that the Board improperly imposed on it "the burden to produce evidence beyond what was required by the law and failed to take into consideration the substantial evidence, including Park's admissions, which supported the finding that Park violated the Department rules." Appellant's Brief at 12. Employer argues that it was not required to produce additional evidence beyond Park's admissions in order to establish that Park violated the Department's rules and that the Board did not have the authority to impose the additional evidentiary burden on it. Employer argues that a written rule required officers, including Park, to "promptly obey any lawful order of a supervisor" and that "Park admitted that he intentionally disregarded his supervisor's order because he disagreed with it." Id. at 13. Employer asserts that the Board "wants to create an exception to the rule that does not exist" and that "[t]he rule does not provide that an officer can disobey the order just because he disagrees with it." Id. at 15. Employer further argues that Park admitted that he failed to conform to rules and regulations when he delivered a written warning to a driver at the home of the driver's parents and that it was improper for the Board to require Employer to have an actual citizen testify at the hearing or to provide dates relating to the receipt of the citizen's complaint. Employer also argues that Park admitted that he used his title and position as a police officer to obtain information that he would not have been able to obtain otherwise. Employer asserts that the Board's finding that "[t]here was no indication that Park would be discharged based on any single incident that was the basis of [its] recommendation with the exception of retaliation" is "directly contrary to the evidence and an improper legal conclusion." Id. at 21. Employer also asserts that the Board's findings that it chose to investigate the incidents at one time and not when they occurred and that Park's discharge was not based on progressive discipline are not supported by, but are contrary to, the evidence.
The Board asserts that "[w]hile [Employer] argued that the ALJ imposed a burden beyond what is required in unemployment insurance law, it seems that the real crux of [Employer's] argument goes to the weight the ALJ gave the evidence," that "[t]he ALJ determines credibility and made a determination that Park was more credible than the evidence provided by [Employer]," and that "[c]ontrary to [Employer's] assertion, no additional evidentiary burden was imposed upon it by the ALJ." Appellee's Brief at 8. The Board argues that Employer states that it had a written rule which required officers to promptly obey any lawful order of a supervisor but that Employer did not submit a copy of its employee handbook. The Board further argues that Park was able to make an independent determination whether to arrest an individual based on probable cause and is not required to obtain the permission of a supervisor and thus that the Board properly determined that Employer failed to prove that Park violated a rule and disobeyed his supervisor when he arrested both juveniles instead of just one of them. The Board
In its reply brief, Employer argues that the Board improperly required it to produce additional evidence beyond a prima facie case, that Park admitted to the rule violations, and that "[t]his is not an issue of credibility." Appellant's Reply Brief at 5. Employer further argues that it was not required to prove a "totality" of action or prove every violation in the original charging letter in order to establish just cause for Park's termination at the hearing. Id. Also, Employer argues that the Board's decision does not state that it weighed the evidence and determined that Park was more credible as the Board argues but rather that the decision repeatedly states that "no evidence" was submitted. Id. at 7.
The employer bears the initial burden of establishing that an employee was terminated for just cause. Coleman v. Review Bd. of Ind. Dep't of Workforce Dev., 905 N.E.2d 1015, 1019-1020 (Ind.Ct. App.2009). To establish a prima facie case for just cause discharge for violation of an employer rule, the employer has to show that the claimant: (1) knowingly violated; (2) a reasonable; and (3) uniformly enforced rule. Id. at 1020; Stanrail, 735 N.E.2d at 1203. To have knowingly violated an employer's rules, the employee must: (1) know the rule; and (2) know his conduct violated the rule. Stanrail, 735 N.E.2d at 1203. If an employer meets this burden, the claimant must present evidence to rebut the employer's prima facie showing. Coleman, 905 N.E.2d at 1020; Stanrail, 735 N.E.2d at 1203.
A uniformly enforced rule is one that is carried out in such a way that all persons under the same conditions and in the same circumstances are treated alike. Gen. Motors Corp. v. Review Bd. of Ind. Dep't of Workforce Dev., 671 N.E.2d 493, 498 (Ind.Ct.App.1996). "In order to evaluate uniformity one must first define the class of persons against whom uniformity is measured." Stanrail, 735 N.E.2d at 1203. This court has often stated that "[a]n employer's asserted work rule must be reduced to writing and introduced into evidence to enable this court to fairly and reasonably review the determination that an employee was discharged for `just cause' for the knowing violation of a rule." Id. at 1205 (citing KBI, Inc. v. Review Bd. of the Ind. Dep't of Workforce Dev., 656 N.E.2d 842, 844 (Ind.Ct.App.1995)); see also Doughty v. Review Bd. of Dep't of Workforce Dev., 784 N.E.2d 524, 527 (Ind. Ct.App.2003) (citing Watterson v. Review Bd. of Ind. Dep't of Emp't & Training Serv., 568 N.E.2d 1102, 1105 (Ind.Ct.App. 1991) (stating that reducing a rule to writing and introducing it into evidence is "the minimum evidence necessary for the employer to satisfy its burden that it has a rule and that that rule is reasonable and uniformly enforced")). The reason for requiring uniform enforcement of a known and reasonable rule is to give notice to employees about what punishment they can reasonably anticipate if they violate the rule and to protect employees against arbitrary enforcement. Coleman, 905 N.E.2d at 1020.
