ELLEN S. CARMODY, Magistrate Judge.
This is an action pursuant to Section 205(g) of the Social Security Act, 42 U.S.C. § 405(g), to review a final decision of the Commissioner of Social Security denying Plaintiff's claim for Disability Insurance Benefits (DIB) and Supplemental Security Income (SSI) under Titles II and XVI of the Social Security Act. The parties have agreed to proceed in this Court for all further proceedings, including an order of final judgment. (ECF No. 9). Section 405(g) limits the Court to a review of the administrative record and provides that if the Commissioner's decision is supported by substantial evidence it shall be conclusive. The Commissioner has found that Plaintiff is not disabled within the meaning of the Act. For the reasons stated below, the Court concludes that the Commissioner's decision is supported by substantial evidence. Accordingly, the Commissioner's decision is
The Court's jurisdiction is confined to a review of the Commissioner's decision and of the record made in the administrative hearing process. See Willbanks v. Sec'y of Health and Human Services, 847 F.2d 301, 303 (6th Cir. 1988). The scope of judicial review in a social security case is limited to determining whether the Commissioner applied the proper legal standards in making her decision and whether there exists in the record substantial evidence supporting that decision. See Brainard v. Sec'y of Health and Human Services, 889 F.2d 679, 681 (6th Cir. 1989). The Court may not conduct a de novo review of the case, resolve evidentiary conflicts, or decide questions of credibility. See Garner v. Heckler, 745 F.2d 383, 387 (6th Cir. 1984). It is the Commissioner who is charged with finding the facts relevant to an application for disability benefits, and her findings are conclusive provided they are supported by substantial evidence. See 42 U.S.C. § 405(g).
Substantial evidence is more than a scintilla, but less than a preponderance. See Cohen v. Sec'y of Dep't of Health and Human Services, 964 F.2d 524, 528 (6th Cir. 1992) (citations omitted). It is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. See Richardson v. Perales, 402 U.S. 389, 401 (1971); Bogle v. Sullivan, 998 F.2d 342, 347 (6th Cir. 1993). In determining the substantiality of the evidence, the Court must consider the evidence on the record as a whole and take into account whatever in the record fairly detracts from its weight. See Richardson v. Sec'y of Health and Human Services, 735 F.2d 962, 963 (6th Cir. 1984). As has been widely recognized, the substantial evidence standard presupposes the existence of a zone within which the decision maker can properly rule either way, without judicial interference. See Mullen v. Bowen, 800 F.2d 535, 545 (6th Cir. 1986) (citation omitted). This standard affords to the administrative decision maker considerable latitude, and indicates that a decision supported by substantial evidence will not be reversed simply because the evidence would have supported a contrary decision. See Bogle, 998 F.2d at 347; Mullen, 800 F.2d at 545.
Plaintiff was 34 years of age on his alleged disability onset date. (PageID.329). He successfully completed high school and previously worked as a truck driver. (PageID.217). Plaintiff applied for benefits on October 29, 2013, alleging that he had been disabled since October 22, 2013, due to bi-polar disorder, depression, anxiety, and a left-shoulder impairment. (PageID.327-38, 357). Plaintiff's applications were denied, after which time he requested a hearing before an Administrative Law Judge (ALJ). (PageID.246-325).
On April 8, 2015, Plaintiff appeared before ALJ Thomas Walters with testimony being offered by Plaintiff and a vocational expert. (PageID.222-44). In a written decision dated April 22, 2015, the ALJ issued a decision finding that Plaintiff was not disabled. (PageID.209-18). The Appeals Council declined to review the ALJ's determination, rendering it the Commissioner's final decision in the matter. (PageID.20-25). Plaintiff subsequently initiated this appeal pursuant to 42 U.S.C. § 405(g), seeking judicial review of the ALJ's decision.
The social security regulations articulate a five-step sequential process for evaluating disability. See 20 C.F.R. §§ 404.1520(a-f), 416.920(a-f).
The burden of establishing the right to benefits rests squarely on Plaintiff's shoulders, and he can satisfy his burden by demonstrating that his impairments are so severe that he is unable to perform his previous work, and cannot, considering his age, education, and work experience, perform any other substantial gainful employment existing in significant numbers in the national economy. See 42 U.S.C. § 423(d)(2)(A); Cohen, 964 F.2d at 528. While the burden of proof shifts to the Commissioner at step five, Plaintiff bears the burden of proof through step four of the procedure, the point at which his residual functioning capacity (RFC) is determined. See Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987); Walters v. Comm'r of Soc. Sec., 127 F.3d 525, 528 (6th Cir. 1997) (ALJ determines RFC at step four, at which point claimant bears the burden of proof).
