LENK, J.
The defendant, Daniel J. Prunty, was convicted by a Superior Court jury of murder in the first degree on a theory of deliberate premeditation. The defendant was convicted also of assault and battery by means of a dangerous weapon and attempted extortion. The convictions arose from an altercation at the defendant's home on August 7, 2004, during which the defendant fatally shot the victim, Jason Wells. On appeal, the defendant argues that the judge erred both in rejecting his exercise of a peremptory challenge of a member of the venire during jury empanelment and in improperly providing a limiting instruction as to the use of prior inconsistent statements elicited on cross-examination of one of the Commonwealth's key witnesses. We conclude that there is no merit in the defendant's first claim of error. As to the second claimed error, even if it were to be assumed, without deciding, that the limiting instruction should not have been given, this did not give rise to a substantial likelihood of a miscarriage of justice. We thus affirm the convictions, and decline to exercise our power under G. L. c. 278, § 33E, to order a new trial or reduce the murder verdict to a lesser degree of guilt.
1. Background. a. Facts. Based on the evidence admitted at trial, the jury could have found the following facts. On the evening of August 6, 2004, the defendant held a party at his home in Sandwich where several individuals, including Jason Wells, the victim, were using cocaine. After the party, the defendant noticed that money, watches, and jewelry were missing. He suspected Wells.
The next day, the defendant, Wells, and Richard Ford used cocaine at the defendant's home. At some point, the defendant confronted Wells about the missing items, and an argument ensued. Wells in turn accused Rebecca Pape, a friend of Wells who had also been at the defendant's home the night before. The defendant then telephoned Pape, telling her that he knew that she had taken his "stuff" and he wanted it back. Pape, with Christopher Rose and two other individuals, drove to the defendant's home, where the argument between the defendant and Wells was ongoing.
Pape, having witnessed the shooting, began "panicking." The defendant told her what their story would be: Wells had shot himself while Pape and the defendant had been in the bathroom. The defendant called the Sandwich police to report an accidental shooting. When officers responded, the defendant told them that someone had "shot himself," and led them into the kitchen where Wells was lying on the floor with a gunshot wound to the forehead. The officers detected a pulse and attempted unsuccessfully to resuscitate Wells; he was pronounced dead on arrival at a Boston area hospital.
Police questioned the defendant at the scene; he denied shooting Wells, saying that he had been talking with Pape in the hallway when the shot was fired. He admitted, however, that he had used the rifle to threaten Wells into giving his property back. He was arrested for assault and battery by means of a dangerous weapon. On August 31, 2004, the grand jury returned the three indictments. He was tried in February, 2006, and found guilty on all charges.
b. The defendant's peremptory challenge. When trial commenced on February 7, 2006, both the defendant and the Commonwealth were aware that the issue of race was likely to arise, at least tangentially, at trial.
The judge decided to empanel sixteen jurors; thus, each side was entitled to sixteen peremptory challenges.
Prior to the challenged empanelment of Juror 16, the judge had seated fifteen jurors. Juror 16, the first African-American member of the venire to be individually questioned,
Like every juror seated to that point, Juror 16 responded "no" to this question. After the judge declared Juror 16 indifferent, the defendant exercised a peremptory challenge, but the Commonwealth objected. The prosecutor stated, "he's the only African-American potential juror that we've had in this panel, and on that basis, I'm objecting."
In response, the judge ruled that the Commonwealth had "met the requirements of a prima facie showing of impropriety" on the basis that he could recall no other prospective juror with a similar physical appearance and, having reviewed the juror's questionnaire, concluded that "there is no reason for challenge that is immediately apparent." The judge then asked the challenging party, the defendant, whether there was a "clear and reasonably specific explanation" for exercising the challenge.
Defense counsel then provided the following rationale for the challenge
In response, the judge pointed out that two seated jurors were retired teachers, and three other jurors had minor children.
Defense counsel then offered a second reason for the challenge. He argued that certain evidence at trial would establish that the defendant "is a racist," as demonstrated by his use of the word "nigger" on multiple occasions and his references to African-Americans as "moon pies" and "porch monkey[s]."
