BETH P. GESNER, Magistrate Judge.
Dear Counsel:
Pending before this court, by the Parties' consent (ECF Nos. 6, 8), are Plaintiff's Motion for Summary Judgment ("Plaintiff's Motion") (ECF No. 15), Defendant's Motion for Summary Judgment ("Defendant's Motion") (ECF No. 16), and Plaintiff's Response to Defendant's Motion ("Plaintiff's Response") (ECF No. 17). The undersigned must uphold the Commissioner's decision if it is supported by substantial evidence and if proper legal standards were employed. 42 U.S.C. §§ 405(g), 1383(c)(3);
On March 21, 2010, plaintiff filed a Title II application for a period of disability and disability insurance benefits, alleging disability beginning on November 30, 2008. (R. at 10.) His claim was denied initially on November 22, 2011, and on reconsideration on April 18, 2012. (
The ALJ found that plaintiff had the following severe impairments: osteoarthritis and allied disorders, chronic obstructive pulmonary disease ("COPD"), diabetes, and obesity. (R. at 12-13.) Despite these impairments, the ALJ found that plaintiff does not have an impairment or combination of impairments that meets or medically equals the severity of a listed impairment in 20 C.F.R. § 404, Subpart P, Appendix 1. (R. at 13.) The ALJ concluded that plaintiff retained the residual functional capacity ("RFC") to perform light work as defined in 20 C.F.R. §§ 404.1567(b), except that he: could engage in unlimited pushing and pulling; could frequently balance and stoop, occasionally kneel, crouch, and crawl; can never climb ladders, ropes, or scaffolds; could frequently use the right hand for handling; had no limitation with fingering or feeling; could not reach overhead with the right dominant extremity, but could reach in all directions with the left upper extremity. (R. at 14.)
The Appeals Council denied plaintiff's request for review on December 31, 2014, making the ALJ's opinion the final and reviewable decision of the Commissioner. (R. at 1.) Plaintiff challenges the Commissioner's decision on four grounds. First, plaintiff argues that the ALJ failed to evaluate the combination of plaintiff's musculoskeletal impairments under Listing 1.04A. Second, plaintiff asserts that the ALJ failed to follow the treating physician rule and, thus, improperly evaluated the medical opinion evidence presented. Third, plaintiff argues that the ALJ failed to properly evaluate plaintiff's credibility. Finally, plaintiff claims that the ALJ erred in his RFC determination.
First, plaintiff argues that the ALJ erred by failing to evaluate the combination of plaintiff's musculoskeletal impairments under Listing 1.04A (disorders of the spine). 20 C.F.R. Part 404, Subpart P, App. 1, § 1.04A-C. Plaintiff relies on the medical evaluations of Dr. Qarni (R. at 367-376) and the results of diagnostic x-ray imaging as evidence that the ALJ should have considered whether plaintiff's combination of impairments meets or medically equals Listing 1.04A. (ECF No. 15 at 11-14.) Defendant argues that the ALJ was not required to address Listing 1.04A because plaintiff failed to present ample medical evidence that the listing was met or equaled. (ECF No. 16-1 at 12-13.)
Under Listing 1.04, a claimant will be found disabled when he manifests a disorder of the spine and satisfies one of three subsections. 20 C.F.R. Part 404, Subpart P, App. 1, § 1.04A-C. The disorders identified in the listing include: "herniated nucleus pulposus, spinal arachnoiditis, spinal stenosis, osteoarthritis, degenerative disc disease, facet arthritis, vertebral fracture), resulting in compromise of a nerve root (including the cauda equina) or the spinal cord."
(
Here, plaintiff failed to present evidence of nerve root compression so as to require consideration of Listing 1.04A. Though plaintiff has presented some evidence of radiculopathy (R. at 371, 401), this condition is legally insufficient to meet or equal Listing 1.04A. As this court stated in
Relatedly, plaintiff argues that the ALJ erred by failing to consider plaintiff's obesity at step three of the sequential analysis, as required by Listing 1.00Q. (ECF No. 15 at 19-21.) Listing 1.00Q states that a claimant's obesity should be taken into account in determining whether the claimant meets or equals a musculoskeletal listing. 20 C.F.R. Part 404, Subpart P, App. 1, § 1.00Q.
Plaintiff's argument is unpersuasive. At step two of his analysis, the ALJ expressly identified plaintiff's obesity as a severe impairment and discussed the possible adverse effects of obesity on co-existing impairments. (R. at 12-13.) In this discussion, the ALJ recognized, for instance, that "[s]omeone with obesity and arthritis affecting a weight-bearing joint may have more pain and limitation than might be expected from arthritis alone." (
Second, plaintiff argues that the ALJ erred by failing to follow the treating physician rule as to the opinion of Dr. Haroon. (ECF No. 15 at 23-27.) Under the treating physician rule, the ALJ must generally give more weight to a treating physician's opinion.