The ALJ determined that Plaintiff suffered from: (1) left shoulder rotator cuff status post repair; (2) bipolar disorder; (3) depression; and (4) anxiety, severe impairments that whether considered alone or in combination with other impairments, failed to satisfy the requirements of any impairment identified in the Listing of Impairments detailed in 20 C.F.R., Part 404, Subpart P, Appendix 1. (PageID.211-14). With respect to Plaintiff's residual functional capacity, the ALJ determined that Plaintiff retained the capacity to perform light work subject to the following limitations: (1) he cannot perform reaching or lifting above the shoulder with his left arm; (2) he is limited to simple, routine, repetitive tasks free of fast-paced production requirements; (3) the work can only involve simple work-related decisions and routine work place changes; (4) he cannot have contact with the public and only occasional contact with co-workers and supervisors; and (5) he will be on task at least 90 percent of the time. (PageID.214).
The ALJ found that Plaintiff cannot perform his past relevant work at which point the burden of proof shifted to the Commissioner to establish by substantial evidence that a significant number of jobs exist in the national economy which Plaintiff could perform, his limitations notwithstanding. See Richardson, 735 F.2d at 964. While the ALJ is not required to question a vocational expert on this issue, "a finding supported by substantial evidence that a claimant has the vocational qualifications to perform
The vocational expert testified that there existed approximately 130,000 jobs in the national economy which an individual with Plaintiff's RFC could perform, such limitations notwithstanding. (PageID.239-43). This represents a significant number of jobs. See Born v. Sec'y of Health and Human Services, 923 F.2d 1168, 1174 (6th Cir. 1990); Hall v. Bowen, 837 F.2d 272, 274 (6th Cir. 1988); Martin v. Commissioner of Social Security, 170 Fed. Appx. 369, 374 (6th Cir., Mar. 1, 2006). The ALJ concluded, therefore, that Plaintiff was not entitled to disability benefits.
On March 31, 2015, Julie Robert, L.L.P., one of Plaintiff's therapists, reported Plaintiff's GAF score as 35.
As the Sixth Circuit recognizes, a GAF score "may help an ALJ assess mental RFC, but it is not raw medical data." Kornecky v. Commissioner of Social Security, 167 Fed. Appx. 496, 503 n.7 (6th Cir., Feb. 9, 2006). Accordingly, the ALJ is not required "to put stock in a GAF score in the first place." Id. at 511 (citing Howard v. Commissioner of Social Security, 276 F.3d 235, 241 (6th Cir. 2002)). Moreover, a GAF score is nothing more than "subjective opinions, representing a snapshot of a person's level of functioning at a given moment in time, not a rating of their ability to work." Lester v. Commissioner of Social Security, 2015 WL 869257 at *5 n.2 (W.D. Mich., Feb. 27, 2015).
Even if the ALJ could consider GAF scores as competent evidence, a review of the record further supports the decision to afford little weight to Plaintiff's GAF score. First, a review of Ms. Robert's entire report reveals that it suffers from significant internal inconsistencies. (PageID.690-99). While a GAF score of 35 suggests a serious level of impairment requiring intensive (or even in-patient) treatment, the remaining portions of Ms. Robert's assessment are instead completely consistent with the ALJ's RFC determination. For example, elsewhere in her assessment Ms. Robert described Plaintiff's mood as "cooperative," his "thought/content/perceptions" as "unremarkable," his speech as "normal for age & intellect," and his behavior/motor activity as "normal/alert." (PageID.694). Ms. Robert further observed that Plaintiff was "oriented to person, place and time," exhibited "fair" insight, demonstrated "good/normal" memory. (PageID.695). Plaintiff's "reality orientation" was characterized as "intact." (PageID.695). Moreover, there is nothing in the medical evidence of record which supports or is consistent with the GAF score in question. (PageID.403-07, 438-42, 575-77, 595-638). Rather, this evidence supports the ALJ's RFC assessment. Accordingly, this argument is rejected.