With respect to Employer's claim that Park disobeyed a lawful order, Chief of Police Green testified that a complaint was reported at a school involving a fight between two juveniles. Chief Green testified that Sergeant Keith instructed Park to arrest one of the juveniles and not the other. Chief Green testified that "[a]s a result of that, Officer Park ended up arrest[ing] two individuals and didn't follow the directives and orders of his sergeant, and also was found to have made some negative comments about the sergeant to a civilian employee at this location." Transcript at 16. Chief Green indicated that Park disobeyed an order of Sergeant Keith to arrest one person and not the other. When asked "is there any rule or regulation that you're aware of in the Carmel Police Department that requires a police officer who has statutory authority to arrest to get permission from a supervisor to make an arrest," Chief Green answered "No." Transcript at 61. Chief Green also indicated that Officer Park can decide to arrest someone based on probable cause. When asked whether he thought Park's belief that it would be wrong to arrest one of the juveniles and not the other was rational, Chief Green testified: "I think it's rational to discuss things if you have a different view point on things, but at that point Sergeant Keith had instructed Officer Park on what he wanted done. The issue [is] that Officer Park did not follow that, nor did he speak with ... Sergeant Keith, regarding that prior to making his decision." Id. Chief Green testified "So that's not the same as an officer, you asked me if an officer can make an arrest based on probable cause. Yes, he or she can, but
Park testified that when he arrived at the school Sergeant Keith stated "this one is going to juvenile, or jail, this one is going home with his mom." Id. at 79. Park testified that Sergeant Keith handed paperwork to him to complete the report and that Sergeant Keith called a juvenile prosecutor. Park testified:
Id. at 79-80. When asked "[s]o [you] ultimately conducted that investigation and arrested both juveniles," Park answered "I did." Id. at 80. Park does not point to the record to show that, after arresting and interviewing the initial juvenile, he secured permission to arrest the second juvenile or discussed the case or his concerns about any failure to arrest the second juvenile with Sergeant Keith or his supervising officers prior to making the arrest of the second juvenile despite Sergeant Keith's previous instructions or order.
By the nature of their positions, police officers face critical decisions, some presenting life and death consequences. Given the risks posed, discipline is essential. The failure to follow the orders of a superior officer can result in death, grievous injury, or serious financial loss. The failure of an employee to follow the uniformly enforced rules of the employer has long been recognized as just cause for termination because the failure to follow such rules can have serious consequences. When we move from the general employment arenas to police forces, the potential consequences of such failures become much more dire. Here, there is no evidence of any justification for Park's actions in violating the instructions of his superior officer, other than that he himself concluded that the second juvenile should be arrested. Based upon the record, we conclude that Employer demonstrated that Park's actions were in violation of Employer's rules and that Park's arrest of the second juvenile, under the circumstances, constituted a failure to obey a lawful order under Employer's rules. Accordingly, Employer demonstrated just cause for discharging Park, and we reverse the findings of the ALJ and Board on this issue.
In addition, as found by the Merit Board in its decision that Park's employment with the Carmel Police Department be terminated, there were a number of other complaints and rule violations by Park, and Park had prior disciplinary issues. Although separate evidence was submitted on some, but not all of Park's disciplinary history to the ALJ, these findings by the Merit Board were before the ALJ. For instance, Employer presented evidence that, after arresting the first juvenile, Park went back to the school and spoke with the school's principal "during which time [the principal] felt very uncomfortable, felt this was not proper and reported this to the department." Id. at 48. Further, the Merit Board found that Park stopped an eighteen year-old woman for speeding, obtained her driver's license and vehicle registration, released her without issuing a
Also, in its decision, the Merit Board set forth Park's history of discipline and work performance, which indicated among other incidents that Park was given a verbal counseling session in April 2008 due to his behavior during a field training program showing frustration and his desire to return to another police force; a verbal counseling session in July 2008 in response to his conduct during a stolen vehicle investigation in refusing to take a report; a written reprimand in September 2008 after Park had been admonished by a judge in open court for poor performance, lack of preparation, inconsistency, and being untruthful in Carmel City Court; a verbal counseling session in September 2008 related to an incident in which Park had handcuffed a man who was not under arrest and searched him but did not notice a large knife sticking out of the man's pocket; a counseling and order to change an accident report in September 2008 involving an incident where a school bus driver struck an unoccupied and properly parked vehicle and Park's report stated that the unoccupied vehicle was at fault for the collision; an advisement in May 2009 due to a citizen complaint for his slow response after an alarm company reported an alarm at a citizen's house because Park chose to finish his breakfast before responding to the dispatch; a counseling session reprimand in February 2009 related to Park conducting a traffic stop for an act that occurred on private property and failing to follow proper departmental procedures; a counseling session in December 2009 for neglecting to take a report for check deception and failing to collect the evidence of deception; and an internal investigation in July 2010 based upon two separate complaints from women who advised that Park had been "hitting on them" and video from one of the traffic stops showed that Park hugged the woman several times during the traffic stop.
Based upon the evidence and testimony before the ALJ and Board, we conclude that Employer showed that Park violated a reasonable and uniformly enforced rule related to a lawful order of a supervisor and other departmental rules and that therefore Employer demonstrated that Park was discharged for just cause. Accordingly, we reverse the decision of the Board that Park was discharged but not for just cause and remand for further proceedings consistent with this opinion.
For the foregoing reasons, we reverse the decision of the Board and remand for further proceedings.
Reversed and remanded.
BAKER, J., and KIRSCH, J., concur.