LOUISE W. FLANAGAN, District Judge.
This matter is before the court on plaintiff's motion for judgment on the pleadings (DE 18) and defendant's motion to remand (DE 24). Pursuant to 28 U.S.C. § 636(b)(1) and Federal Rule of Civil Procedure 72(b), United States Magistrate Judge Kimberly A. Swank, entered memorandum and recommendation ("M&R"), wherein it is recommended that the court deny plaintiff's motion, grant defendant's motion, and remand to defendant for further consideration or award of benefits. Plaintiff timely filed objections to the M&R, to which defendant filed a response, and the issues raised are ripe for ruling. For reasons noted, the court adopts the M&R, denies plaintiff's motion, grants defendant's motion, and remands to defendant for further proceedings.
On June 23, 2014, plaintiff filed an application for disability insurance benefits and supplemental insurance benefits, alleging disability beginning March 31, 2013. The claims were denied initially and upon reconsideration. Plaintiff requested hearing before an administrative law judge ("ALJ"), who, after hearing held May 18, 2016, and supplemental hearing held on July 18, 2016, issued a partially favorable decision, finding that plaintiff "was not disabled prior to June 7, 2015, but became disabled on that date and has continued to be disabled through the date of this decision." (DE 12 at 20). The Appeals Council denied plaintiff's request for review on January 12, 2017, leaving the ALJ's decision as defendant's final decision. Plaintiff then filed this action seeking judicial review of that portion of the ALJ's decision finding no disability prior to June 7, 2015.
The court has jurisdiction under 42 U.S.C. § 405(g) to review defendant's final decision denying benefits. The court must uphold the factual findings of the ALJ "if they are supported by substantial evidence and were reached through application of the correct legal standard."
"A necessary predicate to engaging in substantial evidence review is a record of the basis for the ALJ's ruling," including "a discussion of which evidence the ALJ found credible and why, and specific application of the pertinent legal requirements to the record evidence."
To assist in its review of defendant's denial of benefits, the court may "designate a magistrate judge to conduct hearings . . . and to submit . . . proposed findings of fact and recommendations for the disposition [of the motions for judgment on the pleadings]."
The ALJ's determination of eligibility for Social Security benefits involves a five-step sequential evaluation process, which asks whether:
In the instant matter, the ALJ performed the sequential evaluation. At step one, the ALJ found that plaintiff had not engaged in substantial gainful activity since March 31, 2013. At step two, the ALJ found that plaintiff had the following severe impairments: history of right (non-dominant) hand surgeries; right (non-dominant) carpal tunnel syndrome, status post release; bipolar disorder; an anxiety disorder; and borderline intellectual functioning.
Before proceeding to step four, the ALJ determined that prior to June 7, 2015, plaintiff had the residual functional capacity ("RFC") to perform light work, except he could frequently handle and finger with the non-dominant hand, with the following restrictions: could perform goal-oriented rather than production-oriented work (i.e., the performance of work tasks in allotted time is more important than the pace at which the work tasks are performed); understand, remember, and perform work tasks of a complexity consistent with or less than GED Reasoning Level 02 (as defined in the Dictionary of Occupational Titles ("DOT")); could perform work that involves routine tasks (i.e., no more than occasional changes in core work duties); could have superficial interaction with the general public (speaking with the public is not a core requirement of the job); could have superficial interaction with supervisors and coworkers (speaking with them is not a core requirement of the job).
At step four, the ALJ concluded plaintiff was unable to perform his past relevant work as a press operator. At step five, the ALJ determined that prior to June 7, 2015, jobs existed in the national economy that plaintiff could have performed perform. Thus, the ALJ concluded that plaintiff was not disabled under the terms of the Social Security Act prior to June 7, 2015.
Defendant argues remand is the proper action in this case where further fact finding is required as to plaintiff's functional limitations from March 31, 2013 to June 6, 2015. Defendant states that
(DE 24 at 1).
Plaintiff opposes remand and seeks an award of benefits, arguing that the uncontroverted evidence demonstrates he meets Listing 12.04 and/or Listing 12.06 due to his major depressive disorder and anxiety disorder. (DE 19 at 14, DE 28 at 4).
The Fourth Circuit has held that it is appropriate for a federal court to "reverse without remanding where the record does not contain substantial evidence to support a decision denying coverage under the correct legal standard and when reopening the record for more evidence would serve no purpose."
Plaintiff has not provided the court uncontroverted evidence in the record supporting a finding of disability from the alleged onset date, March 31, 2013 to June 7, 2015.
Plaintiff argues before this court, as he did before the magistrate judge, that the uncontroverted evidence of his need for electroconvulsive therapy fulfills the requirements of marked limitations in maintaining social functioning and concentration, persistence or pace under paragraph B of Listings 12.04 and 12.06. (DE 28 at 2).
Additionally, as pointed out by the magistrate judge, electroconvulsive therapy was not recommended as a course of treatment until a year and a half after plaintiff's alleged onset date. (
Accordingly, the court agrees with defendant that remand is warranted, but not solely regarding plaintiff's functional limitations. The court finds remand is warranted additionally concerning whether plaintiff's major depressive disorder and anxiety disorder has fulfilled the requirements of paragraph B of Listings 12.04 or 12.06 from March 31, 2013 to June 6, 2015. Plaintiff has argued consistently that defendant's findings with respect to the paragraph B criteria are not supported by substantial evidence. Defendant did not address plaintiff's argument raised in his motion for judgment on pleadings, and has taken the position only that remand was warranted concerning plaintiff's functional limitations.
Accordingly, the court finds remand is warranted concerning whether plaintiff's major depressive disorder and anxiety disorder has fulfilled the requirements of paragraph B of Listings 12.04 or 12.06 from March 31, 2013 to June 6, 2015 and as to plaintiff's functional limitations.
Based on the foregoing, and upon de novo review of the administrative record, the court ADOPTS the findings, analysis, and recommendation in the M&R. Plaintiff's motion for judgment on the pleadings (DE 18) is DENIED, defendant's motion for remand under sentence four of 42 U.S.C. § 405(g) (DE 24) is GRANTED, and this action is remanded for further administrative proceedings which shall include reconsideration of whether plaintiff's major depressive disorder and anxiety disorder has fulfilled the requirements of paragraph B of either Listings 12.04 or 12.06 and, if needed, reconsideration of plaintiff's functional limitations. The clerk is DIRECTED to close this case.
SO ORDERED.