Unsatisfied with the judge's question, defense counsel stated, after the juror had been dismissed from the court room, that "I would much rather have the [c]ourt ... let the prospective juror know that these remarks are going to be attributed to my client rather than other witnesses." The judge determined there was no need for additional voir dire, stating, "[Y]ou saw the gentleman's reaction, just as I did now. And I must say, I — from my own eyes, I can't imagine a more straightforward, honest response from a man." Nevertheless, the judge ordered the juror returned to the court room for additional questioning, as follows:
On the basis of these responses, the judge issued his final ruling: "The [c]ourt finds there to be no cause for challenge of this juror. The [c]ourt finds this juror to be fair and impartial. The [c]ourt finds that the challenge is mere sham. For all of those reasons, the gentleman will be seated as Juror 16." Over defense counsel's objection, Juror 16 was seated and sworn. Juror 16 was later selected as one of the twelve jurors to deliberate on the verdict and was made the foreperson of the jury prior to deliberations.
c. Admission of prior inconsistent statements and judge's limiting instruction. The defense, arguing that Wells had either shot himself or been shot by Christopher Rose, hinged largely on prior inconsistent statements of the individuals who were at the house at the time of the shooting. In this regard, Pape, as one of only two individuals who testified that she had actually seen the defendant shoot Wells, was the Commonwealth's primary witness. During cross-examination, defense counsel called
Pape testified at trial that her statements before the grand jury had been perjury. In addition to Pape's grand jury testimony, the jury heard about a number of her other prior inconsistent statements, all to the same effect, during cross-examination.
In his final instructions to the jury, however, the judge limited the jury's use of any prior inconsistent statements as going only to a witness's credibility:
This instruction was given without objection from either side.
2. Discussion. a. Peremptory challenge of Juror 16. The defendant claims that the judge erred in refusing to allow his exercise of a peremptory challenge of Juror 16.
(i) Standard of review. "We grant deference to a judge's ruling on whether a permissible ground for the peremptory challenge has been shown and will not disturb it so long as it is supported by the record." Commonwealth v. Rodriguez, 431 Mass. 804, 811 (2000). We will not conclude that a judge has abused this considerable discretion "unless juror prejudice is manifest." Commonwealth v. Seabrooks, 433 Mass. 439, 443 (2001).
(ii) Analysis. Both art. 12 of the Massachusetts Declaration of Rights
Peremptory challenges are "[o]ne of a party's limited number of challenges that do not need to be supported by a reason...." Black's Law Dictionary 261 (9th ed. 2009). See Commonwealth
The right to use peremptory challenges, however, is not absolute. The exclusion of prospective jurors solely by virtue of their membership in a "particular, defined grouping[] in the community"
We presume that peremptory challenges are properly made, but this presumption can be rebutted by a prima facie showing of either a pattern of challenges of members of the same discrete group, Soares, supra at 473-474 n.8, or, in certain circumstances, challenge of a single prospective juror within a protected class, Commonwealth v. Harris, 409 Mass. 461, 465 (1991) (Harris), where "there is a likelihood that [a prospective juror is] being excluded from the jury solely on the basis of ... group membership." Commonwealth v. Burnett, 418 Mass. 769, 770 (1994).
In this case, the judge properly requested an explanation for the defendant's peremptory challenge of the only African-American in the venire. "Where a venire contains `a paucity of African-Americans' a judge `has broad discretion to require an explanation without having to make the determination that a pattern of improper exclusion exists.'"
The defendant argues that we should hold that "the Harris exception does not apply to a peremptory challenge exercised by a defendant," because such a rule "is inconsistent with the special constitutional protections afforded criminal defendants."
Soares teaches that "we deem the Commonwealth equally to
We therefore decline to permit defendants a "pattern of one" discriminatory peremptory challenge and continue to adhere to our well-settled precedent that a challenge to the only African-American member of a venire is sufficient to rebut the presumption
The defendant next asserts that the judge should have accepted his race-neutral reason for challenging Juror 16. "The determination whether an explanation is `bona fide' entails a critical evaluation of both the soundness of the proffered explanation and whether the explanation (no matter how `sound' it might appear) is the actual motivating force behind the challenging party's decision." Commonwealth v. Maldonado, 439 Mass. 460, 464 (2003). In this regard, an explanation for a challenge must be both "adequate" (i.e., "`clear and reasonably specific,' `personal to the juror and not based on the juror's group affiliation'") and "genuine" (i.e., "in fact the reason for the exercise of the challenge"). Id. at 464, 465.
Here, defense counsel's stated reason for the challenge referred to Juror 16's occupation as a teacher. He argued that the problems of drugs in schools might make Juror 16 unable to be impartial in a case involving a number of young people involved in drugs. This bias, defense counsel alleged, was compounded by the similar occupation of the potential juror's spouse as a school administrator. "Although defense counsel stated that his peremptory challenge was motivated by nonracial considerations, the judge was entitled to disbelieve him." Commonwealth v. Curtiss, supra at 82. The judge did just that, holding that "the proffered reason for a challenge is not bona fide, but rather is a
The defendant argues also that the judge erred in not allowing his challenge after the additional voir dire. During this later voir dire process, Juror 16 stated that he had "been called quite a few of those [terms that the defendant allegedly used to describe African-Americans] in my lifetime anyway," and, when asked if he could be impartial despite this experience, said, "I would be able to do my best on it." The defendant argues that although such statements "may have been related, in an indirect sense, to his race," they were sufficiently "personal" to Juror 16 to justify a peremptory challenge. While the statements may have been personal to the juror, we do not agree that they support the defendant's peremptory challenge.