Prior to the administrative hearing, Plaintiff's counsel requested that the ALJ issue a subpoena compelling Timothy Strang, Ph.D., a psychologist who twice conducted consultive examinations of Plaintiff, to answer certain interrogatories. (PageID.393-96, 403-07, 438-42). The ALJ declined counsel's request on the ground that the doctor had already articulated "some limitations" regarding Plaintiff's functioning and, furthermore, because counsel's proposed interrogatories asked the doctor to opine whether Plaintiff was disabled, a matter reserved to the Commissioner. (PageID.209). Plaintiff argues that he is entitled to relief because the ALJ refused his subpoena request.
It is well accepted that it is the claimant's "responsibility to provide medical evidence showing that he is disabled." Smith v. Commissioner of Social Security, 2011 WL 3421538 at *2 (W.D. Mich., Aug. 4, 2011). While the ALJ must ensure that every claimant receives a full and fair hearing, where a claimant is represented by counsel, as was the case presently, "the ALJ may ordinarily rely on counsel to present the claimant's case and to develop [her] claims." Woelk v. Commissioner of Social Security, 2014 WL 2931411 at *2 (E.D. Mich., June 30, 2014).
Moreover, an ALJ is not obligated to supplement the record with additional evidence unless the record as it then exists is insufficient to assess Plaintiff's residual functional capacity or otherwise resolve his claims. See, e.g., Allison v. Apfel, 2000 WL 1276950 at *5 (6th Cir., Aug. 30, 2000); Lamb v. Barnhart, 85 Fed. Appx. 52, 57 (10th Cir., Dec. 11, 2003); Haney v. Astrue, 2010 WL 3859778 at *3 (E.D. Okla., Sept. 15, 2010); Brown v. Commissioner of Social Security, 709 F.Supp.2d 248, 257 (S.D.N.Y. 2010). As is recognized, "how much evidence to gather is a subject on which district courts must respect the Secretary's reasoned judgment." Simpson v. Commissioner of Social Security, 2009 WL 2628355 at *8 (6th Cir., Aug. 27, 2009) (citation omitted). As the court further observed, to obligate the Commissioner to obtain an absolute "complete record" in each case "literally would be a formula for paralysis." Id. (citation omitted).
The ALJ reasonably concluded that the record before him was sufficient to resolve Plaintiff's claim for benefits. In addition to the several hundred pages of records submitted by Plaintiff's therapists, counselors, and other care providers, the record contains Dr. Strang's two reports. (PageID.403-07, 438-42). The doctor's reports are thorough and document his observations and conclusions. Dr. Strang's conclusions are not inconsistent with the ALJ's decision and there is nothing to suggest that submission of counsel's proposed interrogatories would have advanced Plaintiff's cause. Moreover, as the ALJ noted, counsel's proposed interrogatories asked the doctor to comment on matters reserved to the Commissioner. Accordingly, this argument is rejected.
The ALJ found Plaintiff to be less than credible, specifically stating:
(PageID.216).
Plaintiff argues that he is entitled to relief because the ALJ failed to establish a proper foundation for consideration of this evidence as required by Federal Rule of Evidence 609 which governs impeachment of a witness by evidence of a criminal conviction. Plaintiff argues that compliance with Rule 609 is essential because "there is no evidence of any conviction for any charge." With respect to this issue, one of Plaintiff's care providers reported Plaintiff's own comments:
(PageID.575).
Plaintiff does not refute the accuracy of the doctor's treatment notes which are consistent with the ALJ's observations concerning Plaintiff's credibility. First, the Federal Rules of Evidence do not apply in administrative hearings before the Social Security Administration. See, e.g., Williams v. Commissioner of Social Security, 2012 WL 7766360 at *11 (N.D. Ohio, Oct. 31, 2012); Hackle v. Colvin, 2013 WL 1412189 at *11 (S.D. Ohio, Apr. 8, 2013); Arnone v. Commissioner of Social Security, 2012 WL 7658385 at *8 (W.D. Mich., Sept. 26, 2012). Furthermore, it is well accepted that an ALJ may, when assessing a claimant's credibility, take into consideration the claimant's criminal history, especially when such involves crimes involving theft and/or dishonesty. See, e.g., Adams v. Commissioner of Social Security, 2011 WL 2650688 at *1 (W.D. Mich., July 6, 2011); Karout v. Astrue, 2013 WL 1946222 at *5 (D. Or., May 6, 2013); Yousif v. Astrue, 2013 WL 764859 at *9. Accordingly, this argument is rejected.
For the reasons articulated herein, the Court concludes that the ALJ's decision is supported by substantial evidence. Accordingly, the Commissioner's decision is