In reaching his physical RFC assessment, the ALJ reviewed the treatment records and RFC Questionnaire completed by Dr. Haroon. (R. at 306-366
(R. at 17.)
The ALJ's identification of such inconsistencies is supported by substantial evidence. In plaintiff's RFC Questionnaire, dated February 13, 2012, Dr. Haroon opined that pain in plaintiff's knees, hips, and right shoulder limited the amount of time that plaintiff could sit, stand, and walk. (R. at 390-91.) Yet, Dr. Haroon's treatment notes do not reflect the substantial limitations that he notes in the RFC questionnaire. Plaintiff first visited Dr. Haroon in October 2009, at which time Dr. Haroon noted pain the right shoulder and tenderness in the right arm. (R. at 335.) At the same visit, Dr. Haroon administered a cortisone shot, which plaintiff is reported to have tolerated well. (
Plaintiff argues that the absence of a detailed discussion of plaintiff's musculoskeletal impairments at these subsequent visits may be attributed to Dr. Haroon's attention to plaintiff's other symptoms and disorders (including COPD, chronic pain, and obesity) at these visits. (ECF No. 15 at 24-25.) Even if this argument were credited, it cannot be said that the ALJ erred by giving lesser weight to Dr. Haroon's opinion regarding plaintiff's disability when the treating doctor's own records were silent on plaintiff's musculoskeletal condition.
The inconsistencies between Dr. Haroon's RFC Questionnaire and his treatment notes are substantial evidence supporting the ALJ's decision to attribute "little weight" to Dr. Haroon's opinions when making the RFC determination. As the ALJ properly considered such inconsistencies in reaching this administrative decision, it cannot be said that the ALJ's decision to attribute little weight to the opinion of Dr. Haroon was erroneous.
Third, plaintiff argues that the ALJ failed to properly evaluate plaintiff's credibility. In reaching his RFC determination, the ALJ considered plaintiff's subjective statements regarding his physical limitations:
(R. at 15.) The ALJ, however, found plaintiff's statements to be "not entirely credible" for several reasons described in the opinion. (R. at 16.)
The crux of plaintiff's argument is that the ALJ drew the wrong inference from plaintiff's testimony. (ECF No. 15 at 27-31.) A review of the ALJ's discussion, however, indicates that the inference drawn—that plaintiff's limitations are less severe than alleged—is supported by substantial evidence. In evaluating plaintiff's testimony, the ALJ found plaintiff's statements regarding the "intensity, persistence and limiting effects" of the symptoms to be inconsistent with plaintiff's ability "to participate in numerous activities of daily living, including cooking, laundry, and light housework (Exhibit 4E)." (R. at 16.) The ALJ also reviewed the extensive medical evidence and found the conservative treatment of plaintiff's pain, the fact that plaintiff "does not require an assistive device to get around," and the management of plaintiff's COPD with medication to indicate that plaintiff's impairments were less severe than alleged. (
Finally, plaintiff argues that the ALJ did not sufficiently address plaintiff's ability to perform certain work-related functions in determining plaintiff's RFC. (ECF No. 15 at 33.) Specifically, plaintiff claims that the ALJ did not sufficiently explain the weight attributed to the findings of Dr. Qarni. (
SSR 96-8p requires the ALJ to consider the functions outlined in paragraphs (b), (c), and (d) of 20 CFR 404.1545 and 416.945 when making the RFC determination. Those regulations direct the ALJ to consider,
Here, both in his ultimate RFC determination and in his discussion of how this determination was reached, the ALJ thoroughly addressed plaintiff's ability to perform the work-related functions discussed in SSR 96-8.
(R. at 15.) Nowhere in Dr. Qarni's treatment notes does he discuss plaintiff's specific functional abilities. (R. at 367-372.) It is clear from the ALJ's opinion, however, that the ALJ considered Dr. Qarni's medical—if not functional—evaluation to be consistent with the ALJ's overall assessment that plaintiff's functional limitations were less severe than alleged. (R. at 15.) Thus, it cannot be said that the ALJ left this court "to guess about how the ALJ arrived at his conclusions on [Plaintiff's] ability to perform relevant functions . . ."
For the reasons stated above, Plaintiff's Motion (ECF No. 15) is DENIED and Defendant's Motion (ECF No. 16) is GRANTED.
Despite the informal nature of this letter, it will constitute an Order of the court and will be docketed accordingly.