Of course, prospective jurors may be questioned about race-related bias, as the judge did of every member of the venire in this case, and a defendant may challenge them if "the defendant has specific reason to believe [they] would be incapable of confronting and suppressing their racism." Georgia v. McCollum, supra at 58. See United States v. Steele, 298 F.3d 906, 914 (9th Cir.), cert. denied, 537 U.S. 1096 (2002) (prosecutor could legitimately challenge a juror who believed race discrimination tainted criminal justice system). When initially questioned as to
Where a juror provides an answer such as Juror 16 did here, we conclude that the question of bias is best left to the considerable discretion of the judge, who can observe the juror's appearance during questioning. That is particularly appropriate in this case, as the judge expressly based his opinion, in part, on his assessment of Juror 16's appearance — "you saw the gentleman's reaction, just as I did now. And I must say, I — from my own eyes, I can't imagine a more straightforward, honest response from a man." The judge also had the benefit of Juror 16's unequivocal response ("No") to the initial question concerning racial bias that was asked of every other juror.
Beyond Juror 16's purported equivocation, the defendant claims also that Juror 16's experience of racism provides sufficient basis for his peremptory challenge. The United States Supreme Court "firmly has rejected the view that assumptions of partiality based on race provide a legitimate basis for disqualifying a person as an impartial juror." Georgia v. McCollum, supra at 59. In recognizing that parties may use peremptory challenges based on criteria that will result in the
In this case, defense counsel based his challenge on an assumption that an individual who had suffered racism would feel subtle biases against an alleged racist. This assumption, however, is undoubtedly "based" on race, and therefore provides an illegitimate basis for a peremptory challenge. See Georgia v. McCollum, supra at 59. It would require a measure of "willful intellectual blindness," Love v. Yates, 586 F.Supp.2d 1155, 1180 (N.D. Cal. 2008), for us to conclude that Juror 16's experience of racism (particularly the race-specific examples described by the judge in his questioning) does not correlate almost perfectly with his race and therefore serve as a "surrogate for race." Hernandez, supra at 371. See id. at 379 (Stevens, J., dissenting) ("An explanation that is `race neutral' on its face is nonetheless unacceptable if it is merely a proxy for a discriminatory practice").
Finally, the defendant argues that, even if he was not entitled to challenge Juror 16 at the outset, "the in-depth questioning of voir [dire] ... itself had alienated the juror," and thereby entitled the defendant to exercise the peremptory challenge. The defendant cites Lewis v. United States, 146 U.S. 370, 376 (1892), quoting 4 W. Blackstone, Commentaries 353, for the proposition that
Other than the fact that the colloquy took place, there is no evidence from which one could conclude that the procedure had irretrievably biased Juror 16 against the defendant. Juror 16 expressed no hostility toward either side; the judge found at the conclusion of the colloquy that there was "no cause for challenge of this juror." Furthermore, the defendant himself sought the additional voir dire, a request that the judge allowed in his discretion.
When requesting individual voir dire based on alleged racial prejudice, a defendant runs the risk that "such specific questions may activate latent racial bias in certain prospective jurors or may insult others without uncovering evidence of bias in hard-core bigots who refuse to acknowledge their prejudice." Commonwealth v. Ramirez, 407 Mass. 553, 555 (1990), quoting Commonwealth v. Lumley, 367 Mass. 213, 217 (1975).
Following the defendant's improper challenge, the judge seated Juror 16 and proceeded with the trial. The judge's chosen course of action, disallowance of the challenge, and retention of the already seated jurors was eminently appropriate, as "[n]othing in Soares suggests that a defendant, whose misuse of peremptory challenges proves unsuccessful, is entitled to select a new jury from a new venire." Commonwealth v. Hutchinson, 395 Mass. 568, 572-573 (1985). There is no basis in the record for us to conclude that the bias of Juror 16 was "manifest" such that a finding of an abuse of discretion is required. Commonwealth v. Seabrooks, 433 Mass. 439, 443 (2001). In light of the judge's strict and considered adherence to the requirements of Soares, supra, and Harris, supra, we conclude that the jury as constituted was fair and representative.
b. Limiting instruction on prior inconsistent statements. The defendant maintains that the judge erred in limiting the jury's use of Pape's prior inconsistent statements, that the defendant had not committed the murder and instead had been with her in the bathroom at the time, to an assessment of Pape's credibility as a witness. The defendant contends that the unobjected-to limiting instruction resulted in a substantial likelihood of a miscarriage of justice. See Commonwealth v. McCray, 457 Mass. 544, 552 (2010), quoting Commonwealth v. Wright, 411 Mass. 678, 682 (1992) (pursuant to G. L. c. 278, § 33E, where claim of error is unpreserved, we "consider whether there was an error
We need not decide whether this instruction was given in error. Assuming, without deciding, that it was,
There was overwhelming evidence, beyond Pape's testimony, as to the defendant's guilt. During the trial, numerous witnesses described the events of August 7, 2004, and their perception of events leading up to the shooting. The defendant himself admitted in police interviews to having threatened the victim with the gun by aiming it at the victim's forehead. This was only minutes before the victim was shot with the same gun in the very spot where the defendant had aimed it. Richard Ford testified that, shortly before the shooting, the defendant stated to the victim, "You were my friend. How could you steal my shit? I should kill you." Five seconds later, Ford heard a gunshot followed by a loud thud. Christopher Rose testified: the defendant "put the gun to [the victim's] head," "told him he was going to die," and, after Rose heard the gunshot, he saw the defendant "holding the gun up towards [the victim]"; Rose later stated that he "saw" the defendant shoot the victim.
The jury learned that the defendant had provided police with the clothes he had purportedly been wearing at the time of the shooting. Instead, and consistent with consciousness of guilt, he had in fact been wearing different clothes when the victim was shot. The jury heard a recorded conversation between the defendant and Pape in which they discussed what each had told the police about the shooting. When their statements concerning their exact location at the time of the shooting did not align,
Significantly, the limiting instruction did not affect the defendant's ability to rebut the Commonwealth's case. In alleging prejudice, the defendant claims in a general way that the limiting instruction "removed valuable and directly exculpatory information" from the jury's consideration. We are hard pressed to see how this was likely to have influenced the jury's conclusion.
The distinction between substantive admissibility and admissibility solely for credibility purposes can, of course, be vitally important where the Commonwealth seeks to prove the truth of a prior inconsistent statement; without substantive admission of the statement, the Commonwealth might not be able to prove its case. Defendants, however, need not "test or produce any evidence." Commonwealth v. Laguer, 448 Mass. 585, 598 n.30 (2007). To acquit the defendant, the jury did not need to believe the truth of Pape's prior statements, i.e., that she and the defendant were in the bathroom while Wells was shot in the kitchen. The jury simply needed to disbelieve Pape's trial testimony, i.e., that she saw the defendant shoot Wells. The latter was a determination that the judge's instruction allowed, conveying as it did the jury's ability to use Pape's inconsistency to assess her credibility.
3. Review under G. L. c. 278, § 33E. Having reviewed the entire record pursuant to our duty under G. L. c. 278, § 33E, we discern no reason to reduce the verdict of murder in the first degree or to require a new trial.
Judgments affirmed.
The same could be said here. None of Juror 16's answers during voir dire suggested that his occupation would affect his ability to be impartial. See Commonwealth v. Benoit, supra at 224-225 (rejecting prosecutor's rationale for challenge premised on juror's occupation [teacher's assistant] where juror "gave no answers to the questions posed to her that would suggest her occupation" would affect her service on jury). Additionally, the judge pointed out that other jurors with the same occupation had not been challenged; defense counsel offered no reason to differentiate this teacher (Juror 16) from those teachers previously seated. See Commonwealth v. Maldonado, supra at 467 ("genuineness [of proffered rationale for challenge was] significantly impaired by the absence of consistency in its application to other jurors"). See also United States v. Thompson, 528 F.3d 110, 116-117 (2d Cir. 2008) (finding judge properly evaluated and found discriminatory intent in peremptory challenge partly on basis that there was little difference, other than race, between challenged juror and juror already seated).
That defense counsel subsequently provided an additional reason for the challenge (his client's alleged racism) also raises doubts about the genuineness of the first rationale. See Commonwealth v. Rodriguez, 457 Mass. 461, 473 (2010) (assessing race-neutral rationale for challenge and noting that challenging party "did not change his position" during discussion of challenge as a reason to regard it as adequate). The defendant's appellate counsel conceded at oral argument that, provided only with the justifications originally put forward, he would be "hard pressed" to, and "couldn't successfully," convince us that the judge had abused his discretion. We defer to the judge's well-reasoned decision, which has ample support in both the record and our precedent.